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Nasdaq · USD

FSLR

FIRST SOLAR, INC.

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72
SEC CIK
0001274494
Parsed reports
977

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025017
Dec 202500
Jan 202600
Feb 202600
Mar 2026079
Apr 202601
May 2026057
Jun 202601
Jul 202600
Aug 202607
Sep 202601
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2017 Filed Mar 7, 2017 21:18 UTC
ANTOUN GEORGESChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,499 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010582 · form4.xml · derivative · entry 6

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,998

Underlying: Common Stock · 3,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan.

F6 · derivative.exercise_date: The restricted stock units were granted on March 5, 2015 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F6 · derivative.expiration_date: The restricted stock units were granted on March 5, 2015 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 21:18 UTC
ANTOUN GEORGESChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,439 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010582 · form4.xml · derivative · entry 5

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,439

Underlying: Common Stock · 3,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan.

F5 · derivative.exercise_date: The restricted stock units were granted on March 5, 2014 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F5 · derivative.expiration_date: The restricted stock units were granted on March 5, 2014 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 21:18 UTC
ANTOUN GEORGESChief Commercial Officer
Tax withholdingCommon Stock 957 $34.61 $33,121.77
Disclosure

SEC source: 0001127602-17-010582 · form4.xml · nonDerivative · entry 4

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,443

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 21:18 UTC
ANTOUN GEORGESChief Commercial Officer
Tax withholdingCommon Stock 941 $34.61 $32,568.01
Disclosure

SEC source: 0001127602-17-010582 · form4.xml · nonDerivative · entry 3

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,400

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 21:18 UTC
ANTOUN GEORGESChief Commercial Officer
Exercise / conversionCommon Stock 3,499 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010582 · form4.xml · nonDerivative · entry 2

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 5, 2015.

Read SEC document
March 05, 2017 Filed Mar 7, 2017 21:18 UTC
ANTOUN GEORGESChief Commercial Officer
Exercise / conversionCommon Stock 3,439 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010582 · form4.xml · nonDerivative · entry 1

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 5, 2014.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:30 UTC
KALETA PAUL JEVP, Genl Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,127 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010605 · form4.xml · derivative · entry 5

KALETA PAUL J · CIK 0001349867 · EVP, Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,127

Underlying: Common Stock · 3,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan.

F5 · derivative.exercise_date: The restricted stock units were granted on March 3, 2014 pursuant to the Reporting Person's Employment Agreement. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, beginning March 3, 2015.

F5 · derivative.expiration_date: The restricted stock units were granted on March 3, 2014 pursuant to the Reporting Person's Employment Agreement. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, beginning March 3, 2015.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:30 UTC
KALETA PAUL JEVP, Genl Counsel & Secretary
Tax withholdingCommon Stock 1,015 $34.61 $35,129.15
Disclosure

SEC source: 0001127602-17-010605 · form4.xml · nonDerivative · entry 3

KALETA PAUL J · CIK 0001349867 · EVP, Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,399

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:30 UTC
KALETA PAUL JEVP, Genl Counsel & Secretary
Exercise / conversionCommon Stock 3,127 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010605 · form4.xml · nonDerivative · entry 1

KALETA PAUL J · CIK 0001349867 · EVP, Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 3, 2014.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 21:31 UTC
KALETA PAUL JEVP, Genl Counsel & Secretary
SaleCommon Stock 8,492 $33.69 $286,095.48
Disclosure

SEC source: 0001127602-17-008230 · form4.xml · nonDerivative · entry 1

KALETA PAUL J · CIK 0001349867 · EVP, Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,696

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on November 28, 2016.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:12 UTC GrantCommon Stock 1,247 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000281 · form4.xml · nonDerivative · entry 1

POST WILLIAM J · CIK 0001027958 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Post Family Trust

Disclosed balance after: 17,841

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:48 UTC GrantCommon Stock 1,247 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000318 · form4.xml · nonDerivative · entry 1

Chapman Richard D · CIK 0001551184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,988

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:45 UTC GrantCommon Stock 1,247 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000312 · form4.xml · nonDerivative · entry 1

PRESBY J THOMAS · CIK 0001192023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,958

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:38 UTC GrantCommon Stock 1,247 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000301 · form4.xml · nonDerivative · entry 1

KENNEDY R CRAIG · CIK 0001245053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,197

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:16 UTC GrantCommon Stock 1,247 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000290 · form4.xml · nonDerivative · entry 1

Nolan James F · CIK 0001381103 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,316

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 22:08 UTC GrantCommon Stock 1,247 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000272 · form4.xml · nonDerivative · entry 1

STEBBINS PAUL H · CIK 0001236725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,906

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 21:40 UTC GrantCommon Stock 1,247 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000239 · form4.xml · nonDerivative · entry 1

Sweeney Michael T · CIK 0001381047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,781

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 21:34 UTC GrantCommon Stock 1,247 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000228 · form4.xml · nonDerivative · entry 1

Allen Sharon L. · CIK 0001557147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,225

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 21:26 UTC GrantCommon Stock 1,247 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000212 · form4.xml · nonDerivative · entry 1

Hambro George A · CIK 0001381111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,988

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 21:30 UTC GrantCommon Stock 1,831 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000222 · form4.xml · nonDerivative · entry 1

Ahearn Michael J · CIK 0001381112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,547

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
November 28, 2016 Filed Feb 23, 2017 22:33 UTC PurchaseCommon Stock 4,000 $31.20 $124,800.00
Disclosure

SEC source: 0001127602-17-008007 · form5.xml · nonDerivative · entry 1

PRESBY J THOMAS · CIK 0001192023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,958

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:36 UTC
ANTOUN GEORGESChief Commercial Officer
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068141 · form4.xml · derivative · entry 1

ANTOUN GEORGES · CIK 0001234459 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F2 · derivative.exercise_date: The restricted stock units were granted on November 21, 2016 pursuant to a retention equity award. These units are scheduled to vest at a rate of 33% on July 21, 2017, 33% on March 21, 2018 and 34% on November 21, 2018.

F2 · derivative.expiration_date: The restricted stock units were granted on November 21, 2016 pursuant to a retention equity award. These units are scheduled to vest at a rate of 33% on July 21, 2017, 33% on March 21, 2018 and 34% on November 21, 2018.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:35 UTC
DeJong PhilipChief Operating Officer
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068136 · form4.xml · derivative · entry 1

DeJong Philip · CIK 0001647590 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F2 · derivative.exercise_date: The restricted stock units were granted on November 21, 2016 pursuant to a retention equity award. These units are scheduled to vest at a rate of 33% on July 21, 2017, 33% on March 21, 2018 and 34% on November 21, 2018.

F2 · derivative.expiration_date: The restricted stock units were granted on November 21, 2016 pursuant to a retention equity award. These units are scheduled to vest at a rate of 33% on July 21, 2017, 33% on March 21, 2018 and 34% on November 21, 2018.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:33 UTC
Widmar Mark RDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068132 · form4.xml · derivative · entry 1

Widmar Mark R · CIK 0001362208 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F2 · derivative.exercise_date: The restricted stock units were granted on November 21, 2016 pursuant to a retention equity award. These units are scheduled to vest at a rate of 33% on July 21, 2017, 33% on March 21, 2018 and 34% on November 21, 2018.

F2 · derivative.expiration_date: The restricted stock units were granted on November 21, 2016 pursuant to a retention equity award. These units are scheduled to vest at a rate of 33% on July 21, 2017, 33% on March 21, 2018 and 34% on November 21, 2018.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:32 UTC
Garabedian RaffiChief Technology Officer
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-068128 · form4.xml · derivative · entry 1

Garabedian Raffi · CIK 0001549086 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F2 · derivative.exercise_date: The restricted stock units were granted on November 21, 2016 pursuant to a retention equity award. These units are scheduled to vest at a rate of 33% on July 21, 2017, 33% on March 21, 2018 and 34% on November 21, 2018.

F2 · derivative.expiration_date: The restricted stock units were granted on November 21, 2016 pursuant to a retention equity award. These units are scheduled to vest at a rate of 33% on July 21, 2017, 33% on March 21, 2018 and 34% on November 21, 2018.

Read SEC document
October 26, 2016 Filed Oct 26, 2016 21:19 UTC OtherCommon Stock 24,957,907 $0.00 $0.00
Disclosure

SEC source: 0000950157-16-002396 · form4.xml · nonDerivative · entry 1

John T. Walton Residuary Trust · CIK 0001545457 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By JCL FSLR Holdings, LLC

Disclosed balance after: 0

F1 · kind: Distribution of assets of JCL FSLR Holdings, LLC and the Reporting Person, including the reported securities.

Read SEC document
October 26, 2016 Filed Oct 26, 2016 21:19 UTC OtherCommon Stock 24,957,907 $0.00 $0.00
Disclosure

SEC source: 0000950157-16-002395 · form4.xml · nonDerivative · entry 1

JCL Holdings LLC · CIK 0001381157 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By JCL FSLR Holdings, LLC

Disclosed balance after: 0

F1 · kind: Distribution of assets of JCL FSLR Holdings, LLC and JCL Holdings, LLC, including the reported securities.

Read SEC document
October 26, 2016 Filed Oct 26, 2016 21:18 UTC OtherCommon Stock 24,957,907 $0.00 $0.00
Disclosure

SEC source: 0000950157-16-002394 · form4.xml · nonDerivative · entry 1

JCL FSLR Holdings, LLC · CIK 0001545456 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Distribution of assets of JCL FSLR Holdings, LLC, including the reported securities.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:46 UTC GrantCommon Stock 1,013 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064058 · form4.xml · nonDerivative · entry 1

POST WILLIAM J · CIK 0001027958 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Post Family Trust

Disclosed balance after: 16,594

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 21:21 UTC GrantCommon Stock 1,488 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064136 · form4.xml · nonDerivative · entry 1

Ahearn Michael J · CIK 0001381112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,716

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 21:19 UTC GrantCommon Stock 1,013 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064131 · form4.xml · nonDerivative · entry 1

Allen Sharon L. · CIK 0001557147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,978

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:53 UTC GrantCommon Stock 1,013 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064084 · form4.xml · nonDerivative · entry 1

Chapman Richard D · CIK 0001551184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,741

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:50 UTC GrantCommon Stock 1,013 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064069 · form4.xml · nonDerivative · entry 1

KENNEDY R CRAIG · CIK 0001245053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,950

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:51 UTC GrantCommon Stock 1,013 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064075 · form4.xml · nonDerivative · entry 1

Hambro George A · CIK 0001381111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,741

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:47 UTC GrantCommon Stock 1,013 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064063 · form4.xml · nonDerivative · entry 1

Nolan James F · CIK 0001381103 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,069

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:43 UTC GrantCommon Stock 1,013 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064050 · form4.xml · nonDerivative · entry 1

STEBBINS PAUL H · CIK 0001236725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,659

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:45 UTC GrantCommon Stock 1,013 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064056 · form4.xml · nonDerivative · entry 1

PRESBY J THOMAS · CIK 0001192023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,711

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:41 UTC GrantCommon Stock 1,013 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064044 · form4.xml · nonDerivative · entry 1

Sweeney Michael T · CIK 0001381047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,534

F1 · shares: The shares granted represent the quarterly equity compensation paid to the Issuer's non-associate directors.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 20:00 UTC Exercise / conversionRestricted Stock Units · Derivative 10,469 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-061914 · form4.xml · derivative · entry 12

HUGHES JAMES ALTON · CIK 0001258525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,469 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F11 · derivative.exercise_date: The restricted stock units were granted on March 8, 2016. These units are scheduled to vest at a rate of 25% per year, commencing on the first anniversary of the grant date. Twelve months of vesting occurred on September 1, 2016, the effective date of the Reporting Person's termination of employment with the Issuer, pursuant to the terms of the Reporting Person's Employment Agreement.

F11 · derivative.expiration_date: The restricted stock units were granted on March 8, 2016. These units are scheduled to vest at a rate of 25% per year, commencing on the first anniversary of the grant date. Twelve months of vesting occurred on September 1, 2016, the effective date of the Reporting Person's termination of employment with the Issuer, pursuant to the terms of the Reporting Person's Employment Agreement.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 20:00 UTC Exercise / conversionRestricted Stock Units · Derivative 8,109 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-061914 · form4.xml · derivative · entry 11

HUGHES JAMES ALTON · CIK 0001258525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan.

F9 · derivative.exercise_date: The restricted stock units were granted on March 5, 2015. These units are scheduled to vest at a rate of 25% per year, commencing on the first anniversary of the grant date. Twelve months of vesting occurred on September 1, 2016, the effective date of the Reporting Person's termination of employment with the Issuer, pursuant to the terms of the Reporting Person's Employment Agreement.

F9 · derivative.expiration_date: The restricted stock units were granted on March 5, 2015. These units are scheduled to vest at a rate of 25% per year, commencing on the first anniversary of the grant date. Twelve months of vesting occurred on September 1, 2016, the effective date of the Reporting Person's termination of employment with the Issuer, pursuant to the terms of the Reporting Person's Employment Agreement.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 20:00 UTC Exercise / conversionRestricted Stock Units · Derivative 8,598 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-061914 · form4.xml · derivative · entry 10

HUGHES JAMES ALTON · CIK 0001258525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan.

F8 · derivative.exercise_date: The restricted stock units were granted on March 5, 2014. These units are scheduled to vest at a rate of 25% per year, commencing on the first anniversary of the grant date. Twelve months of vesting occurred on September 1, 2016, the effective date of the Reporting Person's termination of employment with the Issuer, pursuant to the terms of the Reporting Person's Employment Agreement.

F8 · derivative.expiration_date: The restricted stock units were granted on March 5, 2014. These units are scheduled to vest at a rate of 25% per year, commencing on the first anniversary of the grant date. Twelve months of vesting occurred on September 1, 2016, the effective date of the Reporting Person's termination of employment with the Issuer, pursuant to the terms of the Reporting Person's Employment Agreement.

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September 01, 2016 Filed Sep 6, 2016 20:00 UTC Exercise / conversionRestricted Stock Units · Derivative 18,587 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-061914 · form4.xml · derivative · entry 9

HUGHES JAMES ALTON · CIK 0001258525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan.

F7 · derivative.exercise_date: The restricted stock units were granted on March 13, 2013. These units are scheduled to vest at a rate of 25% per year, commencing on the first anniversary of the grant date. Twelve months of vesting occurred on September 1, 2016, the effective date of the Reporting Person's termination of employment with the Issuer, pursuant to the terms of the Reporting Person's Employment Agreement.

F7 · derivative.expiration_date: The restricted stock units were granted on March 13, 2013. These units are scheduled to vest at a rate of 25% per year, commencing on the first anniversary of the grant date. Twelve months of vesting occurred on September 1, 2016, the effective date of the Reporting Person's termination of employment with the Issuer, pursuant to the terms of the Reporting Person's Employment Agreement.

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September 01, 2016 Filed Sep 6, 2016 20:00 UTC Tax withholdingCommon Stock 4,392 $38.44 $168,828.48
Disclosure

SEC source: 0001127602-16-061914 · form4.xml · nonDerivative · entry 8

HUGHES JAMES ALTON · CIK 0001258525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,304

F5 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

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September 01, 2016 Filed Sep 6, 2016 20:00 UTC Tax withholdingCommon Stock 3,402 $38.44 $130,772.88
Disclosure

SEC source: 0001127602-16-061914 · form4.xml · nonDerivative · entry 7

HUGHES JAMES ALTON · CIK 0001258525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,696

F5 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 20:00 UTC Tax withholdingCommon Stock 3,607 $38.44 $138,653.08
Disclosure

SEC source: 0001127602-16-061914 · form4.xml · nonDerivative · entry 6

HUGHES JAMES ALTON · CIK 0001258525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,098

F5 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 20:00 UTC Tax withholdingCommon Stock 7,798 $38.44 $299,755.12
Disclosure

SEC source: 0001127602-16-061914 · form4.xml · nonDerivative · entry 5

HUGHES JAMES ALTON · CIK 0001258525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,705

F5 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

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September 01, 2016 Filed Sep 6, 2016 20:00 UTC Exercise / conversionCommon Stock 10,469 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-061914 · form4.xml · nonDerivative · entry 4

HUGHES JAMES ALTON · CIK 0001258525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 8, 2016.

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September 01, 2016 Filed Sep 6, 2016 20:00 UTC Exercise / conversionCommon Stock 8,109 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-061914 · form4.xml · nonDerivative · entry 3

HUGHES JAMES ALTON · CIK 0001258525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 5, 2015.

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September 01, 2016 Filed Sep 6, 2016 20:00 UTC Exercise / conversionCommon Stock 8,598 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-061914 · form4.xml · nonDerivative · entry 2

HUGHES JAMES ALTON · CIK 0001258525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 5, 2014.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 20:00 UTC Exercise / conversionCommon Stock 18,587 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-061914 · form4.xml · nonDerivative · entry 1

HUGHES JAMES ALTON · CIK 0001258525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 13, 2013.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.