FRMM

SEC source: 0001213900-23-075377 · ownership.xml · nonDerivative · entry 1

RAY RUSSELL T · CIK 0001225960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,409

F1 · kind: Issued in consideration for serving on the Board of Directors and as a Member of the Audit, Compensation and Nominating and Corporate Governance Committees of the Board of Directors, for the quarter ended June 30, 2023. Granted under the registrant's Amended and Restated 2022 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F1 · price: Issued in consideration for serving on the Board of Directors and as a Member of the Audit, Compensation and Nominating and Corporate Governance Committees of the Board of Directors, for the quarter ended June 30, 2023. Granted under the registrant's Amended and Restated 2022 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

SEC source: 0001213900-23-075378 · ownership.xml · derivative · entry 5

DeLuca Teresa · CIK 0001685627 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-09-04

F3 · kind: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors for the quarter ended June 30, 2023. Granted under the registrant's First Amended and Restated 2022 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F3 · price: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors for the quarter ended June 30, 2023. Granted under the registrant's First Amended and Restated 2022 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F4 · derivative.exercise_date: The options vest at the rate of 1/12th of such options ratably on a monthly basis over the following 12 months on the last day of each calendar month (beginning September 30, 2023), subject to the Reporting Person's continued service to the Company on such vesting dates.

SEC source: 0001213900-23-075376 · ownership.xml · derivative · entry 2

Woody James N. · CIK 0001553355 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2033-09-04

F1 · kind: The Stock Options were granted to the Reporting Person pursuant to the Issuer's First Amended and Restated 2022 Omnibus Incentive Plan in consideration for services to be rendered as Chief Executive Officer. Exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · derivative.exercise_date: The options vest at the rate of 1/12th of such options ratably on a monthly basis over the following 12 months on the last day of each calendar month (beginning September 30, 2023), subject to the Reporting Person's continued service to the Company on such vesting dates.

SEC source: 0001213900-23-075379 · ownership.xml · derivative · entry 2

Francis Knuettel II · CIK 0001433316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-09-04

F1 · kind: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors for the quarter ended June 30, 2023. Granted under the registrant's First Amended and Restated 2022 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F1 · price: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors for the quarter ended June 30, 2023. Granted under the registrant's First Amended and Restated 2022 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F2 · derivative.exercise_date: The options vest at the rate of 1/12th of such options ratably on a monthly basis over the following 12 months on the last day of each calendar month (beginning September 30, 2023), subject to the Reporting Person's continued service to the Company on such vesting dates.

SEC source: 0001213900-23-075375 · ownership.xml · derivative · entry 2

Rothbard Jonathan B. · CIK 0001833968 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-09-04

F1 · kind: The Stock Options were granted to the Reporting Person pursuant to the Issuer's First Amended and Restated 2022 Omnibus Incentive Plan in consideration for services to be rendered as Chief Scientific Officer. Exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · derivative.exercise_date: The options vest at the rate of 1/12th of such options ratably on a monthly basis over the following 12 months on the last day of each calendar month (beginning September 30, 2023), subject to the Reporting Person's continued service to the Company on such vesting dates.

SEC source: 0001213900-23-045386 · ownership.xml · nonDerivative · entry 1

STEINMAN LAWRENCE · CIK 0001132679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,129

F1 · shares: This transaction was executed in multiple trades at prices ranging from $1.15 to $1.26. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.15 to $1.26. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001213900-23-044659 · ownership.xml · nonDerivative · entry 1

McGovern Jr. Donald A. · CIK 0001706276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,099

F1 · kind: This transaction was executed in multiple trades at prices ranging from $1.13 to $1.15, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.13 to $1.15, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001213900-23-041735 · ownership.xml · nonDerivative · entry 2

McGovern Jr. Donald A. · CIK 0001706276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,099

F2 · kind: This transaction was executed in multiple trades at prices ranging from $1.155 to $1.1599, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.155 to $1.1599, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001213900-23-041199 · ownership.xml · nonDerivative · entry 1

Woody James N. · CIK 0001553355 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,888

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.00 to $1.04, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001213900-23-041331 · ownership.xml · nonDerivative · entry 1

Marrone Pamela G · CIK 0001582885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,469.019

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.03 to $1.07, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001213900-23-041328 · ownership.xml · nonDerivative · entry 1

Pamir Ozan · CIK 0001834681 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,983.077

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.9801 to $1.02, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001213900-23-041735 · ownership.xml · nonDerivative · entry 1

McGovern Jr. Donald A. · CIK 0001706276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,099

F1 · kind: This transaction was executed in multiple trades at prices ranging from $1.0298 to $1.0497, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.0298 to $1.0497, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001213900-22-068724 · ownership.xml · nonDerivative · entry 1

Gold Lawrence Marshall · CIK 0001355868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,798

F1 · kind: Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended September 30, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F1 · price: Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended September 30, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

SEC source: 0001213900-22-068722 · ownership.xml · nonDerivative · entry 1

Marrone Pamela G · CIK 0001582885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,170

F1 · kind: Issued in consideration for serving on the Board of Directors and as a Member of the Compensation and Risk, Safety and Regulatory Committees of the Board of Directors, for the quarter ended September 30, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F1 · price: Issued in consideration for serving on the Board of Directors and as a Member of the Compensation and Risk, Safety and Regulatory Committees of the Board of Directors, for the quarter ended September 30, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

SEC source: 0001213900-22-068720 · ownership.xml · nonDerivative · entry 1

RAY RUSSELL T · CIK 0001225960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,068

F1 · kind: Issued in consideration for serving on the Board of Directors and as a Member of the Audit, Compensation and Nominating and Corporate Governance Committees of the Board of Directors, for the quarter ended September 30, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F1 · price: Issued in consideration for serving on the Board of Directors and as a Member of the Audit, Compensation and Nominating and Corporate Governance Committees of the Board of Directors, for the quarter ended September 30, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

SEC source: 0001213900-22-068717 · ownership.xml · nonDerivative · entry 1

McGovern Jr. Donald A. · CIK 0001706276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,969

F1 · kind: Issued in consideration for serving on the Board of Directors, as Lead Director, Chairman of the Audit Committee, and as a Member of the Compensation Committee and of the Risk, Safety and Regulatory Committee of the Board of Directors, for the quarter ended September 30, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F1 · price: Issued in consideration for serving on the Board of Directors, as Lead Director, Chairman of the Audit Committee, and as a Member of the Compensation Committee and of the Risk, Safety and Regulatory Committee of the Board of Directors, for the quarter ended September 30, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

SEC source: 0001213900-22-042961 · ownership.xml · nonDerivative · entry 1

Marrone Pamela G · CIK 0001582885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,133

F1 · kind: Issued in consideration for serving on the Board of Directors and as a Member of the Compensation and Risk, Safety and Regulatory Committees of the Board of Directors, for the quarter ended June 30, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F1 · price: Issued in consideration for serving on the Board of Directors and as a Member of the Compensation and Risk, Safety and Regulatory Committees of the Board of Directors, for the quarter ended June 30, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

SEC source: 0001213900-22-042959 · ownership.xml · nonDerivative · entry 1

RAY RUSSELL T · CIK 0001225960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,366

F1 · kind: Issued in consideration for serving on the Board of Directors and as a Member of the Audit, Compensation and Nominating and Corporate Governance Committees of the Board of Directors, for the quarter ended June 30, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F1 · price: Issued in consideration for serving on the Board of Directors and as a Member of the Audit, Compensation and Nominating and Corporate Governance Committees of the Board of Directors, for the quarter ended June 30, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

SEC source: 0001213900-22-042954 · ownership.xml · nonDerivative · entry 1

McGovern Jr. Donald A. · CIK 0001706276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,927

F1 · kind: Issued in consideration for serving on the Board of Directors, as Lead Director, Chairman of the Audit Committee, and as a Member of the Compensation Committee and of the Risk, Safety and Regulatory Committee of the Board of Directors, for the quarter ended June 30, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F1 · price: Issued in consideration for serving on the Board of Directors, as Lead Director, Chairman of the Audit Committee, and as a Member of the Compensation Committee and of the Risk, Safety and Regulatory Committee of the Board of Directors, for the quarter ended June 30, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

SEC source: 0001213900-22-058482 · ownership.xml · nonDerivative · entry 1

Gold Lawrence Marshall · CIK 0001355868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,096

F1 · kind: Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended June 30, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F1 · price: Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended June 30, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

SEC source: 0001213900-22-028982 · ownership.xml · derivative · entry 2

RAY RUSSELL T · CIK 0001225960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 21,000 shares

Expires 2032-05-19

F2 · kind: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F2 · price: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F3 · derivative.exercise_date: The Options vest at the rate of 1/39th of such options ratably on a monthly basis over the following 39 months following the grant date, on the last day of each calendar month (beginning on May 31, 2022), subject to the holder's continued service to the Company.

SEC source: 0001213900-22-028982 · ownership.xml · nonDerivative · entry 1

RAY RUSSELL T · CIK 0001225960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,570

F1 · kind: Issued in consideration for serving on the Board of Directors and as a Member of the Audit, Compensation and Nominating and Corporate Governance Committees of the Board of Directors, for the quarter ended March 31, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F1 · price: Issued in consideration for serving on the Board of Directors and as a Member of the Audit, Compensation and Nominating and Corporate Governance Committees of the Board of Directors, for the quarter ended March 31, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

SEC source: 0001213900-22-028979 · ownership.xml · derivative · entry 2

Marrone Pamela G · CIK 0001582885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 21,000 shares

Expires 2032-05-19

F2 · kind: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F2 · price: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F3 · derivative.exercise_date: The Options vest at the rate of 1/39th of such options ratably on a monthly basis over the following 39 months following the grant date, on the last day of each calendar month (beginning on May 31, 2022), subject to the holder's continued service to the Company.

SEC source: 0001213900-22-028979 · ownership.xml · nonDerivative · entry 1

Marrone Pamela G · CIK 0001582885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,497

F1 · kind: Issued in consideration for serving on the Board of Directors and as a Member of the Compensation and Risk, Safety and Regulatory Committees of the Board of Directors, for the quarter ended March 31, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F1 · price: Issued in consideration for serving on the Board of Directors and as a Member of the Compensation and Risk, Safety and Regulatory Committees of the Board of Directors, for the quarter ended March 31, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

SEC source: 0001213900-22-028978 · ownership.xml · derivative · entry 2

Francis Knuettel II · CIK 0001433316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 21,000 shares

Expires 2032-05-19

F1 · kind: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F1 · price: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F2 · derivative.exercise_date: The Options vest at the rate of 1/39th of such options ratably on a monthly basis over the following 39 months following the grant date, on the last day of each calendar month (beginning on May 31, 2022), subject to the holder's continued service to the Company.

SEC source: 0001213900-22-028976 · ownership.xml · derivative · entry 2

Gold Lawrence Marshall · CIK 0001355868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-05-19

F2 · kind: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F2 · price: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F3 · derivative.exercise_date: The Options vest at the rate of 1/39th of such options ratably on a monthly basis over the following 39 months following the grant date, on the last day of each calendar month (beginning on May 31, 2022), subject to the holder's continued service to the Company.

SEC source: 0001213900-22-028976 · ownership.xml · nonDerivative · entry 1

Gold Lawrence Marshall · CIK 0001355868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,028

F1 · kind: Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended March 31, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F1 · price: Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended March 31, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

SEC source: 0001213900-22-028975 · ownership.xml · derivative · entry 3

McGovern Jr. Donald A. · CIK 0001706276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,121

Underlying: Common Stock · 134,121 shares

Expires 2032-05-19

F4 · kind: Granted in consideration for serving as Lead Director of the Company during 2021 and 2022 (to date). Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F4 · price: Granted in consideration for serving as Lead Director of the Company during 2021 and 2022 (to date). Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

SEC source: 0001213900-22-028975 · ownership.xml · derivative · entry 2

McGovern Jr. Donald A. · CIK 0001706276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-05-19

F2 · kind: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F2 · price: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F3 · derivative.exercise_date: The Options vest at the rate of 1/39th of such options ratably on a monthly basis over the following 39 months following the grant date, on the last day of each calendar month (beginning on May 31, 2022), subject to the holder's continued service to the Company.

SEC source: 0001213900-22-028975 · ownership.xml · nonDerivative · entry 1

McGovern Jr. Donald A. · CIK 0001706276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,587

F1 · kind: Issued in consideration for serving on the Board of Directors, as Lead Director, Chairman of the Audit Committee, and as a Member of the Compensation Committee and of the Risk, Safety and Regulatory Committee of the Board of Directors, for the quarter ended March 31, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F1 · price: Issued in consideration for serving on the Board of Directors, as Lead Director, Chairman of the Audit Committee, and as a Member of the Compensation Committee and of the Risk, Safety and Regulatory Committee of the Board of Directors, for the quarter ended March 31, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

SEC source: 0001213900-22-028974 · ownership.xml · derivative · entry 5

DeLuca Teresa · CIK 0001685627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 21,000 shares

Expires 2032-05-19

F3 · kind: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F3 · price: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F4 · derivative.exercise_date: The Options vest at the rate of 1/39th of such options ratably on a monthly basis over the 39 months following the grant date, on the last day of each calendar month (beginning on May 31, 2022), subject to the holder's continued service to the Company.

SEC source: 0001213900-22-042957 · ownership.xml · derivative · entry 2

RAY RUSSELL T · CIK 0001225960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 21,000 shares

Expires 2032-05-19

F2 · kind: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F2 · price: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F3 · derivative.exercise_date: The Options vest at the rate of 1/39th of such options ratably on a monthly basis over the following 39 months following the grant date, on the last day of each calendar month (beginning on May 31, 2022), subject to the holder's continued service to the Company.

SEC source: 0001213900-22-042957 · ownership.xml · nonDerivative · entry 1

RAY RUSSELL T · CIK 0001225960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,298

F1 · kind: Issued in consideration for serving on the Board of Directors and as a Member of the Audit, Compensation and Nominating and Corporate Governance Committees of the Board of Directors, for the quarter ended March 31, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

F1 · price: Issued in consideration for serving on the Board of Directors and as a Member of the Audit, Compensation and Nominating and Corporate Governance Committees of the Board of Directors, for the quarter ended March 31, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.

SEC source: 0001213900-22-002421 · ownership.xml · nonDerivative · entry 1

Gold Lawrence Marshall · CIK 0001355868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,458

F1 · kind: Issued in consideration for serving on the Board of Directors, as a Member of the Audit Committee and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended December 31, 2021. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · price: Issued in consideration for serving on the Board of Directors, as a Member of the Audit Committee and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended December 31, 2021. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001213900-22-002425 · ownership.xml · nonDerivative · entry 1

RAY RUSSELL T · CIK 0001225960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,728

F1 · kind: Issued in consideration for serving on the Board of Directors and as a Member of the Audit, Compensation and Nominating and Corporate Governance Committees of the Board of Directors, for the quarter ended December 31, 2021. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · price: Issued in consideration for serving on the Board of Directors and as a Member of the Audit, Compensation and Nominating and Corporate Governance Committees of the Board of Directors, for the quarter ended December 31, 2021. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001213900-22-002418 · ownership.xml · nonDerivative · entry 1

Marrone Pamela G · CIK 0001582885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,467

F1 · kind: Issued in consideration for serving on the Board of Directors and as a Member of the Compensation and Risk, Safety and Regulatory Committees of the Board of Directors, for the quarter ended December 31, 2021. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · price: Issued in consideration for serving on the Board of Directors and as a Member of the Compensation and Risk, Safety and Regulatory Committees of the Board of Directors, for the quarter ended December 31, 2021. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001213900-22-002416 · ownership.xml · nonDerivative · entry 1

McGovern Jr. Donald A. · CIK 0001706276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,178

F1 · kind: Issued in consideration for serving on the Board of Directors, as Lead Director, Chairman of the Audit Committee, and as a Member of the Compensation Committee and of the Risk, Safety and Regulatory Committee of the Board of Directors, for the quarter ended December 31, 2021. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · price: Issued in consideration for serving on the Board of Directors, as Lead Director, Chairman of the Audit Committee, and as a Member of the Compensation Committee and of the Risk, Safety and Regulatory Committee of the Board of Directors, for the quarter ended December 31, 2021. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001213900-21-065725 · ownership.xml · nonDerivative · entry 1

Vu Quan Anh · CIK 0001892297 · COO / Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

SEC source: 0001213900-21-064771 · ownership.xml · nonDerivative · entry 1

Marrone Pamela G · CIK 0001582885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

SEC source: 0001213900-21-064763 · ownership.xml · nonDerivative · entry 1

Vu Quan Anh · CIK 0001892297 · COO / Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

SEC source: 0001213900-21-064876 · ownership.xml · nonDerivative · entry 1

Pamir Ozan · CIK 0001834681 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,408

SEC source: 0001213900-21-064519 · ownership.xml · nonDerivative · entry 1

McGovern Jr. Donald A. · CIK 0001706276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,628

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.07 to $4.25. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001213900-21-064570 · ownership.xml · nonDerivative · entry 1

STEINMAN LAWRENCE · CIK 0001132679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,574

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.24 to $4.28. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001213900-21-064573 · ownership.xml · nonDerivative · entry 1

Woody James N. · CIK 0001553355 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,752

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.259 to $4.28. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001213900-21-064981 · ownership.xml · nonDerivative · entry 2

Feldmann Marc · CIK 0001832327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,809,930

F3 · price: This transaction was executed in multiple trades at prices ranging from $4.05 to $4.10. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001213900-21-064878 · ownership.xml · nonDerivative · entry 4

DeLuca Teresa · CIK 0001685627 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,500

SEC source: 0001213900-21-064878 · ownership.xml · nonDerivative · entry 3

DeLuca Teresa · CIK 0001685627 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,500

F2 · ownership.nature: Shares are held by the REV TR FBO Teresa M Deluca, a revocable trust, of which the Reporting Person is beneficiary and trustee.

SEC source: 0001213900-21-064878 · ownership.xml · nonDerivative · entry 2

DeLuca Teresa · CIK 0001685627 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,500

F1 · ownership.nature: Shares are held by The Santina Iraggi Irrvoc TR, U/A 11/2/20, an irrevocable trust, of which the Reporting Person is beneficiary and trustee.

SEC source: 0001213900-21-064878 · ownership.xml · nonDerivative · entry 1

DeLuca Teresa · CIK 0001685627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

SEC source: 0001213900-21-064570 · ownership.xml · derivative · entry 2

STEINMAN LAWRENCE · CIK 0001132679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-12-08

F2 · kind: Granted to the Reporting Person pursuant to the Issuer's 2020 Omnibus Incentive Plan in consideration for services to be rendered. Exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3.