Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FORUM MARKETS IncATNF · Entity 7020 | Director | September 04, 2023 | September 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FORUM MARKETS Inc
Report date September 04, 2023 · Filed September 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,745 |
Reported balance
After 2023-09-04 transaction · row 1
1 source rowRow 1 · 2023-09-04 · Grant · Acquired 21,455 · Balance 24,745 F1: Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended June 30, 2023. Granted under the registrant's Amended and Restated 2022 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.67 · Expires 2033-09-04 | Direct | 15,000 |
Reported balance
After 2023-09-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-09-04 · Grant · Acquired 15,000 · Balance 15,000 F2: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's Amended and Restated 2022 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3. F3: The options vest at the rate of 1/12th of such options ratably on a monthly basis over the following 12 months on the last day of each calendar month (beginning September 30, 2023), subject to the Reporting Person's continued service to the Company on such vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended June 30, 2023. Granted under the registrant's Amended and Restated 2022 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.
F2: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's Amended and Restated 2022 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3.
F3: The options vest at the rate of 1/12th of such options ratably on a monthly basis over the following 12 months on the last day of each calendar month (beginning September 30, 2023), subject to the Reporting Person's continued service to the Company on such vesting dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 04, 2023 Filed Sep 6, 2023 22:53 UTC | FORUM MARKETS Inc ATNF · Entity 7020 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001213900-23-074490 · ownership.xml · derivative · entry 2 Gold Lawrence Marshall · CIK 0001355868 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2033-09-04 F2 · kind: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's Amended and Restated 2022 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3. F2 · price: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's Amended and Restated 2022 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3. F3 · derivative.exercise_date: The options vest at the rate of 1/12th of such options ratably on a monthly basis over the following 12 months on the last day of each calendar month (beginning September 30, 2023), subject to the Reporting Person's continued service to the Company on such vesting dates. Read SEC document |
| September 04, 2023 Filed Sep 6, 2023 22:53 UTC | FORUM MARKETS Inc ATNF · Entity 7020 | GrantCommon Stock | 21,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-074490 · ownership.xml · nonDerivative · entry 1 Gold Lawrence Marshall · CIK 0001355868 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,745 F1 · kind: Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended June 30, 2023. Granted under the registrant's Amended and Restated 2022 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3. F1 · price: Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended June 30, 2023. Granted under the registrant's Amended and Restated 2022 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 21:03 UTC | FORUM MARKETS Inc ATNF · Entity 7020 | GrantCommon Stock | 30,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-068724 · ownership.xml · nonDerivative · entry 1 Gold Lawrence Marshall · CIK 0001355868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,798 F1 · kind: Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended September 30, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3. F1 · price: Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended September 30, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3. Read SEC document |
| July 27, 2022 Filed Sep 23, 2022 22:14 UTC | FORUM MARKETS Inc ATNF · Entity 7020 | GrantCommon Stock | 13,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-058482 · ownership.xml · nonDerivative · entry 1 Gold Lawrence Marshall · CIK 0001355868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,096 F1 · kind: Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended June 30, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3. F1 · price: Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended June 30, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:32 UTC | FORUM MARKETS Inc ATNF · Entity 7020 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.36 | $0.00 |
DisclosureSEC source: 0001213900-22-028976 · ownership.xml · derivative · entry 2 Gold Lawrence Marshall · CIK 0001355868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2032-05-19 F2 · kind: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3. F2 · price: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3. F3 · derivative.exercise_date: The Options vest at the rate of 1/39th of such options ratably on a monthly basis over the following 39 months following the grant date, on the last day of each calendar month (beginning on May 31, 2022), subject to the holder's continued service to the Company. Read SEC document |
| May 19, 2022 Filed May 23, 2022 20:32 UTC | FORUM MARKETS Inc ATNF · Entity 7020 | GrantCommon Stock | 10,570 | $1.36 | $14,375.20 |
DisclosureSEC source: 0001213900-22-028976 · ownership.xml · nonDerivative · entry 1 Gold Lawrence Marshall · CIK 0001355868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,028 F1 · kind: Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended March 31, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3. F1 · price: Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended March 31, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3. Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 21:32 UTC | FORUM MARKETS Inc ATNF · Entity 7020 | GrantCommon Stock | 4,728 | $3.04 | $14,373.12 |
DisclosureSEC source: 0001213900-22-002421 · ownership.xml · nonDerivative · entry 1 Gold Lawrence Marshall · CIK 0001355868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,458 F1 · kind: Issued in consideration for serving on the Board of Directors, as a Member of the Audit Committee and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended December 31, 2021. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt from Section 16(b) pursuant to Rule 16b-3. F1 · price: Issued in consideration for serving on the Board of Directors, as a Member of the Audit Committee and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended December 31, 2021. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 20:20 UTC | FORUM MARKETS Inc ATNF · Entity 7020 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $7.56 | $0.00 |
DisclosureSEC source: 0001213900-21-040776 · ownership.xml · derivative · entry 2 Gold Lawrence Marshall · CIK 0001355868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2031-08-04 F2 · kind: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act. F2 · price: Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act. F3 · derivative.exercise_date: The Options vest at the rate of 1/48th of such options ratably on a monthly basis over the following 48 months following the grant date, on the last day of each calendar month (beginning on August 31, 2021), subject to the holder's continued service to the Company. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 20:20 UTC | FORUM MARKETS Inc ATNF · Entity 7020 | GrantCommon Stock | 4,629 | $7.56 | $34,995.24 |
DisclosureSEC source: 0001213900-21-040776 · ownership.xml · nonDerivative · entry 1 Gold Lawrence Marshall · CIK 0001355868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,730 F1 · kind: Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarters ended March 31, 2021 and June 30, 2021. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt from Section 16(b) pursuant to Rule 16b-3. F1 · price: Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarters ended March 31, 2021 and June 30, 2021. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 21:31 UTC | FORUM MARKETS Inc ATNF · Entity 7020 | GrantCommon Stock | 2,101 | $3.94 | $8,277.94 |
DisclosureSEC source: 0001213900-21-013754 · ownership.xml · nonDerivative · entry 1 Gold Lawrence Marshall · CIK 0001355868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,101 F1 · kind: Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for a portion of the quarter ended December 31, 2020. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt from Section 16(b) pursuant to Rule 16b-3. F1 · price: Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for a portion of the quarter ended December 31, 2020. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:52 UTC | FORUM MARKETS Inc ATNF · Entity 7020 | GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $2.49 | $0.00 |
DisclosureSEC source: 0001213900-20-041368 · ownership.xml · derivative · entry 2 Gold Lawrence Marshall · CIK 0001355868 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2030-12-03 F1 · kind: The Stock Options were granted to the Reporting Person pursuant to the Issuer's 2020 Omnibus Incentive Plan. Exempt from Section 16(b) pursuant to Rule 16b-3. F2 · derivative.exercise_date: The options vest in equal monthly installments over the 12 months after the grant date (on the 3rd of each month), subject to the Reporting Person's continued service to the Company on such vesting dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.