Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FORUM MARKETS IncATNF · Entity 7020 | Director · Chief Executive Officer | December 15, 2023 | December 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FORUM MARKETS Inc
Report date December 15, 2023 · Filed December 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 66,888 |
Reported balance
After 2023-12-15 transaction · row 1
1 source rowRow 1 · 2023-12-15 · Purchase · Acquired 25,000 · Balance 66,888 F1: Effective on December 15, 2023, Dr. James N. Woody, the Chief Executive Officer of the Issuer, purchased 25,000 shares of common stock of the Issuer from Prof. Sir Marc Feldmann, the Co-Executive Chairman of the Issuer, in a private transaction, for $4,720 or $0.188 per share, the closing sales price of the Issuer's common stock on such effective date. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective on December 15, 2023, Dr. James N. Woody, the Chief Executive Officer of the Issuer, purchased 25,000 shares of common stock of the Issuer from Prof. Sir Marc Feldmann, the Co-Executive Chairman of the Issuer, in a private transaction, for $4,720 or $0.188 per share, the closing sales price of the Issuer's common stock on such effective date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2023 Filed Dec 18, 2023 21:15 UTC | FORUM MARKETS Inc ATNF · Entity 7020 | PurchaseCommon Stock | 25,000 | $0.19 | $4,700.00 |
DisclosureSEC source: 0001213900-23-096502 · ownership.xml · nonDerivative · entry 1 Woody James N. · CIK 0001553355 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,888 F1 · kind: Effective on December 15, 2023, Dr. James N. Woody, the Chief Executive Officer of the Issuer, purchased 25,000 shares of common stock of the Issuer from Prof. Sir Marc Feldmann, the Co-Executive Chairman of the Issuer, in a private transaction, for $4,720 or $0.188 per share, the closing sales price of the Issuer's common stock on such effective date. Read SEC document |
| September 04, 2023 Filed Sep 8, 2023 20:00 UTC | FORUM MARKETS Inc ATNF · Entity 7020 | GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $0.67 | $0.00 |
DisclosureSEC source: 0001213900-23-075376 · ownership.xml · derivative · entry 2 Woody James N. · CIK 0001553355 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2033-09-04 F1 · kind: The Stock Options were granted to the Reporting Person pursuant to the Issuer's First Amended and Restated 2022 Omnibus Incentive Plan in consideration for services to be rendered as Chief Executive Officer. Exempt from Section 16(b) pursuant to Rule 16b-3. F2 · derivative.exercise_date: The options vest at the rate of 1/12th of such options ratably on a monthly basis over the following 12 months on the last day of each calendar month (beginning September 30, 2023), subject to the Reporting Person's continued service to the Company on such vesting dates. Read SEC document |
| May 18, 2023 Filed May 18, 2023 20:40 UTC | FORUM MARKETS Inc ATNF · Entity 7020 | PurchaseCommon Stock | 40,000 | $1.03 | $41,200.00 |
DisclosureSEC source: 0001213900-23-041199 · ownership.xml · nonDerivative · entry 1 Woody James N. · CIK 0001553355 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,888 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.00 to $1.04, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 13:24 UTC | FORUM MARKETS Inc ATNF · Entity 7020 | PurchaseCommon Stock | 12,500 | $4.27 | $53,375.00 |
DisclosureSEC source: 0001213900-21-064573 · ownership.xml · nonDerivative · entry 1 Woody James N. · CIK 0001553355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,752 F1 · price: This transaction was executed in multiple trades at prices ranging from $4.259 to $4.28. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 21:30 UTC | FORUM MARKETS Inc ATNF · Entity 7020 | GrantStock Option (Right to Buy) · Derivative | 1,400,000 | $0.00 Strike: $4.43 | $0.00 |
DisclosureSEC source: 0001213900-21-013185 · ownership.xml · derivative · entry 2 Woody James N. · CIK 0001553355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,000 Underlying: Common Stock · 1,400,000 shares Expires 2031-02-26 F1 · kind: The Stock Options were granted to the Reporting Person pursuant to the Issuer's 2020 Omnibus Incentive Plan in consideration for services to be rendered as Chief Executive Officer. Exempt from Section 16(b) pursuant to Rule 16b-3. F2 · derivative.exercise_date: The options vest at the rate of (a) 1/5th of such options on the grant date; and (b) 4/5th of such options vesting ratably on a monthly basis over the following 36 months on the last day of each calendar month, subject to the Reporting Person's continued service to the Company on such vesting dates. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 20:28 UTC | FORUM MARKETS Inc ATNF · Entity 7020 | PurchaseCommon Stock | 1,000 | $3.29 | $3,289.50 |
DisclosureSEC source: 0001213900-20-036499 · ownership.xml · nonDerivative · entry 1 Woody James N. · CIK 0001553355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,252 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.