Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 22, 2024 Filed Jul 24, 2024 16:00 UTC |
Kr8 ai Inc.10% owner
|
SaleClass A Common Stock | 1,300,000 | $0.25 | $325,000.00 |
DisclosureSEC source: 0001013762-24-000708 · ownership.xml · nonDerivative · entry 1 Kr8 ai Inc. · CIK 0002009159 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 22, 2024 Filed Jul 24, 2024 20:00 UTC |
WHITE MARK BRIANDirector · Interim CEO · 10% owner
|
SaleClass A Common Stock | 1,300,000 | $0.25 | $325,000.00 |
DisclosureSEC source: 0001013762-24-000707 · ownership.xml · nonDerivative · entry 1 WHITE MARK BRIAN · CIK 0001564335 · Director · Interim CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By KR8 ai Inc. Disclosed balance after: 0 F1 · shares: Represents shares sold by KR8 ai Inc., of which the Reporting Person is an officer, director and shareholder. F2 · balance_after: Gives no effect to shares which may be granted to KR8 ai Inc. as consideration for rights granted and services to be rendered pursuant to the Master Software and Services Agreement between KR8 ai Inc. and the issuer. Read SEC document |
| July 22, 2024 Filed Jul 24, 2024 20:00 UTC |
WARD MARTIN CHRISTOPHERInterim CFO · 10% owner
|
SaleClass A Common Stock | 1,300,000 | $0.25 | $325,000.00 |
DisclosureSEC source: 0001013762-24-000706 · ownership.xml · nonDerivative · entry 1 WARD MARTIN CHRISTOPHER · CIK 0001564377 · Interim CFO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By KR8 ai Inc. Disclosed balance after: 0 F1 · shares: Represents shares sold by KR8 ai Inc., of which the Reporting Person is an officer, director and shareholder. F2 · balance_after: Gives no effect to shares which may be issued to KR8 ai Inc. as consideration for rights granted and services to be rendered pursuant to the Master Software and Services Agreement between KR8 ai Inc. and the issuer. Read SEC document |
| February 06, 2024 Filed Feb 7, 2024 20:07 UTC |
WARD MARTIN CHRISTOPHERInterim CFO · 10% owner
|
SaleClass A Common Stock | 250,000 | $0.42 | $105,000.00 |
DisclosureSEC source: 0001213900-24-011022 · ownership.xml · nonDerivative · entry 1 WARD MARTIN CHRISTOPHER · CIK 0001564377 · Interim CFO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 06, 2024 Filed Feb 7, 2024 20:07 UTC |
WHITE MARK BRIANDirector · Interim CEO · 10% owner
|
SaleClass A Common Stock | 250,000 | $0.42 | $105,000.00 |
DisclosureSEC source: 0001213900-24-011020 · ownership.xml · nonDerivative · entry 1 WHITE MARK BRIAN · CIK 0001564335 · Director · Interim CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 19, 2024 Filed Jan 22, 2024 15:37 UTC |
WHITE MARK BRIANDirector · Interim CEO · 10% owner
|
GrantClass A Common Stock | 1,300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-24-005130 · ownership.xml · nonDerivative · entry 1 WHITE MARK BRIAN · CIK 0001564335 · Director · Interim CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 1,300,000 F1 · shares: Represents shares issued to KR8 ai Inc., of which the Reporting Person is an officer, director and shareholder as consideration for rights granted and services to be rendered pursuant to the Master Software and Services Agreement between KR8 ai Inc. and the issuer. F1 · price: Represents shares issued to KR8 ai Inc., of which the Reporting Person is an officer, director and shareholder as consideration for rights granted and services to be rendered pursuant to the Master Software and Services Agreement between KR8 ai Inc. and the issuer. F1 · ownership.nature: Represents shares issued to KR8 ai Inc., of which the Reporting Person is an officer, director and shareholder as consideration for rights granted and services to be rendered pursuant to the Master Software and Services Agreement between KR8 ai Inc. and the issuer. Read SEC document |
| January 19, 2024 Filed Jan 22, 2024 15:35 UTC |
WARD MARTIN CHRISTOPHERInterim CFO · 10% owner
|
GrantClass A Common Stock | 1,300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-24-005129 · ownership.xml · nonDerivative · entry 1 WARD MARTIN CHRISTOPHER · CIK 0001564377 · Interim CFO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 1,300,000 F1 · shares: Represents shares issued to KR8 ai Inc., of which the Reporting Person is an officer, director and shareholder as consideration for rights granted and services to be rendered pursuant to the Master Software and Services Agreement between KR8 ai Inc. and the issuer. F1 · price: Represents shares issued to KR8 ai Inc., of which the Reporting Person is an officer, director and shareholder as consideration for rights granted and services to be rendered pursuant to the Master Software and Services Agreement between KR8 ai Inc. and the issuer. F1 · ownership.nature: Represents shares issued to KR8 ai Inc., of which the Reporting Person is an officer, director and shareholder as consideration for rights granted and services to be rendered pursuant to the Master Software and Services Agreement between KR8 ai Inc. and the issuer. Read SEC document |
| December 21, 2023 Filed Dec 26, 2023 19:35 UTC Amendment |
WHITE MARK BRIANDirector · Interim CEO
|
GiftClass A Common Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001553997-23-000029 · primary_doc.xml · nonDerivative · entry 2 WHITE MARK BRIAN · CIK 0001564335 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 F1 · shares: Gift rescinded by mutual agreement. F2 · price: Shares previously gifted then gift rescinded. Read SEC document |
| December 21, 2023 Filed Dec 26, 2023 18:17 UTC Amendment |
WARD MARTIN CHRISTOPHERInterim CFO
|
GiftClass A Common Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001553997-23-000028 · primary_doc.xml · nonDerivative · entry 1 WARD MARTIN CHRISTOPHER · CIK 0001564377 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 F1 · shares: Gift rescinded by mutual agreement. F2 · price: Shares previously gifted then gift rescinded. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 18:10 UTC |
WARD MARTIN CHRISTOPHERInterim CFO
|
GiftClass A Common Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001553997-23-000027 · primary_doc.xml · nonDerivative · entry 2 WARD MARTIN CHRISTOPHER · CIK 0001564377 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · price: Shares gifted. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 17:36 UTC |
WHITE MARK BRIANDirector · Interim CEO
|
GiftClass A Common Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001553997-23-000026 · primary_doc.xml · nonDerivative · entry 2 WHITE MARK BRIAN · CIK 0001564335 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 F2 · price: Shares acquired as a bona fide gift. Read SEC document |
| October 03, 2023 Filed Oct 5, 2023 20:57 UTC |
WARD MARTIN CHRISTOPHERInterim CFO
|
GrantClass A Common Stock | 2,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001013762-23-002222 · ownership.xml · nonDerivative · entry 1 WARD MARTIN CHRISTOPHER · CIK 0001564377 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500,000 F1 · price: As compensation for services rendered and to be rendered as an officer of the issuer, the reporting person was granted Class A Common Stock under the FOXO Technologies Inc. 2022 Equity Incentive Plan Read SEC document |
| October 03, 2023 Filed Oct 5, 2023 20:57 UTC |
WHITE MARK BRIANDirector · Interim CEO
|
GrantClass A Common Stock | 2,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001013762-23-002220 · ownership.xml · nonDerivative · entry 1 WHITE MARK BRIAN · CIK 0001564335 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500,000 F1 · price: As compensation for services rendered and to be rendered as an officer and director of the issuer, the reporting person was granted Class A Common Stock under the FOXO Technologies Inc. 2022 Equity Incentive Plan. Read SEC document |
| July 14, 2023 Filed Jul 18, 2023 19:06 UTC |
Dowling Vincent J. Jr10% owner
|
SaleClass A Common Stock, par value $0.0001 | 3,000 | $0.16 | $491.10 |
DisclosureSEC source: 0001903596-23-000537 · ownership.xml · nonDerivative · entry 1 Dowling Vincent J. Jr · CIK 0001599510 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 4,647,405 F1 · ownership.nature: 4,647,405 shares of Class A Common Stock are held by Baboon Partners, LLC. Mr. Dowling is the manager and exercises control of Baboon Partners, LLC. Does not include shares of Class A Common Stock held by Coat Tail Partners, LLC for which Mr. Dowling is no longer a manager and does not exercise any control. Read SEC document |
| September 15, 2022 Filed Sep 17, 2022 01:41 UTC |
Potashnick RobertChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 2 | $0.00 Strike: $15.76 | $0.00 |
DisclosureSEC source: 0001213900-22-056729 · ownership.xml · derivative · entry 4 Potashnick Robert · CIK 0001939454 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2 Underlying: Class A Common Stock · 2 shares Expires 2027-01-27 F4 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 5 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 0.39 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 1/27/2025. Read SEC document |
| September 15, 2022 Filed Sep 17, 2022 01:41 UTC |
Potashnick RobertChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 3,571 | $0.00 Strike: $6.51 | $0.00 |
DisclosureSEC source: 0001213900-22-056729 · ownership.xml · derivative · entry 3 Potashnick Robert · CIK 0001939454 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,571 Underlying: Class A Common Stock · 3,571 shares Expires 2026-08-09 F3 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 6,148 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 1,289.54 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 8/9/2024. Read SEC document |
| September 15, 2022 Filed Sep 17, 2022 01:41 UTC |
Potashnick RobertChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 78,413 | $0.00 Strike: $6.51 | $0.00 |
DisclosureSEC source: 0001213900-22-056729 · ownership.xml · derivative · entry 2 Potashnick Robert · CIK 0001939454 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,413 Underlying: Class A Common Stock · 78,413 shares Expires 2026-04-02 F2 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 135,000 shares of Class A common stock of FOXO Technologies Operating Company ("FOXO") in connection with the merger of FOXO with and into a wholly owned subsidiary of the Issuer (the "Merger"), which closed on 9/15/2022 (the "Closing Date"). As of the Closing Date, 43,562.78 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 12/31/2023. Read SEC document |
| September 15, 2022 Filed Sep 17, 2022 01:41 UTC |
Potashnick RobertChief Financial Officer
|
GrantCommon Stock | 510,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-056729 · ownership.xml · nonDerivative · entry 1 Potashnick Robert · CIK 0001939454 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,000 F1 · security: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 510,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP. F1 · price: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 510,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:36 UTC |
Chen BrianChief Science Officer
|
GrantStock Option (right to buy) · Derivative | 2 | $0.00 Strike: $15.76 | $0.00 |
DisclosureSEC source: 0001213900-22-056724 · ownership.xml · derivative · entry 4 Chen Brian · CIK 0001941071 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2 Underlying: Class A Common Stock · 2 shares Expires 2027-01-27 F4 · derivative.exercise_date: The stock option was received in exchange for a stock option to purchase 5 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 0.39 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 1/27/2025. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:36 UTC |
Chen BrianChief Science Officer
|
GrantStock Option (right to buy) · Derivative | 4,480 | $0.00 Strike: $6.51 | $0.00 |
DisclosureSEC source: 0001213900-22-056724 · ownership.xml · derivative · entry 3 Chen Brian · CIK 0001941071 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,480 Underlying: Class A Common Stock · 4,480 shares Expires 2026-08-09 F3 · derivative.exercise_date: The stock option was received in exchange for a stock option to purchase 7,713 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 1,617.78 of the shares of Class A common stock of the Issuer subject to the stock optionss were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 8/9/2024. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:36 UTC |
Chen BrianChief Science Officer
|
GrantStock Option (right to buy) · Derivative | 672,264 | $0.00 Strike: $6.51 | $0.00 |
DisclosureSEC source: 0001213900-22-056724 · ownership.xml · derivative · entry 2 Chen Brian · CIK 0001941071 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 672,264 Underlying: Class A Common Stock · 672,264 shares Expires 2026-04-13 F2 · derivative.exercise_date: The stock option was received in exchange for a stock option to purchase 1,157,405 shares of Class A common stock of FOXO Technologies Operating Company ("FOXO") in connection with the merger of FOXO with and into a wholly owned subsidiary of the Issuer (the "Merger"), which closed on 9/15/2022 (the "Closing Date"). As of the Closing Date, 667,085.48 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 12/31/2023. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:36 UTC |
Chen BrianChief Science Officer
|
GrantCommon Stock | 760,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-056724 · ownership.xml · nonDerivative · entry 1 Chen Brian · CIK 0001941071 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760,000 F1 · security: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 760,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP. F1 · price: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 760,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:40 UTC |
Khaleghi MurdocDirector
|
GrantStock Option (right to buy) · Derivative | 17,425 | $0.00 Strike: $15.76 | $0.00 |
DisclosureSEC source: 0001213900-22-056728 · ownership.xml · derivative · entry 3 Khaleghi Murdoc · CIK 0001939450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,425 Underlying: Class A Common Stock · 17,425 shares Expires not disclosed F3 · derivative.expiration_date: The stock options were received in exchange for stock options to purchase 30,000 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 3,388.18 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 2/8/2025. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:40 UTC |
Khaleghi MurdocDirector
|
GrantStock Option (right to buy) · Derivative | 40,368 | $0.00 Strike: $6.51 | $0.00 |
DisclosureSEC source: 0001213900-22-056728 · ownership.xml · derivative · entry 2 Khaleghi Murdoc · CIK 0001939450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,368 Underlying: Class A Common Stock · 40,368 shares Expires not disclosed F2 · derivative.expiration_date: The stock options were received in exchange for stock options to purchase 69,500 shares of Class A common stock of FOXO Technologies Operating Company ("FOXO") in connection with the merger of FOXO with and into a wholly owned subsidiary of the Issuer (the "Merger"), which closed on 9/15/2022 (the "Closing Date"). As of the Closing Date, 14,577.34 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 7/16/2024. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:40 UTC |
Khaleghi MurdocDirector
|
GrantCommon Stock | 130,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-056728 · ownership.xml · nonDerivative · entry 1 Khaleghi Murdoc · CIK 0001939450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 F1 · security: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 130,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP. F1 · price: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 130,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:42 UTC |
Danielson TylerChief Technology Officer
|
GrantStock Option (right to buy) · Derivative | 2 | $0.00 Strike: $15.76 | $0.00 |
DisclosureSEC source: 0001213900-22-056730 · ownership.xml · derivative · entry 5 Danielson Tyler · CIK 0001939455 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2 Underlying: Class A Common Stock · 2 shares Expires 2025-01-27 F5 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 5 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 0.39 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 1/27/2025. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:42 UTC |
Danielson TylerChief Technology Officer
|
GrantStock Option (right to buy) · Derivative | 3,729 | $0.00 Strike: $6.51 | $0.00 |
DisclosureSEC source: 0001213900-22-056730 · ownership.xml · derivative · entry 4 Danielson Tyler · CIK 0001939455 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,729 Underlying: Class A Common Stock · 3,729 shares Expires 2026-08-09 F4 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 6,421 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 1,36.57 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 8/9/2024. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:42 UTC |
Danielson TylerChief Technology Officer
|
GrantStock Option (right to buy) · Derivative | 52,275 | $0.00 Strike: $6.51 | $0.00 |
DisclosureSEC source: 0001213900-22-056730 · ownership.xml · derivative · entry 3 Danielson Tyler · CIK 0001939455 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,275 Underlying: Class A Common Stock · 52,275 shares Expires 2026-04-02 F3 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 90,000 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 32,913.65 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments over the following thirty-six (36) months until fully vested on 12/31/2023. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:42 UTC |
Danielson TylerChief Technology Officer
|
GrantCommon Stock | 760,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-056730 · ownership.xml · nonDerivative · entry 2 Danielson Tyler · CIK 0001939455 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777,425 F2 · security: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 760,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP. F2 · price: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 760,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:42 UTC |
Danielson TylerChief Technology Officer
|
GrantCommon Stock | 17,425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-056730 · ownership.xml · nonDerivative · entry 1 Danielson Tyler · CIK 0001939455 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,425 F1 · security: In connection with the merger described in that certain Agreement and Plan of Merger, dated as of 2/24/2022 (as amended, the "Merger Agreement"), by and among FOXO Technologies Inc., formerly Delwinds Insurance Acquisition Corp. (the "Issuer"), DWIN Merger Sub Inc. ("Merger Sub"), and FOXO Technologies Operating Company, formerly FOXO Technologies Inc. ("FOXO"), pursuant to which Merger Sub merged with and into FOXO, with FOXO surviving as a wholly-owned subsidiary of the Issuer (the "Merger"). Pursuant to the terms and conditions of the Merger Agreement, in connection with the closing of the Merger on 9/15/2022 (the "Closing Date"), the reporting person received 17,425 shares of Class A common stock in the Issuer. F1 · price: In connection with the merger described in that certain Agreement and Plan of Merger, dated as of 2/24/2022 (as amended, the "Merger Agreement"), by and among FOXO Technologies Inc., formerly Delwinds Insurance Acquisition Corp. (the "Issuer"), DWIN Merger Sub Inc. ("Merger Sub"), and FOXO Technologies Operating Company, formerly FOXO Technologies Inc. ("FOXO"), pursuant to which Merger Sub merged with and into FOXO, with FOXO surviving as a wholly-owned subsidiary of the Issuer (the "Merger"). Pursuant to the terms and conditions of the Merger Agreement, in connection with the closing of the Merger on 9/15/2022 (the "Closing Date"), the reporting person received 17,425 shares of Class A common stock in the Issuer. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:39 UTC |
Will MichaelGeneral Counsel
|
GrantStock Option (right to buy) · Derivative | 2 | $0.00 Strike: $15.76 | $0.00 |
DisclosureSEC source: 0001213900-22-056727 · ownership.xml · derivative · entry 4 Will Michael · CIK 0001939483 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2 Underlying: Class A Common Stock · 2 shares Expires 2027-01-27 F4 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 5 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 0.39 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 1/27/2025. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:39 UTC |
Will MichaelGeneral Counsel
|
GrantStock Option (right to buy) · Derivative | 3,250 | $0.00 Strike: $6.51 | $0.00 |
DisclosureSEC source: 0001213900-22-056727 · ownership.xml · derivative · entry 3 Will Michael · CIK 0001939483 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250 Underlying: Class A Common Stock · 3,250 shares Expires 2026-08-09 F3 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 5,596 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 1,173.6 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 8/9/2024. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:39 UTC |
Will MichaelGeneral Counsel
|
GrantStock Option (right to buy) · Derivative | 50,437 | $0.00 Strike: $6.51 | $0.00 |
DisclosureSEC source: 0001213900-22-056727 · ownership.xml · derivative · entry 2 Will Michael · CIK 0001939483 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,437 Underlying: Class A Common Stock · 50,437 shares Expires 2026-04-02 F2 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 86,836 shares of Class A common stock of FOXO Technologies Operating Company ("FOXO") in connection with the merger of FOXO with and into a wholly owned subsidiary of the Issuer (the "Merger"), which closed on 9/15/2022 (the "Closing Date"). As of the Closing Date, 28,596.36 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 4/22024. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 21:39 UTC |
Will MichaelGeneral Counsel
|
GrantCommon Stock | 510,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-056727 · ownership.xml · nonDerivative · entry 1 Will Michael · CIK 0001939483 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,000 F1 · security: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 510,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP. F1 · price: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 510,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP. Read SEC document |
| September 15, 2022 Filed Sep 17, 2022 01:38 UTC |
Sharoni ErinChief Product Officer
|
GrantStock Option (right to buy) · Derivative | 2 | $0.00 Strike: $15.76 | $0.00 |
DisclosureSEC source: 0001213900-22-056725 · ownership.xml · derivative · entry 3 Sharoni Erin · CIK 0001939648 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2 Underlying: Class A Common Stock · 2 shares Expires 2027-01-27 F3 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 5 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 0.39 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 1/27/2025. Read SEC document |
| September 15, 2022 Filed Sep 17, 2022 01:38 UTC |
Sharoni ErinChief Product Officer
|
GrantStock Option (right to buy) · Derivative | 63,892 | $0.00 Strike: $6.51 | $0.00 |
DisclosureSEC source: 0001213900-22-056725 · ownership.xml · derivative · entry 2 Sharoni Erin · CIK 0001939648 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,892 Underlying: Class A Common Stock · 63,892 shares Expires 2026-08-09 F2 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 110,000 shares of Class A common stock of FOXO Technologies Operating Company ("FOXO") in connection with the merger of FOXO with and into a wholly owned subsidiary of the Issuer (the "Merger"), which closed on 9/15/2022 (the "Closing Date"). As of the Closing Date, 23,072.14 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 8/9/2024. Read SEC document |
| September 15, 2022 Filed Sep 17, 2022 01:38 UTC |
Sharoni ErinChief Product Officer
|
GrantCommon Stock | 760,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-056725 · ownership.xml · nonDerivative · entry 1 Sharoni Erin · CIK 0001939648 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760,000 F1 · security: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 760,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP. F1 · price: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 760,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP. Read SEC document |
| September 15, 2022 Filed Sep 17, 2022 01:38 UTC |
Sabes JonDirector · CEO, Chairman · 10% owner
|
GrantStock Option (right to buy) · Derivative | 2 | $0.00 Strike: $9.15 | $0.00 |
DisclosureSEC source: 0001213900-22-056726 · ownership.xml · derivative · entry 6 Sabes Jon · CIK 0001329728 · Director · CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2 Underlying: Class A Common Stock · 2 shares Expires 2027-01-27 F7 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 5 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 0.39 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 1/27/2025. Read SEC document |
| September 15, 2022 Filed Sep 17, 2022 01:38 UTC |
Sabes JonDirector · CEO, Chairman · 10% owner
|
GrantStock Option (right to buy) · Derivative | 859,569 | $0.00 Strike: $6.51 | $0.00 |
DisclosureSEC source: 0001213900-22-056726 · ownership.xml · derivative · entry 5 Sabes Jon · CIK 0001329728 · Director · CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 859,569 Underlying: Class A Common Stock · 859,569 shares Expires 2026-04-02 F6 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 1,479,880 shares of Class A common stock of FOXO Technologies Operating Company ("FOXO") in connection with the merger of FOXO with and into a wholly owned subsidiary of the Issuer (the "Merger"), which closed on 9/15/2022 (the "Closing Date"). As of the Closing Date, 759,711.19 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 12/31/2023. Read SEC document |
| September 15, 2022 Filed Sep 17, 2022 01:38 UTC |
Sabes JonDirector · CEO, Chairman · 10% owner
|
GrantWarrant · Derivative | 181,511 | $0.00 Strike: $6.21 | $0.00 |
DisclosureSEC source: 0001213900-22-056726 · ownership.xml · derivative · entry 4 Sabes Jon · CIK 0001329728 · Director · CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By JK-JBM Family Investment LLC Disclosed balance after: 181,511 Underlying: Class A Common Stock · 181,511 shares Expires 2024-01-25 F3 · security: Securities held of record by FOXO Management, LLC ("FOXO Management"). Jon Sabes, is the sole voting member of FOXO Management and is deemed to have sole voting and investment power over the securities held by FOXO Management. F5 · derivative.exercise_date: The warrant was received in exchange for a warrant to purchase 312,500 shares of FOXO Class A common stock in connection with the Merger. The warrant is immediately exercisable. F2 · ownership.nature: Securities held of record by JK-JBM Family Investment LLC (the "LLC"). Jon Sabes is the manager of the LLC and is deemed to have sole voting and investment power over the securities held by the LLC. Read SEC document |
| September 15, 2022 Filed Sep 17, 2022 01:38 UTC |
Sabes JonDirector · CEO, Chairman · 10% owner
|
GrantCommon Stock | 3,507,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-056726 · ownership.xml · nonDerivative · entry 3 Sabes Jon · CIK 0001329728 · Director · CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,507,000 F4 · security: In connection with the Merger, the reporting person received a restricted share award equal to 3,507,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP. F4 · price: In connection with the Merger, the reporting person received a restricted share award equal to 3,507,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP. Read SEC document |
| September 15, 2022 Filed Sep 17, 2022 01:38 UTC |
Sabes JonDirector · CEO, Chairman · 10% owner
|
GrantCommon Stock | 1,161,674 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-056726 · ownership.xml · nonDerivative · entry 2 Sabes Jon · CIK 0001329728 · Director · CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By FOXO Management, LLC Disclosed balance after: 1,161,674 F1 · security: In connection with the merger described in that certain Agreement and Plan of Merger, dated as of 2/24/2022 (as amended, the "Merger Agreement"), by and among FOXO Technologies Inc., formerly Delwinds Insurance Acquisition Corp. (the "Issuer"), DWIN Merger Sub Inc. ("Merger Sub"), and FOXO Technologies Operating Company, formerly FOXO Technologies Inc. ("FOXO"), pursuant to which Merger Sub merged with and into FOXO, with FOXO surviving as a wholly-owned subsidiary of the Issuer (the "Merger"). Pursuant to the terms and conditions of the Merger Agreement, in connection with the closing of the Merger on 9/15/2022 (the "Closing Date"), the reporting person received (i) 372,680 shares of Class A common stock in the Issuer to be held by JK-JBM Family Investment LLC and (ii) 1,161,674 shares of Class A common stock in the Issuer to be held by FOXO Management, LLC. F1 · price: In connection with the merger described in that certain Agreement and Plan of Merger, dated as of 2/24/2022 (as amended, the "Merger Agreement"), by and among FOXO Technologies Inc., formerly Delwinds Insurance Acquisition Corp. (the "Issuer"), DWIN Merger Sub Inc. ("Merger Sub"), and FOXO Technologies Operating Company, formerly FOXO Technologies Inc. ("FOXO"), pursuant to which Merger Sub merged with and into FOXO, with FOXO surviving as a wholly-owned subsidiary of the Issuer (the "Merger"). Pursuant to the terms and conditions of the Merger Agreement, in connection with the closing of the Merger on 9/15/2022 (the "Closing Date"), the reporting person received (i) 372,680 shares of Class A common stock in the Issuer to be held by JK-JBM Family Investment LLC and (ii) 1,161,674 shares of Class A common stock in the Issuer to be held by FOXO Management, LLC. F3 · ownership.nature: Securities held of record by FOXO Management, LLC ("FOXO Management"). Jon Sabes, is the sole voting member of FOXO Management and is deemed to have sole voting and investment power over the securities held by FOXO Management. Read SEC document |
| September 15, 2022 Filed Sep 17, 2022 01:38 UTC |
Sabes JonDirector · CEO, Chairman · 10% owner
|
GrantCommon Stock | 372,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-056726 · ownership.xml · nonDerivative · entry 1 Sabes Jon · CIK 0001329728 · Director · CEO, Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By JK-JBM Family Investment LLC Disclosed balance after: 372,680 F1 · security: In connection with the merger described in that certain Agreement and Plan of Merger, dated as of 2/24/2022 (as amended, the "Merger Agreement"), by and among FOXO Technologies Inc., formerly Delwinds Insurance Acquisition Corp. (the "Issuer"), DWIN Merger Sub Inc. ("Merger Sub"), and FOXO Technologies Operating Company, formerly FOXO Technologies Inc. ("FOXO"), pursuant to which Merger Sub merged with and into FOXO, with FOXO surviving as a wholly-owned subsidiary of the Issuer (the "Merger"). Pursuant to the terms and conditions of the Merger Agreement, in connection with the closing of the Merger on 9/15/2022 (the "Closing Date"), the reporting person received (i) 372,680 shares of Class A common stock in the Issuer to be held by JK-JBM Family Investment LLC and (ii) 1,161,674 shares of Class A common stock in the Issuer to be held by FOXO Management, LLC. F1 · price: In connection with the merger described in that certain Agreement and Plan of Merger, dated as of 2/24/2022 (as amended, the "Merger Agreement"), by and among FOXO Technologies Inc., formerly Delwinds Insurance Acquisition Corp. (the "Issuer"), DWIN Merger Sub Inc. ("Merger Sub"), and FOXO Technologies Operating Company, formerly FOXO Technologies Inc. ("FOXO"), pursuant to which Merger Sub merged with and into FOXO, with FOXO surviving as a wholly-owned subsidiary of the Issuer (the "Merger"). Pursuant to the terms and conditions of the Merger Agreement, in connection with the closing of the Merger on 9/15/2022 (the "Closing Date"), the reporting person received (i) 372,680 shares of Class A common stock in the Issuer to be held by JK-JBM Family Investment LLC and (ii) 1,161,674 shares of Class A common stock in the Issuer to be held by FOXO Management, LLC. F2 · ownership.nature: Securities held of record by JK-JBM Family Investment LLC (the "LLC"). Jon Sabes is the manager of the LLC and is deemed to have sole voting and investment power over the securities held by the LLC. Read SEC document |
| September 15, 2022 Filed Sep 17, 2022 01:35 UTC |
Barnes BretDirector
|
GrantStock Option (right to buy) · Derivative | 17,425 | $0.00 Strike: $15.76 | $0.00 |
DisclosureSEC source: 0001213900-22-056722 · ownership.xml · derivative · entry 3 Barnes Bret · CIK 0001946884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,425 Underlying: Class A Common Stock · 17,425 shares Expires 2027-02-08 F3 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 30,000 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 3,388.2 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 2/8/2025. Read SEC document |
| September 15, 2022 Filed Sep 17, 2022 01:35 UTC |
Barnes BretDirector
|
GrantStock Option (right to buy) · Derivative | 40,368 | $0.00 Strike: $15.76 | $0.00 |
DisclosureSEC source: 0001213900-22-056722 · ownership.xml · derivative · entry 2 Barnes Bret · CIK 0001946884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,368 Underlying: Class A Common Stock · 40,368 shares Expires 2027-01-27 F2 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 69,500 shares of Class A common stock of FOXO Technologies Operating Company ("FOXO") in connection with the merger of FOXO with and into a wholly owned subsidiary of the Issuer (the "Merger"), which closed on 9/15/2022 (the "Closing Date"). As of the Closing Date, 7,849.35 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 1/27/2025. Read SEC document |
| September 15, 2022 Filed Sep 17, 2022 01:35 UTC |
Barnes BretDirector
|
GrantCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-056722 · ownership.xml · nonDerivative · entry 1 Barnes Bret · CIK 0001946884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · security: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 50,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP. F1 · price: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 50,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP. Read SEC document |
| September 15, 2022 Filed Sep 22, 2022 19:11 UTC |
Poole Andrew J.Director
|
OtherWarrants · Derivative | 42,500 | $11.50 Strike: $11.50 | $488,750.00 |
DisclosureSEC source: 0001213900-22-057974 · ownership.xml · derivative · entry 5 Poole Andrew J. · CIK 0001732509 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 42,500 shares Expires 2027-09-15 F1 · kind: Represents the receipt for no consideration from the distribution by DIAC Sponsor LLC (the "Sponsor") to its members of (i) 632,500 shares of Class A common stock of Delwinds, (ii) 4,431,250 shares of Class B common stock of Delwinds, and (iii) 316,250 warrants to purchase shares of Class A common stock to its members (the "Sponsor Distribution"). Andrew J. Poole received (i) 85,000 shares of Class A common stock; (ii) 1,041,662 shares of Class A common stock underlying shares of Class B common stock; and (iii) 42,500 shares of Class A common stock underlying warrants. F2 · kind: Upon the closing of the business combination of Delwinds with FOXO Technologies Operating Company ("FOXO"), (i) all shares of outstanding Class B shares of Delwinds were converted into shares of Class A shares of Delwinds, and (ii) Delwinds effected a name change to FOXO Technologies Inc. Read SEC document |
| September 15, 2022 Filed Sep 22, 2022 19:11 UTC |
Poole Andrew J.Director
|
Exercise / conversionClass A Common Stock | 198,260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-057974 · ownership.xml · nonDerivative · entry 4 Poole Andrew J. · CIK 0001732509 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As LA Gift to Minors Act custodian for minor child Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the receipt for no consideration from the distribution by DIAC Sponsor LLC (the "Sponsor") to its members of (i) 632,500 shares of Class A common stock of Delwinds, (ii) 4,431,250 shares of Class B common stock of Delwinds, and (iii) 316,250 warrants to purchase shares of Class A common stock to its members (the "Sponsor Distribution"). Andrew J. Poole received (i) 85,000 shares of Class A common stock; (ii) 1,041,662 shares of Class A common stock underlying shares of Class B common stock; and (iii) 42,500 shares of Class A common stock underlying warrants. F2 · kind: Upon the closing of the business combination of Delwinds with FOXO Technologies Operating Company ("FOXO"), (i) all shares of outstanding Class B shares of Delwinds were converted into shares of Class A shares of Delwinds, and (ii) Delwinds effected a name change to FOXO Technologies Inc. F1 · price: Represents the receipt for no consideration from the distribution by DIAC Sponsor LLC (the "Sponsor") to its members of (i) 632,500 shares of Class A common stock of Delwinds, (ii) 4,431,250 shares of Class B common stock of Delwinds, and (iii) 316,250 warrants to purchase shares of Class A common stock to its members (the "Sponsor Distribution"). Andrew J. Poole received (i) 85,000 shares of Class A common stock; (ii) 1,041,662 shares of Class A common stock underlying shares of Class B common stock; and (iii) 42,500 shares of Class A common stock underlying warrants. F4 · ownership.nature: Shares are held of record by Mr. Andrew Poole as custodian for a minor child under the LA Gifts to Minors Act. Mr. Poole disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 15, 2022 Filed Sep 22, 2022 19:11 UTC |
Poole Andrew J.Director
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Exercise / conversionClass A Common Stock | 198,260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-057974 · ownership.xml · nonDerivative · entry 3 Poole Andrew J. · CIK 0001732509 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As Texas Uniform Transfers to Minors Act custodian for minor child Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the receipt for no consideration from the distribution by DIAC Sponsor LLC (the "Sponsor") to its members of (i) 632,500 shares of Class A common stock of Delwinds, (ii) 4,431,250 shares of Class B common stock of Delwinds, and (iii) 316,250 warrants to purchase shares of Class A common stock to its members (the "Sponsor Distribution"). Andrew J. Poole received (i) 85,000 shares of Class A common stock; (ii) 1,041,662 shares of Class A common stock underlying shares of Class B common stock; and (iii) 42,500 shares of Class A common stock underlying warrants. F2 · kind: Upon the closing of the business combination of Delwinds with FOXO Technologies Operating Company ("FOXO"), (i) all shares of outstanding Class B shares of Delwinds were converted into shares of Class A shares of Delwinds, and (ii) Delwinds effected a name change to FOXO Technologies Inc. F1 · price: Represents the receipt for no consideration from the distribution by DIAC Sponsor LLC (the "Sponsor") to its members of (i) 632,500 shares of Class A common stock of Delwinds, (ii) 4,431,250 shares of Class B common stock of Delwinds, and (iii) 316,250 warrants to purchase shares of Class A common stock to its members (the "Sponsor Distribution"). Andrew J. Poole received (i) 85,000 shares of Class A common stock; (ii) 1,041,662 shares of Class A common stock underlying shares of Class B common stock; and (iii) 42,500 shares of Class A common stock underlying warrants. F3 · ownership.nature: Shares are held of record by Mr. Andrew Poole as custodian for a minor child under the Texas Uniform Transfers to Minors Act. Mr. Poole disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 15, 2022 Filed Sep 22, 2022 19:11 UTC |
Poole Andrew J.Director
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Exercise / conversionClass A Common Stock | 645,142 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-057974 · ownership.xml · nonDerivative · entry 2 Poole Andrew J. · CIK 0001732509 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the receipt for no consideration from the distribution by DIAC Sponsor LLC (the "Sponsor") to its members of (i) 632,500 shares of Class A common stock of Delwinds, (ii) 4,431,250 shares of Class B common stock of Delwinds, and (iii) 316,250 warrants to purchase shares of Class A common stock to its members (the "Sponsor Distribution"). Andrew J. Poole received (i) 85,000 shares of Class A common stock; (ii) 1,041,662 shares of Class A common stock underlying shares of Class B common stock; and (iii) 42,500 shares of Class A common stock underlying warrants. F2 · kind: Upon the closing of the business combination of Delwinds with FOXO Technologies Operating Company ("FOXO"), (i) all shares of outstanding Class B shares of Delwinds were converted into shares of Class A shares of Delwinds, and (ii) Delwinds effected a name change to FOXO Technologies Inc. F1 · price: Represents the receipt for no consideration from the distribution by DIAC Sponsor LLC (the "Sponsor") to its members of (i) 632,500 shares of Class A common stock of Delwinds, (ii) 4,431,250 shares of Class B common stock of Delwinds, and (iii) 316,250 warrants to purchase shares of Class A common stock to its members (the "Sponsor Distribution"). Andrew J. Poole received (i) 85,000 shares of Class A common stock; (ii) 1,041,662 shares of Class A common stock underlying shares of Class B common stock; and (iii) 42,500 shares of Class A common stock underlying warrants. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.