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FOXO

FOXO TECHNOLOGIES INC.

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8683
SEC CIK
0001812360
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54

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 22, 2024 Filed Jul 24, 2024 16:00 UTC
Kr8 ai Inc.10% owner
SaleClass A Common Stock 1,300,000 $0.25 $325,000.00
Disclosure

SEC source: 0001013762-24-000708 · ownership.xml · nonDerivative · entry 1

Kr8 ai Inc. · CIK 0002009159 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 22, 2024 Filed Jul 24, 2024 20:00 UTC
WHITE MARK BRIANDirector · Interim CEO · 10% owner
SaleClass A Common Stock 1,300,000 $0.25 $325,000.00
Disclosure

SEC source: 0001013762-24-000707 · ownership.xml · nonDerivative · entry 1

WHITE MARK BRIAN · CIK 0001564335 · Director · Interim CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By KR8 ai Inc.

Disclosed balance after: 0

F1 · shares: Represents shares sold by KR8 ai Inc., of which the Reporting Person is an officer, director and shareholder.

F2 · balance_after: Gives no effect to shares which may be granted to KR8 ai Inc. as consideration for rights granted and services to be rendered pursuant to the Master Software and Services Agreement between KR8 ai Inc. and the issuer.

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July 22, 2024 Filed Jul 24, 2024 20:00 UTC
WARD MARTIN CHRISTOPHERInterim CFO · 10% owner
SaleClass A Common Stock 1,300,000 $0.25 $325,000.00
Disclosure

SEC source: 0001013762-24-000706 · ownership.xml · nonDerivative · entry 1

WARD MARTIN CHRISTOPHER · CIK 0001564377 · Interim CFO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By KR8 ai Inc.

Disclosed balance after: 0

F1 · shares: Represents shares sold by KR8 ai Inc., of which the Reporting Person is an officer, director and shareholder.

F2 · balance_after: Gives no effect to shares which may be issued to KR8 ai Inc. as consideration for rights granted and services to be rendered pursuant to the Master Software and Services Agreement between KR8 ai Inc. and the issuer.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 20:07 UTC
WARD MARTIN CHRISTOPHERInterim CFO · 10% owner
SaleClass A Common Stock 250,000 $0.42 $105,000.00
Disclosure

SEC source: 0001213900-24-011022 · ownership.xml · nonDerivative · entry 1

WARD MARTIN CHRISTOPHER · CIK 0001564377 · Interim CFO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 06, 2024 Filed Feb 7, 2024 20:07 UTC
WHITE MARK BRIANDirector · Interim CEO · 10% owner
SaleClass A Common Stock 250,000 $0.42 $105,000.00
Disclosure

SEC source: 0001213900-24-011020 · ownership.xml · nonDerivative · entry 1

WHITE MARK BRIAN · CIK 0001564335 · Director · Interim CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 19, 2024 Filed Jan 22, 2024 15:37 UTC
WHITE MARK BRIANDirector · Interim CEO · 10% owner
GrantClass A Common Stock 1,300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-005130 · ownership.xml · nonDerivative · entry 1

WHITE MARK BRIAN · CIK 0001564335 · Director · Interim CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 1,300,000

F1 · shares: Represents shares issued to KR8 ai Inc., of which the Reporting Person is an officer, director and shareholder as consideration for rights granted and services to be rendered pursuant to the Master Software and Services Agreement between KR8 ai Inc. and the issuer.

F1 · price: Represents shares issued to KR8 ai Inc., of which the Reporting Person is an officer, director and shareholder as consideration for rights granted and services to be rendered pursuant to the Master Software and Services Agreement between KR8 ai Inc. and the issuer.

F1 · ownership.nature: Represents shares issued to KR8 ai Inc., of which the Reporting Person is an officer, director and shareholder as consideration for rights granted and services to be rendered pursuant to the Master Software and Services Agreement between KR8 ai Inc. and the issuer.

Read SEC document
January 19, 2024 Filed Jan 22, 2024 15:35 UTC
WARD MARTIN CHRISTOPHERInterim CFO · 10% owner
GrantClass A Common Stock 1,300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-005129 · ownership.xml · nonDerivative · entry 1

WARD MARTIN CHRISTOPHER · CIK 0001564377 · Interim CFO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 1,300,000

F1 · shares: Represents shares issued to KR8 ai Inc., of which the Reporting Person is an officer, director and shareholder as consideration for rights granted and services to be rendered pursuant to the Master Software and Services Agreement between KR8 ai Inc. and the issuer.

F1 · price: Represents shares issued to KR8 ai Inc., of which the Reporting Person is an officer, director and shareholder as consideration for rights granted and services to be rendered pursuant to the Master Software and Services Agreement between KR8 ai Inc. and the issuer.

F1 · ownership.nature: Represents shares issued to KR8 ai Inc., of which the Reporting Person is an officer, director and shareholder as consideration for rights granted and services to be rendered pursuant to the Master Software and Services Agreement between KR8 ai Inc. and the issuer.

Read SEC document
December 21, 2023 Filed Dec 26, 2023 19:35 UTC Amendment
WHITE MARK BRIANDirector · Interim CEO
GiftClass A Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001553997-23-000029 · primary_doc.xml · nonDerivative · entry 2

WHITE MARK BRIAN · CIK 0001564335 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

F1 · shares: Gift rescinded by mutual agreement.

F2 · price: Shares previously gifted then gift rescinded.

Read SEC document
December 21, 2023 Filed Dec 26, 2023 18:17 UTC Amendment GiftClass A Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001553997-23-000028 · primary_doc.xml · nonDerivative · entry 1

WARD MARTIN CHRISTOPHER · CIK 0001564377 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

F1 · shares: Gift rescinded by mutual agreement.

F2 · price: Shares previously gifted then gift rescinded.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 18:10 UTC GiftClass A Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001553997-23-000027 · primary_doc.xml · nonDerivative · entry 2

WARD MARTIN CHRISTOPHER · CIK 0001564377 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: Shares gifted.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 17:36 UTC
WHITE MARK BRIANDirector · Interim CEO
GiftClass A Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001553997-23-000026 · primary_doc.xml · nonDerivative · entry 2

WHITE MARK BRIAN · CIK 0001564335 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

F2 · price: Shares acquired as a bona fide gift.

Read SEC document
October 03, 2023 Filed Oct 5, 2023 20:57 UTC GrantClass A Common Stock 2,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001013762-23-002222 · ownership.xml · nonDerivative · entry 1

WARD MARTIN CHRISTOPHER · CIK 0001564377 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500,000

F1 · price: As compensation for services rendered and to be rendered as an officer of the issuer, the reporting person was granted Class A Common Stock under the FOXO Technologies Inc. 2022 Equity Incentive Plan

Read SEC document
October 03, 2023 Filed Oct 5, 2023 20:57 UTC
WHITE MARK BRIANDirector · Interim CEO
GrantClass A Common Stock 2,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001013762-23-002220 · ownership.xml · nonDerivative · entry 1

WHITE MARK BRIAN · CIK 0001564335 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500,000

F1 · price: As compensation for services rendered and to be rendered as an officer and director of the issuer, the reporting person was granted Class A Common Stock under the FOXO Technologies Inc. 2022 Equity Incentive Plan.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 19:06 UTC SaleClass A Common Stock, par value $0.0001 3,000 $0.16 $491.10
Disclosure

SEC source: 0001903596-23-000537 · ownership.xml · nonDerivative · entry 1

Dowling Vincent J. Jr · CIK 0001599510 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,647,405

F1 · ownership.nature: 4,647,405 shares of Class A Common Stock are held by Baboon Partners, LLC. Mr. Dowling is the manager and exercises control of Baboon Partners, LLC. Does not include shares of Class A Common Stock held by Coat Tail Partners, LLC for which Mr. Dowling is no longer a manager and does not exercise any control.

Read SEC document
September 15, 2022 Filed Sep 17, 2022 01:41 UTC
Potashnick RobertChief Financial Officer
GrantStock Option (right to buy) · Derivative 2 $0.00 Strike: $15.76 $0.00
Disclosure

SEC source: 0001213900-22-056729 · ownership.xml · derivative · entry 4

Potashnick Robert · CIK 0001939454 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

Underlying: Class A Common Stock · 2 shares

Expires 2027-01-27

F4 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 5 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 0.39 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 1/27/2025.

Read SEC document
September 15, 2022 Filed Sep 17, 2022 01:41 UTC
Potashnick RobertChief Financial Officer
GrantStock Option (right to buy) · Derivative 3,571 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001213900-22-056729 · ownership.xml · derivative · entry 3

Potashnick Robert · CIK 0001939454 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,571

Underlying: Class A Common Stock · 3,571 shares

Expires 2026-08-09

F3 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 6,148 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 1,289.54 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 8/9/2024.

Read SEC document
September 15, 2022 Filed Sep 17, 2022 01:41 UTC
Potashnick RobertChief Financial Officer
GrantStock Option (right to buy) · Derivative 78,413 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001213900-22-056729 · ownership.xml · derivative · entry 2

Potashnick Robert · CIK 0001939454 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,413

Underlying: Class A Common Stock · 78,413 shares

Expires 2026-04-02

F2 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 135,000 shares of Class A common stock of FOXO Technologies Operating Company ("FOXO") in connection with the merger of FOXO with and into a wholly owned subsidiary of the Issuer (the "Merger"), which closed on 9/15/2022 (the "Closing Date"). As of the Closing Date, 43,562.78 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 12/31/2023.

Read SEC document
September 15, 2022 Filed Sep 17, 2022 01:41 UTC
Potashnick RobertChief Financial Officer
GrantCommon Stock 510,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-056729 · ownership.xml · nonDerivative · entry 1

Potashnick Robert · CIK 0001939454 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,000

F1 · security: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 510,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP.

F1 · price: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 510,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:36 UTC
Chen BrianChief Science Officer
GrantStock Option (right to buy) · Derivative 2 $0.00 Strike: $15.76 $0.00
Disclosure

SEC source: 0001213900-22-056724 · ownership.xml · derivative · entry 4

Chen Brian · CIK 0001941071 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

Underlying: Class A Common Stock · 2 shares

Expires 2027-01-27

F4 · derivative.exercise_date: The stock option was received in exchange for a stock option to purchase 5 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 0.39 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 1/27/2025.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:36 UTC
Chen BrianChief Science Officer
GrantStock Option (right to buy) · Derivative 4,480 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001213900-22-056724 · ownership.xml · derivative · entry 3

Chen Brian · CIK 0001941071 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,480

Underlying: Class A Common Stock · 4,480 shares

Expires 2026-08-09

F3 · derivative.exercise_date: The stock option was received in exchange for a stock option to purchase 7,713 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 1,617.78 of the shares of Class A common stock of the Issuer subject to the stock optionss were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 8/9/2024.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:36 UTC
Chen BrianChief Science Officer
GrantStock Option (right to buy) · Derivative 672,264 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001213900-22-056724 · ownership.xml · derivative · entry 2

Chen Brian · CIK 0001941071 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,264

Underlying: Class A Common Stock · 672,264 shares

Expires 2026-04-13

F2 · derivative.exercise_date: The stock option was received in exchange for a stock option to purchase 1,157,405 shares of Class A common stock of FOXO Technologies Operating Company ("FOXO") in connection with the merger of FOXO with and into a wholly owned subsidiary of the Issuer (the "Merger"), which closed on 9/15/2022 (the "Closing Date"). As of the Closing Date, 667,085.48 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 12/31/2023.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:36 UTC
Chen BrianChief Science Officer
GrantCommon Stock 760,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-056724 · ownership.xml · nonDerivative · entry 1

Chen Brian · CIK 0001941071 · Chief Science Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,000

F1 · security: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 760,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP.

F1 · price: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 760,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:40 UTC GrantStock Option (right to buy) · Derivative 17,425 $0.00 Strike: $15.76 $0.00
Disclosure

SEC source: 0001213900-22-056728 · ownership.xml · derivative · entry 3

Khaleghi Murdoc · CIK 0001939450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,425

Underlying: Class A Common Stock · 17,425 shares

Expires not disclosed

F3 · derivative.expiration_date: The stock options were received in exchange for stock options to purchase 30,000 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 3,388.18 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 2/8/2025.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:40 UTC GrantStock Option (right to buy) · Derivative 40,368 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001213900-22-056728 · ownership.xml · derivative · entry 2

Khaleghi Murdoc · CIK 0001939450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,368

Underlying: Class A Common Stock · 40,368 shares

Expires not disclosed

F2 · derivative.expiration_date: The stock options were received in exchange for stock options to purchase 69,500 shares of Class A common stock of FOXO Technologies Operating Company ("FOXO") in connection with the merger of FOXO with and into a wholly owned subsidiary of the Issuer (the "Merger"), which closed on 9/15/2022 (the "Closing Date"). As of the Closing Date, 14,577.34 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 7/16/2024.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:40 UTC GrantCommon Stock 130,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-056728 · ownership.xml · nonDerivative · entry 1

Khaleghi Murdoc · CIK 0001939450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

F1 · security: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 130,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP.

F1 · price: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 130,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:42 UTC
Danielson TylerChief Technology Officer
GrantStock Option (right to buy) · Derivative 2 $0.00 Strike: $15.76 $0.00
Disclosure

SEC source: 0001213900-22-056730 · ownership.xml · derivative · entry 5

Danielson Tyler · CIK 0001939455 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

Underlying: Class A Common Stock · 2 shares

Expires 2025-01-27

F5 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 5 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 0.39 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 1/27/2025.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:42 UTC
Danielson TylerChief Technology Officer
GrantStock Option (right to buy) · Derivative 3,729 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001213900-22-056730 · ownership.xml · derivative · entry 4

Danielson Tyler · CIK 0001939455 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,729

Underlying: Class A Common Stock · 3,729 shares

Expires 2026-08-09

F4 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 6,421 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 1,36.57 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 8/9/2024.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:42 UTC
Danielson TylerChief Technology Officer
GrantStock Option (right to buy) · Derivative 52,275 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001213900-22-056730 · ownership.xml · derivative · entry 3

Danielson Tyler · CIK 0001939455 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,275

Underlying: Class A Common Stock · 52,275 shares

Expires 2026-04-02

F3 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 90,000 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 32,913.65 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments over the following thirty-six (36) months until fully vested on 12/31/2023.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:42 UTC
Danielson TylerChief Technology Officer
GrantCommon Stock 760,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-056730 · ownership.xml · nonDerivative · entry 2

Danielson Tyler · CIK 0001939455 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777,425

F2 · security: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 760,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP.

F2 · price: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 760,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:42 UTC
Danielson TylerChief Technology Officer
GrantCommon Stock 17,425 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-056730 · ownership.xml · nonDerivative · entry 1

Danielson Tyler · CIK 0001939455 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,425

F1 · security: In connection with the merger described in that certain Agreement and Plan of Merger, dated as of 2/24/2022 (as amended, the "Merger Agreement"), by and among FOXO Technologies Inc., formerly Delwinds Insurance Acquisition Corp. (the "Issuer"), DWIN Merger Sub Inc. ("Merger Sub"), and FOXO Technologies Operating Company, formerly FOXO Technologies Inc. ("FOXO"), pursuant to which Merger Sub merged with and into FOXO, with FOXO surviving as a wholly-owned subsidiary of the Issuer (the "Merger"). Pursuant to the terms and conditions of the Merger Agreement, in connection with the closing of the Merger on 9/15/2022 (the "Closing Date"), the reporting person received 17,425 shares of Class A common stock in the Issuer.

F1 · price: In connection with the merger described in that certain Agreement and Plan of Merger, dated as of 2/24/2022 (as amended, the "Merger Agreement"), by and among FOXO Technologies Inc., formerly Delwinds Insurance Acquisition Corp. (the "Issuer"), DWIN Merger Sub Inc. ("Merger Sub"), and FOXO Technologies Operating Company, formerly FOXO Technologies Inc. ("FOXO"), pursuant to which Merger Sub merged with and into FOXO, with FOXO surviving as a wholly-owned subsidiary of the Issuer (the "Merger"). Pursuant to the terms and conditions of the Merger Agreement, in connection with the closing of the Merger on 9/15/2022 (the "Closing Date"), the reporting person received 17,425 shares of Class A common stock in the Issuer.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:39 UTC
Will MichaelGeneral Counsel
GrantStock Option (right to buy) · Derivative 2 $0.00 Strike: $15.76 $0.00
Disclosure

SEC source: 0001213900-22-056727 · ownership.xml · derivative · entry 4

Will Michael · CIK 0001939483 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

Underlying: Class A Common Stock · 2 shares

Expires 2027-01-27

F4 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 5 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 0.39 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 1/27/2025.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:39 UTC
Will MichaelGeneral Counsel
GrantStock Option (right to buy) · Derivative 3,250 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001213900-22-056727 · ownership.xml · derivative · entry 3

Will Michael · CIK 0001939483 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Class A Common Stock · 3,250 shares

Expires 2026-08-09

F3 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 5,596 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 1,173.6 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 8/9/2024.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:39 UTC
Will MichaelGeneral Counsel
GrantStock Option (right to buy) · Derivative 50,437 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001213900-22-056727 · ownership.xml · derivative · entry 2

Will Michael · CIK 0001939483 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,437

Underlying: Class A Common Stock · 50,437 shares

Expires 2026-04-02

F2 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 86,836 shares of Class A common stock of FOXO Technologies Operating Company ("FOXO") in connection with the merger of FOXO with and into a wholly owned subsidiary of the Issuer (the "Merger"), which closed on 9/15/2022 (the "Closing Date"). As of the Closing Date, 28,596.36 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 4/22024.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:39 UTC
Will MichaelGeneral Counsel
GrantCommon Stock 510,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-056727 · ownership.xml · nonDerivative · entry 1

Will Michael · CIK 0001939483 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,000

F1 · security: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 510,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP.

F1 · price: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 510,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP.

Read SEC document
September 15, 2022 Filed Sep 17, 2022 01:38 UTC
Sharoni ErinChief Product Officer
GrantStock Option (right to buy) · Derivative 2 $0.00 Strike: $15.76 $0.00
Disclosure

SEC source: 0001213900-22-056725 · ownership.xml · derivative · entry 3

Sharoni Erin · CIK 0001939648 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

Underlying: Class A Common Stock · 2 shares

Expires 2027-01-27

F3 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 5 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 0.39 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 1/27/2025.

Read SEC document
September 15, 2022 Filed Sep 17, 2022 01:38 UTC
Sharoni ErinChief Product Officer
GrantStock Option (right to buy) · Derivative 63,892 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001213900-22-056725 · ownership.xml · derivative · entry 2

Sharoni Erin · CIK 0001939648 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,892

Underlying: Class A Common Stock · 63,892 shares

Expires 2026-08-09

F2 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 110,000 shares of Class A common stock of FOXO Technologies Operating Company ("FOXO") in connection with the merger of FOXO with and into a wholly owned subsidiary of the Issuer (the "Merger"), which closed on 9/15/2022 (the "Closing Date"). As of the Closing Date, 23,072.14 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 8/9/2024.

Read SEC document
September 15, 2022 Filed Sep 17, 2022 01:38 UTC
Sharoni ErinChief Product Officer
GrantCommon Stock 760,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-056725 · ownership.xml · nonDerivative · entry 1

Sharoni Erin · CIK 0001939648 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,000

F1 · security: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 760,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP.

F1 · price: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 760,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP.

Read SEC document
September 15, 2022 Filed Sep 17, 2022 01:38 UTC
Sabes JonDirector · CEO, Chairman · 10% owner
GrantStock Option (right to buy) · Derivative 2 $0.00 Strike: $9.15 $0.00
Disclosure

SEC source: 0001213900-22-056726 · ownership.xml · derivative · entry 6

Sabes Jon · CIK 0001329728 · Director · CEO, Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

Underlying: Class A Common Stock · 2 shares

Expires 2027-01-27

F7 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 5 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 0.39 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 1/27/2025.

Read SEC document
September 15, 2022 Filed Sep 17, 2022 01:38 UTC
Sabes JonDirector · CEO, Chairman · 10% owner
GrantStock Option (right to buy) · Derivative 859,569 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001213900-22-056726 · ownership.xml · derivative · entry 5

Sabes Jon · CIK 0001329728 · Director · CEO, Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859,569

Underlying: Class A Common Stock · 859,569 shares

Expires 2026-04-02

F6 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 1,479,880 shares of Class A common stock of FOXO Technologies Operating Company ("FOXO") in connection with the merger of FOXO with and into a wholly owned subsidiary of the Issuer (the "Merger"), which closed on 9/15/2022 (the "Closing Date"). As of the Closing Date, 759,711.19 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 12/31/2023.

Read SEC document
September 15, 2022 Filed Sep 17, 2022 01:38 UTC
Sabes JonDirector · CEO, Chairman · 10% owner
GrantWarrant · Derivative 181,511 $0.00 Strike: $6.21 $0.00
Disclosure

SEC source: 0001213900-22-056726 · ownership.xml · derivative · entry 4

Sabes Jon · CIK 0001329728 · Director · CEO, Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By JK-JBM Family Investment LLC

Disclosed balance after: 181,511

Underlying: Class A Common Stock · 181,511 shares

Expires 2024-01-25

F3 · security: Securities held of record by FOXO Management, LLC ("FOXO Management"). Jon Sabes, is the sole voting member of FOXO Management and is deemed to have sole voting and investment power over the securities held by FOXO Management.

F5 · derivative.exercise_date: The warrant was received in exchange for a warrant to purchase 312,500 shares of FOXO Class A common stock in connection with the Merger. The warrant is immediately exercisable.

F2 · ownership.nature: Securities held of record by JK-JBM Family Investment LLC (the "LLC"). Jon Sabes is the manager of the LLC and is deemed to have sole voting and investment power over the securities held by the LLC.

Read SEC document
September 15, 2022 Filed Sep 17, 2022 01:38 UTC
Sabes JonDirector · CEO, Chairman · 10% owner
GrantCommon Stock 3,507,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-056726 · ownership.xml · nonDerivative · entry 3

Sabes Jon · CIK 0001329728 · Director · CEO, Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,507,000

F4 · security: In connection with the Merger, the reporting person received a restricted share award equal to 3,507,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP.

F4 · price: In connection with the Merger, the reporting person received a restricted share award equal to 3,507,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP.

Read SEC document
September 15, 2022 Filed Sep 17, 2022 01:38 UTC
Sabes JonDirector · CEO, Chairman · 10% owner
GrantCommon Stock 1,161,674 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-056726 · ownership.xml · nonDerivative · entry 2

Sabes Jon · CIK 0001329728 · Director · CEO, Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By FOXO Management, LLC

Disclosed balance after: 1,161,674

F1 · security: In connection with the merger described in that certain Agreement and Plan of Merger, dated as of 2/24/2022 (as amended, the "Merger Agreement"), by and among FOXO Technologies Inc., formerly Delwinds Insurance Acquisition Corp. (the "Issuer"), DWIN Merger Sub Inc. ("Merger Sub"), and FOXO Technologies Operating Company, formerly FOXO Technologies Inc. ("FOXO"), pursuant to which Merger Sub merged with and into FOXO, with FOXO surviving as a wholly-owned subsidiary of the Issuer (the "Merger"). Pursuant to the terms and conditions of the Merger Agreement, in connection with the closing of the Merger on 9/15/2022 (the "Closing Date"), the reporting person received (i) 372,680 shares of Class A common stock in the Issuer to be held by JK-JBM Family Investment LLC and (ii) 1,161,674 shares of Class A common stock in the Issuer to be held by FOXO Management, LLC.

F1 · price: In connection with the merger described in that certain Agreement and Plan of Merger, dated as of 2/24/2022 (as amended, the "Merger Agreement"), by and among FOXO Technologies Inc., formerly Delwinds Insurance Acquisition Corp. (the "Issuer"), DWIN Merger Sub Inc. ("Merger Sub"), and FOXO Technologies Operating Company, formerly FOXO Technologies Inc. ("FOXO"), pursuant to which Merger Sub merged with and into FOXO, with FOXO surviving as a wholly-owned subsidiary of the Issuer (the "Merger"). Pursuant to the terms and conditions of the Merger Agreement, in connection with the closing of the Merger on 9/15/2022 (the "Closing Date"), the reporting person received (i) 372,680 shares of Class A common stock in the Issuer to be held by JK-JBM Family Investment LLC and (ii) 1,161,674 shares of Class A common stock in the Issuer to be held by FOXO Management, LLC.

F3 · ownership.nature: Securities held of record by FOXO Management, LLC ("FOXO Management"). Jon Sabes, is the sole voting member of FOXO Management and is deemed to have sole voting and investment power over the securities held by FOXO Management.

Read SEC document
September 15, 2022 Filed Sep 17, 2022 01:38 UTC
Sabes JonDirector · CEO, Chairman · 10% owner
GrantCommon Stock 372,680 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-056726 · ownership.xml · nonDerivative · entry 1

Sabes Jon · CIK 0001329728 · Director · CEO, Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By JK-JBM Family Investment LLC

Disclosed balance after: 372,680

F1 · security: In connection with the merger described in that certain Agreement and Plan of Merger, dated as of 2/24/2022 (as amended, the "Merger Agreement"), by and among FOXO Technologies Inc., formerly Delwinds Insurance Acquisition Corp. (the "Issuer"), DWIN Merger Sub Inc. ("Merger Sub"), and FOXO Technologies Operating Company, formerly FOXO Technologies Inc. ("FOXO"), pursuant to which Merger Sub merged with and into FOXO, with FOXO surviving as a wholly-owned subsidiary of the Issuer (the "Merger"). Pursuant to the terms and conditions of the Merger Agreement, in connection with the closing of the Merger on 9/15/2022 (the "Closing Date"), the reporting person received (i) 372,680 shares of Class A common stock in the Issuer to be held by JK-JBM Family Investment LLC and (ii) 1,161,674 shares of Class A common stock in the Issuer to be held by FOXO Management, LLC.

F1 · price: In connection with the merger described in that certain Agreement and Plan of Merger, dated as of 2/24/2022 (as amended, the "Merger Agreement"), by and among FOXO Technologies Inc., formerly Delwinds Insurance Acquisition Corp. (the "Issuer"), DWIN Merger Sub Inc. ("Merger Sub"), and FOXO Technologies Operating Company, formerly FOXO Technologies Inc. ("FOXO"), pursuant to which Merger Sub merged with and into FOXO, with FOXO surviving as a wholly-owned subsidiary of the Issuer (the "Merger"). Pursuant to the terms and conditions of the Merger Agreement, in connection with the closing of the Merger on 9/15/2022 (the "Closing Date"), the reporting person received (i) 372,680 shares of Class A common stock in the Issuer to be held by JK-JBM Family Investment LLC and (ii) 1,161,674 shares of Class A common stock in the Issuer to be held by FOXO Management, LLC.

F2 · ownership.nature: Securities held of record by JK-JBM Family Investment LLC (the "LLC"). Jon Sabes is the manager of the LLC and is deemed to have sole voting and investment power over the securities held by the LLC.

Read SEC document
September 15, 2022 Filed Sep 17, 2022 01:35 UTC
Barnes BretDirector
GrantStock Option (right to buy) · Derivative 17,425 $0.00 Strike: $15.76 $0.00
Disclosure

SEC source: 0001213900-22-056722 · ownership.xml · derivative · entry 3

Barnes Bret · CIK 0001946884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,425

Underlying: Class A Common Stock · 17,425 shares

Expires 2027-02-08

F3 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 30,000 shares of Class A common stock of FOXO in connection with the Merger. As of the Closing Date, 3,388.2 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 2/8/2025.

Read SEC document
September 15, 2022 Filed Sep 17, 2022 01:35 UTC
Barnes BretDirector
GrantStock Option (right to buy) · Derivative 40,368 $0.00 Strike: $15.76 $0.00
Disclosure

SEC source: 0001213900-22-056722 · ownership.xml · derivative · entry 2

Barnes Bret · CIK 0001946884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,368

Underlying: Class A Common Stock · 40,368 shares

Expires 2027-01-27

F2 · derivative.exercise_date: The stock options were received in exchange for stock options to purchase 69,500 shares of Class A common stock of FOXO Technologies Operating Company ("FOXO") in connection with the merger of FOXO with and into a wholly owned subsidiary of the Issuer (the "Merger"), which closed on 9/15/2022 (the "Closing Date"). As of the Closing Date, 7,849.35 of the shares of Class A common stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining number of shares subject to the stock options shall vest in equal monthly installments until fully vested on 1/27/2025.

Read SEC document
September 15, 2022 Filed Sep 17, 2022 01:35 UTC
Barnes BretDirector
GrantCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-056722 · ownership.xml · nonDerivative · entry 1

Barnes Bret · CIK 0001946884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · security: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 50,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP.

F1 · price: In connection with the Merger (as defined below), the reporting person received a restricted share award equal to 50,000 shares of Class A common stock of the Issuer pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The restricted share award is subject to the following three service-based vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the Closing Date (as defined below) if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the Closing Date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the restricted share award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP.

Read SEC document
September 15, 2022 Filed Sep 22, 2022 19:11 UTC OtherWarrants · Derivative 42,500 $11.50 Strike: $11.50 $488,750.00
Disclosure

SEC source: 0001213900-22-057974 · ownership.xml · derivative · entry 5

Poole Andrew J. · CIK 0001732509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 42,500 shares

Expires 2027-09-15

F1 · kind: Represents the receipt for no consideration from the distribution by DIAC Sponsor LLC (the "Sponsor") to its members of (i) 632,500 shares of Class A common stock of Delwinds, (ii) 4,431,250 shares of Class B common stock of Delwinds, and (iii) 316,250 warrants to purchase shares of Class A common stock to its members (the "Sponsor Distribution"). Andrew J. Poole received (i) 85,000 shares of Class A common stock; (ii) 1,041,662 shares of Class A common stock underlying shares of Class B common stock; and (iii) 42,500 shares of Class A common stock underlying warrants.

F2 · kind: Upon the closing of the business combination of Delwinds with FOXO Technologies Operating Company ("FOXO"), (i) all shares of outstanding Class B shares of Delwinds were converted into shares of Class A shares of Delwinds, and (ii) Delwinds effected a name change to FOXO Technologies Inc.

Read SEC document
September 15, 2022 Filed Sep 22, 2022 19:11 UTC Exercise / conversionClass A Common Stock 198,260 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-057974 · ownership.xml · nonDerivative · entry 4

Poole Andrew J. · CIK 0001732509 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As LA Gift to Minors Act custodian for minor child

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the receipt for no consideration from the distribution by DIAC Sponsor LLC (the "Sponsor") to its members of (i) 632,500 shares of Class A common stock of Delwinds, (ii) 4,431,250 shares of Class B common stock of Delwinds, and (iii) 316,250 warrants to purchase shares of Class A common stock to its members (the "Sponsor Distribution"). Andrew J. Poole received (i) 85,000 shares of Class A common stock; (ii) 1,041,662 shares of Class A common stock underlying shares of Class B common stock; and (iii) 42,500 shares of Class A common stock underlying warrants.

F2 · kind: Upon the closing of the business combination of Delwinds with FOXO Technologies Operating Company ("FOXO"), (i) all shares of outstanding Class B shares of Delwinds were converted into shares of Class A shares of Delwinds, and (ii) Delwinds effected a name change to FOXO Technologies Inc.

F1 · price: Represents the receipt for no consideration from the distribution by DIAC Sponsor LLC (the "Sponsor") to its members of (i) 632,500 shares of Class A common stock of Delwinds, (ii) 4,431,250 shares of Class B common stock of Delwinds, and (iii) 316,250 warrants to purchase shares of Class A common stock to its members (the "Sponsor Distribution"). Andrew J. Poole received (i) 85,000 shares of Class A common stock; (ii) 1,041,662 shares of Class A common stock underlying shares of Class B common stock; and (iii) 42,500 shares of Class A common stock underlying warrants.

F4 · ownership.nature: Shares are held of record by Mr. Andrew Poole as custodian for a minor child under the LA Gifts to Minors Act. Mr. Poole disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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September 15, 2022 Filed Sep 22, 2022 19:11 UTC Exercise / conversionClass A Common Stock 198,260 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-057974 · ownership.xml · nonDerivative · entry 3

Poole Andrew J. · CIK 0001732509 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Texas Uniform Transfers to Minors Act custodian for minor child

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the receipt for no consideration from the distribution by DIAC Sponsor LLC (the "Sponsor") to its members of (i) 632,500 shares of Class A common stock of Delwinds, (ii) 4,431,250 shares of Class B common stock of Delwinds, and (iii) 316,250 warrants to purchase shares of Class A common stock to its members (the "Sponsor Distribution"). Andrew J. Poole received (i) 85,000 shares of Class A common stock; (ii) 1,041,662 shares of Class A common stock underlying shares of Class B common stock; and (iii) 42,500 shares of Class A common stock underlying warrants.

F2 · kind: Upon the closing of the business combination of Delwinds with FOXO Technologies Operating Company ("FOXO"), (i) all shares of outstanding Class B shares of Delwinds were converted into shares of Class A shares of Delwinds, and (ii) Delwinds effected a name change to FOXO Technologies Inc.

F1 · price: Represents the receipt for no consideration from the distribution by DIAC Sponsor LLC (the "Sponsor") to its members of (i) 632,500 shares of Class A common stock of Delwinds, (ii) 4,431,250 shares of Class B common stock of Delwinds, and (iii) 316,250 warrants to purchase shares of Class A common stock to its members (the "Sponsor Distribution"). Andrew J. Poole received (i) 85,000 shares of Class A common stock; (ii) 1,041,662 shares of Class A common stock underlying shares of Class B common stock; and (iii) 42,500 shares of Class A common stock underlying warrants.

F3 · ownership.nature: Shares are held of record by Mr. Andrew Poole as custodian for a minor child under the Texas Uniform Transfers to Minors Act. Mr. Poole disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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September 15, 2022 Filed Sep 22, 2022 19:11 UTC Exercise / conversionClass A Common Stock 645,142 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-057974 · ownership.xml · nonDerivative · entry 2

Poole Andrew J. · CIK 0001732509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the receipt for no consideration from the distribution by DIAC Sponsor LLC (the "Sponsor") to its members of (i) 632,500 shares of Class A common stock of Delwinds, (ii) 4,431,250 shares of Class B common stock of Delwinds, and (iii) 316,250 warrants to purchase shares of Class A common stock to its members (the "Sponsor Distribution"). Andrew J. Poole received (i) 85,000 shares of Class A common stock; (ii) 1,041,662 shares of Class A common stock underlying shares of Class B common stock; and (iii) 42,500 shares of Class A common stock underlying warrants.

F2 · kind: Upon the closing of the business combination of Delwinds with FOXO Technologies Operating Company ("FOXO"), (i) all shares of outstanding Class B shares of Delwinds were converted into shares of Class A shares of Delwinds, and (ii) Delwinds effected a name change to FOXO Technologies Inc.

F1 · price: Represents the receipt for no consideration from the distribution by DIAC Sponsor LLC (the "Sponsor") to its members of (i) 632,500 shares of Class A common stock of Delwinds, (ii) 4,431,250 shares of Class B common stock of Delwinds, and (iii) 316,250 warrants to purchase shares of Class A common stock to its members (the "Sponsor Distribution"). Andrew J. Poole received (i) 85,000 shares of Class A common stock; (ii) 1,041,662 shares of Class A common stock underlying shares of Class B common stock; and (iii) 42,500 shares of Class A common stock underlying warrants.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.