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Nasdaq · USD

FORM

FORMFACTOR INC

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Tapewire entity
3670
SEC CIK
0001039399
Parsed reports
350

Last 12 months

Inside the activity.

0 purchase rows · 75 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202503
Jan 202603
Feb 2026012
Mar 202604
Apr 202605
May 2026017
Jun 202609
Jul 202606
Aug 202606
Sep 202604
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2018 Filed May 15, 2018 18:13 UTC SaleCommon Stock 8,000 $13.22 $105,768.80
Disclosure

SEC source: 0001039399-18-000032 · wf-form4_152640794446142.xml · nonDerivative · entry 1

STEVEN-WAISS KELLEY · CIK 0001498143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $13.15 through $13.30. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 11, 2018 Filed May 15, 2018 18:10 UTC SaleCommon Stock 15,400 $13.09 $201,624.50
Disclosure

SEC source: 0001039399-18-000030 · wf-form4_152640779288988.xml · nonDerivative · entry 1

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,875

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $13.075 through $13.125. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 02, 2018 Filed May 4, 2018 18:47 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000025 · wf-form4_152545958432740.xml · derivative · entry 3

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one (1) share of FormFactor common stock.

F4 · price: Price Not Applicable.

F3 · derivative.exercise_date: The Restricted Stock Unit vests in three (3) equal annual installments beginning on May 2, 2017.

F3 · derivative.expiration_date: The Restricted Stock Unit vests in three (3) equal annual installments beginning on May 2, 2017.

Read SEC document
May 02, 2018 Filed May 4, 2018 18:47 UTC
SLESSOR MIKEDirector · CEO
Tax withholdingCommon Stock 5,398 $11.90 $64,236.20
Disclosure

SEC source: 0001039399-18-000025 · wf-form4_152545958432740.xml · nonDerivative · entry 2

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,268

F2 · shares: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares for any reason other than to cover required taxes.

Read SEC document
May 02, 2018 Filed May 4, 2018 18:47 UTC
SLESSOR MIKEDirector · CEO
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000025 · wf-form4_152545958432740.xml · nonDerivative · entry 1

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one (1) share of FormFactor common stock.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 16:41 UTC
Shahar ShaiCFO, SVP Global Finance
GrantRestricted Stock Units · Derivative 46,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-18-000020 · wf-form4_152121846360557.xml · derivative · entry 1

Shahar Shai · CIK 0001733068 · CFO, SVP Global Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,500

Underlying: Common Stock · 46,500 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Stock Units vest in three annual installments on each March 15, of 2019, 2020, and 2021 and will be settled into shares of common stock on or following the vesting dates.

F1 · derivative.expiration_date: The Restricted Stock Units vest in three annual installments on each March 15, of 2019, 2020, and 2021 and will be settled into shares of common stock on or following the vesting dates.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 01:35 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,867 $10.37 Strike: $10.37 $216,390.79
Disclosure

SEC source: 0001039399-18-000016 · wf-form4_152047291025776.xml · derivative · entry 3

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,867 shares

Expires 2018-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on April 29, 2012 and the remainder vesting in equal annual installments over the following three years.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 01:35 UTC SaleCommon Stock 20,867 $13.58 $283,290.39
Disclosure

SEC source: 0001039399-18-000016 · wf-form4_152047291025776.xml · nonDerivative · entry 2

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,666

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $13.45 through $13.675. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 01:35 UTC Exercise / conversionCommon Stock 20,867 $10.37 $216,390.79
Disclosure

SEC source: 0001039399-18-000016 · wf-form4_152047291025776.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 22, 2018 23:51 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 17,500 $10.37 Strike: $10.37 $181,475.00
Disclosure

SEC source: 0001039399-18-000010 · wf-form4_151934350338730.xml · derivative · entry 9

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2018-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on April 29, 2012 and the remainder vesting in equal annual installments over the following three years.

Read SEC document
February 22, 2018 Filed Feb 22, 2018 23:51 UTC SaleCommon Stock 17,500 $13.00 $227,500.00
Disclosure

SEC source: 0001039399-18-000010 · wf-form4_151934350338730.xml · nonDerivative · entry 6

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,387

F3 · price: Price represents the sale price for the transaction reported. Price of shares sold is $13.00. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 22, 2018 Filed Feb 22, 2018 23:51 UTC Exercise / conversionCommon Stock 17,500 $10.37 $181,475.00
Disclosure

SEC source: 0001039399-18-000010 · wf-form4_151934350338730.xml · nonDerivative · entry 5

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 23:51 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $10.37 Strike: $10.37 $259,250.00
Disclosure

SEC source: 0001039399-18-000010 · wf-form4_151934350338730.xml · derivative · entry 8

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 25,000 shares

Expires 2018-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on April 29, 2012 and the remainder vesting in equal annual installments over the following three years.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 23:51 UTC SaleCommon Stock 25,000 $13.05 $326,342.50
Disclosure

SEC source: 0001039399-18-000010 · wf-form4_151934350338730.xml · nonDerivative · entry 4

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,387

F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $12.95 through $13.2. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 23:51 UTC Exercise / conversionCommon Stock 25,000 $10.37 $259,250.00
Disclosure

SEC source: 0001039399-18-000010 · wf-form4_151934350338730.xml · nonDerivative · entry 3

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:51 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,500 $10.37 Strike: $10.37 $25,925.00
Disclosure

SEC source: 0001039399-18-000010 · wf-form4_151934350338730.xml · derivative · entry 7

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 2,500 shares

Expires 2018-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on April 29, 2012 and the remainder vesting in equal annual installments over the following three years.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:51 UTC SaleCommon Stock 2,500 $13.38 $33,437.50
Disclosure

SEC source: 0001039399-18-000010 · wf-form4_151934350338730.xml · nonDerivative · entry 2

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,387

F1 · price: Price represents the sale price for the transaction reported. Price of the shares sold is $13.375. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:51 UTC Exercise / conversionCommon Stock 2,500 $10.37 $25,925.00
Disclosure

SEC source: 0001039399-18-000010 · wf-form4_151934350338730.xml · nonDerivative · entry 1

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 23:50 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $10.37 Strike: $10.37 $311,100.00
Disclosure

SEC source: 0001039399-18-000008 · wf-form4_151882499018427.xml · derivative · entry 3

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 30,000 shares

Expires 2018-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on April 29, 2012 and the remainder vesting in equal annual installments over the following three years.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 23:50 UTC SaleCommon Stock 30,000 $12.73 $381,870.00
Disclosure

SEC source: 0001039399-18-000008 · wf-form4_151882499018427.xml · nonDerivative · entry 2

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,387

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $12.70 through $12.775. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 23:50 UTC Exercise / conversionCommon Stock 30,000 $10.37 $311,100.00
Disclosure

SEC source: 0001039399-18-000008 · wf-form4_151882499018427.xml · nonDerivative · entry 1

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 19:28 UTC SaleCommon Stock 16,845 $17.50 $294,817.82
Disclosure

SEC source: 0001039399-17-000082 · wf-form4_151068768554859.xml · nonDerivative · entry 1

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,132

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $17.50 through $17.51. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 07, 2017 Filed Nov 8, 2017 20:00 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $9.70 Strike: $9.70 $58,200.00
Disclosure

SEC source: 0001039399-17-000080 · wf-form4_151017122144540.xml · derivative · entry 4

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2018-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 3 years, with 100% vesting on May 16, 2014.

Read SEC document
November 07, 2017 Filed Nov 8, 2017 20:00 UTC SaleCommon Stock 9,000 $17.67 $159,062.40
Disclosure

SEC source: 0001039399-17-000080 · wf-form4_151017122144540.xml · nonDerivative · entry 3

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $17.60 through $17.80. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 07, 2017 Filed Nov 8, 2017 20:00 UTC SaleCommon Stock 6,000 $17.72 $106,307.40
Disclosure

SEC source: 0001039399-17-000080 · wf-form4_151017122144540.xml · nonDerivative · entry 2

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $17.65 through $17.825. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 07, 2017 Filed Nov 8, 2017 20:00 UTC Exercise / conversionCommon Stock 6,000 $9.70 $58,200.00
Disclosure

SEC source: 0001039399-17-000080 · wf-form4_151017122144540.xml · nonDerivative · entry 1

DeLateur Richard · CIK 0001492413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 22:37 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $9.31 Strike: $9.31 $55,860.00
Disclosure

SEC source: 0001039399-17-000073 · wf-form4_150465105484993.xml · derivative · entry 3

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2018-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options were granted pursuant to the Issuer's 2002 Equity Incentive Plan and was fully vested on April 13, 2014

Read SEC document
September 01, 2017 Filed Sep 5, 2017 22:37 UTC SaleCommon Stock 3,725 $15.26 $56,842.38
Disclosure

SEC source: 0001039399-17-000073 · wf-form4_150465105484993.xml · nonDerivative · entry 2

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,275

Read SEC document
September 01, 2017 Filed Sep 5, 2017 22:37 UTC Exercise / conversionCommon Stock 6,000 $9.31 $55,860.00
Disclosure

SEC source: 0001039399-17-000073 · wf-form4_150465105484993.xml · nonDerivative · entry 1

ZELLNER MICHAEL W · CIK 0001181559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2017 Filed Aug 24, 2017 22:40 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $10.30 Strike: $10.30 $103,000.00
Disclosure

SEC source: 0001039399-17-000071 · wf-form4_150361444448011.xml · derivative · entry 3

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 3 years, with 33.33% vesting on Nov 10, 2011 and the remainder vesting in equal monthly installments over the following two years.

Read SEC document
August 23, 2017 Filed Aug 24, 2017 22:40 UTC SaleCommon Stock 10,000 $14.07 $140,696.00
Disclosure

SEC source: 0001039399-17-000071 · wf-form4_150361444448011.xml · nonDerivative · entry 2

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,977

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $14.055 through $14.125. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 23, 2017 Filed Aug 24, 2017 22:40 UTC Exercise / conversionCommon Stock 10,000 $10.30 $103,000.00
Disclosure

SEC source: 0001039399-17-000071 · wf-form4_150361444448011.xml · nonDerivative · entry 1

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 22:59 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $10.30 Strike: $10.30 $206,000.00
Disclosure

SEC source: 0001039399-17-000069 · wf-form4_150344278031230.xml · derivative · entry 9

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 20,000 shares

Expires 2017-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 3 years, with 33.33% vesting on Nov 10, 2011 and the remainder vesting in equal monthly installments over the following two years.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 22:59 UTC SaleCommon Stock 20,000 $14.34 $286,700.00
Disclosure

SEC source: 0001039399-17-000069 · wf-form4_150344278031230.xml · nonDerivative · entry 6

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,977

F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $14.31 through $14.355. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 22:59 UTC Exercise / conversionCommon Stock 20,000 $10.30 $206,000.00
Disclosure

SEC source: 0001039399-17-000069 · wf-form4_150344278031230.xml · nonDerivative · entry 5

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 22:59 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $10.30 Strike: $10.30 $103,000.00
Disclosure

SEC source: 0001039399-17-000069 · wf-form4_150344278031230.xml · derivative · entry 8

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2017-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 3 years, with 33.33% vesting on Nov 10, 2011 and the remainder vesting in equal monthly installments over the following two years.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 22:59 UTC SaleCommon Stock 10,000 $13.96 $139,610.00
Disclosure

SEC source: 0001039399-17-000069 · wf-form4_150344278031230.xml · nonDerivative · entry 4

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,977

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $13.955 through $14.00. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 22:59 UTC Exercise / conversionCommon Stock 10,000 $10.30 $103,000.00
Disclosure

SEC source: 0001039399-17-000069 · wf-form4_150344278031230.xml · nonDerivative · entry 3

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 19, 2017 Filed Aug 22, 2017 22:59 UTC Exercise / conversionRestricted Stock Units · Derivative 9,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000069 · wf-form4_150344278031230.xml · derivative · entry 7

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,667

Underlying: Common Stock · 9,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three annual installments on each August 19 of 2017, 2018, and 2019 and will be settled into shares of common stocks on or following the vesting dates.

F4 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.

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August 19, 2017 Filed Aug 22, 2017 22:59 UTC Tax withholdingCommon Stock 4,870 $14.05 $68,423.50
Disclosure

SEC source: 0001039399-17-000069 · wf-form4_150344278031230.xml · nonDerivative · entry 2

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,977

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August 19, 2017 Filed Aug 22, 2017 22:59 UTC Exercise / conversionCommon Stock 9,333 $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000069 · wf-form4_150344278031230.xml · nonDerivative · entry 1

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 20, 2017 Filed Jul 21, 2017 23:24 UTC
SLESSOR MIKEDirector · CEO
GrantRestricted Stock Units · Derivative 52,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000061 · wf-form4_150067945836837.xml · derivative · entry 1

SLESSOR MIKE · CIK 0001590177 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Common Stock · 52,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Stock Units vest in three annual installments on each July 20 of 2018, 2019, and 2020 and will be settled into shares of common stocks on or following the vesting dates.

F1 · derivative.expiration_date: The Restricted Stock Units vest in three annual installments on each July 20 of 2018, 2019, and 2020 and will be settled into shares of common stocks on or following the vesting dates.

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July 20, 2017 Filed Jul 21, 2017 23:21 UTC GrantRestricted Stock Units · Derivative 26,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001039399-17-000060 · wf-form4_150067926710068.xml · derivative · entry 1

LUDWIG MICHAEL M · CIK 0001256949 · SR VP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Stock Units vest in three annual installments on each July 20 of 2018, 2019, and 2020 and will be settled into shares of common stocks on or following the vesting dates.

F1 · derivative.expiration_date: The Restricted Stock Units vest in three annual installments on each July 20 of 2018, 2019, and 2020 and will be settled into shares of common stocks on or following the vesting dates.

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June 14, 2017 Filed Jun 15, 2017 20:53 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 400 $10.37 Strike: $10.37 $4,148.00
Disclosure

SEC source: 0001039399-17-000058 · wf-form4_149756000329554.xml · derivative · entry 3

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,867

Underlying: Common Stock · 400 shares

Expires 2018-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on April 29, 2012 and the remainder vesting in equal annual installments over the following three years.

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June 14, 2017 Filed Jun 15, 2017 20:53 UTC SaleCommon Stock 400 $13.93 $5,570.00
Disclosure

SEC source: 0001039399-17-000058 · wf-form4_149756000329554.xml · nonDerivative · entry 2

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,666

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June 14, 2017 Filed Jun 15, 2017 20:53 UTC Exercise / conversionCommon Stock 400 $10.37 $4,148.00
Disclosure

SEC source: 0001039399-17-000058 · wf-form4_149756000329554.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 21:32 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 128,733 $10.37 Strike: $10.37 $1,334,961.21
Disclosure

SEC source: 0001039399-17-000051 · wf-form4_149678475373783.xml · derivative · entry 5

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,267

Underlying: Common Stock · 128,733 shares

Expires 2018-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on April 29, 2012 and the remainder vesting in equal annual installments over the following three years.

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June 05, 2017 Filed Jun 6, 2017 21:32 UTC SaleCommon Stock 128,733 $14.58 $1,876,437.95
Disclosure

SEC source: 0001039399-17-000051 · wf-form4_149678475373783.xml · nonDerivative · entry 3

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,666

F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $14.50 through $14.65. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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June 05, 2017 Filed Jun 6, 2017 21:32 UTC Exercise / conversionCommon Stock 128,733 $10.37 $1,334,961.21
Disclosure

SEC source: 0001039399-17-000051 · wf-form4_149678475373783.xml · nonDerivative · entry 2

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 21:32 UTC SaleCommon Stock 156,600 $14.63 $2,291,559.12
Disclosure

SEC source: 0001039399-17-000051 · wf-form4_149678475373783.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,666

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $14.50 through $14.775. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.