Tapewire

Nasdaq · USD

FNKO

Funko, Inc.

Export transactions ↓
Tapewire entity
2463
SEC CIK
0001704711
Parsed reports
536

Last 12 months

Inside the activity.

1 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 2026013
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202616
Sep 202604
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2019 Filed Jun 27, 2019 20:39 UTC GrantStock Option (Right to buy) · Derivative 3,927 $0.00 Strike: $23.55 $0.00
Disclosure

SEC source: 0001123292-19-000919 · edgar.xml · derivative · entry 1

Kriger Adam M. · CIK 0001719491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,927

Underlying: Class A common stock · 3,927 shares

Expires 2029-06-25

F1 · shares: On June 25, 2019, the Issuer granted to the Reporting Person an option to purchase 3,927 shares of the Issuer's Class A common stock, which vests in full on June 25, 2020.

F1 · derivative.exercise_date: On June 25, 2019, the Issuer granted to the Reporting Person an option to purchase 3,927 shares of the Issuer's Class A common stock, which vests in full on June 25, 2020.

F1 · derivative.underlying_shares: On June 25, 2019, the Issuer granted to the Reporting Person an option to purchase 3,927 shares of the Issuer's Class A common stock, which vests in full on June 25, 2020.

F3 · balance_after: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.

F3 · ownership.direct: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 20:38 UTC
ACON Funko Manager, L.L.C.Director · 10% owner
GrantRestricted Stock Units · Derivative 1,592 $0.00 $0.00
Disclosure

SEC source: 0001123292-19-000918 · edgar.xml · derivative · entry 2

ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,592

Underlying: Class A common stock · 1,592 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020.

F2 · shares: Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020.

F2 · derivative.exercise_date: Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020.

F2 · derivative.expiration_date: Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020.

F2 · derivative.underlying_shares: Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020.

F3 · balance_after: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act.

F3 · ownership.nature: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 20:38 UTC
ACON Funko Manager, L.L.C.Director · 10% owner
GrantStock Option (Right to buy) · Derivative 3,927 $0.00 Strike: $23.55 $0.00
Disclosure

SEC source: 0001123292-19-000918 · edgar.xml · derivative · entry 1

ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,927

Underlying: Class A common stock · 3,927 shares

Expires 2029-06-25

F1 · shares: Represents a grant of an option to purchase 3,927 shares of the Issuer's Class A common stock to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. The stock options vest in full on June 25, 2020.

F1 · derivative.exercise_date: Represents a grant of an option to purchase 3,927 shares of the Issuer's Class A common stock to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. The stock options vest in full on June 25, 2020.

F1 · derivative.underlying_shares: Represents a grant of an option to purchase 3,927 shares of the Issuer's Class A common stock to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. The stock options vest in full on June 25, 2020.

F3 · balance_after: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act.

F3 · ownership.nature: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 20:23 UTC GrantOption to Purchase Class A Common Stock · Derivative 3,927 $0.00 Strike: $23.55 $0.00
Disclosure

SEC source: 0000899243-19-018368 · doc4.xml · derivative · entry 2

DENSON CHARLES D · CIK 0001239159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,927

Underlying: Class A Common Stock · 3,927 shares

Expires 2029-06-25

F2 · derivative.exercise_date: The option will vest and become exercisable on June 25, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 20:23 UTC GrantRestricted Stock Units · Derivative 1,592 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018368 · doc4.xml · derivative · entry 1

DENSON CHARLES D · CIK 0001239159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,592

Underlying: Class A Common Stock · 1,592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 25, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 25, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 25, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 20:22 UTC GrantOption to Purchase Class A Common Stock · Derivative 3,927 $0.00 Strike: $23.55 $0.00
Disclosure

SEC source: 0000899243-19-018366 · doc4.xml · derivative · entry 2

LUNSFORD MICHAEL C · CIK 0001233989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,927

Underlying: Class A Common Stock · 3,927 shares

Expires 2029-06-25

F2 · derivative.exercise_date: The option will vest and become exercisable on June 25, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 20:22 UTC GrantRestricted Stock Units · Derivative 1,592 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018366 · doc4.xml · derivative · entry 1

LUNSFORD MICHAEL C · CIK 0001233989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,592

Underlying: Class A Common Stock · 1,592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 25, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 25, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 25, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date.

Read SEC document
June 25, 2019 Filed May 29, 2020 20:40 UTC Amendment
ACON Funko Manager, L.L.C.Director · 10% owner
GrantRestricted Stock Units · Derivative 4,776 $0.00 $0.00
Disclosure

SEC source: 0001123292-20-000820 · edgar.xml · derivative · entry 2

ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,776

Underlying: Class A common stock · 4,776 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020.

F2 · shares: Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020.

F2 · derivative.exercise_date: Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020.

F2 · derivative.expiration_date: Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020.

F2 · derivative.underlying_shares: Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020.

F3 · balance_after: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act.

F3 · ownership.nature: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act.

Read SEC document
June 25, 2019 Filed May 29, 2020 20:40 UTC Amendment
ACON Funko Manager, L.L.C.Director · 10% owner
GrantStock Option (Right to buy) · Derivative 11,781 $0.00 Strike: $23.55 $0.00
Disclosure

SEC source: 0001123292-20-000820 · edgar.xml · derivative · entry 1

ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,781

Underlying: Class A common stock · 11,781 shares

Expires 2029-06-25

F1 · shares: Represents a grant of an option to purchase 3,927 shares of the Issuer's Class A common stock to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. The stock options vest in full on June 25, 2020.

F1 · derivative.exercise_date: Represents a grant of an option to purchase 3,927 shares of the Issuer's Class A common stock to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. The stock options vest in full on June 25, 2020.

F1 · derivative.underlying_shares: Represents a grant of an option to purchase 3,927 shares of the Issuer's Class A common stock to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. The stock options vest in full on June 25, 2020.

F3 · balance_after: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act.

F3 · ownership.nature: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act.

Read SEC document
June 24, 2019 Filed Jun 24, 2019 17:12 UTC SaleClass A Common Stock 1,312 $25.00 $32,800.00
Disclosure

SEC source: 0001209191-19-038809 · doc4.xml · nonDerivative · entry 10

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 323,490

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
June 24, 2019 Filed Jun 24, 2019 17:12 UTC SaleClass A Common Stock 288 $25.00 $7,200.00
Disclosure

SEC source: 0001209191-19-038809 · doc4.xml · nonDerivative · entry 5

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 71,010

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
June 24, 2019 Filed Jun 26, 2019 21:52 UTC
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
ConversionCommon Units · Derivative 1,155 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018225 · doc4.xml · derivative · entry 3

Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,337

Underlying: Class A Common Stock · 1,155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F3 · balance_after: 134,117 Common Units are vested and 69,220 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
June 24, 2019 Filed Jun 26, 2019 21:52 UTC
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
SaleCLASS A COMMON STOCK 1,155 $25.00 $28,875.00
Disclosure

SEC source: 0000899243-19-018225 · doc4.xml · nonDerivative · entry 2

Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 24, 2019 Filed Jun 26, 2019 21:52 UTC
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
ConversionCLASS A COMMON STOCK 1,155 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-018225 · doc4.xml · nonDerivative · entry 1

Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 17:12 UTC SaleClass A Common Stock 22,928 $25.00 $573,200.00
Disclosure

SEC source: 0001209191-19-038809 · doc4.xml · nonDerivative · entry 9

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 324,802

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 17:12 UTC SaleClass A Common Stock 5,033 $25.00 $125,825.00
Disclosure

SEC source: 0001209191-19-038809 · doc4.xml · nonDerivative · entry 4

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 71,298

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 21:38 UTC
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
ConversionCommon Units · Derivative 27,331 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-017970 · doc4.xml · derivative · entry 8

Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,492

Underlying: Class A Common Stock · 27,331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F7 · balance_after: 135,272 Common Units are vested and 69,220 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 21:38 UTC
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
SaleCLASS A COMMON STOCK 27,331 $25.01 $683,581.11
Disclosure

SEC source: 0000899243-19-017970 · doc4.xml · nonDerivative · entry 6

Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 21:38 UTC
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
Disposition to issuerCLASS B COMMON STOCK 24,163 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-017970 · doc4.xml · nonDerivative · entry 5

Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares.

Read SEC document
June 21, 2019 Filed Jun 24, 2019 21:38 UTC
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
ConversionCLASS A COMMON STOCK 27,331 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-017970 · doc4.xml · nonDerivative · entry 4

Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 17:12 UTC SaleClass A Common Stock 41,000 $24.18 $991,216.00
Disclosure

SEC source: 0001209191-19-038809 · doc4.xml · nonDerivative · entry 8

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 347,730

F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 17:12 UTC SaleClass A Common Stock 123,000 $23.33 $2,869,602.30
Disclosure

SEC source: 0001209191-19-038809 · doc4.xml · nonDerivative · entry 7

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 388,730

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.00 to $23.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 17:12 UTC SaleClass A Common Stock 9,000 $24.18 $217,584.00
Disclosure

SEC source: 0001209191-19-038809 · doc4.xml · nonDerivative · entry 3

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 76,331

F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 17:12 UTC SaleClass A Common Stock 27,000 $23.33 $629,912.70
Disclosure

SEC source: 0001209191-19-038809 · doc4.xml · nonDerivative · entry 2

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 85,331

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.00 to $23.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 21:38 UTC
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
ConversionCommon Units · Derivative 13,150 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-017970 · doc4.xml · derivative · entry 7

Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,823

Underlying: Class A Common Stock · 13,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F6 · balance_after: 162,603 Common Units are vested and 69,220 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 21:38 UTC
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
SaleCLASS A COMMON STOCK 13,150 $22.81 $299,940.98
Disclosure

SEC source: 0000899243-19-017970 · doc4.xml · nonDerivative · entry 3

Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $23.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 21:38 UTC
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
Disposition to issuerCLASS B COMMON STOCK 13,150 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-017970 · doc4.xml · nonDerivative · entry 2

Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,163

F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 21:38 UTC
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
ConversionCLASS A COMMON STOCK 13,150 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-017970 · doc4.xml · nonDerivative · entry 1

Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

Read SEC document
June 10, 2019 Filed Jun 13, 2019 00:29 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
ConversionCommon Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016720 · doc4.xml · derivative · entry 4

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,858,496

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F5 · balance_after: 3,616,227 Common Units are vested and 242,269 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
June 10, 2019 Filed Jun 13, 2019 00:29 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
SaleCLASS A COMMON STOCK 50,000 $22.02 $1,100,945.00
Disclosure

SEC source: 0000899243-19-016720 · doc4.xml · nonDerivative · entry 3

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.61 to $22.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 10, 2019 Filed Jun 13, 2019 00:29 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Disposition to issuerCLASS B COMMON STOCK 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016720 · doc4.xml · nonDerivative · entry 2

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,131,689

F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares.

Read SEC document
June 10, 2019 Filed Jun 13, 2019 00:29 UTC
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
ConversionCLASS A COMMON STOCK 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016720 · doc4.xml · nonDerivative · entry 1

Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

Read SEC document
June 10, 2019 Filed Jun 13, 2019 00:29 UTC
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
ConversionCommon Units · Derivative 6,850 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016718 · doc4.xml · derivative · entry 4

Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,973

Underlying: Class A Common Stock · 6,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F1 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

F5 · balance_after: 175,753 Common Units are vested and 69,220 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
June 10, 2019 Filed Jun 13, 2019 00:29 UTC
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
SaleCLASS A COMMON STOCK 6,850 $22.51 $154,164.05
Disclosure

SEC source: 0000899243-19-016718 · doc4.xml · nonDerivative · entry 3

Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 10, 2019 Filed Jun 13, 2019 00:29 UTC
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
Disposition to issuerCLASS B COMMON STOCK 6,850 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016718 · doc4.xml · nonDerivative · entry 2

Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,313

F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares.

Read SEC document
June 10, 2019 Filed Jun 13, 2019 00:29 UTC
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
ConversionCLASS A COMMON STOCK 6,850 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-016718 · doc4.xml · nonDerivative · entry 1

Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:53 UTC PurchaseClass A Common Stock 63,812 $20.20 $1,288,983.26
Disclosure

SEC source: 0001567619-19-012733 · doc1.xml · nonDerivative · entry 3

Fifth Street Station LLC · CIK 0001751624 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,045,788

F3 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $20.17 to $20.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:53 UTC PurchaseClass A Common Stock 136,188 $19.64 $2,675,154.50
Disclosure

SEC source: 0001567619-19-012733 · doc1.xml · nonDerivative · entry 2

Fifth Street Station LLC · CIK 0001751624 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,981,976

F2 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $19.17 to $20.165 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:53 UTC PurchaseClass A Common Stock 45,224 $20.74 $937,927.67
Disclosure

SEC source: 0001567619-19-012733 · doc1.xml · nonDerivative · entry 1

Fifth Street Station LLC · CIK 0001751624 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,845,788

F1 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $20.50 to $20.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 29, 2019 Filed May 31, 2019 01:05 UTC PurchaseClass A Common Stock 91,125 $20.72 $1,888,237.58
Disclosure

SEC source: 0001567619-19-012452 · doc1.xml · nonDerivative · entry 1

Fifth Street Station LLC · CIK 0001751624 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800,564

F1 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $20.43 to $20.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 23, 2019 Filed May 24, 2019 22:12 UTC PurchaseClass A Common Stock 25,667 $20.94 $537,477.25
Disclosure

SEC source: 0001567619-19-012156 · doc1.xml · nonDerivative · entry 3

Fifth Street Station LLC · CIK 0001751624 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,709,439

Read SEC document
May 23, 2019 Filed Jun 4, 2019 21:56 UTC Amendment PurchaseClass A Common Stock 25,667 $20.94 $537,482.38
Disclosure

SEC source: 0001567619-19-012735 · doc1.xml · nonDerivative · entry 3

Fifth Street Station LLC · CIK 0001751624 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,709,439

F3 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $20.83 to $20.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · price: This amended Form 4 is being filed solely to report the inadvertent omission of the price ranges of the securities purchased by the reporting person.

Read SEC document
May 20, 2019 Filed May 24, 2019 22:12 UTC PurchaseClass A Common Stock 100,000 $20.94 $2,093,960.00
Disclosure

SEC source: 0001567619-19-012156 · doc1.xml · nonDerivative · entry 2

Fifth Street Station LLC · CIK 0001751624 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,683,772

Read SEC document
May 20, 2019 Filed Jun 4, 2019 21:56 UTC Amendment PurchaseClass A Common Stock 100,000 $20.94 $2,093,960.00
Disclosure

SEC source: 0001567619-19-012735 · doc1.xml · nonDerivative · entry 2

Fifth Street Station LLC · CIK 0001751624 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,683,772

F2 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $20.66 to $20.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · price: This amended Form 4 is being filed solely to report the inadvertent omission of the price ranges of the securities purchased by the reporting person.

Read SEC document
May 17, 2019 Filed May 24, 2019 22:12 UTC PurchaseClass A Common Stock 14,402 $20.98 $302,141.00
Disclosure

SEC source: 0001567619-19-012156 · doc1.xml · nonDerivative · entry 1

Fifth Street Station LLC · CIK 0001751624 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,583,772

Read SEC document
May 17, 2019 Filed Jun 4, 2019 21:56 UTC Amendment PurchaseClass A Common Stock 14,402 $20.98 $302,149.64
Disclosure

SEC source: 0001567619-19-012735 · doc1.xml · nonDerivative · entry 1

Fifth Street Station LLC · CIK 0001751624 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,583,772

F1 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $20.90 to $20.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · price: This amended Form 4 is being filed solely to report the inadvertent omission of the price ranges of the securities purchased by the reporting person.

Read SEC document
May 13, 2019 Filed May 15, 2019 22:46 UTC PurchaseCLASS A COMMON STOCK 25,000 $20.69 $517,250.00
Disclosure

SEC source: 0000899243-19-013605 · doc4.xml · nonDerivative · entry 1

DENSON CHARLES D · CIK 0001239159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,900

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.25 to $21.20, inclusive. The Reporting Person undertakes to provide to Funko, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 10, 2019 Filed May 14, 2019 18:57 UTC SaleClass A Common Stock 18,646 $23.14 $431,399.45
Disclosure

SEC source: 0001209191-19-029787 · doc4.xml · nonDerivative · entry 4

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Funko International, LLC

Disclosed balance after: 511,730

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.00 to $23.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
May 10, 2019 Filed May 14, 2019 18:57 UTC SaleClass A Common Stock 4,093 $23.14 $94,696.88
Disclosure

SEC source: 0001209191-19-029787 · doc4.xml · nonDerivative · entry 2

Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner

Keenley Kevin G. · CIK 0001720927 · 10% owner

McNally Richard L. · CIK 0001719500 · 10% owner

Funko International, LLC · CIK 0001720926 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fundamental Capital, LLC

Disclosed balance after: 112,331

F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.00 to $23.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.

Read SEC document
May 09, 2019 Filed May 11, 2019 00:55 UTC PurchaseCLASS A COMMON STOCK 20,000 $21.25 $425,000.00
Disclosure

SEC source: 0000899243-19-013135 · doc4.xml · nonDerivative · entry 2

DENSON CHARLES D · CIK 0001239159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,900

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.00 to $21.50, inclusive. The Reporting Person undertakes to provide to Funko, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.