Last 12 months
Inside the activity.
1 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 13 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 6 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2019 Filed Jun 27, 2019 20:39 UTC |
Kriger Adam M.Director
|
GrantStock Option (Right to buy) · Derivative | 3,927 | $0.00 Strike: $23.55 | $0.00 |
DisclosureSEC source: 0001123292-19-000919 · edgar.xml · derivative · entry 1 Kriger Adam M. · CIK 0001719491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,927 Underlying: Class A common stock · 3,927 shares Expires 2029-06-25 F1 · shares: On June 25, 2019, the Issuer granted to the Reporting Person an option to purchase 3,927 shares of the Issuer's Class A common stock, which vests in full on June 25, 2020. F1 · derivative.exercise_date: On June 25, 2019, the Issuer granted to the Reporting Person an option to purchase 3,927 shares of the Issuer's Class A common stock, which vests in full on June 25, 2020. F1 · derivative.underlying_shares: On June 25, 2019, the Issuer granted to the Reporting Person an option to purchase 3,927 shares of the Issuer's Class A common stock, which vests in full on June 25, 2020. F3 · balance_after: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. F3 · ownership.direct: The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 20:38 UTC |
ACON Funko Manager, L.L.C.Director · 10% owner
|
GrantRestricted Stock Units · Derivative | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000918 · edgar.xml · derivative · entry 2 ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,592 Underlying: Class A common stock · 1,592 shares Expires not disclosed F2 · derivative.exercise_price: Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F2 · shares: Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F2 · derivative.exercise_date: Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F2 · derivative.expiration_date: Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F2 · derivative.underlying_shares: Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F3 · balance_after: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act. F3 · ownership.nature: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 20:38 UTC |
ACON Funko Manager, L.L.C.Director · 10% owner
|
GrantStock Option (Right to buy) · Derivative | 3,927 | $0.00 Strike: $23.55 | $0.00 |
DisclosureSEC source: 0001123292-19-000918 · edgar.xml · derivative · entry 1 ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,927 Underlying: Class A common stock · 3,927 shares Expires 2029-06-25 F1 · shares: Represents a grant of an option to purchase 3,927 shares of the Issuer's Class A common stock to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. The stock options vest in full on June 25, 2020. F1 · derivative.exercise_date: Represents a grant of an option to purchase 3,927 shares of the Issuer's Class A common stock to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. The stock options vest in full on June 25, 2020. F1 · derivative.underlying_shares: Represents a grant of an option to purchase 3,927 shares of the Issuer's Class A common stock to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. The stock options vest in full on June 25, 2020. F3 · balance_after: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act. F3 · ownership.nature: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 20:23 UTC |
DENSON CHARLES DDirector
|
GrantOption to Purchase Class A Common Stock · Derivative | 3,927 | $0.00 Strike: $23.55 | $0.00 |
DisclosureSEC source: 0000899243-19-018368 · doc4.xml · derivative · entry 2 DENSON CHARLES D · CIK 0001239159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,927 Underlying: Class A Common Stock · 3,927 shares Expires 2029-06-25 F2 · derivative.exercise_date: The option will vest and become exercisable on June 25, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 20:23 UTC |
DENSON CHARLES DDirector
|
GrantRestricted Stock Units · Derivative | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018368 · doc4.xml · derivative · entry 1 DENSON CHARLES D · CIK 0001239159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,592 Underlying: Class A Common Stock · 1,592 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 25, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 25, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 25, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 20:22 UTC |
LUNSFORD MICHAEL CDirector
|
GrantOption to Purchase Class A Common Stock · Derivative | 3,927 | $0.00 Strike: $23.55 | $0.00 |
DisclosureSEC source: 0000899243-19-018366 · doc4.xml · derivative · entry 2 LUNSFORD MICHAEL C · CIK 0001233989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,927 Underlying: Class A Common Stock · 3,927 shares Expires 2029-06-25 F2 · derivative.exercise_date: The option will vest and become exercisable on June 25, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 20:22 UTC |
LUNSFORD MICHAEL CDirector
|
GrantRestricted Stock Units · Derivative | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018366 · doc4.xml · derivative · entry 1 LUNSFORD MICHAEL C · CIK 0001233989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,592 Underlying: Class A Common Stock · 1,592 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 25, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 25, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 25, 2020, subject to the Reporting Person's continued service with the Issuer through the vesting date. Read SEC document |
| June 25, 2019 Filed May 29, 2020 20:40 UTC Amendment |
ACON Funko Manager, L.L.C.Director · 10% owner
|
GrantRestricted Stock Units · Derivative | 4,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000820 · edgar.xml · derivative · entry 2 ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,776 Underlying: Class A common stock · 4,776 shares Expires not disclosed F2 · derivative.exercise_price: Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F2 · shares: Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F2 · derivative.exercise_date: Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F2 · derivative.expiration_date: Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F2 · derivative.underlying_shares: Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020. F3 · balance_after: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act. F3 · ownership.nature: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act. Read SEC document |
| June 25, 2019 Filed May 29, 2020 20:40 UTC Amendment |
ACON Funko Manager, L.L.C.Director · 10% owner
|
GrantStock Option (Right to buy) · Derivative | 11,781 | $0.00 Strike: $23.55 | $0.00 |
DisclosureSEC source: 0001123292-20-000820 · edgar.xml · derivative · entry 1 ACON Funko Manager, L.L.C. · CIK 0001721560 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,781 Underlying: Class A common stock · 11,781 shares Expires 2029-06-25 F1 · shares: Represents a grant of an option to purchase 3,927 shares of the Issuer's Class A common stock to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. The stock options vest in full on June 25, 2020. F1 · derivative.exercise_date: Represents a grant of an option to purchase 3,927 shares of the Issuer's Class A common stock to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. The stock options vest in full on June 25, 2020. F1 · derivative.underlying_shares: Represents a grant of an option to purchase 3,927 shares of the Issuer's Class A common stock to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. The stock options vest in full on June 25, 2020. F3 · balance_after: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act. F3 · ownership.nature: Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act. Read SEC document |
| June 24, 2019 Filed Jun 24, 2019 17:12 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 1,312 | $25.00 | $32,800.00 |
DisclosureSEC source: 0001209191-19-038809 · doc4.xml · nonDerivative · entry 10 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 323,490 F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| June 24, 2019 Filed Jun 24, 2019 17:12 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 288 | $25.00 | $7,200.00 |
DisclosureSEC source: 0001209191-19-038809 · doc4.xml · nonDerivative · entry 5 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 71,010 F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 21:52 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
ConversionCommon Units · Derivative | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018225 · doc4.xml · derivative · entry 3 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,337 Underlying: Class A Common Stock · 1,155 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F3 · balance_after: 134,117 Common Units are vested and 69,220 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 21:52 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
SaleCLASS A COMMON STOCK | 1,155 | $25.00 | $28,875.00 |
DisclosureSEC source: 0000899243-19-018225 · doc4.xml · nonDerivative · entry 2 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 21:52 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
ConversionCLASS A COMMON STOCK | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018225 · doc4.xml · nonDerivative · entry 1 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 17:12 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 22,928 | $25.00 | $573,200.00 |
DisclosureSEC source: 0001209191-19-038809 · doc4.xml · nonDerivative · entry 9 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 324,802 F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 17:12 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 5,033 | $25.00 | $125,825.00 |
DisclosureSEC source: 0001209191-19-038809 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 71,298 F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 21:38 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
ConversionCommon Units · Derivative | 27,331 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017970 · doc4.xml · derivative · entry 8 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,492 Underlying: Class A Common Stock · 27,331 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F7 · balance_after: 135,272 Common Units are vested and 69,220 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 21:38 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
SaleCLASS A COMMON STOCK | 27,331 | $25.01 | $683,581.11 |
DisclosureSEC source: 0000899243-19-017970 · doc4.xml · nonDerivative · entry 6 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 21:38 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
Disposition to issuerCLASS B COMMON STOCK | 24,163 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017970 · doc4.xml · nonDerivative · entry 5 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 21:38 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
ConversionCLASS A COMMON STOCK | 27,331 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017970 · doc4.xml · nonDerivative · entry 4 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 17:12 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 41,000 | $24.18 | $991,216.00 |
DisclosureSEC source: 0001209191-19-038809 · doc4.xml · nonDerivative · entry 8 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 347,730 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 17:12 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 123,000 | $23.33 | $2,869,602.30 |
DisclosureSEC source: 0001209191-19-038809 · doc4.xml · nonDerivative · entry 7 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 388,730 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.00 to $23.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 17:12 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 9,000 | $24.18 | $217,584.00 |
DisclosureSEC source: 0001209191-19-038809 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 76,331 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 17:12 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 27,000 | $23.33 | $629,912.70 |
DisclosureSEC source: 0001209191-19-038809 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 85,331 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.00 to $23.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 21:38 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
ConversionCommon Units · Derivative | 13,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017970 · doc4.xml · derivative · entry 7 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,823 Underlying: Class A Common Stock · 13,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F6 · balance_after: 162,603 Common Units are vested and 69,220 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 21:38 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
SaleCLASS A COMMON STOCK | 13,150 | $22.81 | $299,940.98 |
DisclosureSEC source: 0000899243-19-017970 · doc4.xml · nonDerivative · entry 3 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $23.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 21:38 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
Disposition to issuerCLASS B COMMON STOCK | 13,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017970 · doc4.xml · nonDerivative · entry 2 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,163 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 21:38 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
ConversionCLASS A COMMON STOCK | 13,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-017970 · doc4.xml · nonDerivative · entry 1 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 00:29 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
ConversionCommon Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-016720 · doc4.xml · derivative · entry 4 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,858,496 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F5 · balance_after: 3,616,227 Common Units are vested and 242,269 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 00:29 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
SaleCLASS A COMMON STOCK | 50,000 | $22.02 | $1,100,945.00 |
DisclosureSEC source: 0000899243-19-016720 · doc4.xml · nonDerivative · entry 3 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.61 to $22.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 00:29 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
Disposition to issuerCLASS B COMMON STOCK | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-016720 · doc4.xml · nonDerivative · entry 2 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,131,689 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 00:29 UTC |
Mariotti Brian RichardDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
ConversionCLASS A COMMON STOCK | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-016720 · doc4.xml · nonDerivative · entry 1 Mariotti Brian Richard · CIK 0001719494 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 00:29 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
ConversionCommon Units · Derivative | 6,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-016718 · doc4.xml · derivative · entry 4 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,973 Underlying: Class A Common Stock · 6,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.exercise_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.expiration_date: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F5 · balance_after: 175,753 Common Units are vested and 69,220 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 00:29 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
SaleCLASS A COMMON STOCK | 6,850 | $22.51 | $154,164.05 |
DisclosureSEC source: 0000899243-19-016718 · doc4.xml · nonDerivative · entry 3 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 00:29 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
Disposition to issuerCLASS B COMMON STOCK | 6,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-016718 · doc4.xml · nonDerivative · entry 2 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,313 F2 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 00:29 UTC |
Nickel Russell EugeneCHIEF FINANCIAL OFFICER
|
ConversionCLASS A COMMON STOCK | 6,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-016718 · doc4.xml · nonDerivative · entry 1 Nickel Russell Eugene · CIK 0001719644 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vested Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 21:53 UTC |
Fifth Street Station LLC10% owner
|
PurchaseClass A Common Stock | 63,812 | $20.20 | $1,288,983.26 |
DisclosureSEC source: 0001567619-19-012733 · doc1.xml · nonDerivative · entry 3 Fifth Street Station LLC · CIK 0001751624 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,045,788 F3 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $20.17 to $20.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 21:53 UTC |
Fifth Street Station LLC10% owner
|
PurchaseClass A Common Stock | 136,188 | $19.64 | $2,675,154.50 |
DisclosureSEC source: 0001567619-19-012733 · doc1.xml · nonDerivative · entry 2 Fifth Street Station LLC · CIK 0001751624 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,981,976 F2 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $19.17 to $20.165 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:53 UTC |
Fifth Street Station LLC10% owner
|
PurchaseClass A Common Stock | 45,224 | $20.74 | $937,927.67 |
DisclosureSEC source: 0001567619-19-012733 · doc1.xml · nonDerivative · entry 1 Fifth Street Station LLC · CIK 0001751624 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,845,788 F1 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $20.50 to $20.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 29, 2019 Filed May 31, 2019 01:05 UTC |
Fifth Street Station LLC10% owner
|
PurchaseClass A Common Stock | 91,125 | $20.72 | $1,888,237.58 |
DisclosureSEC source: 0001567619-19-012452 · doc1.xml · nonDerivative · entry 1 Fifth Street Station LLC · CIK 0001751624 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800,564 F1 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $20.43 to $20.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 23, 2019 Filed May 24, 2019 22:12 UTC |
Fifth Street Station LLC10% owner
|
PurchaseClass A Common Stock | 25,667 | $20.94 | $537,477.25 |
DisclosureSEC source: 0001567619-19-012156 · doc1.xml · nonDerivative · entry 3 Fifth Street Station LLC · CIK 0001751624 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,709,439 Read SEC document |
| May 23, 2019 Filed Jun 4, 2019 21:56 UTC Amendment |
Fifth Street Station LLC10% owner
|
PurchaseClass A Common Stock | 25,667 | $20.94 | $537,482.38 |
DisclosureSEC source: 0001567619-19-012735 · doc1.xml · nonDerivative · entry 3 Fifth Street Station LLC · CIK 0001751624 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,709,439 F3 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $20.83 to $20.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · price: This amended Form 4 is being filed solely to report the inadvertent omission of the price ranges of the securities purchased by the reporting person. Read SEC document |
| May 20, 2019 Filed May 24, 2019 22:12 UTC |
Fifth Street Station LLC10% owner
|
PurchaseClass A Common Stock | 100,000 | $20.94 | $2,093,960.00 |
DisclosureSEC source: 0001567619-19-012156 · doc1.xml · nonDerivative · entry 2 Fifth Street Station LLC · CIK 0001751624 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683,772 Read SEC document |
| May 20, 2019 Filed Jun 4, 2019 21:56 UTC Amendment |
Fifth Street Station LLC10% owner
|
PurchaseClass A Common Stock | 100,000 | $20.94 | $2,093,960.00 |
DisclosureSEC source: 0001567619-19-012735 · doc1.xml · nonDerivative · entry 2 Fifth Street Station LLC · CIK 0001751624 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683,772 F2 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $20.66 to $20.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · price: This amended Form 4 is being filed solely to report the inadvertent omission of the price ranges of the securities purchased by the reporting person. Read SEC document |
| May 17, 2019 Filed May 24, 2019 22:12 UTC |
Fifth Street Station LLC10% owner
|
PurchaseClass A Common Stock | 14,402 | $20.98 | $302,141.00 |
DisclosureSEC source: 0001567619-19-012156 · doc1.xml · nonDerivative · entry 1 Fifth Street Station LLC · CIK 0001751624 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,583,772 Read SEC document |
| May 17, 2019 Filed Jun 4, 2019 21:56 UTC Amendment |
Fifth Street Station LLC10% owner
|
PurchaseClass A Common Stock | 14,402 | $20.98 | $302,149.64 |
DisclosureSEC source: 0001567619-19-012735 · doc1.xml · nonDerivative · entry 1 Fifth Street Station LLC · CIK 0001751624 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,583,772 F1 · price: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $20.90 to $20.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · price: This amended Form 4 is being filed solely to report the inadvertent omission of the price ranges of the securities purchased by the reporting person. Read SEC document |
| May 13, 2019 Filed May 15, 2019 22:46 UTC |
DENSON CHARLES DDirector
|
PurchaseCLASS A COMMON STOCK | 25,000 | $20.69 | $517,250.00 |
DisclosureSEC source: 0000899243-19-013605 · doc4.xml · nonDerivative · entry 1 DENSON CHARLES D · CIK 0001239159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,900 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.25 to $21.20, inclusive. The Reporting Person undertakes to provide to Funko, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 10, 2019 Filed May 14, 2019 18:57 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 18,646 | $23.14 | $431,399.45 |
DisclosureSEC source: 0001209191-19-029787 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 511,730 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.00 to $23.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| May 10, 2019 Filed May 14, 2019 18:57 UTC |
Fundamental Capital Partners, LLC10% owner
Keenley Kevin G.10% owner
McNally Richard L.10% owner
Funko International, LLC10% owner
|
SaleClass A Common Stock | 4,093 | $23.14 | $94,696.88 |
DisclosureSEC source: 0001209191-19-029787 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 112,331 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.00 to $23.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| May 09, 2019 Filed May 11, 2019 00:55 UTC |
DENSON CHARLES DDirector
|
PurchaseCLASS A COMMON STOCK | 20,000 | $21.25 | $425,000.00 |
DisclosureSEC source: 0000899243-19-013135 · doc4.xml · nonDerivative · entry 2 DENSON CHARLES D · CIK 0001239159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,900 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.00 to $21.50, inclusive. The Reporting Person undertakes to provide to Funko, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.