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0000037808
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692

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202502
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2021 Filed Apr 6, 2021 01:51 UTC
ORIE JAMESChief Legal Officer · Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 5,613 $0.00 Strike: $13.15 $0.00
Disclosure

SEC source: 0001127602-21-013301 · form4.xml · derivative · entry 3

ORIE JAMES · CIK 0001275319 · Chief Legal Officer · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 5,613 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 01:51 UTC
ORIE JAMESChief Legal Officer · Corporate Secretary
Tax withholdingCommon Stock 2,320 $12.70 $29,464.00
Disclosure

SEC source: 0001127602-21-013301 · form4.xml · nonDerivative · entry 2

ORIE JAMES · CIK 0001275319 · Chief Legal Officer · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,881.1248

Read SEC document
April 01, 2021 Filed Apr 6, 2021 01:51 UTC
ORIE JAMESChief Legal Officer · Corporate Secretary
Exercise / conversionCommon Stock 5,613 $12.70 $71,285.10
Disclosure

SEC source: 0001127602-21-013301 · form4.xml · nonDerivative · entry 1

ORIE JAMES · CIK 0001275319 · Chief Legal Officer · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,762.2577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 01:50 UTC
GUERRIERI GARY LChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 9,734 $0.00 Strike: $13.15 $0.00
Disclosure

SEC source: 0001127602-21-013300 · form4.xml · derivative · entry 3

GUERRIERI GARY L · CIK 0001438642 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 9,734 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 01:50 UTC
GUERRIERI GARY LChief Credit Officer
Tax withholdingCommon Stock 4,024 $12.70 $51,104.80
Disclosure

SEC source: 0001127602-21-013300 · form4.xml · nonDerivative · entry 2

GUERRIERI GARY L · CIK 0001438642 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,534.152

Read SEC document
April 01, 2021 Filed Apr 6, 2021 01:50 UTC
GUERRIERI GARY LChief Credit Officer
Exercise / conversionCommon Stock 9,734 $12.70 $123,621.80
Disclosure

SEC source: 0001127602-21-013300 · form4.xml · nonDerivative · entry 1

GUERRIERI GARY L · CIK 0001438642 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,558.152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 01:49 UTC
Robinson Barry CChief Consumer Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 8,290 $0.00 Strike: $13.15 $0.00
Disclosure

SEC source: 0001127602-21-013299 · form4.xml · derivative · entry 3

Robinson Barry C · CIK 0001661860 · Chief Consumer Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 8,290 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 01:49 UTC
Robinson Barry CChief Consumer Banking Officer
Tax withholdingCommon Stock 6,071 $12.70 $77,101.70
Disclosure

SEC source: 0001127602-21-013299 · form4.xml · nonDerivative · entry 2

Robinson Barry C · CIK 0001661860 · Chief Consumer Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,903.156

Read SEC document
April 01, 2021 Filed Apr 6, 2021 01:49 UTC
Robinson Barry CChief Consumer Banking Officer
Exercise / conversionCommon Stock 8,290 $12.70 $105,283.00
Disclosure

SEC source: 0001127602-21-013299 · form4.xml · nonDerivative · entry 1

Robinson Barry C · CIK 0001661860 · Chief Consumer Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,122.156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 01:47 UTC
Dutey James LCorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 3,447 $0.00 Strike: $13.15 $0.00
Disclosure

SEC source: 0001127602-21-013298 · form4.xml · derivative · entry 3

Dutey James L · CIK 0001704291 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 3,447 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 01:47 UTC
Dutey James LCorporate Controller
Tax withholdingCommon Stock 1,430 $12.70 $18,161.00
Disclosure

SEC source: 0001127602-21-013298 · form4.xml · nonDerivative · entry 2

Dutey James L · CIK 0001704291 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,871

Read SEC document
April 01, 2021 Filed Apr 6, 2021 01:47 UTC
Dutey James LCorporate Controller
Exercise / conversionCommon Stock 3,447 $12.70 $43,776.90
Disclosure

SEC source: 0001127602-21-013298 · form4.xml · nonDerivative · entry 1

Dutey James L · CIK 0001704291 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 01:45 UTC
Calabrese Vincent JChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 24,777 $0.00 Strike: $13.15 $0.00
Disclosure

SEC source: 0001127602-21-013297 · form4.xml · derivative · entry 3

Calabrese Vincent J · CIK 0001391809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 24,777 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 01:45 UTC
Calabrese Vincent JChief Financial Officer
Tax withholdingCommon Stock 10,240 $12.70 $130,048.00
Disclosure

SEC source: 0001127602-21-013297 · form4.xml · nonDerivative · entry 2

Calabrese Vincent J · CIK 0001391809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,150.4007

Read SEC document
April 01, 2021 Filed Apr 6, 2021 01:45 UTC
Calabrese Vincent JChief Financial Officer
Exercise / conversionCommon Stock 24,777 $12.70 $314,667.90
Disclosure

SEC source: 0001127602-21-013297 · form4.xml · nonDerivative · entry 1

Calabrese Vincent J · CIK 0001391809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,390.4007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 13:05 UTC Amendment
DELIE VINCENT J JRDirector · Chairman, President, & CEO
Exercise / conversionRestricted Stock Units · Derivative 83,602 $0.00 Strike: $13.15 $0.00
Disclosure

SEC source: 0001127602-21-013304 · form4a.xml · derivative · entry 3

DELIE VINCENT J JR · CIK 0001438099 · Director · Chairman, President, & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Units · 83,602 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 13:05 UTC Amendment
DELIE VINCENT J JRDirector · Chairman, President, & CEO
Tax withholdingCommon Stock 34,549 $12.70 $438,772.30
Disclosure

SEC source: 0001127602-21-013304 · form4a.xml · nonDerivative · entry 2

DELIE VINCENT J JR · CIK 0001438099 · Director · Chairman, President, & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,711.9023

Read SEC document
April 01, 2021 Filed Apr 6, 2021 13:05 UTC Amendment
DELIE VINCENT J JRDirector · Chairman, President, & CEO
Exercise / conversionCommon Stock 83,602 $12.70 $1,061,745.40
Disclosure

SEC source: 0001127602-21-013304 · form4a.xml · nonDerivative · entry 1

DELIE VINCENT J JR · CIK 0001438099 · Director · Chairman, President, & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,260.9023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 22:50 UTC PurchaseCommon Stock 500 $10.29 $5,145.00
Disclosure

SEC source: 0001127602-21-002738 · form4.xml · nonDerivative · entry 1

Bena Pamela A · CIK 0001726686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,286.1099

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:28 UTC
Dutey James LCorporate Controller
Exercise / conversionRestricted Stock Units · Derivative 2,876 Not disclosed Strike: $6.78 Not disclosed
Disclosure

SEC source: 0001127602-21-001158 · form4.xml · derivative · entry 3

Dutey James L · CIK 0001704291 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,379

Underlying: Restricted Stock Units · 2,876 shares

Expires 2023-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 2,876 shares vested from the 2020 Long Term Incentive Plan which were time-based.

F2 · price: 2,876 shares vested which were time-based.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:28 UTC
Dutey James LCorporate Controller
Tax withholdingCommon Stock 1,346 $9.50 $12,787.00
Disclosure

SEC source: 0001127602-21-001158 · form4.xml · nonDerivative · entry 2

Dutey James L · CIK 0001704291 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,854

F3 · shares: From the above mentioned vesting, 1,346 shares were used to cover the tax portion for the time-based award.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:28 UTC
Dutey James LCorporate Controller
Exercise / conversionCommon Stock 2,876 $9.50 $27,322.00
Disclosure

SEC source: 0001127602-21-001158 · form4.xml · nonDerivative · entry 1

Dutey James L · CIK 0001704291 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 2,876 shares vested from the 2020 Long Term Incentive Plan which were time-based.

F2 · price: 2,876 shares vested which were time-based.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:26 UTC
ORIE JAMESChief Legal Officer · Corporate Secretary
Exercise / conversionRestricted StockUnits · Derivative 5,532 $0.00 Strike: $6.78 $0.00
Disclosure

SEC source: 0001127602-21-001157 · form4.xml · derivative · entry 3

ORIE JAMES · CIK 0001275319 · Chief Legal Officer · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,342

Underlying: Restricted Stock Units · 5,532 shares

Expires 2023-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 5,532 shares vested from the 2020 Long Term Incentive Plan which were time-based.

F3 · balance_after: Represents # of shares remaining in the 2020 Long Term Incentive Plan.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:26 UTC
ORIE JAMESChief Legal Officer · Corporate Secretary
Tax withholdingCommon Stock 2,276 $9.50 $21,622.00
Disclosure

SEC source: 0001127602-21-001157 · form4.xml · nonDerivative · entry 2

ORIE JAMES · CIK 0001275319 · Chief Legal Officer · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,201.1248

F2 · shares: From the above mentioned vesting, 2,276 shares were used to cover the tax portion for the time-based award.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:26 UTC
ORIE JAMESChief Legal Officer · Corporate Secretary
Exercise / conversionCommon Stock 5,532 $9.50 $52,554.00
Disclosure

SEC source: 0001127602-21-001157 · form4.xml · nonDerivative · entry 1

ORIE JAMES · CIK 0001275319 · Chief Legal Officer · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,477.1248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 5,532 shares vested from the 2020 Long Term Incentive Plan which were time-based.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:21 UTC
GUERRIERI GARY LChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 8,913 $0.00 Strike: $6.78 $0.00
Disclosure

SEC source: 0001127602-21-001155 · form4.xml · derivative · entry 3

GUERRIERI GARY L · CIK 0001438642 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Restricted Stock Units · 8,913 shares

Expires 2023-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 8,913 shares vested from the 2020 Long Term Incentive Plan, which were time-based.

F3 · balance_after: Represents # of shares remaining in the 2020 Long Term Incentive Plan.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:21 UTC
GUERRIERI GARY LChief Credit Officer
Tax withholdingCommon Stock 3,666 $9.50 $34,827.00
Disclosure

SEC source: 0001127602-21-001155 · form4.xml · nonDerivative · entry 2

GUERRIERI GARY L · CIK 0001438642 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,824.152

F2 · shares: From the above mentioned vesting, 3,666 shares were used to cover the tax portion for the time-based award.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:21 UTC
GUERRIERI GARY LChief Credit Officer
Exercise / conversionCommon Stock 8,913 $9.50 $84,673.50
Disclosure

SEC source: 0001127602-21-001155 · form4.xml · nonDerivative · entry 1

GUERRIERI GARY L · CIK 0001438642 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,490.152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 8,913 shares vested from the 2020 Long Term Incentive Plan, which were time-based.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:22 UTC
Robinson Barry CChief Consumer Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 7,501 $0.00 Strike: $6.78 $0.00
Disclosure

SEC source: 0001127602-21-001156 · form4.xml · derivative · entry 3

Robinson Barry C · CIK 0001661860 · Chief Consumer Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,755

Underlying: Restricted Stock Units · 7,501 shares

Expires 2023-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 7,501 shares vested from the 2020 Long Term Incentive Plan which were time-based.

F3 · balance_after: Represents # of shares remaining in the 2020 Long Term Incentive Plan.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:22 UTC
Robinson Barry CChief Consumer Banking Officer
Tax withholdingCommon Stock 1,993 $9.50 $18,933.50
Disclosure

SEC source: 0001127602-21-001156 · form4.xml · nonDerivative · entry 2

Robinson Barry C · CIK 0001661860 · Chief Consumer Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,923.9232

F2 · shares: From the above mentioned vesting, 1,933 shares were used to cover the tax portion for the time-based award.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:22 UTC
Robinson Barry CChief Consumer Banking Officer
Exercise / conversionCommon Stock 7,501 $9.50 $71,259.50
Disclosure

SEC source: 0001127602-21-001156 · form4.xml · nonDerivative · entry 1

Robinson Barry C · CIK 0001661860 · Chief Consumer Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,916.9232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 7,501 shares vested from the 2020 Long Term Incentive Plan which were time-based.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:18 UTC
Calabrese Vincent JChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 18,882 $0.00 Strike: $6.78 $0.00
Disclosure

SEC source: 0001127602-21-001154 · form4.xml · derivative · entry 3

Calabrese Vincent J · CIK 0001391809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,301

Underlying: Restricted Stock Units · 18,882 shares

Expires 2023-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Represents # of shares remaining in the 2020 Long Term Incentive Plan.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:18 UTC
Calabrese Vincent JChief Financial Officer
Tax withholdingCommon Stock 7,767 $9.50 $73,786.50
Disclosure

SEC source: 0001127602-21-001154 · form4.xml · nonDerivative · entry 2

Calabrese Vincent J · CIK 0001391809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,728.4007

F2 · shares: From the above mentioned vesting, 7,767 shares were used to cover the tax portion for the time-based award.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:18 UTC
Calabrese Vincent JChief Financial Officer
Exercise / conversionCommon Stock 18,882 $9.50 $179,379.00
Disclosure

SEC source: 0001127602-21-001154 · form4.xml · nonDerivative · entry 1

Calabrese Vincent J · CIK 0001391809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,495.4007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 18,822 shares vested from the 2020 Long Term Incentive Plan, which were time-based.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:16 UTC
DELIE VINCENT J JRDirector · Chairman, President, & CEO
Exercise / conversionRestricted Stock Units · Derivative 59,522 $0.00 Strike: $6.78 $0.00
Disclosure

SEC source: 0001127602-21-001153 · form4.xml · derivative · entry 3

DELIE VINCENT J JR · CIK 0001438099 · Director · Chairman, President, & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,282

Underlying: Restricted Stock Units · 59,522 shares

Expires 2023-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: 18,822 shares vested from the 2020 Long Term Incentive Plan, which were time-based.

F4 · balance_after: Represents # of shares remaining in the 2020 Long Term Incentive Plan.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:16 UTC
DELIE VINCENT J JRDirector · Chairman, President, & CEO
Tax withholdingCommon Stock 24,482 $9.50 $232,579.00
Disclosure

SEC source: 0001127602-21-001153 · form4.xml · nonDerivative · entry 2

DELIE VINCENT J JR · CIK 0001438099 · Director · Chairman, President, & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,658.9023

F2 · shares: From the above mentioned vesting, 24,482 shares were used to cover the tax portion for the time-based award.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:16 UTC
DELIE VINCENT J JRDirector · Chairman, President, & CEO
Exercise / conversionCommon Stock 59,522 $9.50 $565,459.00
Disclosure

SEC source: 0001127602-21-001153 · form4.xml · nonDerivative · entry 1

DELIE VINCENT J JR · CIK 0001438099 · Director · Chairman, President, & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,140.9023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 18,822 shares vested from the 2020 Long Term Incentive Plan, which were time-based.

Read SEC document
December 02, 2020 Filed Dec 3, 2020 22:19 UTC PurchaseCommon Stock 3,000 $9.12 $27,360.00
Disclosure

SEC source: 0001209191-20-061539 · doc4.xml · nonDerivative · entry 1

Dively Mary Jo · CIK 0001726592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,516.8962

Read SEC document
October 29, 2020 Filed Nov 2, 2020 21:53 UTC PurchaseCommon Stock 2,000 $7.22 $14,440.00
Disclosure

SEC source: 0001209191-20-056427 · doc4.xml · nonDerivative · entry 1

Bena Pamela A · CIK 0001726686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,786.1099

Read SEC document
October 27, 2020 Filed Oct 29, 2020 22:19 UTC PurchaseCommon Stock 2,000 $7.41 $14,818.00
Disclosure

SEC source: 0001209191-20-056257 · doc4.xml · nonDerivative · entry 1

Mencini Frank C · CIK 0001661693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,028.9007

Read SEC document
September 14, 2020 Filed Sep 15, 2020 20:38 UTC PurchaseCommon Stock 300 $7.29 $2,187.00
Disclosure

SEC source: 0001209191-20-050473 · doc4.xml · nonDerivative · entry 1

Dively Mary Jo · CIK 0001726592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,516.8962

Read SEC document
July 23, 2020 Filed Jul 24, 2020 20:38 UTC PurchaseCommon Stock 2,500 $7.63 $19,072.50
Disclosure

SEC source: 0001209191-20-043612 · doc4.xml · nonDerivative · entry 1

Bena Pamela A · CIK 0001726686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,786.1099

Read SEC document
May 14, 2020 Filed May 14, 2020 23:48 UTC PurchaseCommon Stock 2,000 $6.10 $12,200.00
Disclosure

SEC source: 0001209191-20-029371 · doc4.xml · nonDerivative · entry 1

Mencini Frank C · CIK 0001661693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,522.9007

Read SEC document
May 14, 2020 Filed May 14, 2020 23:46 UTC
DELIE VINCENT J JRDirector · Chairman, President, & CEO
PurchaseCommon Stock 20,000 $6.50 $130,000.00
Disclosure

SEC source: 0001209191-20-029366 · doc4.xml · nonDerivative · entry 1

DELIE VINCENT J JR · CIK 0001438099 · Director · Chairman, President, & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,820.9023

Read SEC document
May 14, 2020 Filed May 14, 2020 23:44 UTC
Calabrese Vincent JChief Financial Officer
PurchaseCommon Stock 20,000 $6.56 $131,200.00
Disclosure

SEC source: 0001209191-20-029356 · doc4.xml · nonDerivative · entry 1

Calabrese Vincent J · CIK 0001391809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,613.4007

Read SEC document
May 14, 2020 Filed May 15, 2020 21:35 UTC GrantCommon Stock 11,798 $6.78 $79,990.44
Disclosure

SEC source: 0001209191-20-029813 · doc4.xml · nonDerivative · entry 1

STRIMBU WILLIAM J · CIK 0001211257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,948.5954

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May 14, 2020 Filed May 15, 2020 21:34 UTC GrantCommon Stock 11,798 $6.78 $79,990.44
Disclosure

SEC source: 0001209191-20-029810 · doc4.xml · nonDerivative · entry 1

STANIK JOHN S · CIK 0001229777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,486.0869

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May 14, 2020 Filed May 15, 2020 21:32 UTC GrantCommon Stock 11,871 $6.78 $80,485.38
Disclosure

SEC source: 0001209191-20-029802 · doc4.xml · nonDerivative · entry 1

Nicholas Heidi A · CIK 0001629135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,527.8702

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May 14, 2020 Filed May 15, 2020 21:31 UTC GrantCommon Stock 11,798 $6.78 $79,990.44
Disclosure

SEC source: 0001209191-20-029795 · doc4.xml · nonDerivative · entry 1

MOTLEY DAVID L · CIK 0001584601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,118

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May 14, 2020 Filed May 15, 2020 21:29 UTC GrantCommon Stock 11,506 $6.78 $78,010.68
Disclosure

SEC source: 0001209191-20-029792 · doc4.xml · nonDerivative · entry 1

Mencini Frank C · CIK 0001661693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,028.9007

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.