Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 27, 2023 Filed Nov 1, 2023 00:52 UTC |
DUTT RONALD FDirector · CEO and President
|
Exercise / conversionCommon Stock | 4,020 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-038926 · ownership.xml · nonDerivative · entry 1 DUTT RONALD F · CIK 0001262880 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original Grant") on October 27, 2021. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original Grant vested on October 27, 2022, and a subsequent 1/3 of the Original Grant vested on October 27, 2023. The remaining 1/3 of the Original Grant is scheduled to vest on October 27, 2024. Read SEC document |
| October 26, 2023 Filed Oct 31, 2023 00:23 UTC |
DUTT RONALD FDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 6,607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-038769 · ownership.xml · derivative · entry 4 DUTT RONALD F · CIK 0001262880 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan approved by the Board on November 5, 2020. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSU vested entirely on October 26, 2023, three (3) years from the vesting commencement date of October 26, 2020. F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan approved by the Board on November 5, 2020. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSU vested entirely on October 26, 2023, three (3) years from the vesting commencement date of October 26, 2020. F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan approved by the Board on November 5, 2020. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSU vested entirely on October 26, 2023, three (3) years from the vesting commencement date of October 26, 2020. F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan approved by the Board on November 5, 2020. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSU vested entirely on October 26, 2023, three (3) years from the vesting commencement date of October 26, 2020. Read SEC document |
| October 26, 2023 Filed Oct 31, 2023 00:23 UTC |
DUTT RONALD FDirector · CEO and President
|
Exercise / conversionCommon Stock | 6,607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-038769 · ownership.xml · nonDerivative · entry 1 DUTT RONALD F · CIK 0001262880 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan approved by the Board on November 5, 2020. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSU vested entirely on October 26, 2023, three (3) years from the vesting commencement date of October 26, 2020. Read SEC document |
| October 26, 2023 Filed Oct 31, 2023 00:19 UTC |
Scheiwe CharlesCFO and Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 3,515 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-038767 · ownership.xml · derivative · entry 4 Scheiwe Charles · CIK 0001761309 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,515 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan approved by the Board on November 5, 2020. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSU vested entirely on October 26, 2023, three (3) years from the vesting commencement date of October 26, 2020. F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan approved by the Board on November 5, 2020. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSU vested entirely on October 26, 2023, three (3) years from the vesting commencement date of October 26, 2020. F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan approved by the Board on November 5, 2020. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSU vested entirely on October 26, 2023, three (3) years from the vesting commencement date of October 26, 2020. F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan approved by the Board on November 5, 2020. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSU vested entirely on October 26, 2023, three (3) years from the vesting commencement date of October 26, 2020. Read SEC document |
| October 26, 2023 Filed Oct 31, 2023 00:19 UTC |
Scheiwe CharlesCFO and Secretary
|
Exercise / conversionCommon Stock | 3,515 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-038767 · ownership.xml · nonDerivative · entry 1 Scheiwe Charles · CIK 0001761309 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan approved by the Board on November 5, 2020. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSU vested entirely on October 26, 2023, three (3) years from the vesting commencement date of October 26, 2020. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 20:41 UTC |
Scheiwe CharlesCFO and Secretary
|
GrantStock Options (right to buy) · Derivative | 42,750 | Not disclosed Strike: $3.36 | Not disclosed |
DisclosureSEC source: 0001493152-23-038137 · ownership.xml · derivative · entry 1 Scheiwe Charles · CIK 0001761309 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,750 Underlying: Common Stock · 42,750 shares Expires 2033-10-20 F1 · price: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 20, 2023 (the "Grant Date"), the Reporting Person was granted 42,750 incentive stock options (the "Options") at an exercise price of $3.36, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest annually over three years from the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person. F1 · derivative.exercise_date: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 20, 2023 (the "Grant Date"), the Reporting Person was granted 42,750 incentive stock options (the "Options") at an exercise price of $3.36, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest annually over three years from the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 20:40 UTC |
Mason Jeffrey CurtisVice President of Operations
|
GrantStock Options (right to buy) · Derivative | 54,934 | Not disclosed Strike: $3.36 | Not disclosed |
DisclosureSEC source: 0001493152-23-038135 · ownership.xml · derivative · entry 1 Mason Jeffrey Curtis · CIK 0001954655 · Vice President of Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,934 Underlying: Common Stock · 54,934 shares Expires 2033-10-20 F1 · price: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 20, 2023 (the "Grant Date"), the Reporting Person was granted 54,934 incentive stock options (the "Options") at an exercise price of $3.36, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest annually over three years from the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person. F1 · derivative.exercise_date: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 20, 2023 (the "Grant Date"), the Reporting Person was granted 54,934 incentive stock options (the "Options") at an exercise price of $3.36, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest annually over three years from the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 20:38 UTC |
DUTT RONALD FDirector · CEO and President
|
GrantStock Options (right to buy) · Derivative | 223,216 | Not disclosed Strike: $3.36 | Not disclosed |
DisclosureSEC source: 0001493152-23-038133 · ownership.xml · derivative · entry 1 DUTT RONALD F · CIK 0001262880 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,216 Underlying: Common Stock · 223,216 shares Expires 2033-10-20 F1 · price: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 20, 2023 (the "Grant Date"), the Reporting Person was granted 223,216 incentive stock options (the "Options") at an exercise price of $3.36, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest annually over three years from the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person. F1 · derivative.exercise_date: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 20, 2023 (the "Grant Date"), the Reporting Person was granted 223,216 incentive stock options (the "Options") at an exercise price of $3.36, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest annually over three years from the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person. Read SEC document |
| September 28, 2023 Filed Sep 29, 2023 23:57 UTC |
Johnson MichaelDirector · 10% owner
Esenjay Investments, LLC10% owner
|
SaleCommon Stock | 30,000 | $3.61 | $108,432.00 |
DisclosureSEC source: 0001493152-23-034938 · ownership.xml · nonDerivative · entry 2 Johnson Michael · CIK 0001550109 · Director · 10% owner Esenjay Investments, LLC · CIK 0001981618 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · By Esenjay Investments, LLC Disclosed balance after: 4,320,601 F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $3.60 to $3.70, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay. Read SEC document |
| September 27, 2023 Filed Sep 29, 2023 23:57 UTC |
Johnson MichaelDirector · 10% owner
Esenjay Investments, LLC10% owner
|
SaleCommon Stock | 134 | $3.65 | $489.10 |
DisclosureSEC source: 0001493152-23-034938 · ownership.xml · nonDerivative · entry 1 Johnson Michael · CIK 0001550109 · Director · 10% owner Esenjay Investments, LLC · CIK 0001981618 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · By Esenjay Investments, LLC Disclosed balance after: 4,350,601 F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023. F3 · price: The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $3.65 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay. Read SEC document |
| September 25, 2023 Filed Sep 25, 2023 23:38 UTC |
Walters-Hoffert LisaDirector
|
SaleCommon Stock | 6,761 | $3.88 | $26,220.51 |
DisclosureSEC source: 0001493152-23-033660 · ownership.xml · nonDerivative · entry 1 Walters-Hoffert Lisa · CIK 0001711576 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,084 F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Lisa Walters-Hoffert on June 13, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $3.78 to $4.01, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:34 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 9,202 | $4.60 | $42,364.17 |
DisclosureSEC source: 0001493152-23-033658 · ownership.xml · nonDerivative · entry 1 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Esenjay Investments, LLC Disclosed balance after: 4,350,735 F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $4.60 to $4.62, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay. Read SEC document |
| September 20, 2023 Filed Sep 20, 2023 23:29 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 10,000 | $4.37 | $43,727.00 |
DisclosureSEC source: 0001493152-23-033250 · ownership.xml · nonDerivative · entry 2 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Esenjay Investments, LLC Disclosed balance after: 4,359,937 F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $4.37 to $4.40, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 23:29 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 10,000 | $4.17 | $41,702.00 |
DisclosureSEC source: 0001493152-23-033250 · ownership.xml · nonDerivative · entry 1 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Esenjay Investments, LLC Disclosed balance after: 4,369,937 F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $4.17 to $4.185, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay. Read SEC document |
| September 15, 2023 Filed Sep 15, 2023 21:58 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 489 | $4.10 | $2,004.90 |
DisclosureSEC source: 0001493152-23-032823 · ownership.xml · nonDerivative · entry 3 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Esenjay Investments, LLC Disclosed balance after: 4,379,937 F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023. F5 · price: The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $4.10 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay. Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 21:58 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 32 | $4.10 | $131.20 |
DisclosureSEC source: 0001493152-23-032823 · ownership.xml · nonDerivative · entry 2 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Esenjay Investments, LLC Disclosed balance after: 4,380,426 F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023. F4 · price: The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $4.10 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 21:58 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 9,602 | $4.05 | $38,888.10 |
DisclosureSEC source: 0001493152-23-032823 · ownership.xml · nonDerivative · entry 1 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Esenjay Investments, LLC Disclosed balance after: 4,380,458 F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023. F3 · price: The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $4.05 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 20:43 UTC |
DUTT RONALD FDirector · CEO and President
|
PurchaseCommon Stock | 2,650 | $4.07 | $10,783.12 |
DisclosureSEC source: 0001493152-23-021694 · ownership.xml · nonDerivative · entry 1 DUTT RONALD F · CIK 0001262880 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,030 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in the open market in multiple transactions, at prices ranging from $4.045 to $4.07, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate transaction. Read SEC document |
| June 13, 2023 Filed Jun 16, 2023 20:38 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 4,000 | $4.15 | $16,600.00 |
DisclosureSEC source: 0001493152-23-021691 · ownership.xml · nonDerivative · entry 1 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Esenjay Investments, LLC Disclosed balance after: 4,390,060 F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023. F3 · price: The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $4.15 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay. Read SEC document |
| June 12, 2023 Filed Jun 12, 2023 23:42 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 5,000 | $4.15 | $20,750.00 |
DisclosureSEC source: 0001493152-23-020985 · ownership.xml · nonDerivative · entry 3 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Esenjay Investments LLC Disclosed balance after: 4,394,060 F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023. F5 · price: The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $4.15 per share. F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 23:42 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 3,560 | $4.14 | $14,740.54 |
DisclosureSEC source: 0001493152-23-020985 · ownership.xml · nonDerivative · entry 2 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Esenjay Investments, LLC Disclosed balance after: 4,399,060 F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $4.14 to $4.15, inclusive. F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:42 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 6,440 | $4.08 | $26,262.32 |
DisclosureSEC source: 0001493152-23-020985 · ownership.xml · nonDerivative · entry 1 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Esenjay Investments, LLC Disclosed balance after: 4,402,620 F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $4.0601 to $4.14, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction in this footnote 3, in footnote 4, and in footnote 5 of this Form 4. F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay. Read SEC document |
| April 29, 2023 Filed May 2, 2023 00:00 UTC |
Johnson MichaelDirector · 10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-015072 · ownership.xml · derivative · entry 4 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,526 Underlying: Common Stock · 1,526 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024. F2 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis. F4 · price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024. F4 · derivative.exercise_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024. Read SEC document |
| April 29, 2023 Filed May 2, 2023 00:00 UTC |
Johnson MichaelDirector · 10% owner
|
Exercise / conversionCommon Stock | 1,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-015072 · ownership.xml · nonDerivative · entry 2 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 4,409,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis. F2 · kind: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis. F2 · price: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis. F6 · ownership.nature: 20,845 shares of common stock are directly held by the Reporting Person and 4,388,215 are held by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). The Reporting Person is the sole director and beneficial owner of Esenjay. Read SEC document |
| April 29, 2023 Filed May 2, 2023 00:00 UTC |
Bo-Linn CheeminDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-015071 · ownership.xml · derivative · entry 4 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,678 Underlying: Common Stock · 1,678 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On August 26, 2022, in consideration for board services the Issuer granted 5,034 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 5,034 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on August 26, 2022, 1,678 of the remaining RSUs vested on April 29, 2023 and the remaining 1,678 RSU will vest on April 29, 2024. F2 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 1,678 RSUs, which converted into the Issuer's common stock on a one-for-one basis. F4 · price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On August 26, 2022, in consideration for board services the Issuer granted 5,034 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 5,034 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on August 26, 2022, 1,678 of the remaining RSUs vested on April 29, 2023 and the remaining 1,678 RSU will vest on April 29, 2024. F4 · derivative.exercise_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On August 26, 2022, in consideration for board services the Issuer granted 5,034 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 5,034 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on August 26, 2022, 1,678 of the remaining RSUs vested on April 29, 2023 and the remaining 1,678 RSU will vest on April 29, 2024. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On August 26, 2022, in consideration for board services the Issuer granted 5,034 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 5,034 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on August 26, 2022, 1,678 of the remaining RSUs vested on April 29, 2023 and the remaining 1,678 RSU will vest on April 29, 2024. Read SEC document |
| April 29, 2023 Filed May 2, 2023 00:00 UTC |
Bo-Linn CheeminDirector
|
Exercise / conversionCommon Stock | 1,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-015071 · ownership.xml · nonDerivative · entry 2 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents the number of common stock issued upon the vesting of 1,678 RSUs, which converted into the Issuer's common stock on a one-for-one basis. F2 · kind: Represents the number of common stock issued upon the vesting of 1,678 RSUs, which converted into the Issuer's common stock on a one-for-one basis. F2 · price: Represents the number of common stock issued upon the vesting of 1,678 RSUs, which converted into the Issuer's common stock on a one-for-one basis. Read SEC document |
| April 29, 2023 Filed May 1, 2023 23:57 UTC |
Walters-Hoffert LisaDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-015068 · ownership.xml · derivative · entry 4 Walters-Hoffert Lisa · CIK 0001711576 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,526 Underlying: Common Stock · 1,526 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024. F2 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis. F4 · price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024. F4 · derivative.exercise_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024. Read SEC document |
| April 29, 2023 Filed May 1, 2023 23:57 UTC |
Walters-Hoffert LisaDirector
|
Exercise / conversionCommon Stock | 1,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-015068 · ownership.xml · nonDerivative · entry 2 Walters-Hoffert Lisa · CIK 0001711576 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis. F2 · kind: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis. F2 · price: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis. Read SEC document |
| April 29, 2023 Filed May 1, 2023 23:55 UTC |
Robinette Dale ThomasDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-015067 · ownership.xml · derivative · entry 4 Robinette Dale Thomas · CIK 0001781328 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,526 Underlying: Common Stock · 1,526 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024. F2 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis. F4 · price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024. F4 · derivative.exercise_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024. Read SEC document |
| April 29, 2023 Filed May 1, 2023 23:55 UTC |
Robinette Dale ThomasDirector
|
Exercise / conversionCommon Stock | 1,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-015067 · ownership.xml · nonDerivative · entry 2 Robinette Dale Thomas · CIK 0001781328 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis. F2 · kind: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis. F2 · price: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis. Read SEC document |
| April 28, 2023 Filed May 2, 2023 00:00 UTC |
Johnson MichaelDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 17,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-015072 · ownership.xml · derivative · entry 3 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,793 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023. F1 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F3 · price: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023. F3 · derivative.exercise_date: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023. F3 · derivative.expiration_date: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023. Read SEC document |
| April 28, 2023 Filed May 2, 2023 00:00 UTC |
Johnson MichaelDirector · 10% owner
|
Exercise / conversionCommon Stock | 17,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-015072 · ownership.xml · nonDerivative · entry 1 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 4,407,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F1 · kind: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F1 · price: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F5 · ownership.nature: 19,319 shares of common stock are directly held by the Reporting Person and 4,388,215 are held by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). The Reporting Person is the sole director and beneficial owner of Esenjay. Read SEC document |
| April 28, 2023 Filed May 2, 2023 00:00 UTC |
Bo-Linn CheeminDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 17,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-015071 · ownership.xml · derivative · entry 3 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,793 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023. F1 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F3 · price: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023. F3 · derivative.exercise_date: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023. F3 · derivative.expiration_date: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023. Read SEC document |
| April 28, 2023 Filed May 2, 2023 00:00 UTC |
Bo-Linn CheeminDirector
|
Exercise / conversionCommon Stock | 17,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-015071 · ownership.xml · nonDerivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F1 · kind: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F1 · price: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. Read SEC document |
| April 28, 2023 Filed May 1, 2023 23:57 UTC |
Walters-Hoffert LisaDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 17,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-015068 · ownership.xml · derivative · entry 3 Walters-Hoffert Lisa · CIK 0001711576 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,793 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023. F1 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F3 · price: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023. F3 · derivative.exercise_date: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023. F3 · derivative.expiration_date: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023. Read SEC document |
| April 28, 2023 Filed May 1, 2023 23:57 UTC |
Walters-Hoffert LisaDirector
|
Exercise / conversionCommon Stock | 17,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-015068 · ownership.xml · nonDerivative · entry 1 Walters-Hoffert Lisa · CIK 0001711576 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F1 · kind: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F1 · price: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. Read SEC document |
| April 28, 2023 Filed May 1, 2023 23:55 UTC |
Robinette Dale ThomasDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 17,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-015067 · ownership.xml · derivative · entry 3 Robinette Dale Thomas · CIK 0001781328 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,793 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023. F1 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F3 · price: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023. F3 · derivative.exercise_date: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023. F3 · derivative.expiration_date: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023. Read SEC document |
| April 28, 2023 Filed May 1, 2023 23:55 UTC |
Robinette Dale ThomasDirector
|
Exercise / conversionCommon Stock | 17,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-015067 · ownership.xml · nonDerivative · entry 1 Robinette Dale Thomas · CIK 0001781328 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F1 · kind: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. F1 · price: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 20:19 UTC |
Johnson MichaelDirector · 10% owner
|
GrantRestricted Stock Unit · Derivative | 16,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-013226 · ownership.xml · derivative · entry 1 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,883 Underlying: Common Stock · 16,883 shares Expires not disclosed F1 · security: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. F1 · derivative.exercise_price: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. F1 · price: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. F1 · derivative.exercise_date: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. F1 · derivative.expiration_date: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 20:18 UTC |
Walters-Hoffert LisaDirector
|
GrantRestricted Stock Unit · Derivative | 16,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-013224 · ownership.xml · derivative · entry 1 Walters-Hoffert Lisa · CIK 0001711576 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,883 Underlying: Common Stock · 16,883 shares Expires not disclosed F1 · security: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. F1 · derivative.exercise_price: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. F1 · price: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. F1 · derivative.exercise_date: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. F1 · derivative.expiration_date: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 20:18 UTC |
Robinette Dale ThomasDirector
|
GrantRestricted Stock Unit · Derivative | 16,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-013223 · ownership.xml · derivative · entry 1 Robinette Dale Thomas · CIK 0001781328 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,883 Underlying: Common Stock · 16,883 shares Expires not disclosed F1 · security: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. F1 · derivative.exercise_price: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. F1 · price: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. F1 · derivative.exercise_date: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. F1 · derivative.expiration_date: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 20:16 UTC |
Bo-Linn CheeminDirector
|
GrantRestricted Stock Unit · Derivative | 16,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-013221 · ownership.xml · derivative · entry 1 Bo-Linn Cheemin · CIK 0001595341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,883 Underlying: Common Stock · 16,883 shares Expires not disclosed F1 · security: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. F1 · derivative.exercise_price: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. F1 · price: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. F1 · derivative.exercise_date: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. F1 · derivative.expiration_date: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant. Read SEC document |
| March 07, 2023 Filed Mar 8, 2023 21:05 UTC |
Walters-Hoffert LisaDirector
|
PurchaseCommon Stock | 1,000 | $6.36 | $6,360.60 |
DisclosureSEC source: 0001493152-23-006999 · ownership.xml · nonDerivative · entry 1 Walters-Hoffert Lisa · CIK 0001711576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,526 Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 21:47 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 155 | $6.47 | $1,002.93 |
DisclosureSEC source: 0001493152-23-007131 · ownership.xml · nonDerivative · entry 1 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,389,741 F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). F2 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $6.47 to $6.485, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F4 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F4 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F4 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 21:46 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 22,000 | $6.62 | $145,567.40 |
DisclosureSEC source: 0001493152-23-006794 · ownership.xml · nonDerivative · entry 2 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,389,896 F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). F2 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $6.50 to $6.78, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F5 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F5 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F5 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:46 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 7,700 | $6.53 | $50,282.54 |
DisclosureSEC source: 0001493152-23-006794 · ownership.xml · nonDerivative · entry 1 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,411,896 F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). F2 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $6.50 to $6.56, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F5 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F5 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F5 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 21:39 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 9,500 | $6.58 | $62,528.05 |
DisclosureSEC source: 0001493152-23-006584 · ownership.xml · nonDerivative · entry 2 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,419,596 F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). F2 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $6.5001 to $6.765, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F5 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F5 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F5 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:39 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 28,200 | $6.72 | $189,365.82 |
DisclosureSEC source: 0001493152-23-006584 · ownership.xml · nonDerivative · entry 1 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,429,096 F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). F2 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $6.60 to $6.825, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F5 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F5 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F5 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 00:49 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 8,974 | $6.69 | $60,008.24 |
DisclosureSEC source: 0001493152-23-006308 · ownership.xml · nonDerivative · entry 2 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,457,296 F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). F2 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from 6.61 to $6.6869, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F5 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F5 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F5 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. Read SEC document |
| February 24, 2023 Filed Mar 1, 2023 00:49 UTC |
Johnson MichaelDirector · 10% owner
|
SaleCommon Stock | 1,101 | $6.63 | $7,302.82 |
DisclosureSEC source: 0001493152-23-006308 · ownership.xml · nonDerivative · entry 1 Johnson Michael · CIK 0001550109 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,466,270 F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). F2 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from 6.47 to $6.65, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. F5 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F5 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. F5 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.