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Nasdaq · USD

FLUX

Flux Power Holdings, Inc.

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7921
SEC CIK
0001083743
Parsed reports
166

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 27, 2023 Filed Nov 1, 2023 00:52 UTC
DUTT RONALD FDirector · CEO and President
Exercise / conversionCommon Stock 4,020 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-038926 · ownership.xml · nonDerivative · entry 1

DUTT RONALD F · CIK 0001262880 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original Grant") on October 27, 2021. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original Grant vested on October 27, 2022, and a subsequent 1/3 of the Original Grant vested on October 27, 2023. The remaining 1/3 of the Original Grant is scheduled to vest on October 27, 2024.

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October 26, 2023 Filed Oct 31, 2023 00:23 UTC
DUTT RONALD FDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 6,607 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-038769 · ownership.xml · derivative · entry 4

DUTT RONALD F · CIK 0001262880 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan approved by the Board on November 5, 2020. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSU vested entirely on October 26, 2023, three (3) years from the vesting commencement date of October 26, 2020.

F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan approved by the Board on November 5, 2020. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSU vested entirely on October 26, 2023, three (3) years from the vesting commencement date of October 26, 2020.

F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan approved by the Board on November 5, 2020. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSU vested entirely on October 26, 2023, three (3) years from the vesting commencement date of October 26, 2020.

F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan approved by the Board on November 5, 2020. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSU vested entirely on October 26, 2023, three (3) years from the vesting commencement date of October 26, 2020.

Read SEC document
October 26, 2023 Filed Oct 31, 2023 00:23 UTC
DUTT RONALD FDirector · CEO and President
Exercise / conversionCommon Stock 6,607 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-038769 · ownership.xml · nonDerivative · entry 1

DUTT RONALD F · CIK 0001262880 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan approved by the Board on November 5, 2020. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSU vested entirely on October 26, 2023, three (3) years from the vesting commencement date of October 26, 2020.

Read SEC document
October 26, 2023 Filed Oct 31, 2023 00:19 UTC
Scheiwe CharlesCFO and Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,515 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-038767 · ownership.xml · derivative · entry 4

Scheiwe Charles · CIK 0001761309 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan approved by the Board on November 5, 2020. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSU vested entirely on October 26, 2023, three (3) years from the vesting commencement date of October 26, 2020.

F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan approved by the Board on November 5, 2020. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSU vested entirely on October 26, 2023, three (3) years from the vesting commencement date of October 26, 2020.

F1 · derivative.exercise_date: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan approved by the Board on November 5, 2020. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSU vested entirely on October 26, 2023, three (3) years from the vesting commencement date of October 26, 2020.

F1 · derivative.expiration_date: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan approved by the Board on November 5, 2020. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSU vested entirely on October 26, 2023, three (3) years from the vesting commencement date of October 26, 2020.

Read SEC document
October 26, 2023 Filed Oct 31, 2023 00:19 UTC
Scheiwe CharlesCFO and Secretary
Exercise / conversionCommon Stock 3,515 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-038767 · ownership.xml · nonDerivative · entry 1

Scheiwe Charles · CIK 0001761309 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan approved by the Board on November 5, 2020. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSU vested entirely on October 26, 2023, three (3) years from the vesting commencement date of October 26, 2020.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 20:41 UTC
Scheiwe CharlesCFO and Secretary
GrantStock Options (right to buy) · Derivative 42,750 Not disclosed Strike: $3.36 Not disclosed
Disclosure

SEC source: 0001493152-23-038137 · ownership.xml · derivative · entry 1

Scheiwe Charles · CIK 0001761309 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,750

Underlying: Common Stock · 42,750 shares

Expires 2033-10-20

F1 · price: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 20, 2023 (the "Grant Date"), the Reporting Person was granted 42,750 incentive stock options (the "Options") at an exercise price of $3.36, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest annually over three years from the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person.

F1 · derivative.exercise_date: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 20, 2023 (the "Grant Date"), the Reporting Person was granted 42,750 incentive stock options (the "Options") at an exercise price of $3.36, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest annually over three years from the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 20:40 UTC
Mason Jeffrey CurtisVice President of Operations
GrantStock Options (right to buy) · Derivative 54,934 Not disclosed Strike: $3.36 Not disclosed
Disclosure

SEC source: 0001493152-23-038135 · ownership.xml · derivative · entry 1

Mason Jeffrey Curtis · CIK 0001954655 · Vice President of Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,934

Underlying: Common Stock · 54,934 shares

Expires 2033-10-20

F1 · price: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 20, 2023 (the "Grant Date"), the Reporting Person was granted 54,934 incentive stock options (the "Options") at an exercise price of $3.36, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest annually over three years from the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person.

F1 · derivative.exercise_date: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 20, 2023 (the "Grant Date"), the Reporting Person was granted 54,934 incentive stock options (the "Options") at an exercise price of $3.36, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest annually over three years from the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 20:38 UTC
DUTT RONALD FDirector · CEO and President
GrantStock Options (right to buy) · Derivative 223,216 Not disclosed Strike: $3.36 Not disclosed
Disclosure

SEC source: 0001493152-23-038133 · ownership.xml · derivative · entry 1

DUTT RONALD F · CIK 0001262880 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,216

Underlying: Common Stock · 223,216 shares

Expires 2033-10-20

F1 · price: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 20, 2023 (the "Grant Date"), the Reporting Person was granted 223,216 incentive stock options (the "Options") at an exercise price of $3.36, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest annually over three years from the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person.

F1 · derivative.exercise_date: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on October 20, 2023 (the "Grant Date"), the Reporting Person was granted 223,216 incentive stock options (the "Options") at an exercise price of $3.36, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest annually over three years from the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person.

Read SEC document
September 28, 2023 Filed Sep 29, 2023 23:57 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 30,000 $3.61 $108,432.00
Disclosure

SEC source: 0001493152-23-034938 · ownership.xml · nonDerivative · entry 2

Johnson Michael · CIK 0001550109 · Director · 10% owner

Esenjay Investments, LLC · CIK 0001981618 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By Esenjay Investments, LLC

Disclosed balance after: 4,320,601

F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $3.60 to $3.70, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.

Read SEC document
September 27, 2023 Filed Sep 29, 2023 23:57 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 134 $3.65 $489.10
Disclosure

SEC source: 0001493152-23-034938 · ownership.xml · nonDerivative · entry 1

Johnson Michael · CIK 0001550109 · Director · 10% owner

Esenjay Investments, LLC · CIK 0001981618 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By Esenjay Investments, LLC

Disclosed balance after: 4,350,601

F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023.

F3 · price: The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $3.65 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.

Read SEC document
September 25, 2023 Filed Sep 25, 2023 23:38 UTC SaleCommon Stock 6,761 $3.88 $26,220.51
Disclosure

SEC source: 0001493152-23-033660 · ownership.xml · nonDerivative · entry 1

Walters-Hoffert Lisa · CIK 0001711576 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,084

F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Lisa Walters-Hoffert on June 13, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $3.78 to $4.01, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

Read SEC document
September 21, 2023 Filed Sep 25, 2023 23:34 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 9,202 $4.60 $42,364.17
Disclosure

SEC source: 0001493152-23-033658 · ownership.xml · nonDerivative · entry 1

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Esenjay Investments, LLC

Disclosed balance after: 4,350,735

F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $4.60 to $4.62, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.

Read SEC document
September 20, 2023 Filed Sep 20, 2023 23:29 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 10,000 $4.37 $43,727.00
Disclosure

SEC source: 0001493152-23-033250 · ownership.xml · nonDerivative · entry 2

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Esenjay Investments, LLC

Disclosed balance after: 4,359,937

F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $4.37 to $4.40, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 23:29 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 10,000 $4.17 $41,702.00
Disclosure

SEC source: 0001493152-23-033250 · ownership.xml · nonDerivative · entry 1

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Esenjay Investments, LLC

Disclosed balance after: 4,369,937

F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $4.17 to $4.185, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.

Read SEC document
September 15, 2023 Filed Sep 15, 2023 21:58 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 489 $4.10 $2,004.90
Disclosure

SEC source: 0001493152-23-032823 · ownership.xml · nonDerivative · entry 3

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Esenjay Investments, LLC

Disclosed balance after: 4,379,937

F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023.

F5 · price: The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $4.10 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.

Read SEC document
September 14, 2023 Filed Sep 15, 2023 21:58 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 32 $4.10 $131.20
Disclosure

SEC source: 0001493152-23-032823 · ownership.xml · nonDerivative · entry 2

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Esenjay Investments, LLC

Disclosed balance after: 4,380,426

F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023.

F4 · price: The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $4.10 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 21:58 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 9,602 $4.05 $38,888.10
Disclosure

SEC source: 0001493152-23-032823 · ownership.xml · nonDerivative · entry 1

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Esenjay Investments, LLC

Disclosed balance after: 4,380,458

F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023.

F3 · price: The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $4.05 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:43 UTC
DUTT RONALD FDirector · CEO and President
PurchaseCommon Stock 2,650 $4.07 $10,783.12
Disclosure

SEC source: 0001493152-23-021694 · ownership.xml · nonDerivative · entry 1

DUTT RONALD F · CIK 0001262880 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,030

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in the open market in multiple transactions, at prices ranging from $4.045 to $4.07, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate transaction.

Read SEC document
June 13, 2023 Filed Jun 16, 2023 20:38 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 4,000 $4.15 $16,600.00
Disclosure

SEC source: 0001493152-23-021691 · ownership.xml · nonDerivative · entry 1

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Esenjay Investments, LLC

Disclosed balance after: 4,390,060

F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023.

F3 · price: The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $4.15 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.

Read SEC document
June 12, 2023 Filed Jun 12, 2023 23:42 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 5,000 $4.15 $20,750.00
Disclosure

SEC source: 0001493152-23-020985 · ownership.xml · nonDerivative · entry 3

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Esenjay Investments LLC

Disclosed balance after: 4,394,060

F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023.

F5 · price: The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $4.15 per share.

F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.

Read SEC document
June 09, 2023 Filed Jun 12, 2023 23:42 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 3,560 $4.14 $14,740.54
Disclosure

SEC source: 0001493152-23-020985 · ownership.xml · nonDerivative · entry 2

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Esenjay Investments, LLC

Disclosed balance after: 4,399,060

F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $4.14 to $4.15, inclusive.

F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 23:42 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 6,440 $4.08 $26,262.32
Disclosure

SEC source: 0001493152-23-020985 · ownership.xml · nonDerivative · entry 1

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Esenjay Investments, LLC

Disclosed balance after: 4,402,620

F1 · kind: This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $4.0601 to $4.14, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction in this footnote 3, in footnote 4, and in footnote 5 of this Form 4.

F2 · ownership.nature: These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.

Read SEC document
April 29, 2023 Filed May 2, 2023 00:00 UTC
Johnson MichaelDirector · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 1,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-015072 · ownership.xml · derivative · entry 4

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,526

Underlying: Common Stock · 1,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024.

F2 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis.

F4 · price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024.

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024.

Read SEC document
April 29, 2023 Filed May 2, 2023 00:00 UTC
Johnson MichaelDirector · 10% owner
Exercise / conversionCommon Stock 1,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-015072 · ownership.xml · nonDerivative · entry 2

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,409,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis.

F2 · kind: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis.

F2 · price: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis.

F6 · ownership.nature: 20,845 shares of common stock are directly held by the Reporting Person and 4,388,215 are held by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). The Reporting Person is the sole director and beneficial owner of Esenjay.

Read SEC document
April 29, 2023 Filed May 2, 2023 00:00 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,678 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-015071 · ownership.xml · derivative · entry 4

Bo-Linn Cheemin · CIK 0001595341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,678

Underlying: Common Stock · 1,678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On August 26, 2022, in consideration for board services the Issuer granted 5,034 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 5,034 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on August 26, 2022, 1,678 of the remaining RSUs vested on April 29, 2023 and the remaining 1,678 RSU will vest on April 29, 2024.

F2 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 1,678 RSUs, which converted into the Issuer's common stock on a one-for-one basis.

F4 · price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On August 26, 2022, in consideration for board services the Issuer granted 5,034 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 5,034 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on August 26, 2022, 1,678 of the remaining RSUs vested on April 29, 2023 and the remaining 1,678 RSU will vest on April 29, 2024.

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On August 26, 2022, in consideration for board services the Issuer granted 5,034 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 5,034 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on August 26, 2022, 1,678 of the remaining RSUs vested on April 29, 2023 and the remaining 1,678 RSU will vest on April 29, 2024.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On August 26, 2022, in consideration for board services the Issuer granted 5,034 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 5,034 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on August 26, 2022, 1,678 of the remaining RSUs vested on April 29, 2023 and the remaining 1,678 RSU will vest on April 29, 2024.

Read SEC document
April 29, 2023 Filed May 2, 2023 00:00 UTC Exercise / conversionCommon Stock 1,678 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-015071 · ownership.xml · nonDerivative · entry 2

Bo-Linn Cheemin · CIK 0001595341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents the number of common stock issued upon the vesting of 1,678 RSUs, which converted into the Issuer's common stock on a one-for-one basis.

F2 · kind: Represents the number of common stock issued upon the vesting of 1,678 RSUs, which converted into the Issuer's common stock on a one-for-one basis.

F2 · price: Represents the number of common stock issued upon the vesting of 1,678 RSUs, which converted into the Issuer's common stock on a one-for-one basis.

Read SEC document
April 29, 2023 Filed May 1, 2023 23:57 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-015068 · ownership.xml · derivative · entry 4

Walters-Hoffert Lisa · CIK 0001711576 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,526

Underlying: Common Stock · 1,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024.

F2 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis.

F4 · price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024.

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024.

Read SEC document
April 29, 2023 Filed May 1, 2023 23:57 UTC Exercise / conversionCommon Stock 1,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-015068 · ownership.xml · nonDerivative · entry 2

Walters-Hoffert Lisa · CIK 0001711576 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis.

F2 · kind: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis.

F2 · price: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis.

Read SEC document
April 29, 2023 Filed May 1, 2023 23:55 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-015067 · ownership.xml · derivative · entry 4

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,526

Underlying: Common Stock · 1,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024.

F2 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis.

F4 · price: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024.

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024.

Read SEC document
April 29, 2023 Filed May 1, 2023 23:55 UTC Exercise / conversionCommon Stock 1,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-015067 · ownership.xml · nonDerivative · entry 2

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis.

F2 · kind: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis.

F2 · price: Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis.

Read SEC document
April 28, 2023 Filed May 2, 2023 00:00 UTC
Johnson MichaelDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 17,793 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-015072 · ownership.xml · derivative · entry 3

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,793 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.

F1 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F3 · price: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.

F3 · derivative.exercise_date: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.

F3 · derivative.expiration_date: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.

Read SEC document
April 28, 2023 Filed May 2, 2023 00:00 UTC
Johnson MichaelDirector · 10% owner
Exercise / conversionCommon Stock 17,793 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-015072 · ownership.xml · nonDerivative · entry 1

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,407,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · kind: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · price: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F5 · ownership.nature: 19,319 shares of common stock are directly held by the Reporting Person and 4,388,215 are held by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). The Reporting Person is the sole director and beneficial owner of Esenjay.

Read SEC document
April 28, 2023 Filed May 2, 2023 00:00 UTC Exercise / conversionRestricted Stock Units · Derivative 17,793 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-015071 · ownership.xml · derivative · entry 3

Bo-Linn Cheemin · CIK 0001595341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,793 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.

F1 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F3 · price: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.

F3 · derivative.exercise_date: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.

F3 · derivative.expiration_date: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.

Read SEC document
April 28, 2023 Filed May 2, 2023 00:00 UTC Exercise / conversionCommon Stock 17,793 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-015071 · ownership.xml · nonDerivative · entry 1

Bo-Linn Cheemin · CIK 0001595341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · kind: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · price: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

Read SEC document
April 28, 2023 Filed May 1, 2023 23:57 UTC Exercise / conversionRestricted Stock Units · Derivative 17,793 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-015068 · ownership.xml · derivative · entry 3

Walters-Hoffert Lisa · CIK 0001711576 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,793 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.

F1 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F3 · price: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.

F3 · derivative.exercise_date: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.

F3 · derivative.expiration_date: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.

Read SEC document
April 28, 2023 Filed May 1, 2023 23:57 UTC Exercise / conversionCommon Stock 17,793 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-015068 · ownership.xml · nonDerivative · entry 1

Walters-Hoffert Lisa · CIK 0001711576 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · kind: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · price: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

Read SEC document
April 28, 2023 Filed May 1, 2023 23:55 UTC Exercise / conversionRestricted Stock Units · Derivative 17,793 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-015067 · ownership.xml · derivative · entry 3

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,793 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.

F1 · derivative.exercise_price: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F3 · price: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.

F3 · derivative.exercise_date: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.

F3 · derivative.expiration_date: This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.

Read SEC document
April 28, 2023 Filed May 1, 2023 23:55 UTC Exercise / conversionCommon Stock 17,793 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-015067 · ownership.xml · nonDerivative · entry 1

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · kind: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

F1 · price: Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.

Read SEC document
April 20, 2023 Filed Apr 21, 2023 20:19 UTC
Johnson MichaelDirector · 10% owner
GrantRestricted Stock Unit · Derivative 16,883 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-013226 · ownership.xml · derivative · entry 1

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,883

Underlying: Common Stock · 16,883 shares

Expires not disclosed

F1 · security: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

F1 · derivative.exercise_price: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

F1 · price: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

F1 · derivative.exercise_date: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

F1 · derivative.expiration_date: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

Read SEC document
April 20, 2023 Filed Apr 21, 2023 20:18 UTC GrantRestricted Stock Unit · Derivative 16,883 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-013224 · ownership.xml · derivative · entry 1

Walters-Hoffert Lisa · CIK 0001711576 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,883

Underlying: Common Stock · 16,883 shares

Expires not disclosed

F1 · security: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

F1 · derivative.exercise_price: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

F1 · price: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

F1 · derivative.exercise_date: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

F1 · derivative.expiration_date: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

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April 20, 2023 Filed Apr 21, 2023 20:18 UTC GrantRestricted Stock Unit · Derivative 16,883 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-013223 · ownership.xml · derivative · entry 1

Robinette Dale Thomas · CIK 0001781328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,883

Underlying: Common Stock · 16,883 shares

Expires not disclosed

F1 · security: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

F1 · derivative.exercise_price: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

F1 · price: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

F1 · derivative.exercise_date: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

F1 · derivative.expiration_date: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

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April 20, 2023 Filed Apr 21, 2023 20:16 UTC GrantRestricted Stock Unit · Derivative 16,883 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-013221 · ownership.xml · derivative · entry 1

Bo-Linn Cheemin · CIK 0001595341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,883

Underlying: Common Stock · 16,883 shares

Expires not disclosed

F1 · security: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

F1 · derivative.exercise_price: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

F1 · price: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

F1 · derivative.exercise_date: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

F1 · derivative.expiration_date: Represents a grant of RSUs on April 20, 2023, pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 20, 2024, which is one year from the date of grant.

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March 07, 2023 Filed Mar 8, 2023 21:05 UTC PurchaseCommon Stock 1,000 $6.36 $6,360.60
Disclosure

SEC source: 0001493152-23-006999 · ownership.xml · nonDerivative · entry 1

Walters-Hoffert Lisa · CIK 0001711576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,526

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March 07, 2023 Filed Mar 9, 2023 21:47 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 155 $6.47 $1,002.93
Disclosure

SEC source: 0001493152-23-007131 · ownership.xml · nonDerivative · entry 1

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,389,741

F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay").

F2 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $6.47 to $6.485, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F4 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F4 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F4 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

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March 03, 2023 Filed Mar 6, 2023 21:46 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 22,000 $6.62 $145,567.40
Disclosure

SEC source: 0001493152-23-006794 · ownership.xml · nonDerivative · entry 2

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,389,896

F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay").

F2 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $6.50 to $6.78, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F5 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F5 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F5 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

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March 02, 2023 Filed Mar 6, 2023 21:46 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 7,700 $6.53 $50,282.54
Disclosure

SEC source: 0001493152-23-006794 · ownership.xml · nonDerivative · entry 1

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,411,896

F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay").

F2 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $6.50 to $6.56, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F5 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F5 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F5 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

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March 01, 2023 Filed Mar 2, 2023 21:39 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 9,500 $6.58 $62,528.05
Disclosure

SEC source: 0001493152-23-006584 · ownership.xml · nonDerivative · entry 2

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,419,596

F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay").

F2 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $6.5001 to $6.765, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F5 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F5 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F5 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

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February 28, 2023 Filed Mar 2, 2023 21:39 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 28,200 $6.72 $189,365.82
Disclosure

SEC source: 0001493152-23-006584 · ownership.xml · nonDerivative · entry 1

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,429,096

F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay").

F2 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $6.60 to $6.825, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F5 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F5 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F5 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

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February 27, 2023 Filed Mar 1, 2023 00:49 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 8,974 $6.69 $60,008.24
Disclosure

SEC source: 0001493152-23-006308 · ownership.xml · nonDerivative · entry 2

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,457,296

F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay").

F2 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from 6.61 to $6.6869, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F5 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F5 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F5 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

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February 24, 2023 Filed Mar 1, 2023 00:49 UTC
Johnson MichaelDirector · 10% owner
SaleCommon Stock 1,101 $6.63 $7,302.82
Disclosure

SEC source: 0001493152-23-006308 · ownership.xml · nonDerivative · entry 1

Johnson Michael · CIK 0001550109 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,466,270

F1 · security: Represents the shares of common stock sold by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay").

F2 · price: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from 6.47 to $6.65, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.

F5 · balance_after: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F5 · ownership.direct: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

F5 · ownership.nature: These securities are held by Esenjay. The Reporting Person is the sole director and beneficial owner of Esenjay.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.