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FLS

FLOWSERVE CORP

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3541
SEC CIK
0000030625
Parsed reports
537

Last 12 months

Inside the activity.

2 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202503
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2021 Filed Feb 18, 2021 22:44 UTC
Rowe Robert ScottDirector · President & CEO
GrantPerformance Rights · Derivative 73,000 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000015 · wf-form4_161368825264795.xml · derivative · entry 5

Rowe Robert Scott · CIK 0001608962 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,120

Underlying: Common Stock · 73,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F4 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F4 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:44 UTC
Rowe Robert ScottDirector · President & CEO
GrantRestricted Stock Units · Derivative 106,190 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000015 · wf-form4_161368825264795.xml · derivative · entry 4

Rowe Robert Scott · CIK 0001608962 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,423

Underlying: Common Stock · 106,190 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

F3 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

F3 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:44 UTC
Rowe Robert ScottDirector · President & CEO
GrantRestricted Stock Units · Derivative 73,000 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000015 · wf-form4_161368825264795.xml · derivative · entry 3

Rowe Robert Scott · CIK 0001608962 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,233

Underlying: Common Stock · 73,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F2 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:44 UTC
Rowe Robert ScottDirector · President & CEO
Tax withholdingCommon Stock 25,815 $39.18 $1,011,431.70
Disclosure

SEC source: 0000030625-21-000015 · wf-form4_161368825264795.xml · nonDerivative · entry 2

Rowe Robert Scott · CIK 0001608962 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,436

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:44 UTC
Rowe Robert ScottDirector · President & CEO
Exercise / conversionCommon Stock 65,664 Not disclosed Not disclosed
Disclosure

SEC source: 0000030625-21-000015 · wf-form4_161368825264795.xml · nonDerivative · entry 1

Rowe Robert Scott · CIK 0001608962 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 93.6% (plus dividends accrued on the underlying shares) based on two factors over a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:44 UTC
Morytko TamaraPresident, FPD
GrantPerformance Rights · Derivative 9,290 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000014 · wf-form4_161368823667639.xml · derivative · entry 3

Morytko Tamara · CIK 0001780203 · President, FPD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,290

Underlying: Common Stock · 9,290 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F3 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:44 UTC
Morytko TamaraPresident, FPD
GrantRestricted Stock Units · Derivative 6,640 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000014 · wf-form4_161368823667639.xml · derivative · entry 2

Morytko Tamara · CIK 0001780203 · President, FPD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,930

Underlying: Common Stock · 6,640 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

F2 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:44 UTC
Morytko TamaraPresident, FPD
GrantRestricted Stock Units · Derivative 9,290 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000014 · wf-form4_161368823667639.xml · derivative · entry 1

Morytko Tamara · CIK 0001780203 · President, FPD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,290

Underlying: Common Stock · 9,290 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:43 UTC
Minnix LaneshaSVP, Chief Legal Officer
GrantPerformance Rights · Derivative 9,290 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000013 · wf-form4_161368821459850.xml · derivative · entry 3

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,290

Underlying: Common Stock · 9,290 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F3 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:43 UTC
Minnix LaneshaSVP, Chief Legal Officer
GrantRestricted Stock Units · Derivative 5,310 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000013 · wf-form4_161368821459850.xml · derivative · entry 2

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,876

Underlying: Common Stock · 5,310 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

F2 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:43 UTC
Minnix LaneshaSVP, Chief Legal Officer
GrantRestricted Stock Units · Derivative 9,290 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000013 · wf-form4_161368821459850.xml · derivative · entry 1

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,566

Underlying: Common Stock · 9,290 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:43 UTC
Gillespie Keith E.SVP, Chief Sales Officer
Exercise / conversionPerformance Rights · Derivative 11,640 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000012 · wf-form4_161368818526223.xml · derivative · entry 6

Gillespie Keith E. · CIK 0001641570 · SVP, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,440

Underlying: Common Stock · 11,640 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 93.6% (plus dividends accrued on the underlying shares) based on two factors over a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 93.6% (plus dividends accrued on the underlying shares) based on two factors over a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 93.6% (plus dividends accrued on the underlying shares) based on two factors over a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:43 UTC
Gillespie Keith E.SVP, Chief Sales Officer
GrantPerformance Rights · Derivative 7,960 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000012 · wf-form4_161368818526223.xml · derivative · entry 5

Gillespie Keith E. · CIK 0001641570 · SVP, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,080

Underlying: Common Stock · 7,960 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F4 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F4 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:43 UTC
Gillespie Keith E.SVP, Chief Sales Officer
GrantRestricted Stock Units · Derivative 7,960 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000012 · wf-form4_161368818526223.xml · derivative · entry 4

Gillespie Keith E. · CIK 0001641570 · SVP, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,770

Underlying: Common Stock · 7,960 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

F3 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

F3 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:43 UTC
Gillespie Keith E.SVP, Chief Sales Officer
GrantRestricted Stock Units · Derivative 7,960 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000012 · wf-form4_161368818526223.xml · derivative · entry 3

Gillespie Keith E. · CIK 0001641570 · SVP, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,810

Underlying: Common Stock · 7,960 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F2 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:43 UTC
Gillespie Keith E.SVP, Chief Sales Officer
Tax withholdingCommon Stock 2,901 $39.18 $113,661.18
Disclosure

SEC source: 0000030625-21-000012 · wf-form4_161368818526223.xml · nonDerivative · entry 2

Gillespie Keith E. · CIK 0001641570 · SVP, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,325

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:43 UTC
Gillespie Keith E.SVP, Chief Sales Officer
Exercise / conversionCommon Stock 11,583 Not disclosed Not disclosed
Disclosure

SEC source: 0000030625-21-000012 · wf-form4_161368818526223.xml · nonDerivative · entry 1

Gillespie Keith E. · CIK 0001641570 · SVP, Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 93.6% (plus dividends accrued on the underlying shares) based on two factors over a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:42 UTC
Chowbey SanjayPresident, AMSS
GrantPerformance Rights · Derivative 6,640 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000011 · wf-form4_161368814940000.xml · derivative · entry 3

Chowbey Sanjay · CIK 0001782435 · President, AMSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,900

Underlying: Common Stock · 6,640 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F3 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:42 UTC
Chowbey SanjayPresident, AMSS
GrantRestricted Stock Units · Derivative 5,310 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000011 · wf-form4_161368814940000.xml · derivative · entry 2

Chowbey Sanjay · CIK 0001782435 · President, AMSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,210

Underlying: Common Stock · 5,310 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

F2 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:42 UTC
Chowbey SanjayPresident, AMSS
GrantRestricted Stock Units · Derivative 6,640 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000011 · wf-form4_161368814940000.xml · derivative · entry 1

Chowbey Sanjay · CIK 0001782435 · President, AMSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,900

Underlying: Common Stock · 6,640 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:42 UTC
Burger ElizabethChief Human Resources Officer
Exercise / conversionPerformance Rights · Derivative 8,400 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000010 · wf-form4_161368811990683.xml · derivative · entry 6

Burger Elizabeth · CIK 0001582071 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,530

Underlying: Common Stock · 8,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 93.6% (plus dividends accrued on the underlying shares) based on two factors over a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.exercise_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 93.6% (plus dividends accrued on the underlying shares) based on two factors over a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F1 · derivative.expiration_date: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 93.6% (plus dividends accrued on the underlying shares) based on two factors over a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:42 UTC
Burger ElizabethChief Human Resources Officer
GrantPerformance Rights · Derivative 9,290 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000010 · wf-form4_161368811990683.xml · derivative · entry 5

Burger Elizabeth · CIK 0001582071 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,930

Underlying: Common Stock · 9,290 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F4 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F4 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:42 UTC
Burger ElizabethChief Human Resources Officer
GrantRestricted Stock Units · Derivative 13,270 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000010 · wf-form4_161368811990683.xml · derivative · entry 4

Burger Elizabeth · CIK 0001582071 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,479

Underlying: Common Stock · 13,270 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus and dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

F3 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus and dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

F3 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus and dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:42 UTC
Burger ElizabethChief Human Resources Officer
GrantRestricted Stock Units · Derivative 9,290 $0.00 $0.00
Disclosure

SEC source: 0000030625-21-000010 · wf-form4_161368811990683.xml · derivative · entry 3

Burger Elizabeth · CIK 0001582071 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,209

Underlying: Common Stock · 9,290 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F2 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:42 UTC
Burger ElizabethChief Human Resources Officer
Tax withholdingCommon Stock 3,278 $39.18 $128,432.04
Disclosure

SEC source: 0000030625-21-000010 · wf-form4_161368811990683.xml · nonDerivative · entry 2

Burger Elizabeth · CIK 0001582071 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,411

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:42 UTC
Burger ElizabethChief Human Resources Officer
Exercise / conversionCommon Stock 8,322 Not disclosed Not disclosed
Disclosure

SEC source: 0000030625-21-000010 · wf-form4_161368811990683.xml · nonDerivative · entry 1

Burger Elizabeth · CIK 0001582071 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance right represented a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vested at a rate of 93.6% (plus dividends accrued on the underlying shares) based on two factors over a three-year performance cycle beginning on January 1, 2018 and ending on December 31, 2020 which are: 1) the issuer's relative total share holder return ("TSR") in comparison to the TSR averages of a predetermined peer group over the performance cycle; and 2) the issuer's return on invested capital measured against the issuer's performance relative to its weighted average cost of capital and relative to a predetermined peer group over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:39 UTC
Chand SujeetDirector
GrantPhantom Stock · Derivative 858 $33.53 $28,768.74
Disclosure

SEC source: 0000030625-20-000122 · wf-form4_160616757788172.xml · derivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,353

Underlying: Common Stock · 858 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:39 UTC GrantPhantom Stock · Derivative 858 $33.53 $28,768.74
Disclosure

SEC source: 0000030625-20-000121 · wf-form4_160616755914642.xml · derivative · entry 1

GARRISON JOHN L JR · CIK 0001656422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,414

Underlying: Common Stock · 858 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:39 UTC GrantPhantom Stock · Derivative 188 $33.53 $6,303.64
Disclosure

SEC source: 0000030625-20-000120 · wf-form4_160616754150276.xml · derivative · entry 1

CHANDY RUBY R · CIK 0001358419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,385

Underlying: Common Stock · 188 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

Read SEC document
August 10, 2020 Filed Aug 10, 2020 21:20 UTC
Chand SujeetDirector
GrantPhantom Stock · Derivative 936 $30.70 $28,735.20
Disclosure

SEC source: 0000030625-20-000109 · wf-form4_159709440419408.xml · derivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,495

Underlying: Common Stock · 936 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

Read SEC document
August 10, 2020 Filed Aug 10, 2020 21:19 UTC GrantPhantom Stock · Derivative 207 $30.70 $6,354.90
Disclosure

SEC source: 0000030625-20-000107 · wf-form4_159709436857157.xml · derivative · entry 1

CHANDY RUBY R · CIK 0001358419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,197

Underlying: Common Stock · 207 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

Read SEC document
August 10, 2020 Filed Aug 10, 2020 21:20 UTC GrantPhantom Stock · Derivative 936 $30.70 $28,735.20
Disclosure

SEC source: 0000030625-20-000108 · wf-form4_159709438630225.xml · derivative · entry 1

GARRISON JOHN L JR · CIK 0001656422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,556

Underlying: Common Stock · 936 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 21:40 UTC
Chowbey SanjayPresident, AMSS
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0000030625-20-000097 · wf-form4_159493563628731.xml · derivative · entry 3

Chowbey Sanjay · CIK 0001782435 · President, AMSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,260

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 21:40 UTC
Chowbey SanjayPresident, AMSS
Tax withholdingCommon Stock 250 $30.67 $7,667.50
Disclosure

SEC source: 0000030625-20-000097 · wf-form4_159493563628731.xml · nonDerivative · entry 2

Chowbey Sanjay · CIK 0001782435 · President, AMSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,625

Read SEC document
July 15, 2020 Filed Jul 16, 2020 21:40 UTC
Chowbey SanjayPresident, AMSS
Exercise / conversionCommon Stock 1,025 $0.00 $0.00
Disclosure

SEC source: 0000030625-20-000097 · wf-form4_159493563628731.xml · nonDerivative · entry 1

Chowbey Sanjay · CIK 0001782435 · President, AMSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
June 11, 2020 Filed Jun 12, 2020 20:41 UTC
Minnix LaneshaSVP, Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 2,667 $0.00 $0.00
Disclosure

SEC source: 0000030625-20-000093 · wf-form4_159199446923210.xml · derivative · entry 3

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,276

Underlying: Common Stock · 2,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
June 11, 2020 Filed Jun 12, 2020 20:41 UTC
Minnix LaneshaSVP, Chief Legal Officer
Tax withholdingCommon Stock 675 $27.00 $18,225.00
Disclosure

SEC source: 0000030625-20-000093 · wf-form4_159199446923210.xml · nonDerivative · entry 2

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,078

Read SEC document
June 11, 2020 Filed Jun 12, 2020 20:41 UTC
Minnix LaneshaSVP, Chief Legal Officer
Exercise / conversionCommon Stock 2,769 $0.00 $0.00
Disclosure

SEC source: 0000030625-20-000093 · wf-form4_159199446923210.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

Read SEC document
May 22, 2020 Filed May 26, 2020 20:50 UTC
Chand SujeetDirector
GrantPhantom Stock · Derivative 2,628 $25.20 $66,225.60
Disclosure

SEC source: 0000030625-20-000088 · wf-form4_159052620164328.xml · derivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,559

Underlying: Common Stock · 2,628 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

Read SEC document
May 22, 2020 Filed May 26, 2020 20:49 UTC GrantPhantom Stock · Derivative 2,628 $25.20 $66,225.60
Disclosure

SEC source: 0000030625-20-000087 · wf-form4_159052617982475.xml · derivative · entry 1

Roberts David E Jr · CIK 0001363218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,882

Underlying: Common Stock · 2,628 shares

Expires not disclosed

F1 · security: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

Read SEC document
May 22, 2020 Filed May 26, 2020 20:49 UTC GrantPhantom Stock · Derivative 2,628 $25.20 $66,225.60
Disclosure

SEC source: 0000030625-20-000086 · wf-form4_159052615801863.xml · derivative · entry 1

McMurray Michael C. · CIK 0001556386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,196

Underlying: Common Stock · 2,628 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

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May 22, 2020 Filed May 26, 2020 20:49 UTC GrantPhantom Stock · Derivative 2,628 $25.20 $66,225.60
Disclosure

SEC source: 0000030625-20-000085 · wf-form4_159052613629808.xml · derivative · entry 1

GARRISON JOHN L JR · CIK 0001656422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,620

Underlying: Common Stock · 2,628 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

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May 22, 2020 Filed May 26, 2020 20:48 UTC GrantCommon Stock 2,628 $25.20 $66,225.60
Disclosure

SEC source: 0000030625-20-000084 · wf-form4_159052611451512.xml · nonDerivative · entry 1

FRIEDERY JOHN R · CIK 0001271363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,664

F1 · shares: Represents the annual restricted stock grant for the director under the Flowserve Long-Term Incentive Plan. The shares vest on May 22, 2021.

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May 22, 2020 Filed May 26, 2020 20:48 UTC
FIX ROGER LDirector
GrantCommon Stock ($1.25 par value per share) 2,628 $25.20 $66,225.60
Disclosure

SEC source: 0000030625-20-000083 · wf-form4_159052609416917.xml · nonDerivative · entry 1

FIX ROGER L · CIK 0001163373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,308

F1 · shares: Represents the annual restricted stock grant for the director under the Flowserve Long-Term Incentive Plan. The shares vest on May 22, 2021.

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May 22, 2020 Filed May 26, 2020 20:48 UTC GrantCommon Stock 2,628 $25.20 $66,225.60
Disclosure

SEC source: 0000030625-20-000082 · wf-form4_159052607195063.xml · nonDerivative · entry 1

DELLY GAYLA J · CIK 0001218358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,196

F1 · shares: Represents the annual restricted stock grant for the director under the Flowserve Long-Term Incentive Plan. The shares vest on May 22, 2021.

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May 22, 2020 Filed May 26, 2020 20:47 UTC GrantPhantom Stock · Derivative 2,628 $25.20 $66,225.60
Disclosure

SEC source: 0000030625-20-000081 · wf-form4_159052605189031.xml · derivative · entry 1

CHANDY RUBY R · CIK 0001358419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,990

Underlying: Common Stock · 2,628 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

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May 14, 2020 Filed May 15, 2020 20:35 UTC
Chand SujeetDirector
GrantPhantom Stock · Derivative 1,247 $23.05 $28,743.35
Disclosure

SEC source: 0000030625-20-000072 · wf-form4_158957490008001.xml · derivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,931

Underlying: Common Stock · 1,247 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

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May 14, 2020 Filed May 15, 2020 20:34 UTC GrantPhantom Stock · Derivative 1,247 $23.05 $28,743.35
Disclosure

SEC source: 0000030625-20-000071 · wf-form4_158957487862198.xml · derivative · entry 1

GARRISON JOHN L JR · CIK 0001656422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,992

Underlying: Common Stock · 1,247 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

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May 14, 2020 Filed May 15, 2020 20:34 UTC GrantPhantom Stock · Derivative 275 $23.05 $6,338.75
Disclosure

SEC source: 0000030625-20-000070 · wf-form4_158957485562364.xml · derivative · entry 1

CHANDY RUBY R · CIK 0001358419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,362

Underlying: Common Stock · 275 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

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April 16, 2020 Filed Apr 17, 2020 20:33 UTC
Burger ElizabethChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 667 $0.00 $0.00
Disclosure

SEC source: 0000030625-20-000062 · wf-form4_158715558622983.xml · derivative · entry 3

Burger Elizabeth · CIK 0001582071 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,919

Underlying: Common Stock · 667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period beginning on the date of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period beginning on the date of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period beginning on the date of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.