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Nasdaq · USD

FLNT

Fluent, Inc.

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Tapewire entity
6736
SEC CIK
0001460329
Parsed reports
342

Last 12 months

Inside the activity.

13 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202650
Apr 202600
May 202603
Jun 202650
Jul 202600
Aug 202608
Sep 202633
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2017 Filed Mar 15, 2017 10:56 UTC
Jordan Harry Baker IIIChief Operating Officer
PurchaseCommon Stock 20,000 $3.60 $72,000.00
Disclosure

SEC source: 0001209191-17-020695 · doc4.xml · nonDerivative · entry 1

Jordan Harry Baker III · CIK 0001681485 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of Revocable Trust for the benefit of the Reporting Person

Disclosed balance after: 100,000

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.575 to $3.60, with a weighted average price per share of $3.60. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 10:55 UTC
Dubner DerekDirector · Chief Executive Officer
PurchaseCommon Stock 1,000 $3.59 $3,590.00
Disclosure

SEC source: 0001209191-17-020694 · doc4.xml · nonDerivative · entry 1

Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,846

F1 · security: Represents the payment of a tax liability by the withholding of 160,000 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 10:54 UTC
Brauser MichaelDirector · Executive Chairman
PurchaseCommon Stock 5,000 $3.60 $18,000.00
Disclosure

SEC source: 0001209191-17-020693 · doc4.xml · nonDerivative · entry 1

Brauser Michael · CIK 0001336508 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,129,645

F1 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee.

Read SEC document
March 14, 2017 Filed Apr 17, 2017 21:02 UTC
Dubner DerekDirector · Chief Executive Officer
Tax withholdingCommon Stock 54,417 $3.60 $195,901.20
Disclosure

SEC source: 0001209191-17-027082 · doc4.xml · nonDerivative · entry 2

Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,333

F1 · security: Represents RSUs, convertible into common stock of the issuer on a one-for-one basis.

F3 · kind: Represents the payment of a tax liability upon vesting of the RSUs. On November 16, 2015, the reporting person received a grant, subject to stockholder approval which was obtained June 1, 2016, of 500,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three equal annual installments beginning November 16, 2016 (the "Time Conditions") provided, however, that no tranche of RSUs will vest until it is determined that Cogint, Inc. has exceeded certain revenue targets and achieved positive EBITDA in any one fiscal year during the vesting period (the "Performance Conditions"). Cogint, Inc. determined the Performance Conditions were met effective March 14, 2017. As such, the subsequent tranches vest equally on November 16, 2017 and November 16, 2018.

F3 · shares: Represents the payment of a tax liability upon vesting of the RSUs. On November 16, 2015, the reporting person received a grant, subject to stockholder approval which was obtained June 1, 2016, of 500,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three equal annual installments beginning November 16, 2016 (the "Time Conditions") provided, however, that no tranche of RSUs will vest until it is determined that Cogint, Inc. has exceeded certain revenue targets and achieved positive EBITDA in any one fiscal year during the vesting period (the "Performance Conditions"). Cogint, Inc. determined the Performance Conditions were met effective March 14, 2017. As such, the subsequent tranches vest equally on November 16, 2017 and November 16, 2018.

F3 · balance_after: Represents the payment of a tax liability upon vesting of the RSUs. On November 16, 2015, the reporting person received a grant, subject to stockholder approval which was obtained June 1, 2016, of 500,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three equal annual installments beginning November 16, 2016 (the "Time Conditions") provided, however, that no tranche of RSUs will vest until it is determined that Cogint, Inc. has exceeded certain revenue targets and achieved positive EBITDA in any one fiscal year during the vesting period (the "Performance Conditions"). Cogint, Inc. determined the Performance Conditions were met effective March 14, 2017. As such, the subsequent tranches vest equally on November 16, 2017 and November 16, 2018.

F4 · balance_after: The RSUs are subject to accelerated vesting under certain conditions.

Read SEC document
March 14, 2017 Filed Apr 17, 2017 21:02 UTC
Dubner DerekDirector · Chief Executive Officer
GrantCommon Stock 112,250 $3.60 $404,100.00
Disclosure

SEC source: 0001209191-17-027082 · doc4.xml · nonDerivative · entry 1

Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,096

F1 · security: Represents RSUs, convertible into common stock of the issuer on a one-for-one basis.

F2 · shares: Represents the vesting of 112,250 shares of common stock underlying restricted stock units ("RSUs") originally granted to the reporting person on November 16, 2015.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 12:08 UTC
Schulke RyanDirector · 10% owner · CEO of Fluent, LLC
PurchaseCommon Stock 15,000 $3.95 $59,250.00
Disclosure

SEC source: 0001209191-17-005798 · doc4.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · 10% owner · CEO of Fluent, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,064,537

Read SEC document
January 23, 2017 Filed Jan 24, 2017 21:13 UTC
Schulke RyanDirector · 10% owner · CEO of Fluent, LLC
PurchaseCommon Stock 150,000 $3.15 $472,500.00
Disclosure

SEC source: 0001209191-17-005271 · doc4.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · 10% owner · CEO of Fluent, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,049,537

Read SEC document
January 23, 2017 Filed Jan 24, 2017 21:12 UTC
Conlin Matthew10% owner · President of Fluent, LLC
PurchaseCommon Stock 100,000 $3.15 $315,000.00
Disclosure

SEC source: 0001209191-17-005269 · doc4.xml · nonDerivative · entry 1

Conlin Matthew · CIK 0001660879 · 10% owner · President of Fluent, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,455,020

Read SEC document
January 20, 2017 Filed Jan 24, 2017 21:10 UTC PurchaseCommon Stock 50,000 $3.12 $156,000.00
Disclosure

SEC source: 0001209191-17-005268 · doc4.xml · nonDerivative · entry 1

Swayman Robert · CIK 0001636524 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Family Trust in which the reporting person is a Co-Trustee

Disclosed balance after: 60,000

Read SEC document
December 29, 2016 Filed Dec 30, 2016 00:09 UTC
MacLachlan DanielChief Financial Officer
Tax withholdingCommon Stock 16,000 $3.35 $53,600.00
Disclosure

SEC source: 0001209191-16-157042 · doc4.xml · nonDerivative · entry 2

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

F2 · security: Represents the payment of a tax liability by the withholding of 16,000 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares.

F2 · kind: Represents the payment of a tax liability by the withholding of 16,000 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares.

F2 · shares: Represents the payment of a tax liability by the withholding of 16,000 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares.

F2 · price: Represents the payment of a tax liability by the withholding of 16,000 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares.

Read SEC document
December 29, 2016 Filed Dec 30, 2016 00:09 UTC
MacLachlan DanielChief Financial Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-157042 · doc4.xml · nonDerivative · entry 1

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · security: Represents the delivery of 50,000 shares of common stock underlying restricted stock units originally granted to the reporting person on December 11, 2014, which vested quarterly in eight equal installments beginning in March 2015 and which were deliverable at the end of the two-year term.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 12:12 UTC
Brauser MichaelDirector · Executive Chairman
PurchaseCommon Stock 500 $3.20 $1,600.00
Disclosure

SEC source: 0001209191-16-155296 · doc4.xml · nonDerivative · entry 2

Brauser Michael · CIK 0001336508 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,884

Read SEC document
December 14, 2016 Filed Dec 15, 2016 12:12 UTC
Brauser MichaelDirector · Executive Chairman
PurchaseCommon Stock 1,000 $3.34 $3,340.00
Disclosure

SEC source: 0001209191-16-155296 · doc4.xml · nonDerivative · entry 1

Brauser Michael · CIK 0001336508 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,124,645

F1 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee.

Read SEC document
December 12, 2016 Filed Dec 13, 2016 12:26 UTC
Brauser MichaelDirector · Executive Chairman
PurchaseCommon Stock 2,500 $3.46 $8,650.00
Disclosure

SEC source: 0001209191-16-154811 · doc4.xml · nonDerivative · entry 2

Brauser Michael · CIK 0001336508 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,123,645

F2 · price: The shares were purchased in multiple transactions at prices ranging from $3.445 to $3.50, with a weighted average price per share of $3.46. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

F1 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 12:26 UTC
Brauser MichaelDirector · Executive Chairman
PurchaseCommon Stock 1,000 $3.35 $3,350.00
Disclosure

SEC source: 0001209191-16-154811 · doc4.xml · nonDerivative · entry 1

Brauser Michael · CIK 0001336508 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,121,145

F1 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 12:01 UTC
Jordan Harry Baker IIIChief Operating Officer
PurchaseCommon Stock 5,000 $3.25 $16,250.00
Disclosure

SEC source: 0001209191-16-152572 · doc4.xml · nonDerivative · entry 1

Jordan Harry Baker III · CIK 0001681485 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 80,000

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.23 to $3.25, with a weighted average price per share of $3.93. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

F2 · ownership.nature: Reporting Person's Spouse is the Trustee of a Revocable Trust for the benefit of the Reporting Person's Spouse.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 12:00 UTC
Brauser MichaelDirector · Executive Chairman
PurchaseCommon Stock 3,000 $3.35 $10,050.00
Disclosure

SEC source: 0001209191-16-152571 · doc4.xml · nonDerivative · entry 1

Brauser Michael · CIK 0001336508 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,120,145

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.30 to $3.40, with a weighted average price per share of $3.35. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 12:05 UTC
Schulke RyanDirector · 10% owner · CEO of Fluent, LLC
GrantCommon Stock 2,958 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-152816 · doc4.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · 10% owner · CEO of Fluent, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,958

F1 · price: On November 30, 2016, the reporting person received a grant of 2,958 restricted stock units, convertible into common stock of the issuer on a one-for-one basis, in lieu of a cash bonus. The restricted stock units vest on December 1, 2016.

F1 · balance_after: On November 30, 2016, the reporting person received a grant of 2,958 restricted stock units, convertible into common stock of the issuer on a one-for-one basis, in lieu of a cash bonus. The restricted stock units vest on December 1, 2016.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 12:04 UTC
Conlin Matthew10% owner · President of Fluent, LLC
GrantCommon Stock 2,958 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-152815 · doc4.xml · nonDerivative · entry 1

Conlin Matthew · CIK 0001660879 · 10% owner · President of Fluent, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,958

F1 · price: On November 30, 2016, the reporting person received a grant of 2,958 restricted stock units, convertible into common stock of the issuer on a one-for-one basis, in lieu of a cash bonus. The restricted stock units vest on December 1, 2016.

F1 · balance_after: On November 30, 2016, the reporting person received a grant of 2,958 restricted stock units, convertible into common stock of the issuer on a one-for-one basis, in lieu of a cash bonus. The restricted stock units vest on December 1, 2016.

Read SEC document
November 29, 2016 Filed Nov 30, 2016 12:12 UTC
Brauser MichaelDirector · Executive Chairman
PurchaseCommon Stock 3,500 $3.71 $12,985.00
Disclosure

SEC source: 0001209191-16-152380 · doc4.xml · nonDerivative · entry 1

Brauser Michael · CIK 0001336508 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,117,145

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.55 to $3.84, with a weighted average price per share of $3.71. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee.

Read SEC document
November 29, 2016 Filed Nov 30, 2016 12:10 UTC
Schulke RyanDirector · 10% owner · CEO of Fluent, LLC
PurchaseCommon Stock 2,000 $3.79 $7,580.00
Disclosure

SEC source: 0001209191-16-152379 · doc4.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · 10% owner · CEO of Fluent, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,896,579

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.73 to $3.84, with a weighted average price per share of $3.79. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 12:17 UTC
Brauser MichaelDirector · Executive Chairman
PurchaseCommon Stock 5,000 $3.69 $18,450.00
Disclosure

SEC source: 0001209191-16-149218 · doc4.xml · nonDerivative · entry 1

Brauser Michael · CIK 0001336508 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,113,645

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.58 to $3.90, with a weighted average price per share of $3.69. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 12:16 UTC
Schulke RyanDirector · 10% owner · CEO of Fluent, LLC
PurchaseCommon Stock 5,000 $3.72 $18,600.00
Disclosure

SEC source: 0001209191-16-149217 · doc4.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · 10% owner · CEO of Fluent, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,894,579

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.65 to $3.85, with a weighted average price per share of $3.72. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 12:15 UTC
Conlin Matthew10% owner · President of Fluent, LLC
PurchaseCommon Stock 5,000 $3.73 $18,650.00
Disclosure

SEC source: 0001209191-16-149216 · doc4.xml · nonDerivative · entry 1

Conlin Matthew · CIK 0001660879 · 10% owner · President of Fluent, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,352,062

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.70 to $3.85, with a weighted average price per share of $3.73. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 12:35 UTC
Brauser MichaelDirector · Executive Chairman
PurchaseCommon Stock 6,500 $3.79 $24,635.00
Disclosure

SEC source: 0001209191-16-148962 · doc4.xml · nonDerivative · entry 1

Brauser Michael · CIK 0001336508 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,108,645

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.64 to $4.00, with a weighted average price per share of $3.79. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 12:32 UTC
Schulke RyanDirector · 10% owner · CEO of Fluent, LLC
PurchaseCommon Stock 5,000 $4.01 $20,050.00
Disclosure

SEC source: 0001209191-16-148960 · doc4.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · 10% owner · CEO of Fluent, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,889,579

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.95 to $4.05, with a weighted average price per share of $4.01. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 12:34 UTC
Conlin Matthew10% owner · President of Fluent, LLC
PurchaseCommon Stock 5,000 $4.01 $20,050.00
Disclosure

SEC source: 0001209191-16-148961 · doc4.xml · nonDerivative · entry 1

Conlin Matthew · CIK 0001660879 · 10% owner · President of Fluent, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,347,062

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.95 to $4.05, with a weighted average price per share of $4.01. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

Read SEC document
November 07, 2016 Filed Nov 8, 2016 13:10 UTC
FROST PHILLIP MD ET ALDirector · 10% owner
Frost Gamma Investments Trust10% owner · Joint Filer
PurchaseCommon Stock 10,000 $3.68 $36,800.00
Disclosure

SEC source: 0001209191-16-148782 · doc4.xml · nonDerivative · entry 2

FROST PHILLIP MD ET AL · CIK 0000898860 · Director · 10% owner

Frost Gamma Investments Trust · CIK 0001380896 · 10% owner · Joint Filer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Frost Gamma InvestmentsTrust

Disclosed balance after: 15,704,874

F3 · price: The shares were purchased in multiple transactions at prices ranging from $3.65 to $3.75, with a weighted average price per share of $3.68. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

F2 · ownership.nature: These securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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November 07, 2016 Filed Nov 8, 2016 12:53 UTC
DELL JEFFREY ALANChief Information Officer
PurchaseCommon Stock 2,000 $3.20 $6,400.00
Disclosure

SEC source: 0001209191-16-148773 · doc4.xml · nonDerivative · entry 1

DELL JEFFREY ALAN · CIK 0001684823 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,427

Read SEC document
November 07, 2016 Filed Nov 8, 2016 13:01 UTC PurchaseCommon Stock 10,000 $3.68 $36,800.00
Disclosure

SEC source: 0001209191-16-148775 · doc4.xml · nonDerivative · entry 1

Swayman Robert · CIK 0001636524 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Family Trust in which the reporting person is a Co-Trustee

Disclosed balance after: 10,000

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.45 to $3.75, with a weighted average price per share of $3.68. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

Read SEC document
November 07, 2016 Filed Nov 8, 2016 13:11 UTC
Jordan Harry Baker IIIChief Operating Officer
PurchaseCommon Stock 75,000 $3.93 $294,750.00
Disclosure

SEC source: 0001209191-16-148783 · doc4.xml · nonDerivative · entry 2

Jordan Harry Baker III · CIK 0001681485 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 75,000

F2 · price: The shares were purchased in multiple transactions at prices ranging from $3.50 to $4.10, with a weighted average price per share of $3.93. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

F3 · ownership.nature: Reporting Person's Spouse is the Trustee of a Revocable Trust for the benefit of the Reporting Person's Spouse.

Read SEC document
November 07, 2016 Filed Nov 8, 2016 13:11 UTC
Jordan Harry Baker IIIChief Operating Officer
PurchaseCommon Stock 80,000 $4.01 $320,800.00
Disclosure

SEC source: 0001209191-16-148783 · doc4.xml · nonDerivative · entry 1

Jordan Harry Baker III · CIK 0001681485 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of Revocable Trust for the benefit of the Reporting Person

Disclosed balance after: 80,000

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.45 to $4.15, with a weighted average price per share of $4.01. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

Read SEC document
November 07, 2016 Filed Nov 8, 2016 13:09 UTC
Brauser MichaelDirector · Executive Chairman
PurchaseCommon Stock 18,000 $3.64 $65,462.40
Disclosure

SEC source: 0001209191-16-148781 · doc4.xml · nonDerivative · entry 1

Brauser Michael · CIK 0001336508 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,102,145

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.2495 to $4.05, with a weighted average price per share of $3.6368. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee.

Read SEC document
November 07, 2016 Filed Nov 8, 2016 13:05 UTC
Dubner DerekDirector · Chief Executive Officer
PurchaseCommon Stock 3,000 $3.66 $10,965.60
Disclosure

SEC source: 0001209191-16-148778 · doc4.xml · nonDerivative · entry 1

Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,846

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.282 to $3.7943, with a weighted average price per share of $3.6552. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

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November 07, 2016 Filed Nov 8, 2016 13:08 UTC
MacLachlan DanielChief Financial Officer
PurchaseCommon Stock 1,000 $3.45 $3,449.90
Disclosure

SEC source: 0001209191-16-148780 · doc4.xml · nonDerivative · entry 1

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in an IRA

Disclosed balance after: 3,000

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November 07, 2016 Filed Nov 8, 2016 13:07 UTC
Conlin Matthew10% owner · President of Fluent, LLC
PurchaseCommon Stock 21,812 $3.51 $76,560.12
Disclosure

SEC source: 0001209191-16-148779 · doc4.xml · nonDerivative · entry 1

Conlin Matthew · CIK 0001660879 · 10% owner · President of Fluent, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,342,062

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.30 to $3.70, with a weighted average price per share of $3.51. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

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November 07, 2016 Filed Nov 8, 2016 13:04 UTC
Schulke RyanDirector · 10% owner · CEO of Fluent, LLC
PurchaseCommon Stock 20,679 $3.51 $72,583.29
Disclosure

SEC source: 0001209191-16-148777 · doc4.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · 10% owner · CEO of Fluent, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,884,579

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.30 to $3.70, with a weighted average price per share of $3.51. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

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November 07, 2016 Filed Nov 8, 2016 12:53 UTC PurchaseCommon Stock 2,000 $3.75 $7,500.00
Disclosure

SEC source: 0001209191-16-148772 · doc4.xml · nonDerivative · entry 1

Fried Robert N · CIK 0001417952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,338

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November 04, 2016 Filed Nov 8, 2016 13:10 UTC
FROST PHILLIP MD ET ALDirector · 10% owner
Frost Gamma Investments Trust10% owner · Joint Filer
PurchaseCommon Stock 25,000 $2.97 $74,250.00
Disclosure

SEC source: 0001209191-16-148782 · doc4.xml · nonDerivative · entry 1

FROST PHILLIP MD ET AL · CIK 0000898860 · Director · 10% owner

Frost Gamma Investments Trust · CIK 0001380896 · 10% owner · Joint Filer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Frost Gamma InvestmentsTrust

Disclosed balance after: 15,694,874

F1 · price: The shares were purchased in multiple transactions at prices ranging from $2.90 to $3.10, with a weighted average price per share of $2.97. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

F2 · ownership.nature: These securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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November 04, 2016 Filed Nov 8, 2016 13:00 UTC
MacLachlan DanielChief Financial Officer
Tax withholdingCommon Stock 16,500 $2.95 $48,675.00
Disclosure

SEC source: 0001209191-16-148774 · doc4.xml · nonDerivative · entry 2

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,500

F2 · security: Represents the payment of a tax liability by the withholding of 16,500 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares.

F2 · kind: Represents the payment of a tax liability by the withholding of 16,500 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares.

F2 · shares: Represents the payment of a tax liability by the withholding of 16,500 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares.

F2 · price: Represents the payment of a tax liability by the withholding of 16,500 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares.

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November 04, 2016 Filed Nov 8, 2016 13:00 UTC
MacLachlan DanielChief Financial Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-148774 · doc4.xml · nonDerivative · entry 1

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · security: Represents the vesting and delivery of 50,000 shares of common stock underlying restricted stock units originally granted to the reporting person on October 2, 2014.

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November 04, 2016 Filed Nov 8, 2016 13:05 UTC
Dubner DerekDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 400,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-148778 · doc4.xml · derivative · entry 6

Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents the vesting and delivery of 400,000 shares of common stock underlying restricted stock units originally granted to the reporting person on September 30, 2014.

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock.

F2 · derivative.exercise_date: Represents the vesting and delivery of 400,000 shares of common stock underlying restricted stock units originally granted to the reporting person on September 30, 2014.

F2 · derivative.expiration_date: Represents the vesting and delivery of 400,000 shares of common stock underlying restricted stock units originally granted to the reporting person on September 30, 2014.

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November 04, 2016 Filed Nov 8, 2016 13:05 UTC
Dubner DerekDirector · Chief Executive Officer
Tax withholdingCommon Stock 160,000 $2.95 $472,000.00
Disclosure

SEC source: 0001209191-16-148778 · doc4.xml · nonDerivative · entry 3

Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,846

F3 · security: Represents the payment of a tax liability by the withholding of 160,000 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares.

F3 · kind: Represents the payment of a tax liability by the withholding of 160,000 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares.

F3 · price: Represents the payment of a tax liability by the withholding of 160,000 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares.

Read SEC document
November 04, 2016 Filed Nov 8, 2016 13:05 UTC
Dubner DerekDirector · Chief Executive Officer
Exercise / conversionCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-148778 · doc4.xml · nonDerivative · entry 2

Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents the vesting and delivery of 400,000 shares of common stock underlying restricted stock units originally granted to the reporting person on September 30, 2014.

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November 04, 2016 Filed Nov 8, 2016 13:04 UTC
Brauser MichaelDirector · Executive Chairman
Tax withholdingCommon Stock 27,350 $2.95 $80,682.50
Disclosure

SEC source: 0001209191-16-148776 · doc4.xml · nonDerivative · entry 2

Brauser Michael · CIK 0001336508 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,384

F2 · security: Represents the payment of a tax liability by the withholding of 27,350 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares.

F2 · kind: Represents the payment of a tax liability by the withholding of 27,350 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares.

F2 · price: Represents the payment of a tax liability by the withholding of 27,350 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares.

Read SEC document
November 04, 2016 Filed Nov 8, 2016 13:04 UTC
Brauser MichaelDirector · Executive Chairman
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-148776 · doc4.xml · nonDerivative · entry 1

Brauser Michael · CIK 0001336508 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,734

F1 · security: Represents the vesting and delivery of 100,000 shares of common stock underlying restricted stock units originally granted to the reporting person on October 2, 2014.

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November 04, 2016 Filed Jan 12, 2017 22:38 UTC Amendment
Brauser MichaelDirector · Executive Chairman
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-003535 · doc4a.xml · nonDerivative · entry 1

Brauser Michael · CIK 0001336508 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,734

F1 · security: Represents the vesting and delivery of 100,000 shares of common stock underlying restricted stock units originally granted to the reporting person on October 2, 2014. The reporting person previously indicated that 27,350 of such shares of common stock were withheld representing the payment of a tax liability. The reporting person has subsequently elected to pay such taxes.

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October 25, 2016 Filed Oct 26, 2016 11:39 UTC
FROST PHILLIP MD ET ALDirector · 10% owner
Frost Gamma Investments Trust10% owner · Joint Filer
PurchaseCommon Stock 5,000 $3.42 $17,103.00
Disclosure

SEC source: 0001209191-16-146931 · doc4.xml · nonDerivative · entry 1

FROST PHILLIP MD ET AL · CIK 0000898860 · Director · 10% owner

Frost Gamma Investments Trust · CIK 0001380896 · 10% owner · Joint Filer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Frost Gamma InvestmentsTrust

Disclosed balance after: 15,669,874

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.325 to $3.45, with a weighted average price per share of $3.4206. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

F2 · ownership.nature: These securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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October 19, 2016 Filed Oct 20, 2016 11:12 UTC
FROST PHILLIP MD ET ALDirector · 10% owner
Frost Gamma Investments Trust10% owner · Joint Filer
PurchaseCommon Stock 25,000 $3.46 $86,550.00
Disclosure

SEC source: 0001209191-16-146424 · doc4.xml · nonDerivative · entry 1

FROST PHILLIP MD ET AL · CIK 0000898860 · Director · 10% owner

Frost Gamma Investments Trust · CIK 0001380896 · 10% owner · Joint Filer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Frost Gamma InvestmentsTrust

Disclosed balance after: 15,664,874

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.325 to $3.50, with a weighted average price per share of $3.462. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

F2 · balance_after: Includes 101 shares of common stock purchased by the reporting person on May 9, 2016 in a private transaction. The reporting person previously reported the purchase of 2,190,000 shares of common stock instead of 2,190,101 shares of common stock.

F3 · ownership.nature: These securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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August 01, 2016 Filed Apr 17, 2017 20:52 UTC
Wang JinboChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027070 · doc4.xml · derivative · entry 7

Wang Jinbo · CIK 0001636946 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents the vesting and delivery of 15,000 shares of common stock underlying restricted stock units originally granted to the reporting person on August 1, 2014.

F1 · derivative.expiration_date: Represents the vesting and delivery of 15,000 shares of common stock underlying restricted stock units originally granted to the reporting person on August 1, 2014.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.