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FLNT

Fluent, Inc.

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6736
SEC CIK
0001460329
Parsed reports
342

Last 12 months

Inside the activity.

13 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202650
Apr 202600
May 202603
Jun 202650
Jul 202600
Aug 202608
Sep 202633
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 13, 2017 Filed Oct 18, 2017 00:18 UTC
Dubner DerekDirector · Chief Executive Officer
SaleCommon Stock 14,100 $4.70 $66,270.00
Disclosure

SEC source: 0001209191-17-057228 · doc4.xml · nonDerivative · entry 4

Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,513

F4 · kind: Represents the sale of 14,100 shares with a weighted average sales price of $4.70 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F4 · shares: Represents the sale of 14,100 shares with a weighted average sales price of $4.70 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F4 · price: Represents the sale of 14,100 shares with a weighted average sales price of $4.70 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

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September 13, 2017 Filed Oct 18, 2017 00:17 UTC SaleCommon Stock 14,000 $4.70 $65,800.00
Disclosure

SEC source: 0001209191-17-057227 · doc4.xml · nonDerivative · entry 4

Reilly James Patrick · CIK 0001645365 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,946

F4 · kind: Represents the sale of 14,000 shares with a weighted average sales price of $4.70 per share sold by the Reporting Person to cover tax withholding obligations in connection with the acceleration of the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F4 · shares: Represents the sale of 14,000 shares with a weighted average sales price of $4.70 per share sold by the Reporting Person to cover tax withholding obligations in connection with the acceleration of the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F4 · price: Represents the sale of 14,000 shares with a weighted average sales price of $4.70 per share sold by the Reporting Person to cover tax withholding obligations in connection with the acceleration of the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

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September 13, 2017 Filed Oct 18, 2017 00:16 UTC
MacLachlan DanielChief Financial Officer
SaleCommon Stock 118,197 $4.71 $556,707.87
Disclosure

SEC source: 0001209191-17-057226 · doc4.xml · nonDerivative · entry 4

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,745

F4 · kind: Represents the sale of 118,197 shares with a weighted average sales price of $4.71 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F4 · shares: Represents the sale of 118,197 shares with a weighted average sales price of $4.71 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F4 · price: Represents the sale of 118,197 shares with a weighted average sales price of $4.71 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

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September 12, 2017 Filed Oct 18, 2017 00:18 UTC
Dubner DerekDirector · Chief Executive Officer
SaleCommon Stock 30,000 $4.83 $144,900.00
Disclosure

SEC source: 0001209191-17-057228 · doc4.xml · nonDerivative · entry 3

Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,613

F3 · kind: Represents the sale of 30,000 shares with a weighted average sales price of $4.83 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F3 · shares: Represents the sale of 30,000 shares with a weighted average sales price of $4.83 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F3 · price: Represents the sale of 30,000 shares with a weighted average sales price of $4.83 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

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September 12, 2017 Filed Oct 18, 2017 00:17 UTC SaleCommon Stock 50,000 $4.86 $243,000.00
Disclosure

SEC source: 0001209191-17-057227 · doc4.xml · nonDerivative · entry 3

Reilly James Patrick · CIK 0001645365 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,946

F3 · kind: Represents the sale of 50,000 shares with a weighted average sales price of $4.86 per share sold by the Reporting Person to cover tax withholding obligations in connection with the acceleration of the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F3 · shares: Represents the sale of 50,000 shares with a weighted average sales price of $4.86 per share sold by the Reporting Person to cover tax withholding obligations in connection with the acceleration of the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F3 · price: Represents the sale of 50,000 shares with a weighted average sales price of $4.86 per share sold by the Reporting Person to cover tax withholding obligations in connection with the acceleration of the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

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September 12, 2017 Filed Oct 18, 2017 00:16 UTC
MacLachlan DanielChief Financial Officer
SaleCommon Stock 1,243 $4.80 $5,966.40
Disclosure

SEC source: 0001209191-17-057226 · doc4.xml · nonDerivative · entry 3

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,942

F3 · kind: Represents the sale of 1,243 shares with a weighted average sales price of $4.80 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F3 · shares: Represents the sale of 1,243 shares with a weighted average sales price of $4.80 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F3 · price: Represents the sale of 1,243 shares with a weighted average sales price of $4.80 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

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September 11, 2017 Filed Oct 18, 2017 00:18 UTC
Dubner DerekDirector · Chief Executive Officer
SaleCommon Stock 15,200 $5.25 $79,800.00
Disclosure

SEC source: 0001209191-17-057228 · doc4.xml · nonDerivative · entry 2

Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,613

F2 · kind: Represents the sale of 15,200 shares with a weighted average sales price of $5.25 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F2 · shares: Represents the sale of 15,200 shares with a weighted average sales price of $5.25 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F2 · price: Represents the sale of 15,200 shares with a weighted average sales price of $5.25 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

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September 11, 2017 Filed Oct 18, 2017 00:17 UTC SaleCommon Stock 14,800 $5.25 $77,700.00
Disclosure

SEC source: 0001209191-17-057227 · doc4.xml · nonDerivative · entry 2

Reilly James Patrick · CIK 0001645365 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,946

F2 · kind: Represents the sale of 14,800 shares with a weighted average sales price of $5.25 per share sold by the Reporting Person to cover tax withholding obligations in connection with the acceleration of the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F2 · shares: Represents the sale of 14,800 shares with a weighted average sales price of $5.25 per share sold by the Reporting Person to cover tax withholding obligations in connection with the acceleration of the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F2 · price: Represents the sale of 14,800 shares with a weighted average sales price of $5.25 per share sold by the Reporting Person to cover tax withholding obligations in connection with the acceleration of the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

Read SEC document
September 11, 2017 Filed Oct 18, 2017 00:16 UTC
MacLachlan DanielChief Financial Officer
SaleCommon Stock 16,000 $5.25 $84,000.00
Disclosure

SEC source: 0001209191-17-057226 · doc4.xml · nonDerivative · entry 2

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,185

F2 · kind: Represents the sale of 16,000 shares with a weighted average sales price of $5.25 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F2 · shares: Represents the sale of 16,000 shares with a weighted average sales price of $5.25 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

F2 · price: Represents the sale of 16,000 shares with a weighted average sales price of $5.25 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.

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September 07, 2017 Filed Sep 11, 2017 23:36 UTC
Wang JinboChief Accounting Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-052305 · doc4.xml · nonDerivative · entry 1

Wang Jinbo · CIK 0001636946 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · security: On September 7, 2017, the reporting person received a grant of 10,000 restricted stock units, convertible into common stock of the issuer on a one-for-one basis. The restricted stock units vest in three approximately equal installments on September 1, 2018, 2019 and 2020, subject to accelerated vesting under certain conditions.

F1 · price: On September 7, 2017, the reporting person received a grant of 10,000 restricted stock units, convertible into common stock of the issuer on a one-for-one basis. The restricted stock units vest in three approximately equal installments on September 1, 2018, 2019 and 2020, subject to accelerated vesting under certain conditions.

F1 · balance_after: On September 7, 2017, the reporting person received a grant of 10,000 restricted stock units, convertible into common stock of the issuer on a one-for-one basis. The restricted stock units vest in three approximately equal installments on September 1, 2018, 2019 and 2020, subject to accelerated vesting under certain conditions.

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September 07, 2017 Filed Sep 11, 2017 23:34 UTC
Jordan Harry Baker IIIChief Operating Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-052304 · doc4.xml · nonDerivative · entry 1

Jordan Harry Baker III · CIK 0001681485 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · security: On September 7, 2017, the reporting person received a grant of 50,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on September 1, 2018, 2018 and 2019, subject to accelerated vesting under certain conditions.

F1 · price: On September 7, 2017, the reporting person received a grant of 50,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on September 1, 2018, 2018 and 2019, subject to accelerated vesting under certain conditions.

F1 · balance_after: On September 7, 2017, the reporting person received a grant of 50,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on September 1, 2018, 2018 and 2019, subject to accelerated vesting under certain conditions.

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September 07, 2017 Filed Oct 18, 2017 00:18 UTC
Dubner DerekDirector · Chief Executive Officer
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057228 · doc4.xml · nonDerivative · entry 1

Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,813

F1 · kind: On September 7, 2017, the Reporting Person received a grant of 300,000 shares of restricted stock. The shares vest 50% on the date of issuance, 25% on September 1, 2018 and 25% on September 1, 2019, and are subject to certain lock-up restrictions, with 100,000 shares subject to lock-up until September 1, 2018, 100,000 shares subject to lock-up until September 1, 2019 and 100,000 shares subject to lock-up until September 1, 2020, with the Reporting Person able to sell the shares to pay any tax obligation in connection with the issuance. The lock-up restrictions cease upon a change of control.

F1 · price: On September 7, 2017, the Reporting Person received a grant of 300,000 shares of restricted stock. The shares vest 50% on the date of issuance, 25% on September 1, 2018 and 25% on September 1, 2019, and are subject to certain lock-up restrictions, with 100,000 shares subject to lock-up until September 1, 2018, 100,000 shares subject to lock-up until September 1, 2019 and 100,000 shares subject to lock-up until September 1, 2020, with the Reporting Person able to sell the shares to pay any tax obligation in connection with the issuance. The lock-up restrictions cease upon a change of control.

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September 07, 2017 Filed Oct 18, 2017 00:17 UTC GrantCommon Stock 166,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057227 · doc4.xml · nonDerivative · entry 1

Reilly James Patrick · CIK 0001645365 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,746

F1 · kind: Represents the acceleration of vesting and delivery of 166,667 shares underlying a grant of 500,000 RSUs originally granted to the reporting person on November 16, 2015.

F1 · shares: Represents the acceleration of vesting and delivery of 166,667 shares underlying a grant of 500,000 RSUs originally granted to the reporting person on November 16, 2015.

F1 · price: Represents the acceleration of vesting and delivery of 166,667 shares underlying a grant of 500,000 RSUs originally granted to the reporting person on November 16, 2015.

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September 07, 2017 Filed Oct 18, 2017 00:16 UTC
MacLachlan DanielChief Financial Officer
GrantCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057226 · doc4.xml · nonDerivative · entry 1

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,185

F1 · kind: On September 7, 2017, the Reporting Person received a grant of 350,000 shares under the 2015 Stock Incentive Plan, as amended. The shares are fully-vested and subject to certain lock-up restrictions, with 166,667 shares subject to lock-up until September 1, 2018, 166,667 shares subject to lock-up until September 1, 2019 and 166,666 shares subject to lock-up until September 1, 2020, with the Reporting Person able to sell the shares to pay any tax obligation in connection with the issuance. The lock-up restrictions cease upon a change of control.

F1 · shares: On September 7, 2017, the Reporting Person received a grant of 350,000 shares under the 2015 Stock Incentive Plan, as amended. The shares are fully-vested and subject to certain lock-up restrictions, with 166,667 shares subject to lock-up until September 1, 2018, 166,667 shares subject to lock-up until September 1, 2019 and 166,666 shares subject to lock-up until September 1, 2020, with the Reporting Person able to sell the shares to pay any tax obligation in connection with the issuance. The lock-up restrictions cease upon a change of control.

F1 · price: On September 7, 2017, the Reporting Person received a grant of 350,000 shares under the 2015 Stock Incentive Plan, as amended. The shares are fully-vested and subject to certain lock-up restrictions, with 166,667 shares subject to lock-up until September 1, 2018, 166,667 shares subject to lock-up until September 1, 2019 and 166,666 shares subject to lock-up until September 1, 2020, with the Reporting Person able to sell the shares to pay any tax obligation in connection with the issuance. The lock-up restrictions cease upon a change of control.

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August 01, 2017 Filed Aug 3, 2017 20:40 UTC
Wang JinboChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047373 · doc4.xml · derivative · entry 7

Wang Jinbo · CIK 0001636946 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents the vesting and delivery of 15,000 shares of common stock underlying restricted stock units originally granted to the reporting person on August 1, 2014.

F1 · derivative.expiration_date: Represents the vesting and delivery of 15,000 shares of common stock underlying restricted stock units originally granted to the reporting person on August 1, 2014.

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August 01, 2017 Filed Aug 3, 2017 20:40 UTC
Wang JinboChief Accounting Officer
Tax withholdingCommon Stock 529 $4.45 $2,354.05
Disclosure

SEC source: 0001209191-17-047373 · doc4.xml · nonDerivative · entry 4

Wang Jinbo · CIK 0001636946 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,714

F6 · kind: Represents the payment of a tax liability by the withholding of 529 shares of common stock upon vesting of the restricted stock units.

F6 · shares: Represents the payment of a tax liability by the withholding of 529 shares of common stock upon vesting of the restricted stock units.

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August 01, 2017 Filed Aug 3, 2017 20:40 UTC
Wang JinboChief Accounting Officer
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047373 · doc4.xml · nonDerivative · entry 3

Wang Jinbo · CIK 0001636946 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,243

F4 · security: On June 3, 2016, the reporting person was granted 6,000 restricted stock units, vesting in three equal annual installments beginning on August 1, 2016, subject to continued employment and accelerated vesting under certain conditions.

F5 · shares: Represents the vesting of 2,000 shares of common stock underlying restricted stock units originally granted to the reporting person on June 3, 2016.

F5 · price: Represents the vesting of 2,000 shares of common stock underlying restricted stock units originally granted to the reporting person on June 3, 2016.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:40 UTC
Wang JinboChief Accounting Officer
Tax withholdingCommon Stock 3,992 $4.45 $17,764.40
Disclosure

SEC source: 0001209191-17-047373 · doc4.xml · nonDerivative · entry 2

Wang Jinbo · CIK 0001636946 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,243

F3 · kind: Represents the payment of a tax liability by the withholding of 3,992 shares of common stock upon vesting of the restricted stock units.

F3 · shares: Represents the payment of a tax liability by the withholding of 3,992 shares of common stock upon vesting of the restricted stock units.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:40 UTC
Wang JinboChief Accounting Officer
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047373 · doc4.xml · nonDerivative · entry 1

Wang Jinbo · CIK 0001636946 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the vesting and delivery of 15,000 shares of common stock underlying restricted stock units originally granted to the reporting person on August 1, 2014.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 08, 2017 Filed Jun 13, 2017 00:29 UTC
Wang JinboChief Accounting Officer
Tax withholdingCommon Stock 3,265 $4.20 $13,713.00
Disclosure

SEC source: 0001209191-17-039318 · doc4.xml · nonDerivative · entry 2

Wang Jinbo · CIK 0001636946 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F2 · kind: Represents the payment of a tax liability upon vesting of the restricted stock units. The remaining RSUs vest in two equal installments on June 1, 2018 and 2019, subject to accelerated vesting under certain conditions.

F2 · shares: Represents the payment of a tax liability upon vesting of the restricted stock units. The remaining RSUs vest in two equal installments on June 1, 2018 and 2019, subject to accelerated vesting under certain conditions.

F2 · balance_after: Represents the payment of a tax liability upon vesting of the restricted stock units. The remaining RSUs vest in two equal installments on June 1, 2018 and 2019, subject to accelerated vesting under certain conditions.

Read SEC document
June 08, 2017 Filed Jun 13, 2017 00:29 UTC
Wang JinboChief Accounting Officer
GrantCommon Stock 6,735 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-039318 · doc4.xml · nonDerivative · entry 1

Wang Jinbo · CIK 0001636946 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,235

F1 · shares: Represents the vesting of 6,735 shares of common stock underlying the restricted stock units ("RSUs") originally granted to the reporting person on April 13, 2017.

F1 · price: Represents the vesting of 6,735 shares of common stock underlying the restricted stock units ("RSUs") originally granted to the reporting person on April 13, 2017.

Read SEC document
June 08, 2017 Filed Jun 13, 2017 00:29 UTC
Dubner DerekDirector · Chief Executive Officer
Tax withholdingCommon Stock 16,822 $4.20 $70,652.40
Disclosure

SEC source: 0001209191-17-039316 · doc4.xml · nonDerivative · entry 2

Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,333

F2 · security: Represents RSUs, convertible into common stock of the issuer on a one-for-one basis.

F3 · kind: Represents the payment of a tax liability upon vesting of the RSUs. The remaining RSUs vest in approximately two equal installments on June 1, 2018 and 2019, subject to accelerated vesting under certain conditions.

F3 · shares: Represents the payment of a tax liability upon vesting of the RSUs. The remaining RSUs vest in approximately two equal installments on June 1, 2018 and 2019, subject to accelerated vesting under certain conditions.

F3 · balance_after: Represents the payment of a tax liability upon vesting of the RSUs. The remaining RSUs vest in approximately two equal installments on June 1, 2018 and 2019, subject to accelerated vesting under certain conditions.

Read SEC document
June 08, 2017 Filed Jun 13, 2017 00:29 UTC
Dubner DerekDirector · Chief Executive Officer
GrantCommon Stock 24,845 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-039316 · doc4.xml · nonDerivative · entry 1

Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,813

F1 · shares: Represents the vesting of 24,845 shares of common stock underlying RSUs originally granted to the reporting person on April 13, 2017.

F1 · price: Represents the vesting of 24,845 shares of common stock underlying RSUs originally granted to the reporting person on April 13, 2017.

Read SEC document
June 08, 2017 Filed Jun 13, 2017 00:28 UTC
MacLachlan DanielChief Financial Officer
Tax withholdingCommon Stock 13,649 $4.20 $57,325.80
Disclosure

SEC source: 0001209191-17-039315 · doc4.xml · nonDerivative · entry 2

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,666

F2 · kind: Represents the payment of a tax liability upon vesting of the RSUs. The remaining RSUs vest in two even installments of June 1, 2018 and 2019, subject to accelerated vesting under certain conditions.

F2 · shares: Represents the payment of a tax liability upon vesting of the RSUs. The remaining RSUs vest in two even installments of June 1, 2018 and 2019, subject to accelerated vesting under certain conditions.

F2 · balance_after: Represents the payment of a tax liability upon vesting of the RSUs. The remaining RSUs vest in two even installments of June 1, 2018 and 2019, subject to accelerated vesting under certain conditions.

Read SEC document
June 08, 2017 Filed Jun 13, 2017 00:28 UTC
MacLachlan DanielChief Financial Officer
GrantCommon Stock 19,685 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-039315 · doc4.xml · nonDerivative · entry 1

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,185

F1 · shares: Represents the vesting of 19,685 shares of common stock underlying the restricted stock units "RSUs" originally granted to the reporting person on April 13, 2017

F1 · price: Represents the vesting of 19,685 shares of common stock underlying the restricted stock units "RSUs" originally granted to the reporting person on April 13, 2017

Read SEC document
April 13, 2017 Filed Apr 17, 2017 20:48 UTC
FROST PHILLIP MD ET ALDirector · 10% owner
Frost Gamma Investments Trust10% owner · Joint Filer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027066 · doc4.xml · nonDerivative · entry 1

FROST PHILLIP MD ET AL · CIK 0000898860 · Director · 10% owner

Frost Gamma Investments Trust · CIK 0001380896 · 10% owner · Joint Filer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · security: On April 13, 2017, the reporting person received a grant of 50,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F1 · price: On April 13, 2017, the reporting person received a grant of 50,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F1 · balance_after: On April 13, 2017, the reporting person received a grant of 50,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 16:41 UTC
BENZ PETERDirector
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027060 · doc4.xml · nonDerivative · entry 2

BENZ PETER · CIK 0001107448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F2 · security: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date.

F3 · security: On April 13, 2017, the reporting person received a grant of 10,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on June 1, 2017, subject to accelerated vesting under certain conditions.

F3 · price: On April 13, 2017, the reporting person received a grant of 10,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on June 1, 2017, subject to accelerated vesting under certain conditions.

F3 · balance_after: On April 13, 2017, the reporting person received a grant of 10,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on June 1, 2017, subject to accelerated vesting under certain conditions.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 16:41 UTC
BENZ PETERDirector
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027060 · doc4.xml · nonDerivative · entry 1

BENZ PETER · CIK 0001107448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · security: On April 13, 2017, the reporting person received a grant of 15,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F2 · security: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date.

F1 · price: On April 13, 2017, the reporting person received a grant of 15,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F1 · balance_after: On April 13, 2017, the reporting person received a grant of 15,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 20:56 UTC
Schulke RyanDirector · 10% owner · CEO of Fluent, LLC
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027076 · doc4.xml · nonDerivative · entry 1

Schulke Ryan · CIK 0001660850 · Director · 10% owner · CEO of Fluent, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · security: On April 13, 2017, the reporting person received a grant of 50,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on February 1, 2018, 2019 and 2020, subject to accelerated vesting under certain conditions.

F2 · security: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date.

F1 · price: On April 13, 2017, the reporting person received a grant of 50,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on February 1, 2018, 2019 and 2020, subject to accelerated vesting under certain conditions.

F1 · balance_after: On April 13, 2017, the reporting person received a grant of 50,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on February 1, 2018, 2019 and 2020, subject to accelerated vesting under certain conditions.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:08 UTC
DELL JEFFREY ALANChief Information Officer
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027091 · doc4.xml · nonDerivative · entry 1

DELL JEFFREY ALAN · CIK 0001684823 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · security: On April 13, 2017, the reporting person received a grant of 40,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F2 · security: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date.

F1 · price: On April 13, 2017, the reporting person received a grant of 40,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F1 · balance_after: On April 13, 2017, the reporting person received a grant of 40,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 20:46 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027064 · doc4.xml · nonDerivative · entry 1

Fried Robert N · CIK 0001417952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · security: On April 13, 2017, the reporting person received a grant of 15,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F2 · security: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date.

F1 · price: On April 13, 2017, the reporting person received a grant of 15,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F1 · balance_after: On April 13, 2017, the reporting person received a grant of 15,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:11 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027093 · doc4.xml · nonDerivative · entry 2

Mathis Donald H · CIK 0001661543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F2 · security: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date.

F3 · security: On April 13, 2017, the reporting person received a grant of 5,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on June 1, 2017, subject to accelerated vesting under certain conditions.

F3 · price: On April 13, 2017, the reporting person received a grant of 5,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on June 1, 2017, subject to accelerated vesting under certain conditions.

F3 · balance_after: On April 13, 2017, the reporting person received a grant of 5,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on June 1, 2017, subject to accelerated vesting under certain conditions.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:11 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027093 · doc4.xml · nonDerivative · entry 1

Mathis Donald H · CIK 0001661543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · security: On April 13, 2017, the reporting person received a grant of 15,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F2 · security: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date.

F1 · price: On April 13, 2017, the reporting person received a grant of 15,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F1 · balance_after: On April 13, 2017, the reporting person received a grant of 15,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:06 UTC
Jordan Harry Baker IIIChief Operating Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027088 · doc4.xml · nonDerivative · entry 1

Jordan Harry Baker III · CIK 0001681485 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · security: On April 13, 2017, the reporting person received a grant of 50,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F2 · security: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date.

F1 · price: On April 13, 2017, the reporting person received a grant of 50,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F1 · balance_after: On April 13, 2017, the reporting person received a grant of 50,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:04 UTC
Conlin Matthew10% owner · President of Fluent, LLC
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027085 · doc4.xml · nonDerivative · entry 1

Conlin Matthew · CIK 0001660879 · 10% owner · President of Fluent, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · security: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date.

F2 · security: On April 13, 2017, the reporting person received a grant of 50,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on February 1, 2018, 2019 and 2020, subject to accelerated vesting under certain conditions.

F2 · price: On April 13, 2017, the reporting person received a grant of 50,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on February 1, 2018, 2019 and 2020, subject to accelerated vesting under certain conditions.

F2 · balance_after: On April 13, 2017, the reporting person received a grant of 50,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on February 1, 2018, 2019 and 2020, subject to accelerated vesting under certain conditions.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 21:02 UTC
Dubner DerekDirector · Chief Executive Officer
GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027082 · doc4.xml · nonDerivative · entry 3

Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

F5 · security: On April 13, 2017, the reporting person received a grant of 125,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F6 · security: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date.

F5 · price: On April 13, 2017, the reporting person received a grant of 125,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F5 · balance_after: On April 13, 2017, the reporting person received a grant of 125,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 20:58 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027079 · doc4.xml · nonDerivative · entry 2

Swayman Robert · CIK 0001636524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F2 · security: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date.

F3 · security: On April 13, 2017, the reporting person received a grant of 5,000 RSUS, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on June 1, 2017, subject to accelerated vesting under certain conditions.

F3 · price: On April 13, 2017, the reporting person received a grant of 5,000 RSUS, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on June 1, 2017, subject to accelerated vesting under certain conditions.

F3 · balance_after: On April 13, 2017, the reporting person received a grant of 5,000 RSUS, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on June 1, 2017, subject to accelerated vesting under certain conditions.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 20:58 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027079 · doc4.xml · nonDerivative · entry 1

Swayman Robert · CIK 0001636524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · security: On April 13, 2017, the reporting person received a grant of 15,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F2 · security: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date.

F1 · price: On April 13, 2017, the reporting person received a grant of 15,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F1 · balance_after: On April 13, 2017, the reporting person received a grant of 15,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 20:54 UTC
MacLachlan DanielChief Financial Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027073 · doc4.xml · nonDerivative · entry 1

MacLachlan Daniel · CIK 0001640723 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · security: On April 13, 2017, the reporting person received a grant of 100,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F2 · security: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date.

F1 · price: On April 13, 2017, the reporting person received a grant of 100,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F1 · balance_after: On April 13, 2017, the reporting person received a grant of 100,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 20:52 UTC
Wang JinboChief Accounting Officer
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027070 · doc4.xml · nonDerivative · entry 5

Wang Jinbo · CIK 0001636946 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F7 · security: On April 13, 2017, the reporting person received a grant of 30,000 restricted stock units, convertible into common stock of the issuer on a one-for-one basis. The restricted stock units vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F8 · security: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date.

F7 · price: On April 13, 2017, the reporting person received a grant of 30,000 restricted stock units, convertible into common stock of the issuer on a one-for-one basis. The restricted stock units vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F7 · balance_after: On April 13, 2017, the reporting person received a grant of 30,000 restricted stock units, convertible into common stock of the issuer on a one-for-one basis. The restricted stock units vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 20:42 UTC
Brauser MichaelDirector · Executive Chairman
GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027062 · doc4.xml · nonDerivative · entry 1

Brauser Michael · CIK 0001336508 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

F1 · security: On April 13, 2017, the reporting person received a grant of 125,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F2 · security: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date.

F1 · price: On April 13, 2017, the reporting person received a grant of 125,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F1 · balance_after: On April 13, 2017, the reporting person received a grant of 125,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

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April 13, 2017 Filed Apr 17, 2017 20:39 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027058 · doc4.xml · nonDerivative · entry 2

Rubin Steven D · CIK 0001381874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F2 · security: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date.

F3 · security: On April 13, 2017, the reporting person received a grant of 5,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The restricted stock units vest on June 1, 2017, subject to accelerated vesting under certain conditions.

F3 · price: On April 13, 2017, the reporting person received a grant of 5,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The restricted stock units vest on June 1, 2017, subject to accelerated vesting under certain conditions.

F3 · balance_after: On April 13, 2017, the reporting person received a grant of 5,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The restricted stock units vest on June 1, 2017, subject to accelerated vesting under certain conditions.

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April 13, 2017 Filed Apr 17, 2017 20:39 UTC GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027058 · doc4.xml · nonDerivative · entry 1

Rubin Steven D · CIK 0001381874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · security: On April 13, 2017, the reporting person received a grant of 20,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F2 · security: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date.

F1 · price: On April 13, 2017, the reporting person received a grant of 20,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

F1 · balance_after: On April 13, 2017, the reporting person received a grant of 20,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions.

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March 28, 2017 Filed Mar 29, 2017 10:48 UTC
Brauser MichaelDirector · Executive Chairman
PurchaseCommon Stock 1,000 $4.40 $4,400.00
Disclosure

SEC source: 0001209191-17-023224 · doc4.xml · nonDerivative · entry 1

Brauser Michael · CIK 0001336508 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,144,645

F1 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee.

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March 22, 2017 Filed Mar 23, 2017 10:07 UTC
DELL JEFFREY ALANChief Information Officer
PurchaseCommon Stock 2,000 $3.40 $6,800.00
Disclosure

SEC source: 0001209191-17-022487 · doc4.xml · nonDerivative · entry 1

DELL JEFFREY ALAN · CIK 0001684823 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,427

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March 22, 2017 Filed Mar 23, 2017 10:05 UTC
Jordan Harry Baker IIIChief Operating Officer
PurchaseCommon Stock 10,000 $3.39 $33,900.00
Disclosure

SEC source: 0001209191-17-022485 · doc4.xml · nonDerivative · entry 1

Jordan Harry Baker III · CIK 0001681485 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee of Revocable Trust for the benefit of the Reporting Person

Disclosed balance after: 110,000

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.375 to $3.40, with a weighted average price per share of $3.39. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

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March 22, 2017 Filed Mar 23, 2017 10:06 UTC
Dubner DerekDirector · Chief Executive Officer
PurchaseCommon Stock 1,000 $3.39 $3,390.00
Disclosure

SEC source: 0001209191-17-022486 · doc4.xml · nonDerivative · entry 1

Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,846

F1 · security: Represents the payment of a tax liability by the withholding of 160,000 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares.

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March 22, 2017 Filed Mar 23, 2017 10:04 UTC
Brauser MichaelDirector · Executive Chairman
PurchaseCommon Stock 7,000 $3.42 $23,940.00
Disclosure

SEC source: 0001209191-17-022484 · doc4.xml · nonDerivative · entry 1

Brauser Michael · CIK 0001336508 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,143,645

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.40 to $3.43, with a weighted average price per share of $3.42. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee.

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March 21, 2017 Filed Mar 22, 2017 10:56 UTC
Brauser MichaelDirector · Executive Chairman
PurchaseCommon Stock 7,000 $3.50 $24,500.00
Disclosure

SEC source: 0001209191-17-022173 · doc4.xml · nonDerivative · entry 1

Brauser Michael · CIK 0001336508 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,136,645

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.40 to $3.60, with a weighted average price per share of $3.50. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

F2 · ownership.nature: Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee.

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March 14, 2017 Filed Mar 15, 2017 10:56 UTC
Jordan Harry Baker IIIChief Operating Officer
PurchaseCommon Stock 20,000 $3.60 $72,000.00
Disclosure

SEC source: 0001209191-17-020695 · doc4.xml · nonDerivative · entry 2

Jordan Harry Baker III · CIK 0001681485 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 100,000

F2 · price: The shares were purchased in multiple transactions at prices ranging from $3.59 to $3.60, with a weighted average price per share of $3.60. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.

F3 · ownership.nature: Reporting Person's Spouse is the Trustee of a Revocable Trust for the benefit of the Reporting Person's Spouse.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.