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Nasdaq · USD

FLL

FULL HOUSE RESORTS INC

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6970
SEC CIK
0000891482
Parsed reports
231

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 22, 2024 Filed Nov 25, 2024 23:39 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
Exercise / conversionCommon Stock 4,077 $1.37 $5,585.49
Disclosure

SEC source: 0001415889-24-027665 · form4-11252024_111156.xml · nonDerivative · entry 3

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 258,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 23:39 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 37,738 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001415889-24-027665 · form4-11252024_111156.xml · derivative · entry 7

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 212,262

Underlying: Common Stock · 250,000 shares

Expires 2025-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

F5 · derivative.exercise_date: The stock option fully vested on January 30, 2019.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 23:39 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
SaleCommon Stock 37,738 $5.05 $190,682.57
Disclosure

SEC source: 0001415889-24-027665 · form4-11252024_111156.xml · nonDerivative · entry 2

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 254,658

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.11, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 23:39 UTC
Fanger Lewis A.Director · Sr. VP, CFO and Treasurer
Exercise / conversionCommon Stock 37,738 $1.37 $51,701.06
Disclosure

SEC source: 0001415889-24-027665 · form4-11252024_111156.xml · nonDerivative · entry 1

Fanger Lewis A. · CIK 0001632590 · Director · Sr. VP, CFO and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 292,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2024.

Read SEC document
October 18, 2024 Filed Oct 21, 2024 21:52 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,388 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-025466 · form4-10212024_091035.xml · derivative · entry 9

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,388 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F4 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 18, 2024 Filed Oct 21, 2024 21:52 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 2,388 $4.99 $11,916.60
Disclosure

SEC source: 0001415889-24-025466 · form4-10212024_091035.xml · nonDerivative · entry 4

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.985 to $5.00, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 18, 2024 Filed Oct 21, 2024 21:52 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 2,388 $1.25 $2,985.00
Disclosure

SEC source: 0001415889-24-025466 · form4-10212024_091035.xml · nonDerivative · entry 3

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,591,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 17, 2024 Filed Oct 21, 2024 21:52 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 16,918 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-025466 · form4-10212024_091035.xml · derivative · entry 8

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,388

Underlying: Common Stock · 16,918 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F4 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 17, 2024 Filed Oct 21, 2024 21:52 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 16,918 $5.00 $84,600.15
Disclosure

SEC source: 0001415889-24-025466 · form4-10212024_091035.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.97 to $5.03, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 17, 2024 Filed Oct 21, 2024 21:52 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 16,918 $1.25 $21,147.50
Disclosure

SEC source: 0001415889-24-025466 · form4-10212024_091035.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,605,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 16, 2024 Filed Oct 16, 2024 21:51 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,188 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-025219 · form4-10162024_091027.xml · derivative · entry 12

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,306

Underlying: Common Stock · 13,188 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 16, 2024 Filed Oct 16, 2024 21:51 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 13,188 $4.99 $65,856.92
Disclosure

SEC source: 0001415889-24-025219 · form4-10162024_091027.xml · nonDerivative · entry 6

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.97 to $5.03, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 16, 2024 Filed Oct 16, 2024 21:51 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 13,188 $1.25 $16,485.00
Disclosure

SEC source: 0001415889-24-025219 · form4-10162024_091027.xml · nonDerivative · entry 5

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,602,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 15, 2024 Filed Oct 16, 2024 21:51 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,285 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-025219 · form4-10162024_091027.xml · derivative · entry 11

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,494

Underlying: Common Stock · 7,285 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 15, 2024 Filed Oct 16, 2024 21:51 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 7,285 $4.99 $36,324.47
Disclosure

SEC source: 0001415889-24-025219 · form4-10162024_091027.xml · nonDerivative · entry 4

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.96 to $5.02, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 15, 2024 Filed Oct 16, 2024 21:51 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 7,285 $1.25 $9,106.25
Disclosure

SEC source: 0001415889-24-025219 · form4-10162024_091027.xml · nonDerivative · entry 3

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,596,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 14, 2024 Filed Oct 16, 2024 21:51 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,002 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-025219 · form4-10162024_091027.xml · derivative · entry 10

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,779

Underlying: Common Stock · 13,002 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 14, 2024 Filed Oct 16, 2024 21:51 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 13,002 $4.96 $64,521.12
Disclosure

SEC source: 0001415889-24-025219 · form4-10162024_091027.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.935 to $5.00, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 14, 2024 Filed Oct 16, 2024 21:51 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 13,002 $1.25 $16,252.50
Disclosure

SEC source: 0001415889-24-025219 · form4-10162024_091027.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,601,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 11, 2024 Filed Oct 11, 2024 22:52 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,793 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-025045 · form4-10112024_101030.xml · derivative · entry 12

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,781

Underlying: Common Stock · 10,793 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 11, 2024 Filed Oct 11, 2024 22:52 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 10,793 $5.00 $53,963.92
Disclosure

SEC source: 0001415889-24-025045 · form4-10112024_101030.xml · nonDerivative · entry 6

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.98 to $5.04, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 11, 2024 Filed Oct 11, 2024 22:52 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 10,793 $1.25 $13,491.25
Disclosure

SEC source: 0001415889-24-025045 · form4-10112024_101030.xml · nonDerivative · entry 5

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,599,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 10, 2024 Filed Oct 11, 2024 22:52 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,560 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-025045 · form4-10112024_101030.xml · derivative · entry 11

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,574

Underlying: Common Stock · 9,560 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 10, 2024 Filed Oct 11, 2024 22:52 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 9,560 $4.99 $47,744.55
Disclosure

SEC source: 0001415889-24-025045 · form4-10112024_101030.xml · nonDerivative · entry 4

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.96 to $5.03, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 10, 2024 Filed Oct 11, 2024 22:52 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 9,560 $1.25 $11,950.00
Disclosure

SEC source: 0001415889-24-025045 · form4-10112024_101030.xml · nonDerivative · entry 3

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,598,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 09, 2024 Filed Oct 11, 2024 22:52 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 16,734 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-025045 · form4-10112024_101030.xml · derivative · entry 10

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,134

Underlying: Common Stock · 16,734 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 22:52 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 16,734 $5.01 $83,845.71
Disclosure

SEC source: 0001415889-24-025045 · form4-10112024_101030.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.97 to $5.08, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 22:52 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 16,734 $1.25 $20,917.50
Disclosure

SEC source: 0001415889-24-025045 · form4-10112024_101030.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,605,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 08, 2024 Filed Oct 8, 2024 23:25 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,540 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-024916 · form4-10082024_111007.xml · derivative · entry 12

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,868

Underlying: Common Stock · 3,540 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 08, 2024 Filed Oct 8, 2024 23:25 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 3,540 $5.00 $17,687.61
Disclosure

SEC source: 0001415889-24-024916 · form4-10082024_111007.xml · nonDerivative · entry 6

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.965 to $5.02, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 08, 2024 Filed Oct 8, 2024 23:25 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 3,540 $1.25 $4,425.00
Disclosure

SEC source: 0001415889-24-024916 · form4-10082024_111007.xml · nonDerivative · entry 5

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,592,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 07, 2024 Filed Oct 8, 2024 23:25 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,382 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-024916 · form4-10082024_111007.xml · derivative · entry 11

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,408

Underlying: Common Stock · 8,382 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 07, 2024 Filed Oct 8, 2024 23:25 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 8,382 $5.00 $41,933.47
Disclosure

SEC source: 0001415889-24-024916 · form4-10082024_111007.xml · nonDerivative · entry 4

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.96 to $5.07, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 07, 2024 Filed Oct 8, 2024 23:25 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 8,382 $1.25 $10,477.50
Disclosure

SEC source: 0001415889-24-024916 · form4-10082024_111007.xml · nonDerivative · entry 3

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,597,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 04, 2024 Filed Oct 8, 2024 23:25 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,351 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-024916 · form4-10082024_111007.xml · derivative · entry 10

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,790

Underlying: Common Stock · 13,351 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 23:25 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 13,351 $4.96 $66,203.60
Disclosure

SEC source: 0001415889-24-024916 · form4-10082024_111007.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.87 to $5.01, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 23:25 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 13,351 $1.25 $16,688.75
Disclosure

SEC source: 0001415889-24-024916 · form4-10082024_111007.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,602,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 03, 2024 Filed Oct 3, 2024 21:56 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 23,890 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-024661 · form4-10032024_091012.xml · derivative · entry 9

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115,141

Underlying: Common Stock · 23,890 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F4 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 03, 2024 Filed Oct 3, 2024 21:56 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 23,890 $4.84 $115,622.82
Disclosure

SEC source: 0001415889-24-024661 · form4-10032024_091012.xml · nonDerivative · entry 4

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.80 to $4.92, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 03, 2024 Filed Oct 3, 2024 21:56 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 23,890 $1.25 $29,862.50
Disclosure

SEC source: 0001415889-24-024661 · form4-10032024_091012.xml · nonDerivative · entry 3

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,612,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:56 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,439 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-024661 · form4-10032024_091012.xml · derivative · entry 8

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 139,031

Underlying: Common Stock · 15,439 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F4 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:56 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 15,439 $4.95 $76,469.37
Disclosure

SEC source: 0001415889-24-024661 · form4-10032024_091012.xml · nonDerivative · entry 2

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.865 to $5.025, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:56 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 15,439 $1.25 $19,298.75
Disclosure

SEC source: 0001415889-24-024661 · form4-10032024_091012.xml · nonDerivative · entry 1

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,604,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
September 30, 2024 Filed Sep 30, 2024 21:58 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,675 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-024099 · form4-09302024_090935.xml · derivative · entry 12

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 154,470

Underlying: Common Stock · 1,675 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
September 30, 2024 Filed Sep 30, 2024 21:58 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 1,675 $5.01 $8,388.40
Disclosure

SEC source: 0001415889-24-024099 · form4-09302024_090935.xml · nonDerivative · entry 6

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.03, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 30, 2024 Filed Sep 30, 2024 21:58 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 1,675 $1.25 $2,093.75
Disclosure

SEC source: 0001415889-24-024099 · form4-09302024_090935.xml · nonDerivative · entry 5

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,590,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
September 27, 2024 Filed Sep 30, 2024 21:58 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,277 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-024099 · form4-09302024_090935.xml · derivative · entry 11

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 156,145

Underlying: Common Stock · 7,277 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document
September 27, 2024 Filed Sep 30, 2024 21:58 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
SaleCommon Stock 7,277 $5.04 $36,689.18
Disclosure

SEC source: 0001415889-24-024099 · form4-09302024_090935.xml · nonDerivative · entry 4

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,588,880

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.105, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 27, 2024 Filed Sep 30, 2024 21:58 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionCommon Stock 7,277 $1.25 $9,096.25
Disclosure

SEC source: 0001415889-24-024099 · form4-09302024_090935.xml · nonDerivative · entry 3

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,596,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

Read SEC document
September 26, 2024 Filed Sep 30, 2024 21:58 UTC
LEE DANIEL RDirector · PRESIDENT & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 652 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001415889-24-024099 · form4-09302024_090935.xml · derivative · entry 10

LEE DANIEL R · CIK 0001209589 · Director · PRESIDENT & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 163,422

Underlying: Common Stock · 652 shares

Expires 2024-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024

F5 · derivative.exercise_date: The stock option fully vested on November 28, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.