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COMFORT SYSTEMS USA INC

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Tapewire entity
3020
SEC CIK
0001035983
Parsed reports
415

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202607
Mar 202603
Apr 202602
May 202606
Jun 202601
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2023 Filed Feb 27, 2023 21:25 UTC
Tang Vance WDirector
GiftCommon Stock 230 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003386 · form4-02272023_040202.xml · nonDerivative · entry 3

Tang Vance W · CIK 0001479275 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 25,837

F4 · shares: This transaction represents a gift transfer to an immediate family member of the Reporting Person who does not share the same household as the Reporting Person.

F2 · ownership.direct: While this transaction represents a change in indirect ownership, total beneficial ownership reported in Table I, Column 5 includes 10,000 shares held directly by the Reporting Person.

F3 · ownership.nature: Shares held in The Tang Living Trust, dated October 3, 2014, for which the Reporting Person and his spouse are trustees.

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February 27, 2023 Filed Feb 27, 2023 21:25 UTC
Tang Vance WDirector
GiftCommon Stock 230 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003386 · form4-02272023_040202.xml · nonDerivative · entry 2

Tang Vance W · CIK 0001479275 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 26,067

F4 · shares: This transaction represents a gift transfer to an immediate family member of the Reporting Person who does not share the same household as the Reporting Person.

F2 · ownership.direct: While this transaction represents a change in indirect ownership, total beneficial ownership reported in Table I, Column 5 includes 10,000 shares held directly by the Reporting Person.

F3 · ownership.nature: Shares held in The Tang Living Trust, dated October 3, 2014, for which the Reporting Person and his spouse are trustees.

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February 27, 2023 Filed Feb 27, 2023 21:25 UTC
Tang Vance WDirector
SaleCommon Stock 2,500 $147.00 $367,500.00
Disclosure

SEC source: 0001415889-23-003386 · form4-02272023_040202.xml · nonDerivative · entry 1

Tang Vance W · CIK 0001479275 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 26,297

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

F2 · ownership.direct: While this transaction represents a change in indirect ownership, total beneficial ownership reported in Table I, Column 5 includes 10,000 shares held directly by the Reporting Person.

F3 · ownership.nature: Shares held in The Tang Living Trust, dated October 3, 2014, for which the Reporting Person and his spouse are trustees.

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December 12, 2022 Filed Dec 13, 2022 22:15 UTC SaleCommon Stock 3,000 $120.27 $360,804.00
Disclosure

SEC source: 0001415889-22-012491 · form4-12132022_051201.xml · nonDerivative · entry 1

Skidmore Constance Ellen · CIK 0001563462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,722

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

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November 28, 2022 Filed Feb 17, 2023 21:30 UTC PurchaseCommon Stock 4.4732 $127.69 $571.20
Disclosure

SEC source: 0001415889-23-002772 · form4-02172023_040201.xml · nonDerivative · entry 1

Wallis-Lage Cindy L. · CIK 0001862680 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,812.4732

F1 · shares: This transaction was effected pursuant to an automatic dividend reinvestment program.

F2 · price: Represents the average price of shares purchased; full information regarding the number of shares purchased and specific prices will be made available upon request to the Company's Office of the General Counsel.

F3 · ownership.nature: Held by Kent L. Lage and Cindy L. Wallis-Lage Trust, dated December 21, 2017, for which the Reporting Person and her spouse are trustees.

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November 14, 2022 Filed Nov 15, 2022 12:00 UTC
GEORGE WILLIAM IIICHIEF FINANCIAL OFFICER
GiftCommon Stock 993 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011382 · form4-11152022_071107.xml · nonDerivative · entry 2

GEORGE WILLIAM III · CIK 0001205073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,438

F2 · kind: This transaction represents a charitable donation.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 12:00 UTC
GEORGE WILLIAM IIICHIEF FINANCIAL OFFICER
SaleCommon Stock 7,500 $125.37 $940,274.25
Disclosure

SEC source: 0001415889-22-011382 · form4-11152022_071107.xml · nonDerivative · entry 1

GEORGE WILLIAM III · CIK 0001205073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,431

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 12:00 UTC
MYERS FRANKLINDirector · CHAIRMAN OF THE BOARD
SaleCommon Stock 25,000 $122.84 $3,070,875.00
Disclosure

SEC source: 0001415889-22-011381 · form4-11152022_071101.xml · nonDerivative · entry 1

MYERS FRANKLIN · CIK 0001207002 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 12:00 UTC SaleCommon Stock 8,500 $123.00 $1,045,500.00
Disclosure

SEC source: 0001415889-22-011317 · form4-11142022_071102.xml · nonDerivative · entry 1

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,169

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 15:00 UTC
Trent T McKennaEVP & CHIEF OPERATING OFFICER
Exercise / conversionOption to Buy · Derivative 310 $0.00 Strike: $42.50 $0.00
Disclosure

SEC source: 0001415889-22-011034 · form4-11032022_111101.xml · derivative · entry 7

Trent T McKenna · CIK 0001373205 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 310 shares

Expires 2028-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options were granted on 03/07/2018, vested ratably over a three-year period, and were fully vested on 04/01/2021.

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November 01, 2022 Filed Nov 3, 2022 15:00 UTC
Trent T McKennaEVP & CHIEF OPERATING OFFICER
Exercise / conversionOption to Buy · Derivative 1,076 $0.00 Strike: $36.25 $0.00
Disclosure

SEC source: 0001415889-22-011034 · form4-11032022_111101.xml · derivative · entry 6

Trent T McKenna · CIK 0001373205 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,076 shares

Expires 2027-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock options were granted on 03/08/2017, vested ratably over a three-year period, and were fully vested on 04/01/2020.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 15:00 UTC
Trent T McKennaEVP & CHIEF OPERATING OFFICER
Exercise / conversionOption to Buy · Derivative 2,939 $0.00 Strike: $30.36 $0.00
Disclosure

SEC source: 0001415889-22-011034 · form4-11032022_111101.xml · derivative · entry 5

Trent T McKenna · CIK 0001373205 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,939 shares

Expires 2026-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock options were granted on 03/23/2016, vested ratably over a three-year period, and were fully vested on 04/01/2019.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 15:00 UTC
Trent T McKennaEVP & CHIEF OPERATING OFFICER
SaleCommon Stock 4,325 $122.17 $528,364.49
Disclosure

SEC source: 0001415889-22-011034 · form4-11032022_111101.xml · nonDerivative · entry 4

Trent T McKenna · CIK 0001373205 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,903

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 15:00 UTC
Trent T McKennaEVP & CHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 310 $42.50 $13,175.00
Disclosure

SEC source: 0001415889-22-011034 · form4-11032022_111101.xml · nonDerivative · entry 3

Trent T McKenna · CIK 0001373205 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 15:00 UTC
Trent T McKennaEVP & CHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 1,076 $36.25 $39,005.00
Disclosure

SEC source: 0001415889-22-011034 · form4-11032022_111101.xml · nonDerivative · entry 2

Trent T McKenna · CIK 0001373205 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 15:00 UTC
Trent T McKennaEVP & CHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 2,939 $30.36 $89,228.04
Disclosure

SEC source: 0001415889-22-011034 · form4-11032022_111101.xml · nonDerivative · entry 1

Trent T McKenna · CIK 0001373205 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 21:00 UTC SaleCommon Stock 10,000 $121.70 $1,217,000.00
Disclosure

SEC source: 0001415889-22-010938 · form4-11012022_051101.xml · nonDerivative · entry 1

ANDERSON DARCY · CIK 0001199361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,663

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 17:00 UTC SaleCommon Stock 410 $122.28 $50,134.80
Disclosure

SEC source: 0001415889-22-010929 · form4-11012022_011102.xml · nonDerivative · entry 2

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,173

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
October 28, 2022 Filed Nov 1, 2022 17:00 UTC SaleCommon Stock 415 $121.38 $50,372.70
Disclosure

SEC source: 0001415889-22-010929 · form4-11012022_011102.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,583

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
September 12, 2022 Filed Sep 13, 2022 20:15 UTC SaleCommon Stock 3,000 $103.39 $310,179.00
Disclosure

SEC source: 0001415889-22-009589 · form4-09132022_040901.xml · nonDerivative · entry 1

Skidmore Constance Ellen · CIK 0001563462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,722

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 13:12 UTC
MYERS FRANKLINDirector · CHAIRMAN OF THE BOARD
SaleCommon Stock 10,000 $105.94 $1,059,369.00
Disclosure

SEC source: 0001415889-22-008862 · form4-08192022_060818.xml · nonDerivative · entry 2

MYERS FRANKLIN · CIK 0001207002 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 13:12 UTC
MYERS FRANKLINDirector · CHAIRMAN OF THE BOARD
SaleCommon Stock 11,719 $107.32 $1,257,626.83
Disclosure

SEC source: 0001415889-22-008862 · form4-08192022_060818.xml · nonDerivative · entry 1

MYERS FRANKLIN · CIK 0001207002 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,000

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 20:02 UTC
Lane Brian E.Director · PRESIDENT/CHIEF EXECUTIVE OFF.
SaleCommon Stock 10,211 $106.99 $1,092,440.17
Disclosure

SEC source: 0001415889-22-008815 · form4-08182022_010843.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director · PRESIDENT/CHIEF EXECUTIVE OFF.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,118

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 20:37 UTC SaleCommon Stock 8,000 $103.44 $827,520.00
Disclosure

SEC source: 0001415889-22-008615 · form4-08152022_040802.xml · nonDerivative · entry 1

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,669

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:29 UTC
Shaeff JulieCHIEF ACCOUNTING OFFICER
Exercise / conversionOption to Buy · Derivative 4,939 $0.00 Strike: $42.50 $0.00
Disclosure

SEC source: 0001415889-22-008133 · form4-08022022_020852.xml · derivative · entry 11

Shaeff Julie · CIK 0001319782 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,939 shares

Expires 2028-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Stock options were granted on 03/07/2018, vested ratably over a three-year period, and were fully vested on 04/01/2021.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:29 UTC
Shaeff JulieCHIEF ACCOUNTING OFFICER
Exercise / conversionOption to Buy · Derivative 2,393 $0.00 Strike: $36.25 $0.00
Disclosure

SEC source: 0001415889-22-008133 · form4-08022022_020852.xml · derivative · entry 10

Shaeff Julie · CIK 0001319782 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,393 shares

Expires 2027-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Stock options were granted on 03/08/2017, vested ratably over a three-year period, and were fully vested on 04/01/2020.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:29 UTC
Shaeff JulieCHIEF ACCOUNTING OFFICER
Exercise / conversionOption to Buy · Derivative 3,420 $0.00 Strike: $30.36 $0.00
Disclosure

SEC source: 0001415889-22-008133 · form4-08022022_020852.xml · derivative · entry 9

Shaeff Julie · CIK 0001319782 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,420 shares

Expires 2026-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options were granted on 03/23/2016, vested ratably over a three-year period, and were fully vested on 04/01/2019.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:29 UTC
Shaeff JulieCHIEF ACCOUNTING OFFICER
Exercise / conversionOption to Buy · Derivative 1,030 $0.00 Strike: $19.67 $0.00
Disclosure

SEC source: 0001415889-22-008133 · form4-08022022_020852.xml · derivative · entry 8

Shaeff Julie · CIK 0001319782 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,030 shares

Expires 2025-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock options were granted on 03/25/2015, vested ratably over a three-year period, and were fully vested on 04/01/2018.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:29 UTC
Shaeff JulieCHIEF ACCOUNTING OFFICER
Exercise / conversionOption to Buy · Derivative 1,067 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001415889-22-008133 · form4-08022022_020852.xml · derivative · entry 7

Shaeff Julie · CIK 0001319782 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,067 shares

Expires 2024-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock options were granted on 03/19/2014, vested ratably over a three-year period, and were fully vested on 04/01/2017.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:29 UTC
Shaeff JulieCHIEF ACCOUNTING OFFICER
SaleCommon Stock 12,849 $104.09 $1,337,419.00
Disclosure

SEC source: 0001415889-22-008133 · form4-08022022_020852.xml · nonDerivative · entry 6

Shaeff Julie · CIK 0001319782 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,274

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:29 UTC
Shaeff JulieCHIEF ACCOUNTING OFFICER
Exercise / conversionCommon Stock 4,939 $42.50 $209,907.50
Disclosure

SEC source: 0001415889-22-008133 · form4-08022022_020852.xml · nonDerivative · entry 5

Shaeff Julie · CIK 0001319782 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:29 UTC
Shaeff JulieCHIEF ACCOUNTING OFFICER
Exercise / conversionCommon Stock 2,393 $36.25 $86,746.25
Disclosure

SEC source: 0001415889-22-008133 · form4-08022022_020852.xml · nonDerivative · entry 4

Shaeff Julie · CIK 0001319782 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:29 UTC
Shaeff JulieCHIEF ACCOUNTING OFFICER
Exercise / conversionCommon Stock 3,420 $30.36 $103,831.20
Disclosure

SEC source: 0001415889-22-008133 · form4-08022022_020852.xml · nonDerivative · entry 3

Shaeff Julie · CIK 0001319782 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:29 UTC
Shaeff JulieCHIEF ACCOUNTING OFFICER
Exercise / conversionCommon Stock 1,030 $19.67 $20,260.10
Disclosure

SEC source: 0001415889-22-008133 · form4-08022022_020852.xml · nonDerivative · entry 2

Shaeff Julie · CIK 0001319782 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:29 UTC
Shaeff JulieCHIEF ACCOUNTING OFFICER
Exercise / conversionCommon Stock 1,067 $16.15 $17,232.05
Disclosure

SEC source: 0001415889-22-008133 · form4-08022022_020852.xml · nonDerivative · entry 1

Shaeff Julie · CIK 0001319782 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:27 UTC
GEORGE WILLIAM IIICHIEF FINANCIAL OFFICER
Exercise / conversionOption to Buy · Derivative 16,371 $0.00 Strike: $30.36 $0.00
Disclosure

SEC source: 0001415889-22-008131 · form4-08022022_020814.xml · derivative · entry 3

GEORGE WILLIAM III · CIK 0001205073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,371 shares

Expires 2026-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock options were granted on 03/23/2016, vested ratably over a three-year period, and were fully vested on 04/01/2019.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:27 UTC
GEORGE WILLIAM IIICHIEF FINANCIAL OFFICER
SaleCommon Stock 16,371 $104.23 $1,706,409.90
Disclosure

SEC source: 0001415889-22-008131 · form4-08022022_020814.xml · nonDerivative · entry 2

GEORGE WILLIAM III · CIK 0001205073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,931

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:27 UTC
GEORGE WILLIAM IIICHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 16,371 $30.36 $497,023.56
Disclosure

SEC source: 0001415889-22-008131 · form4-08022022_020814.xml · nonDerivative · entry 1

GEORGE WILLIAM III · CIK 0001205073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 29, 2022 Filed Aug 1, 2022 18:31 UTC SaleCommon Stock 2,475 $101.43 $251,039.25
Disclosure

SEC source: 0001415889-22-008053 · form4-08012022_110831.xml · nonDerivative · entry 1

Mercado, Pablo G. · CIK 0001535246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,998

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

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June 16, 2022 Filed Jun 17, 2022 20:13 UTC
Krusi AlanDirector
SaleCommon Stock 17,894 $83.87 $1,500,769.78
Disclosure

SEC source: 0001415889-22-006719 · form4-06172022_010631.xml · nonDerivative · entry 1

Krusi Alan · CIK 0001429394 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 16,828

F1 · kind: The Reporting Person contributed FIX common stock to an exchange fund in exchange for shares of the exchange fund. The FIX common stock was valued at $83.87 per share for the purpose of determining the number of shares of the exchange fund issuable to the Reporting Person.

F1 · price: The Reporting Person contributed FIX common stock to an exchange fund in exchange for shares of the exchange fund. The FIX common stock was valued at $83.87 per share for the purpose of determining the number of shares of the exchange fund issuable to the Reporting Person.

F2 · ownership.nature: Held by The Krusi Family Trust for which the Reporting Person and his spouse are trustees.

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June 10, 2022 Filed Jun 10, 2022 20:15 UTC SaleCommon Stock 3,000 $89.67 $269,010.00
Disclosure

SEC source: 0001415889-22-006413 · form4-06102022_040601.xml · nonDerivative · entry 1

Skidmore Constance Ellen · CIK 0001563462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,722

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

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June 06, 2022 Filed Jun 7, 2022 14:38 UTC
Tang Vance WDirector
OtherCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006187 · form4-06072022_070650.xml · nonDerivative · entry 4

Tang Vance W · CIK 0001479275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F3 · kind: Reflects a correction related to a previous error. 10,000 shares should have been reported to be beneficially owned directly, not indirectly, by the Reporting Person.

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June 06, 2022 Filed Jun 7, 2022 14:38 UTC
Tang Vance WDirector
OtherCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006187 · form4-06072022_070650.xml · nonDerivative · entry 3

Tang Vance W · CIK 0001479275 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 18,797

F3 · kind: Reflects a correction related to a previous error. 10,000 shares should have been reported to be beneficially owned directly, not indirectly, by the Reporting Person.

F2 · ownership.nature: Shares held in The Tang Living Trust, dated October 3, 2014, for which the Reporting Person and his spouse are trustees.

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June 06, 2022 Filed Jun 7, 2022 14:38 UTC
Tang Vance WDirector
SaleCommon Stock 1,844 $92.34 $170,274.96
Disclosure

SEC source: 0001415889-22-006187 · form4-06072022_070650.xml · nonDerivative · entry 2

Tang Vance W · CIK 0001479275 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 28,797

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

F2 · ownership.nature: Shares held in The Tang Living Trust, dated October 3, 2014, for which the Reporting Person and his spouse are trustees.

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June 03, 2022 Filed Jun 7, 2022 14:38 UTC
Tang Vance WDirector
SaleCommon Stock 25 $91.50 $2,287.50
Disclosure

SEC source: 0001415889-22-006187 · form4-06072022_070650.xml · nonDerivative · entry 1

Tang Vance W · CIK 0001479275 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 30,641

F1 · price: Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.

F2 · ownership.nature: Shares held in The Tang Living Trust, dated October 3, 2014, for which the Reporting Person and his spouse are trustees.

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June 02, 2022 Filed Jun 6, 2022 20:15 UTC GiftCommon Stock 170 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006150 · form4-06062022_040601.xml · nonDerivative · entry 3

SANDBROOK WILLIAM J · CIK 0001527678 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Member of Household

Disclosed balance after: 170

F2 · kind: Represents a gift of securities to a member of the Reporting Person's household. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this Report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or any other purpose.

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June 02, 2022 Filed Jun 6, 2022 20:15 UTC GiftCommon Stock 170 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006150 · form4-06062022_040601.xml · nonDerivative · entry 2

SANDBROOK WILLIAM J · CIK 0001527678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,291

F2 · kind: Represents a gift of securities to a member of the Reporting Person's household. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this Report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or any other purpose.

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June 02, 2022 Filed Jun 6, 2022 20:15 UTC GiftCommon Stock 850 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006150 · form4-06062022_040601.xml · nonDerivative · entry 1

SANDBROOK WILLIAM J · CIK 0001527678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,461

F1 · shares: Represents gifts to immediate family members.

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May 27, 2022 Filed May 31, 2022 20:30 UTC
MYERS FRANKLINDirector · CHAIRMAN OF THE BOARD
GiftCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005903 · form4-05312022_040501.xml · nonDerivative · entry 3

MYERS FRANKLIN · CIK 0001207002 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,719

F1 · kind: This transaction represents a charitable donation.

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May 27, 2022 Filed May 31, 2022 20:30 UTC
MYERS FRANKLINDirector · CHAIRMAN OF THE BOARD
GiftCommon Stock 850 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005903 · form4-05312022_040501.xml · nonDerivative · entry 2

MYERS FRANKLIN · CIK 0001207002 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,469

F1 · kind: This transaction represents a charitable donation.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.