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Nasdaq · USD

FIVN

Five9, Inc.

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4346
SEC CIK
0001288847
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025012
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202602
Jun 2026014
Jul 202600
Aug 202601
Sep 2026017
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 24, 2017 Filed May 25, 2017 18:33 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,414 $0.00 Strike: $8.48 $0.00
Disclosure

SEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · derivative · entry 14

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,414 shares

Expires 2023-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option granted on October 25, 2013 is now fully vested.

Read SEC document
May 24, 2017 Filed May 25, 2017 18:33 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 920 $0.00 Strike: $8.48 $0.00
Disclosure

SEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · derivative · entry 13

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,839

Underlying: Common Stock · 920 shares

Expires 2023-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The original option was for 44,335 shares. Option began vesting with respect to 25% of shares subject to the option one year after October 25, 2013, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.

Read SEC document
May 24, 2017 Filed May 25, 2017 18:33 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 9,414 $21.30 $200,518.20
Disclosure

SEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · nonDerivative · entry 9

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,406

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.13 to $21.40, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 24, 2017 Filed May 25, 2017 18:33 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 9,414 $8.48 $79,830.72
Disclosure

SEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · nonDerivative · entry 8

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2017 Filed May 25, 2017 18:33 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 920 $21.30 $19,596.00
Disclosure

SEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · nonDerivative · entry 7

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,406

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.13 to $21.40, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 24, 2017 Filed May 25, 2017 18:33 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 920 $8.48 $7,801.60
Disclosure

SEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · nonDerivative · entry 6

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2017 Filed May 23, 2017 19:26 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 306 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-17-000091 · wf-form4_149558196333701.xml · derivative · entry 8

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

Underlying: Common Stock · 306 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
May 23, 2017 Filed May 23, 2017 19:26 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 306 $21.86 $6,689.16
Disclosure

SEC source: 0001288847-17-000091 · wf-form4_149558196333701.xml · nonDerivative · entry 5

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,719

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

Read SEC document
May 23, 2017 Filed May 23, 2017 19:26 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 306 $4.25 $1,300.50
Disclosure

SEC source: 0001288847-17-000091 · wf-form4_149558196333701.xml · nonDerivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2017 Filed May 25, 2017 18:33 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 35,576 $0.00 Strike: $8.48 $0.00
Disclosure

SEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · derivative · entry 12

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,759

Underlying: Common Stock · 35,576 shares

Expires 2023-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The original option was for 44,335 shares. Option began vesting with respect to 25% of shares subject to the option one year after October 25, 2013, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.

Read SEC document
May 23, 2017 Filed May 25, 2017 18:33 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,562 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · derivative · entry 11

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,688

Underlying: Common Stock · 18,562 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of March 9, 2016.

Read SEC document
May 23, 2017 Filed May 25, 2017 18:33 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,896 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · derivative · entry 10

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,563

Underlying: Common Stock · 4,896 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
May 23, 2017 Filed May 25, 2017 18:33 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 5,678 $21.46 $121,849.88
Disclosure

SEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · nonDerivative · entry 5

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,406

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.27 to $21.96, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 23, 2017 Filed May 25, 2017 18:33 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 59,034 $21.46 $1,266,869.64
Disclosure

SEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · nonDerivative · entry 4

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,084

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.27 to $21.96, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 23, 2017 Filed May 25, 2017 18:33 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 35,576 $8.48 $301,684.48
Disclosure

SEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · nonDerivative · entry 3

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2017 Filed May 25, 2017 18:33 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 18,562 $8.13 $150,909.06
Disclosure

SEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · nonDerivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2017 Filed May 25, 2017 18:33 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 4,896 $4.25 $20,808.00
Disclosure

SEC source: 0001288847-17-000092 · wf-form4_149575160951088.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 23, 2017 19:26 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 21,171 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-17-000091 · wf-form4_149558196333701.xml · derivative · entry 7

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,579

Underlying: Common Stock · 21,171 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of March 9, 2016.

Read SEC document
May 22, 2017 Filed May 23, 2017 19:26 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 24,194 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-17-000091 · wf-form4_149558196333701.xml · derivative · entry 6

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,806

Underlying: Common Stock · 24,194 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
May 22, 2017 Filed May 23, 2017 19:26 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 45,365 $21.61 $980,337.65
Disclosure

SEC source: 0001288847-17-000091 · wf-form4_149558196333701.xml · nonDerivative · entry 3

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,719

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.37 to $21.85, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 22, 2017 Filed May 23, 2017 19:26 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 21,171 $8.13 $172,120.23
Disclosure

SEC source: 0001288847-17-000091 · wf-form4_149558196333701.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 23, 2017 19:26 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 24,194 $4.25 $102,824.50
Disclosure

SEC source: 0001288847-17-000091 · wf-form4_149558196333701.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 23, 2017 23:23 UTC
Burkland Daniel P.EVP Global Sales and Services
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001288847-17-000090 · wf-form4_149558179897826.xml · derivative · entry 3

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,401

Underlying: Common Stock · 10,000 shares

Expires 2019-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The original option was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.

Read SEC document
May 22, 2017 Filed May 23, 2017 23:23 UTC
Burkland Daniel P.EVP Global Sales and Services
SaleCommon Stock 10,000 $21.60 $216,000.00
Disclosure

SEC source: 0001288847-17-000090 · wf-form4_149558179897826.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,498

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.42 to $21.84, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 22, 2017 Filed May 23, 2017 23:23 UTC
Burkland Daniel P.EVP Global Sales and Services
Exercise / conversionCommon Stock 10,000 $0.28 $2,800.00
Disclosure

SEC source: 0001288847-17-000090 · wf-form4_149558179897826.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 16, 2017 19:16 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 3,902 $21.82 $85,141.64
Disclosure

SEC source: 0001288847-17-000079 · wf-form4_149497656965873.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,719

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.67 to $21.91, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 16, 2017 Filed May 17, 2017 16:56 UTC OtherCommon Stock 12,182 $0.00 $0.00
Disclosure

SEC source: 0001288847-17-000089 · wf-form4_149504014701630.xml · nonDerivative · entry 2

Welsh David S. · CIK 0001603743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,449

F1 · kind: Due to an arrangement with Adams Street Partners, LLC ("ASP"), of which Mr. Welsh was previously a partner, Mr. Welsh is transferring to ASP 12,182 of 15,000 shares received pursuant to a grant of RSUs on May 18, 2016, and is retaining the remaining 2,818 shares as directly held securities. Mr. Welsh is no longer affiliated with ASP.

F1 · price: Due to an arrangement with Adams Street Partners, LLC ("ASP"), of which Mr. Welsh was previously a partner, Mr. Welsh is transferring to ASP 12,182 of 15,000 shares received pursuant to a grant of RSUs on May 18, 2016, and is retaining the remaining 2,818 shares as directly held securities. Mr. Welsh is no longer affiliated with ASP.

Read SEC document
May 15, 2017 Filed May 17, 2017 00:04 UTC GrantCommon Stock 7,155 $0.00 $0.00
Disclosure

SEC source: 0001288847-17-000086 · wf-form4_149497948321662.xml · nonDerivative · entry 1

DEWALT DAVID G · CIK 0001228853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,155

Read SEC document
May 15, 2017 Filed May 17, 2017 00:01 UTC GrantCommon Stock 7,155 $0.00 $0.00
Disclosure

SEC source: 0001288847-17-000084 · wf-form4_149497926377730.xml · nonDerivative · entry 1

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,155

Read SEC document
May 15, 2017 Filed May 16, 2017 23:51 UTC GrantCommon Stock 7,155 $0.00 $0.00
Disclosure

SEC source: 0001288847-17-000081 · wf-form4_149497869012541.xml · nonDerivative · entry 1

ZOLLARS ROBERT · CIK 0001231089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,328

Read SEC document
May 15, 2017 Filed May 16, 2017 23:11 UTC
Burkland MichaelDirector · CEO, President and Chairman
SaleCommon Stock 24,000 $21.86 $524,659.20
Disclosure

SEC source: 0001288847-17-000077 · wf-form4_149497628999967.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · The Burkland Family Revocable Trust

Disclosed balance after: 0

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.69 to $22.06, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 15, 2017 Filed May 16, 2017 23:07 UTC GrantCommon Stock 7,155 $0.00 $0.00
Disclosure

SEC source: 0001288847-17-000076 · wf-form4_149497600691776.xml · nonDerivative · entry 1

Burdiek Michael J · CIK 0001324293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,964

Read SEC document
May 15, 2017 Filed May 16, 2017 23:05 UTC GrantCommon Stock 7,155 $0.00 $0.00
Disclosure

SEC source: 0001288847-17-000075 · wf-form4_149497588690429.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,155

Read SEC document
May 15, 2017 Filed May 17, 2017 16:56 UTC GrantCommon Stock 7,155 $0.00 $0.00
Disclosure

SEC source: 0001288847-17-000089 · wf-form4_149504014701630.xml · nonDerivative · entry 1

Welsh David S. · CIK 0001603743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,631

Read SEC document
April 20, 2017 Filed Apr 21, 2017 20:21 UTC
Burkland Daniel P.EVP Global Sales and Services
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001288847-17-000068 · wf-form4_149280605442196.xml · derivative · entry 4

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,401

Underlying: Common Stock · 2,500 shares

Expires 2019-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Original option grant was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.

Read SEC document
April 20, 2017 Filed Apr 21, 2017 20:21 UTC
Burkland Daniel P.EVP Global Sales and Services
SaleCommon Stock 7,500 $17.44 $130,800.00
Disclosure

SEC source: 0001288847-17-000068 · wf-form4_149280605442196.xml · nonDerivative · entry 3

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,498

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.30 to $17.54, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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April 20, 2017 Filed Apr 21, 2017 20:21 UTC
Burkland Daniel P.EVP Global Sales and Services
SaleCommon Stock 2,500 $17.44 $43,600.00
Disclosure

SEC source: 0001288847-17-000068 · wf-form4_149280605442196.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,998

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.30 to $17.54, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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April 20, 2017 Filed Apr 21, 2017 20:21 UTC
Burkland Daniel P.EVP Global Sales and Services
Exercise / conversionCommon Stock 2,500 $0.28 $700.00
Disclosure

SEC source: 0001288847-17-000068 · wf-form4_149280605442196.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 17, 2017 Filed Apr 19, 2017 20:11 UTC
Burkland MichaelDirector · CEO, President and Chairman
SaleCommon Stock 24,000 $16.55 $397,200.00
Disclosure

SEC source: 0001288847-17-000067 · wf-form4_149263266849892.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · The Burkland Family Revocable Trust

Disclosed balance after: 24,000

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.48 to $16.64, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 20, 2017 Filed Mar 21, 2017 20:22 UTC SaleCommon Stock 10,000 $18.30 $183,000.00
Disclosure

SEC source: 0001288847-17-000062 · wf-form4_149012774786288.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,998

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.95 to $18.47, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 15, 2017 Filed Mar 16, 2017 22:36 UTC
Burkland MichaelDirector · CEO, President and Chairman
SaleCommon Stock 24,000 $16.39 $393,360.00
Disclosure

SEC source: 0001288847-17-000060 · wf-form4_148970378443228.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · The Burkland Family Revocable Trust

Disclosed balance after: 48,000

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.28 to $16.64, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 13, 2017 Filed Mar 14, 2017 00:52 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 80,000 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001288847-17-000052 · wf-form4_148945274922545.xml · derivative · entry 4

Burkland Daniel P. · CIK 0001604052 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,901

Underlying: Common Stock · 80,000 shares

Expires 2019-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Original option grant was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.

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March 13, 2017 Filed Mar 14, 2017 00:52 UTC SaleCommon Stock 80,000 $16.36 $1,308,800.00
Disclosure

SEC source: 0001288847-17-000052 · wf-form4_148945274922545.xml · nonDerivative · entry 3

Burkland Daniel P. · CIK 0001604052 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,998

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.31 to $16.52, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 13, 2017 Filed Mar 14, 2017 00:52 UTC Exercise / conversionCommon Stock 80,000 $0.28 $22,400.00
Disclosure

SEC source: 0001288847-17-000052 · wf-form4_148945274922545.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 10, 2017 Filed Mar 13, 2017 20:57 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 3,415 $16.36 $55,869.40
Disclosure

SEC source: 0001288847-17-000055 · wf-form4_148945303928024.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,084

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.33 to $16.37, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 10, 2017 Filed Mar 14, 2017 00:52 UTC SaleCommon Stock 3,544 $16.28 $57,696.32
Disclosure

SEC source: 0001288847-17-000052 · wf-form4_148945274922545.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,998

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.22 to $16.30, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 10, 2017 Filed Mar 13, 2017 21:01 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 3,609 $16.34 $58,971.06
Disclosure

SEC source: 0001288847-17-000058 · wf-form4_148945326328291.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,621

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.24 to $16.43, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 10, 2017 Filed Mar 14, 2017 01:00 UTC
Burkland MichaelDirector · CEO, President and Chairman
SaleCommon Stock 9,678 $16.36 $158,332.08
Disclosure

SEC source: 0001288847-17-000057 · wf-form4_148945319705562.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988,575

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.32 to $16.41, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 10, 2017 Filed Mar 14, 2017 00:56 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 2,469 $16.31 $40,269.39
Disclosure

SEC source: 0001288847-17-000054 · wf-form4_148945295485422.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,603

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.27 to $16.32, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 10, 2017 Filed Mar 14, 2017 00:59 UTC
Gavin KevinChief Marketing Officer
SaleCommon Stock 5,289 $16.37 $86,580.93
Disclosure

SEC source: 0001288847-17-000056 · wf-form4_148945312776646.xml · nonDerivative · entry 2

Gavin Kevin · CIK 0001677742 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,019

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.35 to $16.41, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.