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Nasdaq · USD

FIVN

Five9, Inc.

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4346
SEC CIK
0001288847
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025012
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202602
Jun 2026014
Jul 202600
Aug 202601
Sep 2026017
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 04, 2017 Filed Dec 5, 2017 20:08 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 5,218 $23.27 $121,422.86
Disclosure

SEC source: 0001288847-17-000148 · wf-form4_151252250927448.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,266

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.42, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 20:08 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 6,674 $23.83 $159,041.42
Disclosure

SEC source: 0001288847-17-000148 · wf-form4_151252250927448.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,484

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.67 to $24.29, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 01:02 UTC
ZWARENSTEIN BARRYInterim CEO, CFO and Secretary
SaleCommon Stock 3,073 $23.79 $73,106.67
Disclosure

SEC source: 0001288847-17-000146 · wf-form4_151252213370376.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Interim CEO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,368

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.73 to $23.82, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 01:00 UTC SaleCommon Stock 5,623 $23.70 $133,265.10
Disclosure

SEC source: 0001288847-17-000145 · wf-form4_151252199188058.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,813

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.68 to $23.72, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 22:42 UTC SaleCommon Stock 8,000 $24.43 $195,440.00
Disclosure

SEC source: 0001288847-17-000144 · wf-form4_151208173331885.xml · nonDerivative · entry 2

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 17,173

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.26 to $25.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:40 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,773 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · derivative · entry 16

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,776

Underlying: Common Stock · 9,773 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Option began vesting in 48 substantially equal monthly installments on the one-month anniversary of February 23, 2017.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:40 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock · Derivative 1,145 $0.00 Strike: $10.12 $0.00
Disclosure

SEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · derivative · entry 15

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105

Underlying: Common Stock · 1,145 shares

Expires 2023-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of December 18, 2013.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:40 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,839 $0.00 Strike: $8.48 $0.00
Disclosure

SEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · derivative · entry 14

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,839 shares

Expires 2023-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option granted on October 25, 2013 is now fully vested.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:40 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,524 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · derivative · entry 13

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,766

Underlying: Common Stock · 4,524 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of March 9, 2016.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:40 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,936 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · derivative · entry 12

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,290

Underlying: Common Stock · 4,936 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of March 9, 2016.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:40 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 1,181 $25.01 $29,536.81
Disclosure

SEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 11

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,068

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.03, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:40 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 9,773 $24.99 $244,227.27
Disclosure

SEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 10

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,249

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.95 to $25.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:40 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 9,773 $16.25 $158,811.25
Disclosure

SEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 9

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:40 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 1,145 $24.99 $28,613.55
Disclosure

SEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 8

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,249

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.95 to $25.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:40 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 1,145 $10.12 $11,587.40
Disclosure

SEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 7

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:40 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 7,839 $24.99 $195,896.61
Disclosure

SEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 6

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,249

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.95 to $25.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:40 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 7,839 $8.48 $66,474.72
Disclosure

SEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 5

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:40 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 4,524 $24.99 $113,054.76
Disclosure

SEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 4

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,249

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.95 to $25.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:40 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 4,524 $8.13 $36,780.12
Disclosure

SEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 3

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:40 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 4,936 $25.01 $123,449.36
Disclosure

SEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,249

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 17:40 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 4,936 $8.13 $40,129.68
Disclosure

SEC source: 0001288847-17-000143 · wf-form4_151208159288072.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 22:42 UTC SaleCommon Stock 7,000 $24.95 $174,650.00
Disclosure

SEC source: 0001288847-17-000144 · wf-form4_151208173331885.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 25,173

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.95 to $24.97, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 00:21 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 5,000 $24.42 $122,100.00
Disclosure

SEC source: 0001288847-17-000142 · wf-form4_151191486430522.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 257,821

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.20 to $24.69, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 22, 2017 Filed Nov 24, 2017 15:23 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionStock Option (right to buy) · Derivative 39,989 $0.00 Strike: $12.24 $0.00
Disclosure

SEC source: 0001288847-17-000141 · wf-form4_151155498275571.xml · derivative · entry 6

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,511

Underlying: Common Stock · 39,989 shares

Expires 2024-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option one year after March 3, 2014, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.

Read SEC document
November 22, 2017 Filed Nov 24, 2017 15:23 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 39,989 $24.55 $981,729.95
Disclosure

SEC source: 0001288847-17-000141 · wf-form4_151155498275571.xml · nonDerivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,158

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $24.69, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 22, 2017 Filed Nov 24, 2017 15:23 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 39,989 $12.24 $489,465.36
Disclosure

SEC source: 0001288847-17-000141 · wf-form4_151155498275571.xml · nonDerivative · entry 3

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2017 Filed Nov 21, 2017 21:20 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 800 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-17-000139 · wf-form4_151131724272880.xml · derivative · entry 10

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,226

Underlying: Common Stock · 800 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of March 9, 2016.

Read SEC document
November 21, 2017 Filed Nov 21, 2017 21:20 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 800 $25.00 $20,000.00
Disclosure

SEC source: 0001288847-17-000139 · wf-form4_151131724272880.xml · nonDerivative · entry 7

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,249

Read SEC document
November 21, 2017 Filed Nov 21, 2017 21:20 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 800 $25.00 $20,000.00
Disclosure

SEC source: 0001288847-17-000139 · wf-form4_151131724272880.xml · nonDerivative · entry 6

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,049

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.01, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 21, 2017 Filed Nov 21, 2017 21:20 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 800 $8.13 $6,504.00
Disclosure

SEC source: 0001288847-17-000139 · wf-form4_151131724272880.xml · nonDerivative · entry 5

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 15:23 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $12.24 $0.00
Disclosure

SEC source: 0001288847-17-000141 · wf-form4_151155498275571.xml · derivative · entry 5

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,500

Underlying: Common Stock · 50,000 shares

Expires 2024-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option one year after March 3, 2014, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 15:23 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 50,000 $24.75 $1,237,500.00
Disclosure

SEC source: 0001288847-17-000141 · wf-form4_151155498275571.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,158

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.60 to $25.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 15:23 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 50,000 $12.24 $612,000.00
Disclosure

SEC source: 0001288847-17-000141 · wf-form4_151155498275571.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:20 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,662 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-17-000139 · wf-form4_151131724272880.xml · derivative · entry 9

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,026

Underlying: Common Stock · 3,662 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of March 9, 2016.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:20 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,859 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-17-000139 · wf-form4_151131724272880.xml · derivative · entry 8

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,750

Underlying: Common Stock · 5,859 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

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November 20, 2017 Filed Nov 21, 2017 21:20 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 3,662 $25.00 $91,550.00
Disclosure

SEC source: 0001288847-17-000139 · wf-form4_151131724272880.xml · nonDerivative · entry 4

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,049

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:20 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 5,859 $25.00 $146,475.00
Disclosure

SEC source: 0001288847-17-000139 · wf-form4_151131724272880.xml · nonDerivative · entry 3

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,711

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:20 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 3,662 $8.13 $29,772.06
Disclosure

SEC source: 0001288847-17-000139 · wf-form4_151131724272880.xml · nonDerivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:20 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 5,859 $4.25 $24,900.75
Disclosure

SEC source: 0001288847-17-000139 · wf-form4_151131724272880.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 02:39 UTC
Burkland MichaelDirector · CEO, President and Chairman
Exercise / conversionStock Option (right to buy) · Derivative 24,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001288847-17-000140 · wf-form4_151131833339879.xml · derivative · entry 3

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,496

Underlying: Common Stock · 24,000 shares

Expires 2018-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Original option grant was for 1,981,496 shares. Option began vesting with respect to 25% of shares subject to the option one year after January 24, 2008, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.

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November 20, 2017 Filed Nov 22, 2017 02:39 UTC
Burkland MichaelDirector · CEO, President and Chairman
SaleCommon Stock 24,000 $24.78 $594,720.00
Disclosure

SEC source: 0001288847-17-000140 · wf-form4_151131833339879.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,501

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.18 to $25.06, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 20, 2017 Filed Nov 22, 2017 02:39 UTC
Burkland MichaelDirector · CEO, President and Chairman
Exercise / conversionCommon Stock 24,000 $0.12 $2,880.00
Disclosure

SEC source: 0001288847-17-000140 · wf-form4_151131833339879.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director · CEO, President and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 02:10 UTC
Burkland Daniel P.EVP Global Sales and Services
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001288847-17-000138 · wf-form4_151131662878320.xml · derivative · entry 4

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,401

Underlying: Common Stock · 10,000 shares

Expires 2019-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The original option was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.

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November 20, 2017 Filed Nov 22, 2017 02:10 UTC
Burkland Daniel P.EVP Global Sales and Services
SaleCommon Stock 10,000 $24.84 $248,400.00
Disclosure

SEC source: 0001288847-17-000138 · wf-form4_151131662878320.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,436

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.24 to $25.01, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 02:10 UTC
Burkland Daniel P.EVP Global Sales and Services
Exercise / conversionCommon Stock 10,000 $0.28 $2,800.00
Disclosure

SEC source: 0001288847-17-000138 · wf-form4_151131662878320.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · EVP Global Sales and Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 16:06 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,875 $25.39 $47,606.25
Disclosure

SEC source: 0001288847-17-000135 · wf-form4_151095279962194.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,158

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.32 to $25.45, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 16:06 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 2,027 $25.21 $51,100.67
Disclosure

SEC source: 0001288847-17-000135 · wf-form4_151095279962194.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,033

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.12 to $25.25, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 16, 2017 Filed Nov 20, 2017 16:14 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,954 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-17-000137 · wf-form4_151121245887509.xml · derivative · entry 3

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,609

Underlying: Common Stock · 2,954 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 05, 2014.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 16:14 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 2,954 $25.09 $74,115.86
Disclosure

SEC source: 0001288847-17-000137 · wf-form4_151121245887509.xml · nonDerivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,049

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.20, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 16:14 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 2,954 $4.25 $12,554.50
Disclosure

SEC source: 0001288847-17-000137 · wf-form4_151121245887509.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.