Tapewire

Nasdaq · USD

FIVN

Five9, Inc.

Export transactions ↓
Tapewire entity
4346
SEC CIK
0001288847
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025012
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202602
Jun 2026014
Jul 202600
Aug 202601
Sep 2026017
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2018 Filed Jun 6, 2018 17:29 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · derivative · entry 12

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 7,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 17:29 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 7,310 $37.35 $273,028.50
Disclosure

SEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · nonDerivative · entry 8

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,448

F6 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.05 to $37.08, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.05 to $38.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 17:29 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 7,000 $37.45 $262,150.00
Disclosure

SEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · nonDerivative · entry 7

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,758

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.05 to $38.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 17:29 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 7,000 $4.25 $29,750.00
Disclosure

SEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · nonDerivative · entry 6

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 21:30 UTC
ZWARENSTEIN BARRYChief Financial Officer
GiftCommon Stock 1,800 $0.00 $0.00
Disclosure

SEC source: 0001288847-18-000099 · wf-form4_152832062140923.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 220,451

F1 · shares: Represents a bona fide charitable gift.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 20:10 UTC SaleCommon Stock 3,749 $36.50 $136,838.50
Disclosure

SEC source: 0001288847-18-000097 · wf-form4_152822934517316.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,675

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.49 to $36.53, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 20:06 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000096 · wf-form4_152822915715334.xml · derivative · entry 7

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,886

Underlying: Common Stock · 8,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 20:06 UTC SaleCommon Stock 8,000 $36.60 $292,800.00
Disclosure

SEC source: 0001288847-18-000096 · wf-form4_152822915715334.xml · nonDerivative · entry 4

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,434

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $37.14, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 20:06 UTC Exercise / conversionCommon Stock 8,000 $4.25 $34,000.00
Disclosure

SEC source: 0001288847-18-000096 · wf-form4_152822915715334.xml · nonDerivative · entry 3

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:09 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,640 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-18-000100 · wf-form4_152833010844581.xml · derivative · entry 9

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,485

Underlying: Common Stock · 4,640 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:09 UTC
Passi GauravEVP, Product Management
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,284 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-18-000100 · wf-form4_152833010844581.xml · derivative · entry 8

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,128

Underlying: Common Stock · 4,284 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:09 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 8,924 $36.94 $329,652.56
Disclosure

SEC source: 0001288847-18-000100 · wf-form4_152833010844581.xml · nonDerivative · entry 4

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,123

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.84 to $37.77, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:09 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 4,640 $8.13 $37,723.20
Disclosure

SEC source: 0001288847-18-000100 · wf-form4_152833010844581.xml · nonDerivative · entry 3

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:09 UTC
Passi GauravEVP, Product Management
Exercise / conversionCommon Stock 4,284 $16.25 $69,615.00
Disclosure

SEC source: 0001288847-18-000100 · wf-form4_152833010844581.xml · nonDerivative · entry 2

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:09 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 4,771 $36.57 $174,475.47
Disclosure

SEC source: 0001288847-18-000100 · wf-form4_152833010844581.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,123

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.28 to $36.80, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 17:29 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,094 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · derivative · entry 11

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,037

Underlying: Common Stock · 3,094 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 17:29 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,234 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · derivative · entry 10

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,641

Underlying: Common Stock · 4,234 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 17:29 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionStock Option (right to buy) · Derivative 3,907 $0.00 Strike: $12.24 $0.00
Disclosure

SEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · derivative · entry 9

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,907 shares

Expires 2024-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option dated March 6,2014 is fully vested.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 17:29 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 11,235 $36.94 $415,020.90
Disclosure

SEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · nonDerivative · entry 5

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,758

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.83 to $37.91, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 17:29 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 3,094 $16.25 $50,277.50
Disclosure

SEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · nonDerivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 17:29 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 4,234 $8.13 $34,422.42
Disclosure

SEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · nonDerivative · entry 3

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 17:29 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 3,907 $12.24 $47,821.68
Disclosure

SEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 17:29 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 6,852 $36.56 $250,509.12
Disclosure

SEC source: 0001288847-18-000098 · wf-form4_152832054333156.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,758

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.28 to $36.80, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 21:30 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 4,305 $36.52 $157,218.60
Disclosure

SEC source: 0001288847-18-000099 · wf-form4_152832062140923.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,710

F2 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.50 to $36.53, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:06 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 24,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000096 · wf-form4_152822915715334.xml · derivative · entry 6

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,886

Underlying: Common Stock · 24,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:06 UTC SaleCommon Stock 24,000 $35.28 $846,720.00
Disclosure

SEC source: 0001288847-18-000096 · wf-form4_152822915715334.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,434

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.60 to $35.67, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:06 UTC Exercise / conversionCommon Stock 24,000 $4.25 $102,000.00
Disclosure

SEC source: 0001288847-18-000096 · wf-form4_152822915715334.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 21:30 UTC
ZWARENSTEIN BARRYChief Financial Officer
GiftCommon Stock 570 $0.00 $0.00
Disclosure

SEC source: 0001288847-18-000099 · wf-form4_152832062140923.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 222,251

F1 · shares: Represents a bona fide charitable gift.

Read SEC document
May 29, 2018 Filed May 31, 2018 21:07 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 10,000 $33.56 $335,600.00
Disclosure

SEC source: 0001288847-18-000095 · wf-form4_152780082300601.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 222,821

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.21 to $33.89, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 18, 2018 Filed May 22, 2018 00:13 UTC GrantCommon Stock 5,344 $0.00 $0.00
Disclosure

SEC source: 0001288847-18-000092 · wf-form4_152694799926830.xml · nonDerivative · entry 1

ZOLLARS ROBERT · CIK 0001231089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,672

Read SEC document
May 18, 2018 Filed May 22, 2018 00:11 UTC GrantCommon Stock 5,344 $0.00 $0.00
Disclosure

SEC source: 0001288847-18-000091 · wf-form4_152694783371924.xml · nonDerivative · entry 1

Welsh David S. · CIK 0001603743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,793

Read SEC document
May 18, 2018 Filed May 22, 2018 00:05 UTC GrantCommon Stock 5,344 $0.00 $0.00
Disclosure

SEC source: 0001288847-18-000089 · wf-form4_152694752298702.xml · nonDerivative · entry 1

Burdiek Michael J · CIK 0001324293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,308

Read SEC document
May 18, 2018 Filed May 22, 2018 00:08 UTC GrantCommon Stock 5,344 $0.00 $0.00
Disclosure

SEC source: 0001288847-18-000090 · wf-form4_152694767606657.xml · nonDerivative · entry 1

DEWALT DAVID G · CIK 0001228853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,499

Read SEC document
May 18, 2018 Filed May 22, 2018 00:01 UTC GrantCommon Stock 5,344 $0.00 $0.00
Disclosure

SEC source: 0001288847-18-000087 · wf-form4_152694725323423.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,434

Read SEC document
May 18, 2018 Filed May 22, 2018 00:03 UTC GrantCommon Stock 5,344 $0.00 $0.00
Disclosure

SEC source: 0001288847-18-000088 · wf-form4_152694737819721.xml · nonDerivative · entry 1

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,499

Read SEC document
May 18, 2018 Filed May 21, 2018 23:59 UTC GrantCommon Stock 5,344 $0.00 $0.00
Disclosure

SEC source: 0001288847-18-000086 · wf-form4_152694716150766.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,499

Read SEC document
May 18, 2018 Filed Jul 20, 2018 20:31 UTC Amendment GrantCommon Stock 5,344 $0.00 $0.00
Disclosure

SEC source: 0001288847-18-000116 · wf-form4a_153211865018225.xml · nonDerivative · entry 1

Welsh David S. · CIK 0001603743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,793

F1 · balance_after: The Form filed on May 21, 2018 incorrectly stated the reporting person's holdings following the transaction.

Read SEC document
May 17, 2018 Filed May 18, 2018 21:21 UTC
Trollope Rowan MDirector · Chief Executive Officer
GrantCommon Stock 468,227 $0.00 $0.00
Disclosure

SEC source: 0001288847-18-000082 · wf-form4_152667847438894.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,227

Read SEC document
April 25, 2018 Filed Apr 27, 2018 20:02 UTC
ZWARENSTEIN BARRYInterim CEO, CFO and Secretary
SaleCommon Stock 5,000 $27.18 $135,900.00
Disclosure

SEC source: 0001288847-18-000058 · wf-form4_152485932405110.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Interim CEO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 232,821

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.99 to $27.68, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 00:27 UTC Exercise / conversionStock Option (right to buy) · Derivative 24,496 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001288847-18-000048 · wf-form4_152271526314093.xml · derivative · entry 4

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,496 shares

Expires 2018-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option granted on May 20, 2008 is fully vested.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 00:27 UTC SaleCommon Stock 24,496 $29.05 $711,608.80
Disclosure

SEC source: 0001288847-18-000048 · wf-form4_152271526314093.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,090

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.62 to $29.83, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 00:27 UTC Exercise / conversionCommon Stock 24,496 $0.12 $2,939.52
Disclosure

SEC source: 0001288847-18-000048 · wf-form4_152271526314093.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2018 Filed Mar 27, 2018 22:20 UTC
ZWARENSTEIN BARRYInterim CEO, CFO and Secretary
SaleCommon Stock 5,000 $31.16 $155,800.00
Disclosure

SEC source: 0001288847-18-000042 · wf-form4_152218921293709.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Interim CEO, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 237,821

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.42 to $31.66, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:38 UTC Exercise / conversionStock Option (right to buy) · Derivative 24,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001288847-18-000041 · wf-form4_152123269576781.xml · derivative · entry 4

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,496

Underlying: Common Stock · 24,000 shares

Expires 2018-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option granted on May 20, 2008 is fully vested.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:38 UTC SaleCommon Stock 24,000 $30.89 $741,360.00
Disclosure

SEC source: 0001288847-18-000041 · wf-form4_152123269576781.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,013

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.62 to $31.07, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:38 UTC Exercise / conversionCommon Stock 24,000 $0.12 $2,880.00
Disclosure

SEC source: 0001288847-18-000041 · wf-form4_152123269576781.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:34 UTC
Passi GauravEVP, Product Management
SaleCommon Stock 1,347 $31.35 $42,228.45
Disclosure

SEC source: 0001288847-18-000040 · wf-form4_152097682092282.xml · nonDerivative · entry 1

Passi Gaurav · CIK 0001628106 · EVP, Product Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,894

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:04 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 33,827 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-18-000039 · wf-form4_152062946341966.xml · derivative · entry 4

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,114

Underlying: Common Stock · 33,827 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:04 UTC SaleCommon Stock 33,827 $31.17 $1,054,387.59
Disclosure

SEC source: 0001288847-18-000039 · wf-form4_152062946341966.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,013

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.84 to $31.46, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:04 UTC Exercise / conversionCommon Stock 33,827 $8.13 $275,013.51
Disclosure

SEC source: 0001288847-18-000039 · wf-form4_152062946341966.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.