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Nasdaq · USD

FIVN

Five9, Inc.

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Tapewire entity
4346
SEC CIK
0001288847
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025012
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202602
Jun 2026014
Jul 202600
Aug 202601
Sep 2026017
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2018 Filed Nov 20, 2018 23:48 UTC Exercise / conversionCommon Stock 5,599 $4.25 $23,795.75
Disclosure

SEC source: 0001288847-18-000164 · wf-form4_154275770802116.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2018 Filed Nov 20, 2018 23:48 UTC Exercise / conversionCommon Stock 9,401 $0.28 $2,632.28
Disclosure

SEC source: 0001288847-18-000164 · wf-form4_154275770802116.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 18:40 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,412 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-18-000163 · wf-form4_154275718807166.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,172

Underlying: Common Stock · 1,412 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 18:40 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,412 $39.82 $56,225.84
Disclosure

SEC source: 0001288847-18-000163 · wf-form4_154275718807166.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,961

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.41 to $42.70, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 18:40 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,412 $8.13 $11,479.56
Disclosure

SEC source: 0001288847-18-000163 · wf-form4_154275718807166.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 16:22 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,750 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000160 · wf-form4_154153931931646.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,750 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 16:22 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,750 $37.99 $66,482.50
Disclosure

SEC source: 0001288847-18-000160 · wf-form4_154153931931646.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,961

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.32 to $39.17, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 16:22 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,750 $4.25 $7,437.50
Disclosure

SEC source: 0001288847-18-000160 · wf-form4_154153931931646.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 22:50 UTC
Kam RyanChief Marketing Officer
GrantCommon Stock · Derivative 68,475 $0.00 Strike: $39.35 $0.00
Disclosure

SEC source: 0001288847-18-000155 · wf-form4_154145820691129.xml · derivative · entry 2

Kam Ryan · CIK 0001756824 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,475

Underlying: Common Stock · 68,475 shares

Expires 2028-11-02

F1 · derivative.exercise_date: The option vests as to 25% of the total number of shares on the one-year anniversary of the date of grant, and in 36 equal installments each month thereafter.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 22:50 UTC
Kam RyanChief Marketing Officer
GrantCommon Stock 31,421 $0.00 $0.00
Disclosure

SEC source: 0001288847-18-000155 · wf-form4_154145820691129.xml · nonDerivative · entry 1

Kam Ryan · CIK 0001756824 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,421

Read SEC document
October 25, 2018 Filed Oct 26, 2018 22:11 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 10,000 $36.39 $363,900.00
Disclosure

SEC source: 0001288847-18-000153 · wf-form4_154059190053835.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 278,428

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.95 to $36.95, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 23, 2018 Filed Oct 23, 2018 18:30 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,031 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-18-000150 · wf-form4_154033378786451.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,880

Underlying: Common Stock · 1,031 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
October 23, 2018 Filed Oct 23, 2018 18:30 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,031 $37.47 $38,631.57
Disclosure

SEC source: 0001288847-18-000150 · wf-form4_154033378786451.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,961

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.97 to $37.89, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 23, 2018 Filed Oct 23, 2018 18:30 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,031 $16.25 $16,753.75
Disclosure

SEC source: 0001288847-18-000150 · wf-form4_154033378786451.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2018 Filed Oct 23, 2018 22:27 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001288847-18-000149 · wf-form4_154033361921101.xml · derivative · entry 4

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,401

Underlying: Common Stock · 15,000 shares

Expires 2019-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option granted on December 15, 2009 is fully vested.

Read SEC document
October 22, 2018 Filed Oct 23, 2018 22:27 UTC SaleCommon Stock 15,000 $38.20 $573,000.00
Disclosure

SEC source: 0001288847-18-000149 · wf-form4_154033361921101.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,091

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.02 to $38.77, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 22, 2018 Filed Oct 23, 2018 22:27 UTC Exercise / conversionCommon Stock 15,000 $0.28 $4,200.00
Disclosure

SEC source: 0001288847-18-000149 · wf-form4_154033361921101.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2018 Filed Oct 22, 2018 16:02 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,411 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-18-000148 · wf-form4_154023854190613.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,584

Underlying: Common Stock · 1,411 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document
October 18, 2018 Filed Oct 22, 2018 16:02 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,411 $39.10 $55,170.10
Disclosure

SEC source: 0001288847-18-000148 · wf-form4_154023854190613.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,961

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.80 to $39.99, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 18, 2018 Filed Oct 22, 2018 16:02 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,411 $8.13 $11,471.43
Disclosure

SEC source: 0001288847-18-000148 · wf-form4_154023854190613.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 16:56 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,750 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000146 · wf-form4_153911859787270.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 1,750 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 16:56 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,750 $40.51 $70,892.50
Disclosure

SEC source: 0001288847-18-000146 · wf-form4_153911859787270.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,961

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.03 to $41.19, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 16:56 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,750 $4.25 $7,437.50
Disclosure

SEC source: 0001288847-18-000146 · wf-form4_153911859787270.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 20:18 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 10,000 $44.79 $447,900.00
Disclosure

SEC source: 0001288847-18-000144 · wf-form4_153807949047390.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 272,063

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.98 to $45.31, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 24, 2018 Filed Sep 24, 2018 19:01 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,031 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-18-000143 · wf-form4_153783009762926.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,911

Underlying: Common Stock · 1,031 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
September 24, 2018 Filed Sep 24, 2018 19:01 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,031 $43.47 $44,817.57
Disclosure

SEC source: 0001288847-18-000143 · wf-form4_153783009762926.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,961

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.75 to $43.96, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 24, 2018 Filed Sep 24, 2018 19:01 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,031 $16.25 $16,753.75
Disclosure

SEC source: 0001288847-18-000143 · wf-form4_153783009762926.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 21:44 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001288847-18-000142 · wf-form4_153756625125874.xml · derivative · entry 4

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,401

Underlying: Common Stock · 15,000 shares

Expires 2019-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option granted on December 15, 2009 is fully vested.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 21:44 UTC SaleCommon Stock 15,000 $44.51 $667,650.00
Disclosure

SEC source: 0001288847-18-000142 · wf-form4_153756625125874.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,091

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.71 to $44.89, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 21:44 UTC Exercise / conversionCommon Stock 15,000 $0.28 $4,200.00
Disclosure

SEC source: 0001288847-18-000142 · wf-form4_153756625125874.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2018 Filed Sep 19, 2018 19:10 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,412 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-18-000141 · wf-form4_153739861274742.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,995

Underlying: Common Stock · 1,412 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document
September 18, 2018 Filed Sep 19, 2018 19:10 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,412 $46.32 $65,403.84
Disclosure

SEC source: 0001288847-18-000141 · wf-form4_153739861274742.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,961

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.04 to $46.66, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 18, 2018 Filed Sep 19, 2018 19:10 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,412 $8.13 $11,479.56
Disclosure

SEC source: 0001288847-18-000141 · wf-form4_153739861274742.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2018 Filed Sep 5, 2018 20:48 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,750 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-18-000140 · wf-form4_153619487533472.xml · derivative · entry 6

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 1,750 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of November 5, 2014.

Read SEC document
September 05, 2018 Filed Sep 5, 2018 20:48 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,750 $46.71 $81,742.50
Disclosure

SEC source: 0001288847-18-000140 · wf-form4_153619487533472.xml · nonDerivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,961

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.83 to $48.28, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 05, 2018 Filed Sep 5, 2018 20:48 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,750 $4.25 $7,437.50
Disclosure

SEC source: 0001288847-18-000140 · wf-form4_153619487533472.xml · nonDerivative · entry 3

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 05, 2018 Filed Sep 5, 2018 20:48 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 7,072 $46.98 $332,242.56
Disclosure

SEC source: 0001288847-18-000140 · wf-form4_153619487533472.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,961

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.05 to $48.28, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 04, 2018 Filed Sep 5, 2018 20:48 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 7,090 $47.66 $337,909.40
Disclosure

SEC source: 0001288847-18-000140 · wf-form4_153619487533472.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,033

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.25 to $48.01, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 04, 2018 Filed Sep 6, 2018 00:24 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 6,384 $47.62 $304,006.08
Disclosure

SEC source: 0001288847-18-000139 · wf-form4_153619347860062.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,714

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.28 to $47.82, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 04, 2018 Filed Sep 6, 2018 00:21 UTC SaleCommon Stock 5,584 $47.36 $264,458.24
Disclosure

SEC source: 0001288847-18-000138 · wf-form4_153619328647699.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,091

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.19 to $47.48, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 27, 2018 Filed Aug 28, 2018 22:47 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 10,000 $47.25 $472,500.00
Disclosure

SEC source: 0001288847-18-000137 · wf-form4_153549642478419.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 282,063

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.66 to $47.78, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 23, 2018 Filed Aug 24, 2018 16:12 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,032 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-18-000136 · wf-form4_153514153295140.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,942

Underlying: Common Stock · 1,032 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

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August 23, 2018 Filed Aug 24, 2018 16:12 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,032 $45.97 $47,441.04
Disclosure

SEC source: 0001288847-18-000136 · wf-form4_153514153295140.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,123

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.42 to $46.33, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 23, 2018 Filed Aug 24, 2018 16:12 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,032 $16.25 $16,770.00
Disclosure

SEC source: 0001288847-18-000136 · wf-form4_153514153295140.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 18:29 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,411 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-18-000135 · wf-form4_153497696277315.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,407

Underlying: Common Stock · 1,411 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

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August 20, 2018 Filed Aug 22, 2018 18:29 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,411 $44.19 $62,352.09
Disclosure

SEC source: 0001288847-18-000135 · wf-form4_153497696277315.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,123

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.93 to $44.71, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 20, 2018 Filed Aug 22, 2018 18:29 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,411 $8.13 $11,471.43
Disclosure

SEC source: 0001288847-18-000135 · wf-form4_153497696277315.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 22:56 UTC GiftCommon Stock 3,471 $0.00 $0.00
Disclosure

SEC source: 0001288847-18-000134 · wf-form4_153394179343878.xml · nonDerivative · entry 1

Welsh David S. · CIK 0001603743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,322

F1 · shares: Represents shares donated to Fidelity Charitable Gift Fund.

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August 09, 2018 Filed Aug 10, 2018 20:59 UTC SaleCommon Stock 9,000 $43.17 $388,530.00
Disclosure

SEC source: 0001288847-18-000133 · wf-form4_153393473410273.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 30,328

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.06 to $43.25, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 09, 2018 Filed Aug 10, 2018 20:57 UTC SaleCommon Stock 10,000 $43.72 $437,200.00
Disclosure

SEC source: 0001288847-18-000132 · wf-form4_153393463106801.xml · nonDerivative · entry 1

ZOLLARS ROBERT · CIK 0001231089 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ZoCo L.P. (Family Partnership)

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.07 to $44.21, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.