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Nasdaq · USD

FIVN

Five9, Inc.

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4346
SEC CIK
0001288847
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025012
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202602
Jun 2026014
Jul 202600
Aug 202601
Sep 2026017
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 23, 2019 Filed Apr 24, 2019 18:25 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,032 $16.25 $16,770.00
Disclosure

SEC source: 0001288847-19-000056 · wf-form4_155614470737453.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2019 Filed Apr 24, 2019 22:28 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000057 · wf-form4_155614487209256.xml · derivative · entry 4

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,401

Underlying: Common Stock · 15,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option dated November 5, 2014 is fully vested.

Read SEC document
April 22, 2019 Filed Apr 24, 2019 22:28 UTC SaleCommon Stock 15,000 $50.25 $753,750.00
Disclosure

SEC source: 0001288847-19-000057 · wf-form4_155614487209256.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,461

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.35 to $50.64, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 22, 2019 Filed Apr 24, 2019 22:28 UTC Exercise / conversionCommon Stock 15,000 $4.25 $63,750.00
Disclosure

SEC source: 0001288847-19-000057 · wf-form4_155614487209256.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2019 Filed Apr 18, 2019 18:55 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,412 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-19-000055 · wf-form4_155562810848324.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,115

Underlying: Common Stock · 1,412 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document
April 18, 2019 Filed Apr 18, 2019 18:55 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,412 $49.07 $69,286.84
Disclosure

SEC source: 0001288847-19-000055 · wf-form4_155562810848324.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,917

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.67 to $49.57, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 18, 2019 Filed Apr 18, 2019 18:55 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,412 $8.13 $11,479.56
Disclosure

SEC source: 0001288847-19-000055 · wf-form4_155562810848324.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 21:15 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,300 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000054 · wf-form4_155553573143600.xml · derivative · entry 4

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,486

Underlying: Common Stock · 15,300 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option dated November 5, 2014 is fully vested.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 21:15 UTC SaleCommon Stock 15,300 $52.02 $795,906.00
Disclosure

SEC source: 0001288847-19-000054 · wf-form4_155553573143600.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,471

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.40 to $52.67, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 21:15 UTC Exercise / conversionCommon Stock 15,300 $4.25 $65,025.00
Disclosure

SEC source: 0001288847-19-000054 · wf-form4_155553573143600.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:52 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 8,500 $52.32 $444,720.00
Disclosure

SEC source: 0001288847-19-000045 · wf-form4_155432474877643.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 244,265

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.55 to $53.58, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 16:01 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,031 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-19-000044 · wf-form4_155371687625393.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,723

Underlying: Common Stock · 1,031 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 16:01 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,031 $53.11 $54,756.41
Disclosure

SEC source: 0001288847-19-000044 · wf-form4_155371687625393.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,917

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.55 to $53.55, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 16:01 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,031 $16.25 $16,753.75
Disclosure

SEC source: 0001288847-19-000044 · wf-form4_155371687625393.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 22:25 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,700 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000043 · wf-form4_155355270912290.xml · derivative · entry 4

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,786

Underlying: Common Stock · 1,700 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option dated November 5, 2014 is fully vested.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 22:25 UTC SaleCommon Stock 1,700 $56.01 $95,217.00
Disclosure

SEC source: 0001288847-19-000043 · wf-form4_155355270912290.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,471

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.04, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 22:25 UTC Exercise / conversionCommon Stock 1,700 $4.25 $7,225.00
Disclosure

SEC source: 0001288847-19-000043 · wf-form4_155355270912290.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:18 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000042 · wf-form4_155328589106920.xml · derivative · entry 4

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,401

Underlying: Common Stock · 15,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option granted on November 5, 2014 is fully vested.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:18 UTC SaleCommon Stock 15,000 $55.14 $827,100.00
Disclosure

SEC source: 0001288847-19-000042 · wf-form4_155328589106920.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,461

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.33 to $55.75, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:18 UTC Exercise / conversionCommon Stock 15,000 $4.25 $63,750.00
Disclosure

SEC source: 0001288847-19-000042 · wf-form4_155328589106920.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 19:22 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,411 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-19-000040 · wf-form4_155303772454193.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,527

Underlying: Common Stock · 1,411 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 19:22 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,411 $55.09 $77,731.99
Disclosure

SEC source: 0001288847-19-000040 · wf-form4_155303772454193.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,917

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.59 to $55.93, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 19:22 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,411 $8.13 $11,471.43
Disclosure

SEC source: 0001288847-19-000040 · wf-form4_155303772454193.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 23:25 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,700 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000041 · wf-form4_155303791857005.xml · derivative · entry 7

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,486

Underlying: Common Stock · 1,700 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option dated November 5, 2014 is fully vested.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 23:25 UTC SaleCommon Stock 1,700 $55.01 $93,517.00
Disclosure

SEC source: 0001288847-19-000041 · wf-form4_155303791857005.xml · nonDerivative · entry 4

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,471

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.06, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 23:25 UTC Exercise / conversionCommon Stock 1,700 $4.25 $7,225.00
Disclosure

SEC source: 0001288847-19-000041 · wf-form4_155303791857005.xml · nonDerivative · entry 3

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 23:25 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,700 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000041 · wf-form4_155303791857005.xml · derivative · entry 6

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,186

Underlying: Common Stock · 18,700 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option dated November 5, 2014 is fully vested.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 23:25 UTC SaleCommon Stock 18,700 $54.15 $1,012,605.00
Disclosure

SEC source: 0001288847-19-000041 · wf-form4_155303791857005.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,471

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.50 to $54.54, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 23:25 UTC Exercise / conversionCommon Stock 18,700 $4.25 $79,475.00
Disclosure

SEC source: 0001288847-19-000041 · wf-form4_155303791857005.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2019 Filed Mar 5, 2019 18:58 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 7,203 $51.57 $371,458.71
Disclosure

SEC source: 0001288847-19-000036 · wf-form4_155183031986472.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,917

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.15 to $52.48, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 18:58 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 4,148 $51.86 $215,115.28
Disclosure

SEC source: 0001288847-19-000036 · wf-form4_155183031986472.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,120

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.61 to $54.86, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:04 UTC SaleCommon Stock 4,612 $53.40 $246,280.80
Disclosure

SEC source: 0001288847-19-000039 · wf-form4_155183062407226.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,461

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.14 to $53.65, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:00 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 2,398 $52.81 $126,638.38
Disclosure

SEC source: 0001288847-19-000037 · wf-form4_155183041407947.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,405

F3 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.43 to $53.15, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:00 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 8,500 $54.03 $459,255.00
Disclosure

SEC source: 0001288847-19-000037 · wf-form4_155183041407947.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 252,765

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.53 to $54.98, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:01 UTC SaleCommon Stock 100,000 $54.16 $5,416,000.00
Disclosure

SEC source: 0001288847-19-000038 · wf-form4_155183049719330.xml · nonDerivative · entry 1

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 114,673

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.56 to $55.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 28, 2019 Filed Mar 1, 2019 23:21 UTC Exercise / conversionStock Option (right to buy) · Derivative 38,000 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001288847-19-000035 · wf-form4_155148249859491.xml · derivative · entry 4

DEWALT DAVID G · CIK 0001228853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,400

Underlying: Common Stock · 38,000 shares

Expires 2022-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option began vesting in 48 substantially equal monthly installments beginning on the one-month anniversary of April 27, 2012. The option is fully vested.

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February 28, 2019 Filed Mar 1, 2019 23:21 UTC SaleCommon Stock 38,000 $53.03 $2,015,140.00
Disclosure

SEC source: 0001288847-19-000035 · wf-form4_155148249859491.xml · nonDerivative · entry 3

DEWALT DAVID G · CIK 0001228853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,344

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.82 to $53.37, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 28, 2019 Filed Mar 1, 2019 23:21 UTC Exercise / conversionCommon Stock 38,000 $0.96 $36,480.00
Disclosure

SEC source: 0001288847-19-000035 · wf-form4_155148249859491.xml · nonDerivative · entry 2

DEWALT DAVID G · CIK 0001228853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 27, 2019 Filed Feb 28, 2019 21:19 UTC SaleCommon Stock 4,000 $53.50 $214,000.00
Disclosure

SEC source: 0001288847-19-000034 · wf-form4_155138875218037.xml · nonDerivative · entry 2

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 22,328

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February 27, 2019 Filed Mar 1, 2019 23:21 UTC SaleCommon Stock 74,000 $53.66 $3,970,840.00
Disclosure

SEC source: 0001288847-19-000035 · wf-form4_155148249859491.xml · nonDerivative · entry 1

DEWALT DAVID G · CIK 0001228853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 328

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.50 to $53.88, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 26, 2019 Filed Feb 28, 2019 21:19 UTC SaleCommon Stock 4,000 $53.25 $213,000.00
Disclosure

SEC source: 0001288847-19-000034 · wf-form4_155138875218037.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 26,328

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February 25, 2019 Filed Feb 26, 2019 18:33 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,031 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-19-000030 · wf-form4_155122396706487.xml · derivative · entry 6

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,754

Underlying: Common Stock · 1,031 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

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February 25, 2019 Filed Feb 26, 2019 18:33 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,031 $53.30 $54,952.30
Disclosure

SEC source: 0001288847-19-000030 · wf-form4_155122396706487.xml · nonDerivative · entry 3

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,268

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.95 to $53.71, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 25, 2019 Filed Feb 26, 2019 18:33 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,031 $16.25 $16,753.75
Disclosure

SEC source: 0001288847-19-000030 · wf-form4_155122396706487.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 23:36 UTC SaleCommon Stock 6,000 $53.35 $320,100.00
Disclosure

SEC source: 0001288847-19-000033 · wf-form4_155122420045752.xml · nonDerivative · entry 1

Burdiek Michael J · CIK 0001324293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,308

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February 22, 2019 Filed Feb 26, 2019 18:33 UTC
WELCH SCOTTEVP, Cloud Operations
GrantEmployee Stock Option (right to buy) · Derivative 16,990 $0.00 Strike: $53.00 $0.00
Disclosure

SEC source: 0001288847-19-000030 · wf-form4_155122396706487.xml · derivative · entry 5

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,990

Underlying: Common Stock · 16,990 shares

Expires 2029-02-22

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 22, 2019.

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February 22, 2019 Filed Feb 26, 2019 18:33 UTC
WELCH SCOTTEVP, Cloud Operations
GrantCommon Stock 23,469 $0.00 $0.00
Disclosure

SEC source: 0001288847-19-000030 · wf-form4_155122396706487.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,268

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:35 UTC SaleCommon Stock 28,500 $52.93 $1,508,505.00
Disclosure

SEC source: 0001288847-19-000032 · wf-form4_155122413151423.xml · nonDerivative · entry 1

ZOLLARS ROBERT · CIK 0001231089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,172

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.47 to $53.27, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 22, 2019 Filed Feb 26, 2019 23:34 UTC SaleCommon Stock 6,000 $52.96 $317,760.00
Disclosure

SEC source: 0001288847-19-000031 · wf-form4_155122405088034.xml · nonDerivative · entry 1

Welsh David S. · CIK 0001603743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,322

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.96 to $52.97, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 22, 2019 Filed Feb 26, 2019 23:31 UTC
Trollope Rowan MDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 47,786 $0.00 Strike: $53.00 $0.00
Disclosure

SEC source: 0001288847-19-000029 · wf-form4_155122388272879.xml · derivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,786

Underlying: Common Stock · 47,786 shares

Expires 2029-02-22

F2 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 22, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.