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Nasdaq · USD

FIVN

Five9, Inc.

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4346
SEC CIK
0001288847
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025012
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202602
Jun 2026014
Jul 202600
Aug 202601
Sep 2026017
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2019 Filed Jun 6, 2019 17:07 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 6,400 $46.60 $298,240.00
Disclosure

SEC source: 0001288847-19-000085 · wf-form4_155985523097111.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,517

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.17 to $47.26, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:11 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 14,201 $46.95 $666,736.95
Disclosure

SEC source: 0001288847-19-000086 · wf-form4_155985546517853.xml · nonDerivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,490

F4 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.11 to $47.68, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:11 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 77,390 $46.95 $3,633,460.50
Disclosure

SEC source: 0001288847-19-000086 · wf-form4_155985546517853.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,691

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.11 to $47.68, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 371 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on May 15, 2019.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:03 UTC SaleCommon Stock 5,739 $46.59 $267,380.01
Disclosure

SEC source: 0001288847-19-000084 · wf-form4_155985500330269.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,722

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.51 to $46.70, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:01 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 3,118 $46.41 $144,706.38
Disclosure

SEC source: 0001288847-19-000083 · wf-form4_155985489318304.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,869

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.13 to $46.56, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 582 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on May 15, 2019.

Read SEC document
May 28, 2019 Filed May 30, 2019 22:25 UTC GrantCommon Stock 3,407 $0.00 $0.00
Disclosure

SEC source: 0001288847-19-000078 · wf-form4_155925509879898.xml · nonDerivative · entry 1

DEWALT DAVID G · CIK 0001228853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,751

Read SEC document
May 28, 2019 Filed May 30, 2019 22:17 UTC GrantCommon Stock 3,407 $0.00 $0.00
Disclosure

SEC source: 0001288847-19-000076 · wf-form4_155925462540624.xml · nonDerivative · entry 1

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,906

Read SEC document
May 28, 2019 Filed May 30, 2019 22:35 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,700 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000082 · wf-form4_155925572284239.xml · derivative · entry 5

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,786

Underlying: Common Stock · 1,700 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option dated November 5, 2014 is fully vested.

Read SEC document
May 28, 2019 Filed May 30, 2019 22:35 UTC SaleCommon Stock 1,700 $52.02 $88,434.00
Disclosure

SEC source: 0001288847-19-000082 · wf-form4_155925572284239.xml · nonDerivative · entry 3

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,878

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.14, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 28, 2019 Filed May 30, 2019 22:35 UTC Exercise / conversionCommon Stock 1,700 $4.25 $7,225.00
Disclosure

SEC source: 0001288847-19-000082 · wf-form4_155925572284239.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2019 Filed May 30, 2019 22:35 UTC GrantCommon Stock 3,407 $0.00 $0.00
Disclosure

SEC source: 0001288847-19-000082 · wf-form4_155925572284239.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,878

Read SEC document
May 28, 2019 Filed May 30, 2019 22:32 UTC GrantCommon Stock 3,407 $0.00 $0.00
Disclosure

SEC source: 0001288847-19-000081 · wf-form4_155925554310399.xml · nonDerivative · entry 1

ZOLLARS ROBERT · CIK 0001231089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,235

Read SEC document
May 28, 2019 Filed May 30, 2019 22:31 UTC GrantCommon Stock 3,407 $0.00 $0.00
Disclosure

SEC source: 0001288847-19-000080 · wf-form4_155925544691267.xml · nonDerivative · entry 1

Welsh David S. · CIK 0001603743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,729

Read SEC document
May 28, 2019 Filed May 30, 2019 22:27 UTC GrantCommon Stock 3,407 $0.00 $0.00
Disclosure

SEC source: 0001288847-19-000079 · wf-form4_155925520877982.xml · nonDerivative · entry 2

Burdiek Michael J · CIK 0001324293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,715

Read SEC document
May 28, 2019 Filed May 30, 2019 22:27 UTC SaleCommon Stock 5,000 $52.39 $261,950.00
Disclosure

SEC source: 0001288847-19-000079 · wf-form4_155925520877982.xml · nonDerivative · entry 1

Burdiek Michael J · CIK 0001324293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,308

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.38 to $52.43, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 28, 2019 Filed May 30, 2019 22:24 UTC GrantCommon Stock 3,407 $0.00 $0.00
Disclosure

SEC source: 0001288847-19-000077 · wf-form4_155925504076009.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,407

Read SEC document
May 20, 2019 Filed May 20, 2019 20:27 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,411 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-19-000071 · wf-form4_155839845657226.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,704

Underlying: Common Stock · 1,411 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document
May 20, 2019 Filed May 20, 2019 20:27 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,411 $49.42 $69,731.62
Disclosure

SEC source: 0001288847-19-000071 · wf-form4_155839845657226.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,917

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.93 to $49.80 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 20, 2019 Filed May 20, 2019 20:27 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,411 $8.13 $11,471.43
Disclosure

SEC source: 0001288847-19-000071 · wf-form4_155839845657226.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2019 Filed May 21, 2019 00:30 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000072 · wf-form4_155839858797571.xml · derivative · entry 4

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,401

Underlying: Common Stock · 15,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option dated November 5, 2014 is fully vested.

Read SEC document
May 20, 2019 Filed May 21, 2019 00:30 UTC SaleCommon Stock 15,000 $49.44 $741,600.00
Disclosure

SEC source: 0001288847-19-000072 · wf-form4_155839858797571.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,461

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.91 to $49.89, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 20, 2019 Filed May 21, 2019 00:30 UTC Exercise / conversionCommon Stock 15,000 $4.25 $63,750.00
Disclosure

SEC source: 0001288847-19-000072 · wf-form4_155839858797571.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2019 Filed May 17, 2019 23:03 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,400 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000068 · wf-form4_155813418842380.xml · derivative · entry 7

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,486

Underlying: Common Stock · 3,400 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option dated November 5, 2014 is fully vested.

Read SEC document
May 16, 2019 Filed May 17, 2019 23:03 UTC SaleCommon Stock 3,400 $50.51 $171,734.00
Disclosure

SEC source: 0001288847-19-000068 · wf-form4_155813418842380.xml · nonDerivative · entry 5

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,471

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $51.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 16, 2019 Filed May 17, 2019 23:03 UTC Exercise / conversionCommon Stock 3,400 $4.25 $14,450.00
Disclosure

SEC source: 0001288847-19-000068 · wf-form4_155813418842380.xml · nonDerivative · entry 4

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 17, 2019 23:03 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,200 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000068 · wf-form4_155813418842380.xml · derivative · entry 6

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,886

Underlying: Common Stock · 10,200 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option dated November 5, 2014 is fully vested.

Read SEC document
May 15, 2019 Filed May 17, 2019 23:03 UTC GiftCommon Stock 385,500 $0.00 $0.00
Disclosure

SEC source: 0001288847-19-000068 · wf-form4_155813418842380.xml · nonDerivative · entry 3

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 191,855

F3 · kind: The reporting person transferred these securities as a gift to a trust for the benefit of the reporting person's children.

Read SEC document
May 15, 2019 Filed May 17, 2019 23:03 UTC SaleCommon Stock 10,200 $48.61 $495,822.00
Disclosure

SEC source: 0001288847-19-000068 · wf-form4_155813418842380.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,471

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.35 to $49.27, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 15, 2019 Filed May 17, 2019 23:03 UTC Exercise / conversionCommon Stock 10,200 $4.25 $43,350.00
Disclosure

SEC source: 0001288847-19-000068 · wf-form4_155813418842380.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 10, 2019 23:24 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 81,911 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001288847-19-000067 · wf-form4_155753064852973.xml · derivative · entry 12

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,011

Underlying: Common Stock · 81,911 shares

Expires 2023-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option granted on November 22, 2013 is fully vested.

Read SEC document
May 10, 2019 Filed May 10, 2019 23:24 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 59,415 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-19-000067 · wf-form4_155753064852973.xml · derivative · entry 11

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,375

Underlying: Common Stock · 59,415 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document
May 10, 2019 Filed May 10, 2019 23:24 UTC SaleCommon Stock 141,326 $49.96 $7,060,646.96
Disclosure

SEC source: 0001288847-19-000067 · wf-form4_155753064852973.xml · nonDerivative · entry 8

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,471

F1 · shares: Mr. Burkland continues to hold 657,826 shares of Common Stock and RSUs, plus stock options to purchase 455,606 shares.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.00 to $50.37, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 10, 2019 Filed May 10, 2019 23:24 UTC Exercise / conversionCommon Stock 81,911 $9.48 $776,516.28
Disclosure

SEC source: 0001288847-19-000067 · wf-form4_155753064852973.xml · nonDerivative · entry 7

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 10, 2019 23:24 UTC Exercise / conversionCommon Stock 59,415 $8.13 $483,043.95
Disclosure

SEC source: 0001288847-19-000067 · wf-form4_155753064852973.xml · nonDerivative · entry 6

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2019 Filed May 10, 2019 23:24 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 37,324 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-19-000067 · wf-form4_155753064852973.xml · derivative · entry 10

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,790

Underlying: Common Stock · 37,324 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document
May 09, 2019 Filed May 10, 2019 23:24 UTC Exercise / conversionStock Option (right to buy) · Derivative 21,350 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001288847-19-000067 · wf-form4_155753064852973.xml · derivative · entry 9

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,114

Underlying: Common Stock · 21,350 shares

Expires 2023-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option granted on January 25, 2013 is fully vested.

Read SEC document
May 09, 2019 Filed May 10, 2019 23:24 UTC SaleCommon Stock 69,340 $49.78 $3,451,745.20
Disclosure

SEC source: 0001288847-19-000067 · wf-form4_155753064852973.xml · nonDerivative · entry 5

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 577,355

F1 · shares: Mr. Burkland continues to hold 657,826 shares of Common Stock and RSUs, plus stock options to purchase 455,606 shares.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.00 to $50.56, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 09, 2019 Filed May 10, 2019 23:24 UTC SaleCommon Stock 58,674 $50.05 $2,936,633.70
Disclosure

SEC source: 0001288847-19-000067 · wf-form4_155753064852973.xml · nonDerivative · entry 4

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,471

F1 · shares: Mr. Burkland continues to hold 657,826 shares of Common Stock and RSUs, plus stock options to purchase 455,606 shares.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.66 to $50.22, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 09, 2019 Filed May 10, 2019 23:24 UTC Exercise / conversionCommon Stock 37,324 $8.13 $303,444.12
Disclosure

SEC source: 0001288847-19-000067 · wf-form4_155753064852973.xml · nonDerivative · entry 3

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 09, 2019 Filed May 10, 2019 23:24 UTC Exercise / conversionCommon Stock 21,350 $4.84 $103,334.00
Disclosure

SEC source: 0001288847-19-000067 · wf-form4_155753064852973.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 08, 2019 Filed May 10, 2019 23:24 UTC SaleCommon Stock 30,660 $50.35 $1,543,731.00
Disclosure

SEC source: 0001288847-19-000067 · wf-form4_155753064852973.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 646,695

F1 · shares: Mr. Burkland continues to hold 657,826 shares of Common Stock and RSUs, plus stock options to purchase 455,606 shares.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.99, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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May 01, 2019 Filed May 3, 2019 20:44 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 7,483 $52.83 $395,326.89
Disclosure

SEC source: 0001288847-19-000066 · wf-form4_155691623584633.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 236,782

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.03 to $53.47, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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April 30, 2019 Filed May 1, 2019 20:12 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,700 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000064 · wf-form4_155674154121016.xml · derivative · entry 7

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,086

Underlying: Common Stock · 1,700 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option dated November 5, 2014 is fully vested.

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April 30, 2019 Filed May 1, 2019 20:12 UTC SaleCommon Stock 1,700 $54.07 $91,919.00
Disclosure

SEC source: 0001288847-19-000064 · wf-form4_155674154121016.xml · nonDerivative · entry 4

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,471

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.16, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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April 30, 2019 Filed May 1, 2019 20:12 UTC Exercise / conversionCommon Stock 1,700 $4.25 $7,225.00
Disclosure

SEC source: 0001288847-19-000064 · wf-form4_155674154121016.xml · nonDerivative · entry 3

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2019 Filed May 1, 2019 20:12 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,700 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000064 · wf-form4_155674154121016.xml · derivative · entry 6

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,786

Underlying: Common Stock · 1,700 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option dated November 5, 2014 is fully vested.

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April 29, 2019 Filed May 1, 2019 20:12 UTC SaleCommon Stock 1,700 $53.04 $90,168.00
Disclosure

SEC source: 0001288847-19-000064 · wf-form4_155674154121016.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,471

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.07, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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April 29, 2019 Filed May 1, 2019 20:12 UTC Exercise / conversionCommon Stock 1,700 $4.25 $7,225.00
Disclosure

SEC source: 0001288847-19-000064 · wf-form4_155674154121016.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2019 Filed Apr 24, 2019 18:25 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,032 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-19-000056 · wf-form4_155614470737453.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,691

Underlying: Common Stock · 1,032 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

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April 23, 2019 Filed Apr 24, 2019 18:25 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,032 $51.16 $52,797.12
Disclosure

SEC source: 0001288847-19-000056 · wf-form4_155614470737453.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,917

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.60 to $51.50, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.