Tapewire

Nasdaq · USD

FIVN

Five9, Inc.

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4346
SEC CIK
0001288847
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025012
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202602
Jun 2026014
Jul 202600
Aug 202601
Sep 2026017
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2019 Filed Aug 16, 2019 20:41 UTC SaleCommon Stock 27,200 $61.64 $1,676,608.00
Disclosure

SEC source: 0001288847-19-000116 · wf-form4_156598808114411.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 140,496

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.34 to $62.16, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 20:38 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 7,663 $61.47 $471,044.61
Disclosure

SEC source: 0001288847-19-000115 · wf-form4_156598790778856.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 223,898

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.65 to $62.81, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 14, 2019 Filed Aug 19, 2019 22:55 UTC Amendment
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,007 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000117 · wf-form4a_156625533992049.xml · derivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,098

Underlying: Common Stock · 2,007 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Form filed on August 16, 2019 correctly reported the sale on August 14, 2019 of 7,663 shares but incorrectly stated the source of the shares and the reporting person's holdings following the transaction. This amendment has been filed to indicate that a portion of the shares sold on August 14, 2019 were the result of the exercise of a stock option.

F4 · derivative.exercise_date: The option granted November 5, 2014 is fully vested.

Read SEC document
August 14, 2019 Filed Aug 19, 2019 22:55 UTC Amendment
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 5,656 $61.47 $347,674.32
Disclosure

SEC source: 0001288847-19-000117 · wf-form4a_156625533992049.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 225,905

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.65 to $62.81, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 14, 2019 Filed Aug 19, 2019 22:55 UTC Amendment
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 2,007 $61.47 $123,370.29
Disclosure

SEC source: 0001288847-19-000117 · wf-form4a_156625533992049.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,764

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.65 to $62.81, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 14, 2019 Filed Aug 19, 2019 22:55 UTC Amendment
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 2,007 $4.25 $8,529.75
Disclosure

SEC source: 0001288847-19-000117 · wf-form4a_156625533992049.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Form filed on August 16, 2019 correctly reported the sale on August 14, 2019 of 7,663 shares but incorrectly stated the source of the shares and the reporting person's holdings following the transaction. This amendment has been filed to indicate that a portion of the shares sold on August 14, 2019 were the result of the exercise of a stock option.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 20:15 UTC SaleCommon Stock 5,000 $62.12 $310,600.00
Disclosure

SEC source: 0001288847-19-000114 · wf-form4_156538169336876.xml · nonDerivative · entry 1

Burdiek Michael J · CIK 0001324293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,715

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.06 to $62.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 20:24 UTC SaleCommon Stock 25,000 $55.70 $1,392,500.00
Disclosure

SEC source: 0001288847-19-000112 · wf-form4_156520948288938.xml · nonDerivative · entry 1

ZOLLARS ROBERT · CIK 0001231089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,407

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.56 to $55.92, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 20:18 UTC SaleCommon Stock 4,000 $55.75 $223,000.00
Disclosure

SEC source: 0001288847-19-000110 · wf-form4_156520911946942.xml · nonDerivative · entry 2

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 12,517

Read SEC document
August 05, 2019 Filed Aug 7, 2019 20:27 UTC GrantCommon Stock 3,585 $0.00 $0.00
Disclosure

SEC source: 0001288847-19-000113 · wf-form4_156520964362597.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,822

Read SEC document
August 05, 2019 Filed Aug 7, 2019 20:22 UTC SaleCommon Stock 10,000 $56.06 $560,600.00
Disclosure

SEC source: 0001288847-19-000111 · wf-form4_156520931805909.xml · nonDerivative · entry 1

Welsh David S. · CIK 0001603743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,729

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.02 to $56.17, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 20:18 UTC SaleCommon Stock 4,000 $54.70 $218,800.00
Disclosure

SEC source: 0001288847-19-000110 · wf-form4_156520911946942.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 16,517

Read SEC document
August 01, 2019 Filed Aug 2, 2019 17:23 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,503 $0.00 Strike: $29.89 $0.00
Disclosure

SEC source: 0001288847-19-000107 · wf-form4_156478097731901.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,708

Underlying: Common Stock · 18,503 shares

Expires 2028-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 17:23 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 18,503 $60.00 $1,110,180.00
Disclosure

SEC source: 0001288847-19-000107 · wf-form4_156478097731901.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,102

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 17:23 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 18,503 $29.89 $553,054.67
Disclosure

SEC source: 0001288847-19-000107 · wf-form4_156478097731901.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 21:39 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,583 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001288847-19-000109 · wf-form4_156478197921565.xml · derivative · entry 4

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,583 shares

Expires 2023-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option granted January 25, 2013 is fully vested.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 21:39 UTC SaleCommon Stock 42,800 $59.48 $2,545,744.00
Disclosure

SEC source: 0001288847-19-000109 · wf-form4_156478197921565.xml · nonDerivative · entry 3

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 167,696

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.34 to $61.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 21:39 UTC SaleCommon Stock 1,583 $59.48 $94,156.84
Disclosure

SEC source: 0001288847-19-000109 · wf-form4_156478197921565.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,237

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.34 to $61.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 21:39 UTC Exercise / conversionCommon Stock 1,583 $4.84 $7,661.72
Disclosure

SEC source: 0001288847-19-000109 · wf-form4_156478197921565.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 21:27 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 7,500 $58.03 $435,225.00
Disclosure

SEC source: 0001288847-19-000108 · wf-form4_156478121585111.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,490

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.04 to $59.72, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 22, 2019 Filed Jul 23, 2019 20:06 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000097 · wf-form4_156391237616005.xml · derivative · entry 4

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,401

Underlying: Common Stock · 15,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option dated November 5, 2014 is fully vested.

Read SEC document
July 22, 2019 Filed Jul 23, 2019 20:06 UTC SaleCommon Stock 15,000 $48.28 $724,200.00
Disclosure

SEC source: 0001288847-19-000097 · wf-form4_156391237616005.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,722

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.77 to $49.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 22, 2019 Filed Jul 23, 2019 20:06 UTC Exercise / conversionCommon Stock 15,000 $4.25 $63,750.00
Disclosure

SEC source: 0001288847-19-000097 · wf-form4_156391237616005.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2019 Filed Jul 18, 2019 00:06 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 7,663 $52.05 $398,859.15
Disclosure

SEC source: 0001288847-19-000096 · wf-form4_156340836908721.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 231,561

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.17 to $53.51, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 15, 2019 Filed Jul 18, 2019 00:04 UTC Exercise / conversionStock Option (right to buy) · Derivative 13,979 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001288847-19-000095 · wf-form4_156340824763685.xml · derivative · entry 4

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,583

Underlying: Common Stock · 13,979 shares

Expires 2023-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option granted on January 25, 2013 is fully vested.

Read SEC document
July 15, 2019 Filed Jul 18, 2019 00:04 UTC SaleCommon Stock 13,979 $52.91 $739,628.89
Disclosure

SEC source: 0001288847-19-000095 · wf-form4_156340824763685.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,878

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.16 to $53.51, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 15, 2019 Filed Jul 18, 2019 00:04 UTC Exercise / conversionCommon Stock 13,979 $4.84 $67,658.36
Disclosure

SEC source: 0001288847-19-000095 · wf-form4_156340824763685.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:52 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 7,500 $52.00 $390,000.00
Disclosure

SEC source: 0001288847-19-000094 · wf-form4_156210796311587.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,990

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.42 to $53.01, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 22:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,238 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001288847-19-000093 · wf-form4_156141449238814.xml · derivative · entry 4

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,562

Underlying: Common Stock · 6,238 shares

Expires 2023-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option granted on January 25, 2013 is fully vested.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 22:15 UTC SaleCommon Stock 6,238 $55.54 $346,458.52
Disclosure

SEC source: 0001288847-19-000093 · wf-form4_156141449238814.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,878

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.01 to $56.00, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 22:15 UTC Exercise / conversionCommon Stock 6,238 $4.84 $30,191.92
Disclosure

SEC source: 0001288847-19-000093 · wf-form4_156141449238814.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 22:13 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000092 · wf-form4_156141438628706.xml · derivative · entry 4

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,401

Underlying: Common Stock · 15,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option dated November 5, 2014 is fully vested.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 22:13 UTC SaleCommon Stock 15,000 $54.45 $816,750.00
Disclosure

SEC source: 0001288847-19-000092 · wf-form4_156141438628706.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,722

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.90 to $55.75, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 22:13 UTC Exercise / conversionCommon Stock 15,000 $4.25 $63,750.00
Disclosure

SEC source: 0001288847-19-000092 · wf-form4_156141438628706.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 22:44 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,314 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001288847-19-000091 · wf-form4_156098427338383.xml · derivative · entry 9

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,800

Underlying: Common Stock · 6,314 shares

Expires 2023-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option granted on January 25, 2013 is fully vested.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 22:44 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,086 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000091 · wf-form4_156098427338383.xml · derivative · entry 8

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,086 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted on November 5, 2014 is fully vested.

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June 18, 2019 Filed Jun 19, 2019 22:44 UTC SaleCommon Stock 20,400 $53.73 $1,096,092.00
Disclosure

SEC source: 0001288847-19-000091 · wf-form4_156098427338383.xml · nonDerivative · entry 5

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,878

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.95 to $54.76, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 18, 2019 Filed Jun 19, 2019 22:44 UTC Exercise / conversionCommon Stock 6,314 $4.84 $30,559.76
Disclosure

SEC source: 0001288847-19-000091 · wf-form4_156098427338383.xml · nonDerivative · entry 4

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 18, 2019 Filed Jun 19, 2019 22:44 UTC Exercise / conversionCommon Stock 14,086 $4.25 $59,865.50
Disclosure

SEC source: 0001288847-19-000091 · wf-form4_156098427338383.xml · nonDerivative · entry 3

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 17, 2019 Filed Jun 19, 2019 22:44 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,700 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000091 · wf-form4_156098427338383.xml · derivative · entry 7

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,086

Underlying: Common Stock · 1,700 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted on November 5, 2014 is fully vested.

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June 17, 2019 Filed Jun 19, 2019 22:44 UTC SaleCommon Stock 1,700 $53.04 $90,168.00
Disclosure

SEC source: 0001288847-19-000091 · wf-form4_156098427338383.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,878

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.09, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 17, 2019 Filed Jun 19, 2019 22:44 UTC Exercise / conversionCommon Stock 1,700 $4.25 $7,225.00
Disclosure

SEC source: 0001288847-19-000091 · wf-form4_156098427338383.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 14, 2019 Filed Jun 18, 2019 23:14 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 7,663 $50.31 $385,525.53
Disclosure

SEC source: 0001288847-19-000090 · wf-form4_156089967097609.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 229,119

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.98 to $50.60, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 10, 2019 Filed Jun 12, 2019 21:12 UTC SaleCommon Stock 7,155 $50.50 $361,327.50
Disclosure

SEC source: 0001288847-19-000089 · wf-form4_156037395063922.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 20,517

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June 07, 2019 Filed Jun 7, 2019 17:22 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,031 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-19-000087 · wf-form4_155994256386380.xml · derivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,660

Underlying: Common Stock · 1,031 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

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June 07, 2019 Filed Jun 7, 2019 17:22 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 5,500 $50.00 $275,000.00
Disclosure

SEC source: 0001288847-19-000087 · wf-form4_155994256386380.xml · nonDerivative · entry 3

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,825

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

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June 07, 2019 Filed Jun 7, 2019 17:22 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 1,031 $50.00 $51,550.00
Disclosure

SEC source: 0001288847-19-000087 · wf-form4_155994256386380.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,102

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

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June 07, 2019 Filed Jun 7, 2019 17:22 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 1,031 $16.25 $16,753.75
Disclosure

SEC source: 0001288847-19-000087 · wf-form4_155994256386380.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 21:24 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 4,000 $50.05 $200,200.00
Disclosure

SEC source: 0001288847-19-000088 · wf-form4_155994266912781.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,490

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.29, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 05, 2019 Filed Jun 6, 2019 17:07 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 6,415 $48.17 $309,010.55
Disclosure

SEC source: 0001288847-19-000085 · wf-form4_155985523097111.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,102

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.64 to $48.59, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.