Tapewire

Nasdaq · USD

FIVN

Five9, Inc.

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4346
SEC CIK
0001288847
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025012
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202602
Jun 2026014
Jul 202600
Aug 202601
Sep 2026017
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2019 Filed Nov 18, 2019 23:37 UTC
Kam RyanChief Marketing Officer
Exercise / conversionCommon Stock 17,118 $39.35 $673,593.30
Disclosure

SEC source: 0001628280-19-014301 · wf-form4_157412020509811.xml · nonDerivative · entry 1

Kam Ryan · CIK 0001756824 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 976 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on May 15, 2019 and 158 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on November 15, 2019.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 23:08 UTC Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001288847-19-000135 · wf-form4_157308167062988.xml · derivative · entry 6

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,376

Underlying: Common Stock · 15,000 shares

Expires 2023-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option granted on November 22, 2013 is fully vested.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 23:08 UTC SaleCommon Stock 300 $56.22 $16,866.00
Disclosure

SEC source: 0001288847-19-000135 · wf-form4_157308167062988.xml · nonDerivative · entry 4

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,460

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.21 to $56.23, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 23:08 UTC SaleCommon Stock 10,100 $55.66 $562,166.00
Disclosure

SEC source: 0001288847-19-000135 · wf-form4_157308167062988.xml · nonDerivative · entry 3

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,760

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.20 to $56.20, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 23:08 UTC SaleCommon Stock 4,600 $54.88 $252,448.00
Disclosure

SEC source: 0001288847-19-000135 · wf-form4_157308167062988.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,860

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.16 to $55.15, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 23:08 UTC Exercise / conversionCommon Stock 15,000 $9.48 $142,200.00
Disclosure

SEC source: 0001288847-19-000135 · wf-form4_157308167062988.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:04 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 800 $56.91 $45,528.00
Disclosure

SEC source: 0001288847-19-000130 · wf-form4_157290145023222.xml · nonDerivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,456

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.68 to $57.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:04 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 6,700 $56.23 $376,741.00
Disclosure

SEC source: 0001288847-19-000130 · wf-form4_157290145023222.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,256

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.66 to $56.66, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 20:39 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,663 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000129 · wf-form4_157117191343714.xml · derivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,772

Underlying: Common Stock · 7,663 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted on November 5, 2014 is fully vested.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 20:39 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 715 $56.43 $40,347.45
Disclosure

SEC source: 0001288847-19-000129 · wf-form4_157117191343714.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,392

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.39 to $56.51, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 20:39 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 6,948 $55.99 $389,018.52
Disclosure

SEC source: 0001288847-19-000129 · wf-form4_157117191343714.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,107

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.36 to $56.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 20:39 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 7,663 $4.25 $32,567.75
Disclosure

SEC source: 0001288847-19-000129 · wf-form4_157117191343714.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 20:29 UTC Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001288847-19-000128 · wf-form4_157065295092266.xml · derivative · entry 6

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,376

Underlying: Common Stock · 15,000 shares

Expires 2023-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option granted on November 22, 2013 is fully vested.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 20:29 UTC SaleCommon Stock 2,500 $56.97 $142,425.00
Disclosure

SEC source: 0001288847-19-000128 · wf-form4_157065295092266.xml · nonDerivative · entry 4

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,460

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.92 to $57.07, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 20:29 UTC SaleCommon Stock 4,793 $56.55 $271,044.15
Disclosure

SEC source: 0001288847-19-000128 · wf-form4_157065295092266.xml · nonDerivative · entry 3

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,960

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.91 to $56.91, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 20:29 UTC SaleCommon Stock 7,707 $55.47 $427,507.29
Disclosure

SEC source: 0001288847-19-000128 · wf-form4_157065295092266.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,753

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.88 to $55.88, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 20:29 UTC Exercise / conversionCommon Stock 15,000 $9.48 $142,200.00
Disclosure

SEC source: 0001288847-19-000128 · wf-form4_157065295092266.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:22 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 1,094 $53.56 $58,594.64
Disclosure

SEC source: 0001288847-19-000127 · wf-form4_157013414297186.xml · nonDerivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,956

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.30 to $54.10, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:22 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 6,406 $52.75 $337,916.50
Disclosure

SEC source: 0001288847-19-000127 · wf-form4_157013414297186.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,050

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.28 to $53.27, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:16 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,243 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001288847-19-000126 · wf-form4_156884139805761.xml · derivative · entry 5

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,376

Underlying: Common Stock · 8,243 shares

Expires 2023-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted on November 22, 2013 is fully vested.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:16 UTC SaleCommon Stock 12,809 $54.37 $696,425.33
Disclosure

SEC source: 0001288847-19-000126 · wf-form4_156884139805761.xml · nonDerivative · entry 3

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,460

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.93 to $54.93, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:16 UTC SaleCommon Stock 1,125 $53.43 $60,108.75
Disclosure

SEC source: 0001288847-19-000126 · wf-form4_156884139805761.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,269

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.88 to $53.80, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:16 UTC Exercise / conversionCommon Stock 8,243 $9.48 $78,143.64
Disclosure

SEC source: 0001288847-19-000126 · wf-form4_156884139805761.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:13 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,663 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000125 · wf-form4_156884120110239.xml · derivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,435

Underlying: Common Stock · 7,663 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted on November 5, 2014 is fully vested.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:13 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 6,054 $54.40 $329,337.60
Disclosure

SEC source: 0001288847-19-000125 · wf-form4_156884120110239.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,392

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.06 to $54.87, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:13 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 1,609 $53.63 $86,290.67
Disclosure

SEC source: 0001288847-19-000125 · wf-form4_156884120110239.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,446

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.05 to $54.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:13 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 7,663 $4.25 $32,567.75
Disclosure

SEC source: 0001288847-19-000125 · wf-form4_156884120110239.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 21:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $8.48 $0.00
Disclosure

SEC source: 0001288847-19-000124 · wf-form4_156840844194688.xml · derivative · entry 4

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,500

Underlying: Common Stock · 5,000 shares

Expires 2023-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option granted on October 28, 2013 is fully vested.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 21:00 UTC SaleCommon Stock 5,000 $55.10 $275,500.00
Disclosure

SEC source: 0001288847-19-000124 · wf-form4_156840844194688.xml · nonDerivative · entry 2

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,407

Read SEC document
September 12, 2019 Filed Sep 13, 2019 21:00 UTC Exercise / conversionCommon Stock 5,000 $8.48 $42,400.00
Disclosure

SEC source: 0001288847-19-000124 · wf-form4_156840844194688.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:58 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 2,024 $56.93 $115,226.32
Disclosure

SEC source: 0001288847-19-000123 · wf-form4_156840831293247.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,456

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.93 to $57.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:51 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 4,372 $56.93 $248,897.96
Disclosure

SEC source: 0001288847-19-000122 · wf-form4_156840789565134.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,392

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.46 to $57.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:41 UTC SaleCommon Stock 5,571 $56.46 $314,538.66
Disclosure

SEC source: 0001288847-19-000121 · wf-form4_156840725393870.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,151

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.31 to $56.69, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 05, 2019 Filed Sep 5, 2019 18:40 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 100 $62.15 $6,215.00
Disclosure

SEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · nonDerivative · entry 8

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,285

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2019.

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September 05, 2019 Filed Sep 5, 2019 18:40 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 3,357 $61.27 $205,683.39
Disclosure

SEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · nonDerivative · entry 7

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,385

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2019.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.91 to $61.59, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 05, 2019 Filed Sep 5, 2019 18:40 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 3,042 $60.32 $183,493.44
Disclosure

SEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · nonDerivative · entry 6

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,742

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2019.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.85 to $60.85, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 04, 2019 Filed Sep 4, 2019 22:51 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 27,010 $62.08 $1,676,780.80
Disclosure

SEC source: 0001288847-19-000119 · wf-form4_156763748583236.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,480

F1 · shares: All sales occurred via a 10b5-1 trading plan with a portion used to cover taxes upon vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.65 to $62.60, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 04, 2019 Filed Sep 5, 2019 18:40 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,701 $0.00 Strike: $29.89 $0.00
Disclosure

SEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · derivative · entry 12

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,007

Underlying: Common Stock · 3,701 shares

Expires 2028-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018.

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September 04, 2019 Filed Sep 5, 2019 18:40 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,094 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · derivative · entry 11

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,566

Underlying: Common Stock · 3,094 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

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September 04, 2019 Filed Sep 5, 2019 18:40 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,235 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · derivative · entry 10

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,469

Underlying: Common Stock · 4,235 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

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September 04, 2019 Filed Sep 5, 2019 18:40 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 6,318 $62.06 $392,095.08
Disclosure

SEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · nonDerivative · entry 5

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,784

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2019.

F3 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.69 to $62.51, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 18:40 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 11,030 $62.06 $684,521.80
Disclosure

SEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · nonDerivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,102

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.71 to $62.51, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 18:40 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 3,701 $29.89 $110,622.89
Disclosure

SEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · nonDerivative · entry 3

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 18:40 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 3,094 $16.25 $50,277.50
Disclosure

SEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 18:40 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 4,235 $8.13 $34,430.55
Disclosure

SEC source: 0001288847-19-000120 · wf-form4_156772320011532.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 20:42 UTC Exercise / conversionStock Option (right to buy) · Derivative 9,599 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001288847-19-000118 · wf-form4_156650650906912.xml · derivative · entry 6

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,728

Underlying: Common Stock · 9,599 shares

Expires 2023-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option dated January 25, 2013 is fully vested.

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August 20, 2019 Filed Aug 22, 2019 20:42 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,401 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000118 · wf-form4_156650650906912.xml · derivative · entry 5

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,401 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option dated November 5, 2014 is fully vested.

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August 20, 2019 Filed Aug 22, 2019 20:42 UTC SaleCommon Stock 15,000 $62.83 $942,450.00
Disclosure

SEC source: 0001288847-19-000118 · wf-form4_156650650906912.xml · nonDerivative · entry 3

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,722

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.12 to $63.59, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 20, 2019 Filed Aug 22, 2019 20:42 UTC Exercise / conversionCommon Stock 9,599 $4.84 $46,459.16
Disclosure

SEC source: 0001288847-19-000118 · wf-form4_156650650906912.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 20:42 UTC Exercise / conversionCommon Stock 5,401 $4.25 $22,954.25
Disclosure

SEC source: 0001288847-19-000118 · wf-form4_156650650906912.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.