Tapewire

Nasdaq · USD

FIVN

Five9, Inc.

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Tapewire entity
4346
SEC CIK
0001288847
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025012
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202602
Jun 2026014
Jul 202600
Aug 202601
Sep 2026017
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2020 Filed Mar 7, 2020 00:15 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,242 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-20-000036 · wf-form4_158354009280060.xml · derivative · entry 10

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,592

Underlying: Common Stock · 8,242 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The option dated March 9, 2016 is fully vested.

Read SEC document
March 05, 2020 Filed Mar 7, 2020 00:15 UTC SaleCommon Stock 4,390 $73.11 $320,952.90
Disclosure

SEC source: 0001288847-20-000036 · wf-form4_158354009280060.xml · nonDerivative · entry 4

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,292

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F4 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.93 to $73.34, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 05, 2020 Filed Mar 7, 2020 00:15 UTC SaleCommon Stock 4,429 $73.37 $324,955.73
Disclosure

SEC source: 0001288847-20-000036 · wf-form4_158354009280060.xml · nonDerivative · entry 3

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,682

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.10 to $73.75, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 05, 2020 Filed Mar 7, 2020 00:15 UTC SaleCommon Stock 3,813 $72.74 $277,357.62
Disclosure

SEC source: 0001288847-20-000036 · wf-form4_158354009280060.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,111

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.09 to $73.09, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 05, 2020 Filed Mar 7, 2020 00:15 UTC Exercise / conversionCommon Stock 8,242 $8.13 $67,007.46
Disclosure

SEC source: 0001288847-20-000036 · wf-form4_158354009280060.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2020 Filed Mar 7, 2020 00:12 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 3,048 $73.25 $223,266.00
Disclosure

SEC source: 0001288847-20-000035 · wf-form4_158353991511386.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,790

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.05 to $73.37, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 22:32 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 400 $73.54 $29,416.00
Disclosure

SEC source: 0001288847-20-000033 · wf-form4_158344750607188.xml · nonDerivative · entry 3

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,037

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.52 to $73.55, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 22:32 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 14,136 $72.77 $1,028,676.72
Disclosure

SEC source: 0001288847-20-000033 · wf-form4_158344750607188.xml · nonDerivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,437

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.33 to $73.26, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 22:32 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 19,638 $72.77 $1,429,057.26
Disclosure

SEC source: 0001288847-20-000033 · wf-form4_158344750607188.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,573

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.33 to $73.26, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 19:20 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,701 $0.00 Strike: $29.89 $0.00
Disclosure

SEC source: 0001288847-20-000037 · wf-form4_158354039085249.xml · derivative · entry 10

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,606

Underlying: Common Stock · 3,701 shares

Expires 2028-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 19:20 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,094 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001288847-20-000037 · wf-form4_158354039085249.xml · derivative · entry 9

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,377

Underlying: Common Stock · 3,094 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 19:20 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,235 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-20-000037 · wf-form4_158354039085249.xml · derivative · entry 8

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,235 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option granted on March 9, 2016 is fully vested.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 19:20 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 296 $73.38 $21,720.48
Disclosure

SEC source: 0001288847-20-000037 · wf-form4_158354039085249.xml · nonDerivative · entry 5

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,994

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.29 to $73.55, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 19:20 UTC
WELCH SCOTTEVP, Cloud Operations
SaleCommon Stock 10,734 $72.75 $780,898.50
Disclosure

SEC source: 0001288847-20-000037 · wf-form4_158354039085249.xml · nonDerivative · entry 4

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,290

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.28 to $73.27, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 19:20 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 3,701 $29.89 $110,622.89
Disclosure

SEC source: 0001288847-20-000037 · wf-form4_158354039085249.xml · nonDerivative · entry 3

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 19:20 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 3,094 $16.25 $50,277.50
Disclosure

SEC source: 0001288847-20-000037 · wf-form4_158354039085249.xml · nonDerivative · entry 2

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 19:20 UTC
WELCH SCOTTEVP, Cloud Operations
Exercise / conversionCommon Stock 4,235 $8.13 $34,430.55
Disclosure

SEC source: 0001288847-20-000037 · wf-form4_158354039085249.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 7, 2020 00:24 UTC SaleCommon Stock 5,000 $73.58 $367,900.00
Disclosure

SEC source: 0001288847-20-000039 · wf-form4_158354067336967.xml · nonDerivative · entry 2

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 169,658

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.52 to $73.63, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2020 Filed Mar 7, 2020 00:24 UTC SaleCommon Stock 9,314 $72.56 $675,823.84
Disclosure

SEC source: 0001288847-20-000039 · wf-form4_158354067336967.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 174,658

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.40 to $72.80, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:37 UTC SaleCommon Stock 1,155 $73.35 $84,719.25
Disclosure

SEC source: 0001288847-20-000034 · wf-form4_158344783384506.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,682

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.23 to $73.45, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:04 UTC SaleCommon Stock 8,000 $72.41 $579,280.00
Disclosure

SEC source: 0001288847-20-000032 · wf-form4_158326945290342.xml · nonDerivative · entry 1

ZOLLARS ROBERT · CIK 0001231089 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 18,172

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.15 to $73.13, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:01 UTC SaleCommon Stock 1,242 $73.03 $90,703.26
Disclosure

SEC source: 0001288847-20-000031 · wf-form4_158326927594898.xml · nonDerivative · entry 3

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,837

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.97 to $73.09, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:01 UTC SaleCommon Stock 19,248 $72.36 $1,392,785.28
Disclosure

SEC source: 0001288847-20-000031 · wf-form4_158326927594898.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,079

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.96 to $72.90, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:01 UTC SaleCommon Stock 52,397 $71.45 $3,743,765.65
Disclosure

SEC source: 0001288847-20-000031 · wf-form4_158326927594898.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,327

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.95 to $71.95, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 00:38 UTC SaleCommon Stock 3,500 $74.11 $259,385.00
Disclosure

SEC source: 0001288847-20-000024 · wf-form4_158276392017660.xml · nonDerivative · entry 1

Burdiek Michael J · CIK 0001324293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,215

Read SEC document
February 24, 2020 Filed Feb 26, 2020 19:33 UTC
WELCH SCOTTEVP, Cloud Operations
GrantEmployee Stock Option (right to buy) · Derivative 14,582 $0.00 Strike: $72.29 $0.00
Disclosure

SEC source: 0001288847-20-000022 · wf-form4_158276361080916.xml · derivative · entry 3

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,582

Underlying: Common Stock · 14,582 shares

Expires 2030-02-24

F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 19:33 UTC
WELCH SCOTTEVP, Cloud Operations
GrantCommon Stock 20,275 $0.00 $0.00
Disclosure

SEC source: 0001288847-20-000022 · wf-form4_158276361080916.xml · nonDerivative · entry 1

WELCH SCOTT · CIK 0001305625 · EVP, Cloud Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,994

Read SEC document
February 24, 2020 Filed Feb 27, 2020 00:35 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $8.48 $0.00
Disclosure

SEC source: 0001288847-20-000023 · wf-form4_158276369614126.xml · derivative · entry 4

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 30,000 shares

Expires 2023-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option granted on October 28, 2013 is fully vested.

Read SEC document
February 24, 2020 Filed Feb 27, 2020 00:35 UTC SaleCommon Stock 30,000 $71.70 $2,151,000.00
Disclosure

SEC source: 0001288847-20-000023 · wf-form4_158276369614126.xml · nonDerivative · entry 2

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,407

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.50 to $71.98, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 24, 2020 Filed Feb 27, 2020 00:35 UTC Exercise / conversionCommon Stock 30,000 $8.48 $254,400.00
Disclosure

SEC source: 0001288847-20-000023 · wf-form4_158276369614126.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2020 Filed Feb 27, 2020 00:29 UTC
ZWARENSTEIN BARRYChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 17,499 $0.00 Strike: $72.29 $0.00
Disclosure

SEC source: 0001288847-20-000021 · wf-form4_158276332922287.xml · derivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,499

Underlying: Common Stock · 17,499 shares

Expires 2030-02-24

F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 27, 2020 00:29 UTC
ZWARENSTEIN BARRYChief Financial Officer
GrantCommon Stock 24,330 $0.00 $0.00
Disclosure

SEC source: 0001288847-20-000021 · wf-form4_158276332922287.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,838

Read SEC document
February 24, 2020 Filed Feb 27, 2020 00:27 UTC
Trollope Rowan MDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 37,914 $0.00 Strike: $72.29 $0.00
Disclosure

SEC source: 0001288847-20-000020 · wf-form4_158276323156996.xml · derivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,914

Underlying: Common Stock · 37,914 shares

Expires 2030-02-24

F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 27, 2020 00:27 UTC
Trollope Rowan MDirector · Chief Executive Officer
GrantCommon Stock 52,716 $0.00 $0.00
Disclosure

SEC source: 0001288847-20-000020 · wf-form4_158276323156996.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,211

Read SEC document
February 24, 2020 Filed Feb 27, 2020 00:25 UTC GrantEmployee Stock Option (right to buy) · Derivative 17,499 $0.00 Strike: $72.29 $0.00
Disclosure

SEC source: 0001288847-20-000019 · wf-form4_158276309489454.xml · derivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,499

Underlying: Common Stock · 17,499 shares

Expires 2030-02-24

F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 24, 2020.

Read SEC document
February 24, 2020 Filed Feb 27, 2020 00:25 UTC GrantCommon Stock 24,330 $0.00 $0.00
Disclosure

SEC source: 0001288847-20-000019 · wf-form4_158276309489454.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,724

Read SEC document
February 18, 2020 Filed Feb 19, 2020 22:49 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 1,686 $77.10 $129,990.60
Disclosure

SEC source: 0001288847-20-000014 · wf-form4_158215254378858.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 210,891

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.95 to $77.34, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 18, 2020 Filed Feb 19, 2020 22:49 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 6,814 $76.60 $521,952.40
Disclosure

SEC source: 0001288847-20-000014 · wf-form4_158215254378858.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 212,577

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.94 to $76.93, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 07, 2020 Filed Feb 10, 2020 22:27 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 100 $74.28 $7,428.00
Disclosure

SEC source: 0001288847-20-000005 · wf-form4_158137361569281.xml · nonDerivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,495

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2019.

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February 07, 2020 Filed Feb 10, 2020 22:27 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 12,500 $73.79 $922,375.00
Disclosure

SEC source: 0001288847-20-000005 · wf-form4_158137361569281.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,595

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.21 to $74.20, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 05, 2020 Filed Feb 6, 2020 23:30 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-20-000004 · wf-form4_158103181862034.xml · derivative · entry 7

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,834

Underlying: Common Stock · 15,000 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

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February 05, 2020 Filed Feb 6, 2020 23:30 UTC SaleCommon Stock 998 $76.13 $75,977.74
Disclosure

SEC source: 0001288847-20-000004 · wf-form4_158103181862034.xml · nonDerivative · entry 5

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,197

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.03 to $76.28, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 05, 2020 Filed Feb 6, 2020 23:30 UTC SaleCommon Stock 2,706 $75.39 $204,005.34
Disclosure

SEC source: 0001288847-20-000004 · wf-form4_158103181862034.xml · nonDerivative · entry 4

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,195

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.96 to $75.94, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 05, 2020 Filed Feb 6, 2020 23:30 UTC SaleCommon Stock 2,760 $74.39 $205,316.40
Disclosure

SEC source: 0001288847-20-000004 · wf-form4_158103181862034.xml · nonDerivative · entry 3

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,901

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.92 to $74.90, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 05, 2020 Filed Feb 6, 2020 23:30 UTC SaleCommon Stock 8,536 $73.31 $625,774.16
Disclosure

SEC source: 0001288847-20-000004 · wf-form4_158103181862034.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,661

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.91 to $73.89, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 05, 2020 Filed Feb 6, 2020 23:30 UTC Exercise / conversionCommon Stock 15,000 $8.13 $121,950.00
Disclosure

SEC source: 0001288847-20-000004 · wf-form4_158103181862034.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 23:48 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 795 $73.14 $58,146.30
Disclosure

SEC source: 0001288847-20-000003 · wf-form4_157921851188231.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 219,391

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.10 to $73.21, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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January 15, 2020 Filed Jan 16, 2020 23:48 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 7,705 $72.75 $560,538.75
Disclosure

SEC source: 0001288847-20-000003 · wf-form4_157921851188231.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 227,891

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.09 to $73.09, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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January 07, 2020 Filed Jan 8, 2020 22:16 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 12,600 $68.22 $859,572.00
Disclosure

SEC source: 0001288847-20-000002 · wf-form4_157852175132552.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,095

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.87 to $68.75, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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January 06, 2020 Filed Jan 8, 2020 22:12 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,866 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-20-000001 · wf-form4_157852156118018.xml · derivative · entry 8

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,834

Underlying: Common Stock · 6,866 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.