Tapewire

Nasdaq · USD

FIVN

Five9, Inc.

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Tapewire entity
4346
SEC CIK
0001288847
Parsed reports
718

Last 12 months

Inside the activity.

1 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025012
Jan 202600
Feb 202600
Mar 202609
Apr 202600
May 202602
Jun 2026014
Jul 202600
Aug 202601
Sep 2026017
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2021 Filed Jun 7, 2021 21:38 UTC SaleCommon Stock 1,173 $164.02 $192,395.46
Disclosure

SEC source: 0001288847-21-000085 · wf-form4_162310189116744.xml · nonDerivative · entry 2

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,455

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 21:38 UTC SaleCommon Stock 5 $162.47 $812.35
Disclosure

SEC source: 0001288847-21-000085 · wf-form4_162310189116744.xml · nonDerivative · entry 1

Burkland Daniel P. · CIK 0001604052 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,628

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.01 to $162.78, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 176 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on May 14, 2021.

Read SEC document
May 20, 2021 Filed May 24, 2021 20:40 UTC SaleCommon Stock 1,784 $172.96 $308,560.64
Disclosure

SEC source: 0001288847-21-000084 · wf-form4_162188879455329.xml · nonDerivative · entry 1

Burdiek Michael J · CIK 0001324293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,698

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.92 to $173.07, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 18, 2021 Filed May 20, 2021 23:47 UTC SaleCommon Stock 3,407 $165.42 $563,585.94
Disclosure

SEC source: 0001288847-21-000083 · wf-form4_162155444463222.xml · nonDerivative · entry 1

ZOLLARS ROBERT · CIK 0001231089 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,784

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.14 to $165.60, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 17, 2021 Filed May 19, 2021 22:14 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001288847-21-000082 · wf-form4_162146241218980.xml · derivative · entry 7

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,749

Underlying: Common Stock · 12,500 shares

Expires 2023-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option granted on November 22, 2013 is fully vested.

Read SEC document
May 17, 2021 Filed May 19, 2021 22:14 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 1,000 $164.55 $164,550.00
Disclosure

SEC source: 0001288847-21-000082 · wf-form4_162146241218980.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,589

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.22 to $165.09, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 17, 2021 Filed May 19, 2021 22:14 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 2,798 $163.55 $457,612.90
Disclosure

SEC source: 0001288847-21-000082 · wf-form4_162146241218980.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,589

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.19 to $164.17, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 17, 2021 Filed May 19, 2021 22:14 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 6,102 $162.74 $993,039.48
Disclosure

SEC source: 0001288847-21-000082 · wf-form4_162146241218980.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,387

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.17 to $163.17, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 17, 2021 Filed May 19, 2021 22:14 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 2,600 $161.46 $419,796.00
Disclosure

SEC source: 0001288847-21-000082 · wf-form4_162146241218980.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,489

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.96 to $161.90, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 17, 2021 Filed May 19, 2021 22:14 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 12,500 $9.48 $118,500.00
Disclosure

SEC source: 0001288847-21-000082 · wf-form4_162146241218980.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 177 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on May 14, 2021.

Read SEC document
May 12, 2021 Filed May 13, 2021 22:30 UTC GrantCommon Stock 1,234 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000081 · wf-form4_162094500446310.xml · nonDerivative · entry 1

DEWALT DAVID G · CIK 0001228853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,769

Read SEC document
May 12, 2021 Filed May 13, 2021 22:28 UTC GrantCommon Stock 1,234 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000080 · wf-form4_162094489991625.xml · nonDerivative · entry 1

Burkland Michael · CIK 0001604097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,364

Read SEC document
May 12, 2021 Filed May 13, 2021 22:07 UTC GrantCommon Stock 1,234 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000079 · wf-form4_162094364590566.xml · nonDerivative · entry 1

Welsh David S. · CIK 0001603743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,399

Read SEC document
May 12, 2021 Filed May 13, 2021 22:05 UTC GrantCommon Stock 1,234 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000078 · wf-form4_162094348954435.xml · nonDerivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,018

Read SEC document
May 12, 2021 Filed May 13, 2021 22:03 UTC GrantCommon Stock 1,234 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000077 · wf-form4_162094339680853.xml · nonDerivative · entry 1

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,018

Read SEC document
May 12, 2021 Filed May 13, 2021 22:01 UTC GrantCommon Stock 1,234 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000076 · wf-form4_162094326020595.xml · nonDerivative · entry 1

Burdiek Michael J · CIK 0001324293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,482

Read SEC document
May 12, 2021 Filed May 13, 2021 21:15 UTC GrantCommon Stock 1,234 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000075 · wf-form4_162094050436999.xml · nonDerivative · entry 5

ZOLLARS ROBERT · CIK 0001231089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,018

Read SEC document
May 11, 2021 Filed May 13, 2021 21:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 29,759 $0.00 Strike: $10.12 $0.00
Disclosure

SEC source: 0001288847-21-000075 · wf-form4_162094050436999.xml · derivative · entry 7

ZOLLARS ROBERT · CIK 0001231089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,741

Underlying: Common Stock · 29,759 shares

Expires 2023-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted on December 20, 2013 is fully vested.

Read SEC document
May 11, 2021 Filed May 13, 2021 21:15 UTC SaleCommon Stock 1,120 $169.35 $189,672.00
Disclosure

SEC source: 0001288847-21-000075 · wf-form4_162094050436999.xml · nonDerivative · entry 4

ZOLLARS ROBERT · CIK 0001231089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,784

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.91 to $169.67, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 11, 2021 Filed May 13, 2021 21:15 UTC SaleCommon Stock 18,339 $168.12 $3,083,152.68
Disclosure

SEC source: 0001288847-21-000075 · wf-form4_162094050436999.xml · nonDerivative · entry 3

ZOLLARS ROBERT · CIK 0001231089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,904

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.90 to $168.90, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 11, 2021 Filed May 13, 2021 21:15 UTC SaleCommon Stock 10,300 $167.45 $1,724,735.00
Disclosure

SEC source: 0001288847-21-000075 · wf-form4_162094050436999.xml · nonDerivative · entry 2

ZOLLARS ROBERT · CIK 0001231089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,243

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.89 to $167.86, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 11, 2021 Filed May 13, 2021 21:15 UTC Exercise / conversionCommon Stock 29,759 $10.12 $301,161.08
Disclosure

SEC source: 0001288847-21-000075 · wf-form4_162094050436999.xml · nonDerivative · entry 1

ZOLLARS ROBERT · CIK 0001231089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 6, 2021 22:36 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 1,282 $175.35 $224,798.70
Disclosure

SEC source: 0001288847-21-000071 · wf-form4_162034054536835.xml · nonDerivative · entry 5

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,708

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.10 to $176.07, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 05, 2021 Filed May 6, 2021 22:36 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 1,150 $174.50 $200,675.00
Disclosure

SEC source: 0001288847-21-000071 · wf-form4_162034054536835.xml · nonDerivative · entry 4

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,990

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.08 to $175.07, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 05, 2021 Filed May 6, 2021 22:36 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 1,319 $173.56 $228,925.64
Disclosure

SEC source: 0001288847-21-000071 · wf-form4_162034054536835.xml · nonDerivative · entry 3

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,140

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.06 to $174.06, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 05, 2021 Filed May 6, 2021 22:36 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 1,513 $172.55 $261,068.15
Disclosure

SEC source: 0001288847-21-000071 · wf-form4_162034054536835.xml · nonDerivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,459

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.00 to $172.95 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 05, 2021 Filed May 6, 2021 22:36 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 736 $171.04 $125,885.44
Disclosure

SEC source: 0001288847-21-000071 · wf-form4_162034054536835.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,972

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.52 to $171.43, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 04, 2021 Filed May 6, 2021 22:18 UTC SaleCommon Stock 1,000 $172.00 $172,000.00
Disclosure

SEC source: 0001288847-21-000070 · wf-form4_162033943851809.xml · nonDerivative · entry 1

Burdiek Michael J · CIK 0001324293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,248

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:02 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,629 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001288847-21-000054 · wf-form4_161894890255940.xml · derivative · entry 9

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,249

Underlying: Common Stock · 7,629 shares

Expires 2023-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option dated November 22, 2013 is fully vested.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:02 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,871 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-21-000054 · wf-form4_161894890255940.xml · derivative · entry 8

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,871 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option dated March 9, 2016 is fully vested.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:02 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 200 $179.00 $35,800.00
Disclosure

SEC source: 0001288847-21-000054 · wf-form4_161894890255940.xml · nonDerivative · entry 6

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,412

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:02 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 1,630 $177.24 $288,901.20
Disclosure

SEC source: 0001288847-21-000054 · wf-form4_161894890255940.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,612

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.08 to $177.66, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:02 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 8,870 $176.53 $1,565,821.10
Disclosure

SEC source: 0001288847-21-000054 · wf-form4_161894890255940.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,242

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.05 to $177.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:02 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 1,800 $175.56 $316,008.00
Disclosure

SEC source: 0001288847-21-000054 · wf-form4_161894890255940.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,112

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.02 to $175.89, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:02 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 7,629 $9.48 $72,322.92
Disclosure

SEC source: 0001288847-21-000054 · wf-form4_161894890255940.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:02 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 4,871 $8.13 $39,601.23
Disclosure

SEC source: 0001288847-21-000054 · wf-form4_161894890255940.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 20:08 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 4 $165.99 $663.96
Disclosure

SEC source: 0001288847-21-000053 · wf-form4_161782591143462.xml · nonDerivative · entry 4

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,708

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

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April 05, 2021 Filed Apr 7, 2021 20:08 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 224 $165.12 $36,986.88
Disclosure

SEC source: 0001288847-21-000053 · wf-form4_161782591143462.xml · nonDerivative · entry 3

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,712

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.96 to $165.21 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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April 05, 2021 Filed Apr 7, 2021 20:08 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 1,858 $164.24 $305,157.92
Disclosure

SEC source: 0001288847-21-000053 · wf-form4_161782591143462.xml · nonDerivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,936

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.73 to $164.73, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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April 05, 2021 Filed Apr 7, 2021 20:08 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 3,914 $163.21 $638,803.94
Disclosure

SEC source: 0001288847-21-000053 · wf-form4_161782591143462.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,794

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.69 to $163.67, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 16, 2021 Filed Mar 17, 2021 20:30 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-21-000046 · wf-form4_161601298977735.xml · derivative · entry 7

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,871

Underlying: Common Stock · 12,500 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option dated March 9, 2016 is fully vested.

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March 16, 2021 Filed Mar 17, 2021 20:30 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 2,422 $170.44 $412,805.68
Disclosure

SEC source: 0001288847-21-000046 · wf-form4_161601298977735.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,412

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.09 to $171.04, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 16, 2021 Filed Mar 17, 2021 20:30 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 4,106 $169.33 $695,268.98
Disclosure

SEC source: 0001288847-21-000046 · wf-form4_161601298977735.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,834

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.02 to $170.02, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 16, 2021 Filed Mar 17, 2021 20:30 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 3,571 $168.53 $601,820.63
Disclosure

SEC source: 0001288847-21-000046 · wf-form4_161601298977735.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,940

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.96 to $168.95, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:30 UTC
ZWARENSTEIN BARRYChief Financial Officer
SaleCommon Stock 2,401 $167.50 $402,167.50
Disclosure

SEC source: 0001288847-21-000046 · wf-form4_161601298977735.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,511

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.92 to $167.92, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 16, 2021 Filed Mar 17, 2021 20:30 UTC
ZWARENSTEIN BARRYChief Financial Officer
Exercise / conversionCommon Stock 12,500 $8.13 $101,625.00
Disclosure

SEC source: 0001288847-21-000046 · wf-form4_161601298977735.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:25 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 200 $168.78 $33,756.00
Disclosure

SEC source: 0001288847-21-000045 · wf-form4_161601268577279.xml · nonDerivative · entry 4

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,708

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.76 to $168.80, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:25 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 3,390 $168.01 $569,553.90
Disclosure

SEC source: 0001288847-21-000045 · wf-form4_161601268577279.xml · nonDerivative · entry 3

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,908

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.64 to $168.60, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:25 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 910 $166.90 $151,879.00
Disclosure

SEC source: 0001288847-21-000045 · wf-form4_161601268577279.xml · nonDerivative · entry 2

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,298

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.63 to $167.58, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:25 UTC
Trollope Rowan MDirector · Chief Executive Officer
SaleCommon Stock 1,500 $166.18 $249,270.00
Disclosure

SEC source: 0001288847-21-000045 · wf-form4_161601268577279.xml · nonDerivative · entry 1

Trollope Rowan M · CIK 0001521443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,208

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.62 to $166.60, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.