FHB

SEC source: 0001179110-19-002894 · edgar.xml · nonDerivative · entry 1

YEAMAN ERIC K · CIK 0001215819 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,527

F1 · shares: Represents shares of common stock of First Hawaiian, Inc. ("Common Stock") underlying performance share units granted in 2016 and earned based on the satisfaction of performance-based vesting requirements over a three-year performance period ending on December 31, 2018 and continued employment through the vesting date. The performance share units vested on February 27, 2019 and will be settled in shares of Common Stock in March 2019.

SEC source: 0001104659-19-005169 · a4.xml · nonDerivative · entry 1

BNP PARIBAS · CIK 0000310732 · Director · 10% owner

BancWest Corp · CIK 0001680877 · 10% owner

BNP Paribas USA, Inc. · CIK 0001681240 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · balance_after: Following the sale of 24,859,750 shares in a public secondary offering, BNP Paribas has fully exited its stake in First Hawaiian, Inc. common stock.

F2 · ownership.nature: Prior to the completion of the sale of the 24,859,750 shares in a public secondary offering, the shares of the common stock, par value $0.01 per share ("Common Stock"), of First Hawaiian, Inc. (the "Company"), were owned of record by BancWest Corporation ("BWC"). BNP Paribas USA, Inc. ("BNPP USA"), the parent company of BWC, and BNP Paribas ("BNPP"), the parent company of BNPP USA, were deemed to beneficially own all such shares of Common Stock. The board of directors of BNPP had the power to vote, or direct the vote of, and to dispose, or direct the disposition of, shares of Common Stock owned of record by BWC.

SEC source: 0001179110-19-000965 · edgar.xml · nonDerivative · entry 1

Arizumi Alan · CIK 0001680503 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,543

F1 · shares: Represents restricted stock units that will vest on August 9, 2019 and settle in shares of Common Stock on a one-to-one basis, contingent upon continued employment through the vesting date and First Hawaiian, Inc.'s achieving positive core net income for fiscal year 2018.

SEC source: 0001179110-19-000964 · edgar.xml · nonDerivative · entry 1

Harrison Robert S · CIK 0001548976 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,913

F1 · shares: Represents restricted stock units that will vest on August 9, 2019 and settle in shares of Common Stock on a one-to-one basis, contingent upon continued employment through the vesting date and First Hawaiian, Inc.'s achieving positive core net income for fiscal year 2018.

SEC source: 0001179110-19-000963 · edgar.xml · nonDerivative · entry 1

Mesick Ralph · CIK 0001680626 · Vice Ch & Chief Risk Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,629

F1 · shares: Represents restricted stock units that will vest on August 9, 2019 and settle in shares of Common Stock on a one-to-one basis, contingent upon continued employment through the vesting date and First Hawaiian, Inc.'s achieving positive core net income for fiscal year 2018.

SEC source: 0001179110-19-000961 · edgar.xml · nonDerivative · entry 1

Nishimoto Mitchell · CIK 0001729273 · Vice Ch & Head of Retail Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,226

F1 · shares: Represents restricted stock units that will vest on August 9, 2019 and settle in shares of Common Stock on a one-to-one basis, contingent upon continued employment through the vesting date and First Hawaiian, Inc.'s achieving positive core net income for fiscal year 2018.

SEC source: 0001179110-19-000959 · edgar.xml · nonDerivative · entry 1

YEAMAN ERIC K · CIK 0001215819 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,565

F1 · shares: Represents restricted stock units that will vest on August 9, 2019 and settle in shares of Common Stock on a one-to-one basis, contingent upon continued employment through the vesting date and First Hawaiian, Inc.'s achieving positive core net income for fiscal year 2018.

SEC source: 0001179110-20-000794 · edgar.xml · nonDerivative · entry 5

Mizumoto Lance A. · CIK 0001515784 · Vice Ch & Chief Lending Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,587.4699

F2 · shares: The reported transaction involves an acquisition of common stock through a broker dividend reinvestment plan.

SEC source: 0001179110-18-012358 · edgar.xml · nonDerivative · entry 1

Wo Craig Scott · CIK 0001755810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,189

F1 · shares: Represents restricted stock units that will vest on the earlier of (a) October 24, 2019 and (b) a change in control of First Hawaiian, Inc., subject to continued service on the First Hawaiian, Inc. Board of Directors through the vesting date, and will settle in shares of Common Stock on a one-for-one basis within 30 days of vesting.

SEC source: 0001104659-18-056043 · a4.xml · nonDerivative · entry 1

BNP PARIBAS · CIK 0000310732 · Director · 10% owner

BancWest Corp · CIK 0001680877 · 10% owner

BNP Paribas USA, Inc. · CIK 0001681240 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,859,750

F1 · ownership.nature: The shares of the common stock, par value $0.01 per share ("Common Stock"), of First Hawaiian, Inc. (the "Company"), are owned of record by BancWest Corporation ("BWC"). BNP Paribas USA, Inc. ("BNPP USA"), the parent company of BWC, and BNP Paribas ("BNPP"), the parent company of BNPP USA, are deemed to beneficially own all such shares of Common Stock. The board of directors of BNPP has the power to vote, or direct the vote of, and to dispose, or direct the disposition of, shares of Common Stock owned of record by BWC. BNPP may be deemed a director by deputization of the Company.

SEC source: 0001179110-18-011311 · edgar.xml · nonDerivative · entry 1

Mallela Ravi · CIK 0001751947 · Exec VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,295

F1 · shares: Represents restricted share units that will vest in three approximately equal increments on September 7, 2019, September 7, 2020, and September 7, 2021 and settle in shares of Common Stock on a one-to-one basis, contingent upon continued employment through the vesting date.

SEC source: 0001179110-20-000794 · edgar.xml · nonDerivative · entry 4

Mizumoto Lance A. · CIK 0001515784 · Vice Ch & Chief Lending Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,577.3025

F2 · shares: The reported transaction involves an acquisition of common stock through a broker dividend reinvestment plan.

SEC source: 0001104659-18-048901 · a4.xml · nonDerivative · entry 2

BNP PARIBAS · CIK 0000310732 · Director · 10% owner

BancWest Corp · CIK 0001680877 · 10% owner

BNP Paribas USA, Inc. · CIK 0001681240 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 44,859,750

F2 · balance_after: Reflects the amount of Common Stock beneficially owned following the sale of 20,000,000 shares of Common Stock in a public secondary offering and the concurrent sale of 1,801,801 shares of Common Stock to the Company.

F1 · ownership.nature: The shares of the common stock, par value $0.01 per share ("Common Stock"), of First Hawaiian, Inc. (the "Company"), are owned of record by BancWest Corporation ("BWC"). BNP Paribas USA, Inc. ("BNPP USA"), the parent company of BWC, and BNP Paribas ("BNPP"), the parent company of BNPP USA, are deemed to beneficially own all such shares of Common Stock. The board of directors of BNPP has the power to vote, or direct the vote of, and to dispose, or direct the disposition of, shares of Common Stock owned of record by BWC. BNPP may be deemed a director by deputization of the Company.

SEC source: 0001104659-18-048901 · a4.xml · nonDerivative · entry 1

BNP PARIBAS · CIK 0000310732 · Director · 10% owner

BancWest Corp · CIK 0001680877 · 10% owner

BNP Paribas USA, Inc. · CIK 0001681240 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 46,661,551

F1 · ownership.nature: The shares of the common stock, par value $0.01 per share ("Common Stock"), of First Hawaiian, Inc. (the "Company"), are owned of record by BancWest Corporation ("BWC"). BNP Paribas USA, Inc. ("BNPP USA"), the parent company of BWC, and BNP Paribas ("BNPP"), the parent company of BNPP USA, are deemed to beneficially own all such shares of Common Stock. The board of directors of BNPP has the power to vote, or direct the vote of, and to dispose, or direct the disposition of, shares of Common Stock owned of record by BWC. BNPP may be deemed a director by deputization of the Company.

SEC source: 0001179110-18-010252 · edgar.xml · nonDerivative · entry 1

Kurren Faye W · CIK 0001748825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,417

F1 · shares: Represents restricted stock units that will vest on the earlier of (a) August 1, 2019 and (b) a change in control of First Hawaiian, Inc., subject to continued service on the First Hawaiian, Inc. Board of Directors through the vesting date, and will settle in shares of Common Stock on a one-for-one basis within 30 days of vesting.

SEC source: 0001179110-18-010251 · edgar.xml · nonDerivative · entry 1

Wall Jenai S · CIK 0001639484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,917

F1 · shares: Represents restricted stock units that will vest on the earlier of (a) August 1, 2019 and (b) a change in control of First Hawaiian, Inc., subject to continued service on the First Hawaiian, Inc. Board of Directors through the vesting date, and will settle in shares of Common Stock on a one-for-one basis within 30 days of vesting.

SEC source: 0001104659-18-039203 · a4.xml · nonDerivative · entry 1

BNP PARIBAS · CIK 0000310732 · Director · 10% owner

BancWest Corp · CIK 0001680877 · 10% owner

BNP Paribas USA, Inc. · CIK 0001681240 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 66,661,551

F1 · ownership.nature: The shares of the common stock, par value $0.01 per share ("Common Stock"), of First Hawaiian, Inc. (the "Company"), are owned of record by BancWest Corporation ("BWC"). BNP Paribas USA, Inc. ("BNPP USA"), the parent company of BWC, and BNP Paribas ("BNPP"), the parent company of BNPP USA, are deemed to beneficially own all such shares of Common Stock. The board of directors of BNPP has the power to vote, or direct the vote of, and to dispose, or direct the disposition of, shares of Common Stock owned of record by BWC. BNPP may be deemed a director by deputization of the Company.

SEC source: 0001179110-20-000794 · edgar.xml · nonDerivative · entry 3

Mizumoto Lance A. · CIK 0001515784 · Vice Ch & Chief Lending Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,568.7775

F2 · shares: The reported transaction involves an acquisition of common stock through a broker dividend reinvestment plan.

SEC source: 0001179110-18-006758 · edgar.xml · nonDerivative · entry 1

Harrison Robert S · CIK 0001548976 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,129

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions ranging in price from $28.17 to $28.55, inclusive. The reporting person undertakes to provide to First Hawaiian, Inc., any security holder of First Hawaiian, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001104659-18-032244 · a4.xml · nonDerivative · entry 2

BNP PARIBAS · CIK 0000310732 · Director · 10% owner

BancWest Corp · CIK 0001680877 · 10% owner

BNP Paribas USA, Inc. · CIK 0001681240 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 68,191,551

F2 · balance_after: Reflects the amount of Common Stock beneficially owned following the sale of 15,300,000 shares of Common Stock in a public secondary offering and the concurrent sale of 2,968,069 shares of Common Stock to the Company.

F1 · ownership.nature: The shares of the common stock, par value $0.01 per share ("Common Stock"), of First Hawaiian, Inc. (the "Company"), are owned of record by BancWest Corporation ("BWC"). BNP Paribas USA, Inc. ("BNPP USA"), the parent company of BWC, and BNP Paribas ("BNPP"), the parent company of BNPP USA, are deemed to beneficially own all such shares of Common Stock. The board of directors of BNPP has the power to vote, or direct the vote of, and to dispose, or direct the disposition of, shares of Common Stock owned of record by BWC. BNPP may be deemed a director by deputization of the Company.

SEC source: 0001104659-18-032244 · a4.xml · nonDerivative · entry 1

BNP PARIBAS · CIK 0000310732 · Director · 10% owner

BancWest Corp · CIK 0001680877 · 10% owner

BNP Paribas USA, Inc. · CIK 0001681240 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 71,159,620

F1 · ownership.nature: The shares of the common stock, par value $0.01 per share ("Common Stock"), of First Hawaiian, Inc. (the "Company"), are owned of record by BancWest Corporation ("BWC"). BNP Paribas USA, Inc. ("BNPP USA"), the parent company of BWC, and BNP Paribas ("BNPP"), the parent company of BNPP USA, are deemed to beneficially own all such shares of Common Stock. The board of directors of BNPP has the power to vote, or direct the vote of, and to dispose, or direct the disposition of, shares of Common Stock owned of record by BWC. BNPP may be deemed a director by deputization of the Company.

SEC source: 0001179110-18-005928 · edgar.xml · nonDerivative · entry 1

DOANE W ALLEN JR · CIK 0001206918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,132

F1 · shares: Represents restricted stock units that will vest on the earlier of (a) April 25, 2019 and (b) a change in control of First Hawaiian, Inc., subject to continued service on the First Hawaiian, Inc. Board of Directors through the vesting date, and will settle in shares of Common Stock on a one-for-one basis within 30 days of vesting.

SEC source: 0001179110-18-005925 · edgar.xml · nonDerivative · entry 1

COX MATTHEW J · CIK 0001206911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,132

F1 · shares: Represents restricted stock units that will vest on the earlier of (a) April 25, 2019 and (b) a change in control of First Hawaiian, Inc., subject to continued service on the First Hawaiian, Inc. Board of Directors through the vesting date, and will settle in shares of Common Stock on a one-for-one basis within 30 days of vesting.

SEC source: 0001179110-18-005924 · edgar.xml · nonDerivative · entry 1

GIL GERARD · CIK 0001680505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,765

F1 · shares: Represents restricted stock units that will vest on the earlier of (a) April 25, 2019 and (b) a change in control of First Hawaiian, Inc., subject to continued service on the First Hawaiian, Inc. Board of Directors through the vesting date, and will settle in shares of Common Stock on a one-for-one basis within 30 days of vesting.

SEC source: 0001179110-18-005923 · edgar.xml · nonDerivative · entry 1

UYEDA ALLEN BRUCE · CIK 0001680501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,132

F1 · shares: Represents restricted stock units that will vest on the earlier of (a) April 25, 2019 and (b) a change in control of First Hawaiian, Inc., subject to continued service on the First Hawaiian, Inc. Board of Directors through the vesting date, and will settle in shares of Common Stock on a one-for-one basis within 30 days of vesting.

SEC source: 0001179110-20-000794 · edgar.xml · nonDerivative · entry 2

Mizumoto Lance A. · CIK 0001515784 · Vice Ch & Chief Lending Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,560.9348

F2 · shares: The reported transaction involves an acquisition of common stock through a broker dividend reinvestment plan.

SEC source: 0001179110-18-001169 · edgar.xml · nonDerivative · entry 1

Nishimoto Mitchell · CIK 0001729273 · Exec VP & Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,399

F1 · shares: Represents restricted stock units that will vest on August 9, 2018 and settle in shares of Common Stock on a one to-one basis, contingent upon continued employment through the vesting date and First Hawaiian, Inc.'s achieving positive core net income for fiscal year 2017.

SEC source: 0001179110-18-001168 · edgar.xml · nonDerivative · entry 1

Harrison Robert S · CIK 0001548976 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,129

F1 · shares: Represents restricted stock units that will vest on August 9, 2018 and settle in shares of Common Stock on a one-to-one basis, contingent upon continued employment through the vesting date and First Hawaiian, Inc.'s achieving positive core net income for fiscal year 2017.

SEC source: 0001179110-18-001167 · edgar.xml · nonDerivative · entry 1

Mesick Ralph · CIK 0001680626 · Exec VP & Chief Risk Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,455

F1 · shares: Represents restricted stock units that will vest on August 9, 2018 and settle in shares of Common Stock on a one-to-one basis, contingent upon continued employment through the vesting date and First Hawaiian, Inc.'s achieving positive core net income for fiscal year 2017.

SEC source: 0001179110-18-001166 · edgar.xml · nonDerivative · entry 1

YEAMAN ERIC K · CIK 0001215819 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,652

F1 · shares: Represents restricted stock units that will vest on August 9, 2018 and settle in shares of Common Stock on a one-to-one basis, contingent upon continued employment through the vesting date and First Hawaiian, Inc.'s achieving positive core net income for fiscal year 2017.

SEC source: 0001179110-18-001165 · edgar.xml · nonDerivative · entry 1

Arizumi Alan · CIK 0001680503 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,183

F1 · shares: Represents restricted stock units that will vest on August 9, 2018 and settle in shares of Common Stock on a one-to-one basis, contingent upon continued employment through the vesting date and First Hawaiian, Inc.'s achieving positive core net income for fiscal year 2017.

SEC source: 0001179110-18-001164 · edgar.xml · nonDerivative · entry 1

Ching Michael · CIK 0001680583 · Exec VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,738

F1 · shares: Represents restricted stock units that will vest on August 9, 2018 and settle in shares of Common Stock on a one-to-one basis, contingent upon continued employment through the vesting date and First Hawaiian, Inc.'s achieving positive core net income for fiscal year 2017. Mr. Ching has resigned from his position as an executive officer of First Hawaiian, Inc. effective January 31, 2018, and as a result, these restricted stock units are expected to be forfeited upon termination of employment.

SEC source: 0001179110-17-011354 · edgar.xml · nonDerivative · entry 1

Ching Michael · CIK 0001680583 · Exec VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,260

SEC source: 0001179110-17-008951 · edgar.xml · nonDerivative · entry 1

COX MATTHEW J · CIK 0001206911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,188

F1 · shares: Represents restricted stock units that will vest on the earlier of (a) June 9, 2018 and (b) a change in control of First Hawaiian, Inc., subject to continued service on the First Hawaiian, Inc. Board of Directors through the vesting date, and will settle in shares of Common Stock on a one-for-one basis within 30 days of vesting.

SEC source: 0001179110-17-008950 · edgar.xml · nonDerivative · entry 1

UYEDA ALLEN BRUCE · CIK 0001680501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,188

F1 · shares: Represents restricted stock units that will vest on the earlier of (a) June 9, 2018 and (b) a change in control of First Hawaiian, Inc., subject to continued service on the First Hawaiian, Inc. Board of Directors through the vesting date, and will settle in shares of Common Stock on a one-for-one basis within 30 days of vesting.

SEC source: 0001179110-17-008949 · edgar.xml · nonDerivative · entry 1

DOANE W ALLEN JR · CIK 0001206918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,188

F1 · shares: Represents restricted stock units that will vest on the earlier of (a) June 9, 2018 and (b) a change in control of First Hawaiian, Inc., subject to continued service on the First Hawaiian, Inc. Board of Directors through the vesting date, and will settle in shares of Common Stock on a one-for-one basis within 30 days of vesting.

SEC source: 0001179110-17-008948 · edgar.xml · nonDerivative · entry 1

GIL GERARD · CIK 0001680505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,821

F1 · shares: Represents restricted stock units that will vest on the earlier of (a) June 9, 2018 and (b) a change in control of First Hawaiian, Inc., subject to continued service on the First Hawaiian, Inc. Board of Directors through the vesting date, and will settle in shares of Common Stock on a one-for-one basis within 30 days of vesting.

SEC source: 0001104659-17-009853 · a4.xml · nonDerivative · entry 1

BNP PARIBAS · CIK 0000310732 · Director · 10% owner

BancWest Corp · CIK 0001680877 · 10% owner

BNP Paribas USA, Inc. · CIK 0001681240 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 86,459,620

F1 · ownership.nature: The shares of the common stock, par value $0.01 per share ("Common Stock"), of First Hawaiian, Inc. (the "Company"), are owned of record by BancWest Corporation ("BWC"). BNP Paribas USA, Inc. ("BNPP USA"), the parent company of BWC, and BNP Paribas ("BNPP"), the parent company of BNPP USA, are deemed to beneficially own all such shares of Common Stock. The board of directors of BNPP has the power to vote, or direct the vote of, and to dispose, or direct the disposition of, shares of Common Stock owned of record by BWC. BNPP may be deemed a director by deputization of the Company.

SEC source: 0001104659-17-006194 · a4.xml · nonDerivative · entry 1

BNP PARIBAS · CIK 0000310732 · Director · 10% owner

BancWest Corp · CIK 0001680877 · 10% owner

BNP Paribas USA, Inc. · CIK 0001681240 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 90,209,620

F1 · ownership.nature: The shares of the common stock, par value $0.01 per share ("Common Stock"), of First Hawaiian, Inc. (the "Company"), are owned of record by BancWest Corporation ("BWC"). BNP Paribas USA, Inc. ("BNPP USA"), the parent company of BWC, and BNP Paribas ("BNPP"), the parent company of BNPP USA, are deemed to beneficially own all such shares of Common Stock. The board of directors of BNPP has the power to vote, or direct the vote of, and to dispose, or direct the disposition of, shares of Common Stock owned of record by BWC. BNPP may be deemed a director by deputization of the Company.

SEC source: 0001179110-16-031901 · edgar.xml · nonDerivative · entry 8

UYEDA ALLEN BRUCE · CIK 0001680501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,793

SEC source: 0001179110-16-031901 · edgar.xml · nonDerivative · entry 7

UYEDA ALLEN BRUCE · CIK 0001680501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,693

SEC source: 0001179110-16-031901 · edgar.xml · nonDerivative · entry 6

UYEDA ALLEN BRUCE · CIK 0001680501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,241

SEC source: 0001179110-16-031901 · edgar.xml · nonDerivative · entry 5

UYEDA ALLEN BRUCE · CIK 0001680501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,141

SEC source: 0001179110-16-031901 · edgar.xml · nonDerivative · entry 4

UYEDA ALLEN BRUCE · CIK 0001680501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,041

SEC source: 0001179110-16-031901 · edgar.xml · nonDerivative · entry 3

UYEDA ALLEN BRUCE · CIK 0001680501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,037

SEC source: 0001179110-16-031901 · edgar.xml · nonDerivative · entry 2

UYEDA ALLEN BRUCE · CIK 0001680501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,015

SEC source: 0001179110-16-031901 · edgar.xml · nonDerivative · entry 1

UYEDA ALLEN BRUCE · CIK 0001680501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,993