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Nasdaq · USD

FCUV

FOCUS UNIVERSAL INC.

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8087
SEC CIK
0001590418
Parsed reports
36

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2022 Filed Sep 3, 2022 01:59 UTC GrantCommon Stock 1,804 $8.86 $15,983.44
Disclosure

SEC source: 0001683168-22-006196 · ownership.xml · nonDerivative · entry 3

Pope Michael Ross · CIK 0001641070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,449

F3 · kind: Represents a cashless exercise of outstanding stock options to purchase 8,750 shares of common stock. The Reporting Person received 1,804 shares of common stock and surrendered 6,946 shares of common stock underlying the stock option in payment of the exercise price.

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August 17, 2022 Filed Sep 3, 2022 01:59 UTC GrantCommon Stock 10,968 $3.00 $32,904.00
Disclosure

SEC source: 0001683168-22-006196 · ownership.xml · nonDerivative · entry 2

Pope Michael Ross · CIK 0001641070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,645

F2 · kind: Represents a cashless exercise of outstanding stock options to purchase 15,000 shares of common stock. The Reporting Person received 10,968 shares of common stock and surrendered 4,032 shares of common stock underlying the stock option in payment of the exercise price.

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August 17, 2022 Filed Sep 3, 2022 01:59 UTC GrantCommon Stock 14,677 $5.70 $83,658.90
Disclosure

SEC source: 0001683168-22-006196 · ownership.xml · nonDerivative · entry 1

Pope Michael Ross · CIK 0001641070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,677

F1 · kind: Represents a cashless exercise of outstanding stock options to purchase 30,000 shares of common stock. The Reporting Person received 14,677 shares of common stock and surrendered 15,323 shares of common stock underlying the stock option in payment of the exercise price.

Read SEC document
August 17, 2022 Filed Sep 12, 2022 21:30 UTC GrantCommon Stock 1,804 $8.86 $15,983.44
Disclosure

SEC source: 0001493152-22-025662 · ownership.xml · nonDerivative · entry 3

Lofgren Sheri · CIK 0001624262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,449

F3 · kind: Represents a cashless exercise of outstanding stock options to purchase 8,750 shares of common stock. The Reporting Person received 1,804 shares of common stock and surrendered 6,946 shares of common stock underlying the stock option in payment of the exercise price.

Read SEC document
August 17, 2022 Filed Sep 12, 2022 21:30 UTC GrantCommon Stock 10,968 $3.00 $32,904.00
Disclosure

SEC source: 0001493152-22-025662 · ownership.xml · nonDerivative · entry 2

Lofgren Sheri · CIK 0001624262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,645

F2 · kind: Represents a cashless exercise of outstanding stock options to purchase 15,000 shares of common stock. The Reporting Person received 10,968 shares of common stock and surrendered 4,032 shares of common stock underlying the stock option in payment of the exercise price.

Read SEC document
August 17, 2022 Filed Sep 12, 2022 21:30 UTC GrantCommon Stock 14,677 $5.70 $83,658.90
Disclosure

SEC source: 0001493152-22-025662 · ownership.xml · nonDerivative · entry 1

Lofgren Sheri · CIK 0001624262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,677

F1 · kind: Represents a cashless exercise of outstanding stock options to purchase 30,000 shares of common stock. The Reporting Person received 14,677 shares of common stock and surrendered 15,323 shares of common stock underlying the stock option in payment of the exercise price.

Read SEC document
July 20, 2022 Filed Oct 22, 2025 20:36 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GiftCommon Stock 11,000 $90.33 $993,666.30
Disclosure

SEC source: 0001683168-25-007723 · ownership.xml · nonDerivative · entry 4

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Lee Gu Family Foundation

Disclosed balance after: 585,000

Read SEC document
July 20, 2022 Filed Oct 22, 2025 20:36 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
OtherCommon Stock 80,000 $90.33 $7,226,664.00
Disclosure

SEC source: 0001683168-25-007723 · ownership.xml · nonDerivative · entry 3

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Lee Gu Family Foundation

Disclosed balance after: 596,000

Read SEC document
July 14, 2022 Filed Oct 22, 2025 20:36 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
OtherCommon Stock 500,000 $89.80 $44,900,000.00
Disclosure

SEC source: 0001683168-25-007723 · ownership.xml · nonDerivative · entry 2

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Lee Gu Foundation

Disclosed balance after: 245,670

F2 · balance_after: Reflects a 1.5-for-1 forward stock split effective on March 23, 2023 and 1-for-10 reverse stock split effective on January 31, 2025.

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July 14, 2022 Filed Oct 22, 2025 20:36 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
OtherCommon Stock 500,000 $89.80 $44,900,000.00
Disclosure

SEC source: 0001683168-25-007723 · ownership.xml · nonDerivative · entry 1

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,212,200

F1 · security: Mr. Edward Lee beneficially owns a total of 1,182,000 shares of the Issuer's common stock, of which 481,830 shares are held directly and 700,170 shares are held indirectly.

Read SEC document
June 23, 2022 Filed Jul 8, 2022 18:36 UTC SaleCommon Stock 21,000 $6.00 $126,000.00
Disclosure

SEC source: 0001683168-22-004841 · ownership.xml · nonDerivative · entry 1

Pope Michael Ross · CIK 0001641070 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 30,150

F1 · ownership.nature: The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person.

Read SEC document
June 02, 2022 Filed Jun 13, 2022 20:33 UTC SaleCommon Stock 29,000 $6.00 $174,000.00
Disclosure

SEC source: 0001683168-22-004304 · ownership.xml · nonDerivative · entry 2

Pope Michael Ross · CIK 0001641070 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see

Disclosed balance after: 51,150

F1 · ownership.nature: The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person.

Read SEC document
April 29, 2022 Filed Jun 13, 2022 20:33 UTC GrantCommon Stock 31,118 $4.71 $146,565.78
Disclosure

SEC source: 0001683168-22-004304 · ownership.xml · nonDerivative · entry 1

Pope Michael Ross · CIK 0001641070 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see

Disclosed balance after: 80,150

F1 · ownership.nature: The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person.

Read SEC document
December 29, 2021 Filed Apr 4, 2022 22:20 UTC
Lee Edward ShihaiDirector · 10% owner
GiftCommon Stock 13,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002330 · ownership.xml · nonDerivative · entry 4

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 676,000

F3 · price: The Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 13,000 shares of the Issuer's Common Stock to the First Evangelical Church of Diamond Bar.

F3 · ownership.nature: The Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 13,000 shares of the Issuer's Common Stock to the First Evangelical Church of Diamond Bar.

Read SEC document
December 29, 2021 Filed Apr 4, 2022 22:20 UTC
Lee Edward ShihaiDirector · 10% owner
GiftCommon Stock 70,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002330 · ownership.xml · nonDerivative · entry 3

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 689,000

F2 · price: The Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 70,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund.

F2 · ownership.nature: The Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 70,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund.

Read SEC document
December 29, 2021 Filed Apr 4, 2022 22:20 UTC
Lee Edward ShihaiDirector · 10% owner
GiftCommon Stock 245,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002330 · ownership.xml · nonDerivative · entry 2

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,137,800

F1 · price: The Reporting Person transferred 245,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.

F1 · ownership.nature: The Reporting Person transferred 245,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.

Read SEC document
December 29, 2021 Filed Apr 4, 2022 22:20 UTC
Lee Edward ShihaiDirector · 10% owner
GiftCommon Stock 245,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002330 · ownership.xml · nonDerivative · entry 1

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,712,200

F1 · price: The Reporting Person transferred 245,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.

Read SEC document
December 29, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 13,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 22

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 676,000

F12 · price: The Reporting Person and Edward Lee, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 13,000 shares of the Issuer's Common Stock to the First Evangelical Church of Diamond Bar.

F12 · ownership.nature: The Reporting Person and Edward Lee, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 13,000 shares of the Issuer's Common Stock to the First Evangelical Church of Diamond Bar.

Read SEC document
December 29, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 70,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 21

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 689,000

F11 · price: The Reporting Person and Edward Lee, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 70,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund.

F11 · ownership.nature: The Reporting Person and Edward Lee, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 70,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund.

Read SEC document
December 29, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 245,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 20

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,137,800

F10 · price: Edward Lee, the Reporting Person's spouse, transferred 245,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

F10 · ownership.nature: Edward Lee, the Reporting Person's spouse, transferred 245,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

Read SEC document
December 29, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 245,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 19

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,712,200

F10 · price: Edward Lee, the Reporting Person's spouse, transferred 245,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

Read SEC document
March 03, 2021 Filed Mar 10, 2021 23:51 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon stock 375,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000869 · ownership.xml · nonDerivative · entry 18

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,451,800

F9 · kind: The Reporting Person transferred 375,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated March 3, 2021.

F9 · price: The Reporting Person transferred 375,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated March 3, 2021.

F9 · ownership.nature: The Reporting Person transferred 375,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated March 3, 2021.

Read SEC document
March 03, 2021 Filed Mar 10, 2021 23:51 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon stock 375,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000869 · ownership.xml · nonDerivative · entry 17

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,157,200

F9 · kind: The Reporting Person transferred 375,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated March 3, 2021.

F9 · price: The Reporting Person transferred 375,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated March 3, 2021.

F9 · ownership.direct: The Reporting Person transferred 375,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated March 3, 2021.

Read SEC document
March 03, 2021 Filed Apr 4, 2022 22:18 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GiftCommon stock 375,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 18

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 892,800

F9 · price: The Reporting Person transferred 375,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.

F9 · ownership.nature: The Reporting Person transferred 375,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.

Read SEC document
March 03, 2021 Filed Apr 4, 2022 22:18 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GiftCommon stock 375,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 17

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,957,200

F9 · price: The Reporting Person transferred 375,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.

Read SEC document
March 03, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 375,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 18

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 892,800

F9 · price: Edward Lee, the Reporting Person's spouse, transferred 375,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

F9 · ownership.nature: Edward Lee, the Reporting Person's spouse, transferred 375,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

Read SEC document
March 03, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 375,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 17

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,957,200

F9 · price: Edward Lee, the Reporting Person's spouse, transferred 375,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.

Read SEC document
March 01, 2021 Filed Mar 10, 2021 23:51 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000869 · ownership.xml · nonDerivative · entry 16

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 375,000

F8 · kind: The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 250,000 shares of Common Stock through his child dated March 1, 2021.

F8 · price: The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 250,000 shares of Common Stock through his child dated March 1, 2021.

F8 · ownership.nature: The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 250,000 shares of Common Stock through his child dated March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 10, 2021 23:51 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000869 · ownership.xml · nonDerivative · entry 15

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,532,200

F8 · kind: The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 250,000 shares of Common Stock through his child dated March 1, 2021.

F8 · price: The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 250,000 shares of Common Stock through his child dated March 1, 2021.

F8 · ownership.direct: The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 250,000 shares of Common Stock through his child dated March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 10, 2021 23:51 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000869 · ownership.xml · nonDerivative · entry 14

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 375,000

F7 · kind: The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 250,000 shares of Common Stock through his child dated March 1, 2021.

F7 · price: The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 250,000 shares of Common Stock through his child dated March 1, 2021.

F7 · ownership.nature: The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 250,000 shares of Common Stock through his child dated March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 10, 2021 23:51 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000869 · ownership.xml · nonDerivative · entry 13

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,782,200

F7 · kind: The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 250,000 shares of Common Stock through his child dated March 1, 2021.

F7 · price: The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 250,000 shares of Common Stock through his child dated March 1, 2021.

F7 · ownership.direct: The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 250,000 shares of Common Stock through his child dated March 1, 2021.

Read SEC document
March 01, 2021 Filed Apr 4, 2022 22:18 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GiftCommon stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 16

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 375,000

F8 · price: The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through his child.

F8 · ownership.nature: The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through his child.

Read SEC document
March 01, 2021 Filed Apr 4, 2022 22:18 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GiftCommon stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 15

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,332,200

F8 · price: The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through his child.

Read SEC document
March 01, 2021 Filed Apr 4, 2022 22:18 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GiftCommon stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 14

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 375,000

F7 · price: The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through his child.

F7 · ownership.nature: The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through his child.

Read SEC document
March 01, 2021 Filed Apr 4, 2022 22:18 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GiftCommon stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 13

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,582,200

F7 · price: The Reporting Person transferred 250,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through his child.

Read SEC document
March 01, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 16

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 375,000

F8 · price: Edward Lee, the Reporting Person's spouse, transferred 250,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through her child.

F8 · ownership.nature: Edward Lee, the Reporting Person's spouse, transferred 250,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through her child.

Read SEC document
March 01, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 15

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,332,200

F8 · price: Edward Lee, the Reporting Person's spouse, transferred 250,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through her child.

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March 01, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 14

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 375,000

F7 · price: Edward Lee, the Reporting Person's spouse, transferred 250,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through her child.

F7 · ownership.nature: Edward Lee, the Reporting Person's spouse, transferred 250,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through her child.

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March 01, 2021 Filed Apr 4, 2022 22:08 UTC
Gu Jennifer LingjieDirector · 10% owner
GiftCommon Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002323 · ownership.xml · nonDerivative · entry 13

Gu Jennifer Lingjie · CIK 0001696444 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,582,200

F7 · price: Edward Lee, the Reporting Person's spouse, transferred 250,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through her child.

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February 10, 2021 Filed Mar 10, 2021 23:51 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000869 · ownership.xml · nonDerivative · entry 12

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 125,000

F6 · kind: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 125,000 shares of Common Stock through his child dated February 10, 2021.

F6 · price: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 125,000 shares of Common Stock through his child dated February 10, 2021.

F6 · ownership.nature: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 125,000 shares of Common Stock through his child dated February 10, 2021.

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February 10, 2021 Filed Mar 10, 2021 23:51 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000869 · ownership.xml · nonDerivative · entry 11

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,032,200

F6 · kind: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 125,000 shares of Common Stock through his child dated February 10, 2021.

F6 · price: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 125,000 shares of Common Stock through his child dated February 10, 2021.

F6 · ownership.direct: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 125,000 shares of Common Stock through his child dated February 10, 2021.

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February 10, 2021 Filed Mar 10, 2021 23:51 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000869 · ownership.xml · nonDerivative · entry 10

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 125,000

F5 · kind: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 125,000 shares of Common Stock through his child dated February 10, 2021.

F5 · price: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 125,000 shares of Common Stock through his child dated February 10, 2021.

F5 · ownership.nature: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 125,000 shares of Common Stock through his child dated February 10, 2021.

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February 10, 2021 Filed Mar 10, 2021 23:51 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000869 · ownership.xml · nonDerivative · entry 9

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,157,200

F5 · kind: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 125,000 shares of Common Stock through his child dated February 10, 2021.

F5 · price: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 125,000 shares of Common Stock through his child dated February 10, 2021.

F5 · ownership.direct: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of 125,000 shares of Common Stock through his child dated February 10, 2021.

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February 10, 2021 Filed Mar 10, 2021 23:51 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000869 · ownership.xml · nonDerivative · entry 8

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,076,800

F4 · kind: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 10, 2021.

F4 · price: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 10, 2021.

F4 · ownership.nature: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 10, 2021.

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February 10, 2021 Filed Mar 10, 2021 23:51 UTC
Lee Edward ShihaiDirector · President and Director · 10% owner
GiftCommon stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000869 · ownership.xml · nonDerivative · entry 7

Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,282,200

F4 · kind: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 10, 2021.

F4 · price: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 10, 2021.

F4 · ownership.direct: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated February 10, 2021.

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February 10, 2021 Filed Apr 4, 2022 22:18 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GiftCommon stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 12

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 125,000

F6 · price: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through his child.

F6 · ownership.nature: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through his child.

Read SEC document
February 10, 2021 Filed Apr 4, 2022 22:18 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GiftCommon stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 11

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,832,200

F6 · price: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through his child.

Read SEC document
February 10, 2021 Filed Apr 4, 2022 22:18 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GiftCommon stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 10

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 125,000

F5 · price: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through his child.

F5 · ownership.nature: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through his child.

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February 10, 2021 Filed Apr 4, 2022 22:18 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GiftCommon stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 9

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,957,200

F5 · price: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through his child.

Read SEC document
February 10, 2021 Filed Apr 4, 2022 22:18 UTC Amendment
Lee Edward ShihaiDirector · 10% owner
GiftCommon stock 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 8

Lee Edward Shihai · CIK 0001696946 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 517,800

F4 · price: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.

F4 · ownership.nature: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.