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Nasdaq · USD

FCEL

FUELCELL ENERGY INC

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Tapewire entity
4760
SEC CIK
0000886128
Parsed reports
332

Last 12 months

Inside the activity.

2 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202611
Aug 202600
Sep 202610
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 05, 2019 Filed Apr 9, 2019 22:37 UTC
Bottone Arthur A. Jr.Director · President and CEO
Tax withholdingCommon Stock 31,471 $0.31 $9,756.01
Disclosure

SEC source: 0001225208-19-006610 · doc4.xml · nonDerivative · entry 2

Bottone Arthur A. Jr. · CIK 0001484341 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,609

Read SEC document
April 05, 2019 Filed Apr 9, 2019 22:37 UTC
Bottone Arthur A. Jr.Director · President and CEO
Exercise / conversionCommon Stock 102,996 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006610 · doc4.xml · nonDerivative · entry 1

Bottone Arthur A. Jr. · CIK 0001484341 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
April 05, 2019 Filed Apr 9, 2019 22:37 UTC
Bishop Michael S.Sr VP, CFO & Treasurer
Exercise / conversionEmployee Restricted Stock Unit · Derivative 56,179 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006609 · doc4.xml · derivative · entry 6

Bishop Michael S. · CIK 0001523478 · Sr VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,027

Underlying: Common Stock · 56,179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 5, 2018, the reporting person was granted 168,539 restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On April 5, 2018, the reporting person was granted 168,539 restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
April 05, 2019 Filed Apr 9, 2019 22:37 UTC
Bishop Michael S.Sr VP, CFO & Treasurer
Tax withholdingCommon Stock 20,584 $0.31 $6,381.04
Disclosure

SEC source: 0001225208-19-006609 · doc4.xml · nonDerivative · entry 2

Bishop Michael S. · CIK 0001523478 · Sr VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,176

Read SEC document
April 05, 2019 Filed Apr 9, 2019 22:37 UTC
Bishop Michael S.Sr VP, CFO & Treasurer
Exercise / conversionCommon Stock 56,179 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006609 · doc4.xml · nonDerivative · entry 1

Bishop Michael S. · CIK 0001523478 · Sr VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
April 05, 2019 Filed Apr 9, 2019 22:37 UTC
Arasimowicz Jennifer DSr. VP, General Counsel, Secy
Exercise / conversionEmployee Restricted Stock Unit · Derivative 56,179 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006608 · doc4.xml · derivative · entry 6

Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,360

Underlying: Common Stock · 56,179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were converted into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 5, 2018, the reporting person was granted 168,539 restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F3 · derivative.expiration_date: On April 5, 2018, the reporting person was granted 168,539 restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
April 05, 2019 Filed Apr 9, 2019 22:37 UTC
Arasimowicz Jennifer DSr. VP, General Counsel, Secy
Tax withholdingCommon Stock 20,584 $0.31 $6,381.04
Disclosure

SEC source: 0001225208-19-006608 · doc4.xml · nonDerivative · entry 2

Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,779

Read SEC document
April 05, 2019 Filed Apr 9, 2019 22:37 UTC
Arasimowicz Jennifer DSr. VP, General Counsel, Secy
Exercise / conversionCommon Stock 56,179 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006608 · doc4.xml · nonDerivative · entry 1

Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units were converted into common stock on a one-for-one basis.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 21:15 UTC GrantDirector Restricted Stock Unit · Derivative 172,414 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006569 · doc4.xml · derivative · entry 2

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,414

Underlying: Common Stock · 172,414 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock or, at the election of the Compensation Committee, the cash value thereof.

F3 · derivative.exercise_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2020 and (ii) are to be settled in cash or in shares of FuelCell Energy common stock, at the discretion of the Compensation Committee.

F3 · derivative.expiration_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2020 and (ii) are to be settled in cash or in shares of FuelCell Energy common stock, at the discretion of the Compensation Committee.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 21:15 UTC GrantDeferred Common Stock Units · Derivative 189,655 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006569 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,655

Underlying: Common Stock · 189,655 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.exercise_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.expiration_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 21:15 UTC
England James HerbertDirector · Chairman
GrantDirector Restricted Stock Unit · Derivative 172,414 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006570 · doc4.xml · derivative · entry 2

England James Herbert · CIK 0001437823 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,414

Underlying: Common Stock · 172,414 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock or, at the election of the Compensation Committee, the cash value thereof.

F3 · derivative.exercise_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2020 and (ii) are to be settled in cash or in shares of FuelCell Energy common stock, at the discretion of the Compensation Committee.

F3 · derivative.expiration_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2020 and (ii) are to be settled in cash or in shares of FuelCell Energy common stock, at the discretion of the Compensation Committee.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 21:15 UTC
England James HerbertDirector · Chairman
GrantDeferred Common Stock Units · Derivative 224,138 $0.29 $65,000.02
Disclosure

SEC source: 0001225208-19-006570 · doc4.xml · derivative · entry 1

England James Herbert · CIK 0001437823 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,138

Underlying: Common Stock · 224,138 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, each common stock unit is the economic equivalent of one share of FuelCell Energy common stock, payable to the reporting person in cash upon separation from service as a director.

F1 · derivative.exercise_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, each common stock unit is the economic equivalent of one share of FuelCell Energy common stock, payable to the reporting person in cash upon separation from service as a director.

F1 · derivative.expiration_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, each common stock unit is the economic equivalent of one share of FuelCell Energy common stock, payable to the reporting person in cash upon separation from service as a director.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 21:14 UTC GrantDirector Restricted Stock Unit · Derivative 172,414 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006568 · doc4.xml · derivative · entry 2

HILZINGER MATTHEW F · CIK 0001184017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,414

Underlying: Common Stock · 172,414 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock or, at the election of the Compensation Committee, the cash value thereof.

F3 · derivative.exercise_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2020 and (ii) are to be settled in cash or in shares of FuelCell Energy common stock, at the discretion of the Compensation Committee.

F3 · derivative.expiration_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2020 and (ii) are to be settled in cash or in shares of FuelCell Energy common stock, at the discretion of the Compensation Committee.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 21:14 UTC GrantDeferred Common Stock Units · Derivative 224,138 $0.29 $65,000.02
Disclosure

SEC source: 0001225208-19-006568 · doc4.xml · derivative · entry 1

HILZINGER MATTHEW F · CIK 0001184017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,138

Underlying: Common Stock · 224,138 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, each common stock unit is the economic equivalent of one share of FuelCell Energy common stock, payable to the reporting person in cash upon separation from service as a director.

F1 · derivative.exercise_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, each common stock unit is the economic equivalent of one share of FuelCell Energy common stock, payable to the reporting person in cash upon separation from service as a director.

F1 · derivative.expiration_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, each common stock unit is the economic equivalent of one share of FuelCell Energy common stock, payable to the reporting person in cash upon separation from service as a director.

Read SEC document
April 04, 2019 Filed Apr 9, 2019 13:30 UTC
Few JasonDirector
Exercise / conversionDirector Restricted Stock Unit · Derivative 18,350 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-008563 · doc1.xml · derivative · entry 4

Few Jason · CIK 0001408158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock, or at the election of the Compensation Committee, the cash value thereof.

F5 · derivative.exercise_date: On November 8, 2018, the reporting person was granted 18,350 restricted stock units, which vested on April 4, 2019.

F5 · derivative.expiration_date: On November 8, 2018, the reporting person was granted 18,350 restricted stock units, which vested on April 4, 2019.

Read SEC document
April 04, 2019 Filed Apr 9, 2019 13:30 UTC
Few JasonDirector
GrantDirector Restricted Stock Unit · Derivative 172,414 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-008563 · doc1.xml · derivative · entry 3

Few Jason · CIK 0001408158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,414

Underlying: Common Stock · 172,414 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock, or at the election of the Compensation Committee, the cash value thereof.

F4 · derivative.exercise_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2020 and (ii) are to be settled in cash or in shares of FuelCell Energy common stock, at the discretion of the Compensation Committee.

F4 · derivative.expiration_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2020 and (ii) are to be settled in cash or in shares of FuelCell Energy common stock, at the discretion of the Compensation Committee.

Read SEC document
April 04, 2019 Filed Apr 9, 2019 13:30 UTC
Few JasonDirector
GrantDeferred Common Stock Units · Derivative 163,793 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-008563 · doc1.xml · derivative · entry 2

Few Jason · CIK 0001408158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,793

Underlying: Common Stock · 163,793 shares

Expires not disclosed

F2 · derivative.exercise_price: Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), on the date following the FuelCell Energy 2020 Annual Meeting of Stockholders.

F2 · derivative.exercise_date: Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), on the date following the FuelCell Energy 2020 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), on the date following the FuelCell Energy 2020 Annual Meeting of Stockholders.

Read SEC document
April 04, 2019 Filed Apr 9, 2019 13:30 UTC
Few JasonDirector
Exercise / conversionCommon Stock 18,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-008563 · doc1.xml · nonDerivative · entry 1

Few Jason · CIK 0001408158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units were converted into common stock on a one-for-one basis.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 20:03 UTC
Rauseo AnthonyChief Operating Officer
Tax withholdingCommon Stock 1,503 $0.26 $389.88
Disclosure

SEC source: 0001225208-19-006446 · doc4.xml · nonDerivative · entry 1

Rauseo Anthony · CIK 0001495929 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,308

F1 · shares: Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on April 2, 2015.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 20:03 UTC
Bottone Arthur A. Jr.Director · President and CEO
Tax withholdingCommon Stock 3,793 $0.26 $983.90
Disclosure

SEC source: 0001225208-19-006445 · doc4.xml · nonDerivative · entry 1

Bottone Arthur A. Jr. · CIK 0001484341 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,084

F1 · shares: Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock granted on April 2, 2015.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 20:03 UTC
Bishop Michael S.Sr VP, CFO & Treasurer
Tax withholdingCommon Stock 1,503 $0.26 $389.88
Disclosure

SEC source: 0001225208-19-006444 · doc4.xml · nonDerivative · entry 1

Bishop Michael S. · CIK 0001523478 · Sr VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,581

F1 · shares: Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock Granted on April 2, 2015.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 21:06 UTC
ROLLS JOHN ADirector
SaleCommon Stock 100,000 $0.71 $71,060.00
Disclosure

SEC source: 0001225208-18-015816 · doc4.xml · nonDerivative · entry 2

ROLLS JOHN A · CIK 0001061221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,274

Read SEC document
November 20, 2018 Filed Nov 21, 2018 21:06 UTC
ROLLS JOHN ADirector
PurchaseCommon Stock 100,000 $0.75 $75,200.00
Disclosure

SEC source: 0001225208-18-015816 · doc4.xml · nonDerivative · entry 1

ROLLS JOHN A · CIK 0001061221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,274

Read SEC document
November 08, 2018 Filed Nov 19, 2018 22:02 UTC
Few JasonDirector
GrantDirector Restricted Stock Unit · Derivative 18,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-006667 · doc1.xml · derivative · entry 1

Few Jason · CIK 0001408158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,350

Underlying: Common Stock · 18,350 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F2 · kind: Awarded under the FuelCell Energy, Inc. 2018 Omnibus Incentive Plan.

F3 · shares: For services rendered as director.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F4 · derivative.exercise_date: These RSUs (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2019 (ii) are to be settled in cash or in shares of the Company's common stock, at the discretion of the Compensation Committee, as the administrator under the Plan.

F4 · derivative.expiration_date: These RSUs (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2019 (ii) are to be settled in cash or in shares of the Company's common stock, at the discretion of the Compensation Committee, as the administrator under the Plan.

Read SEC document
November 08, 2018 Filed Nov 27, 2018 21:35 UTC GrantDirector Restricted Stock Unit · Derivative 18,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-015896 · doc4.xml · derivative · entry 1

Lampe-Onnerud Christina · CIK 0001758942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,350

Underlying: Common Stock · 18,350 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F2 · kind: Awarded under the FuelCell Energy, Inc. 2018 Omnibus Incentive Plan.

F3 · shares: For services rendered as director

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F4 · derivative.exercise_date: These RSUs (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2019 (ii) are to be settled in cash or in shares of the Companys common stock, at the discretion of the Compensation Committee, as the administrator under the Plan.

F4 · derivative.expiration_date: These RSUs (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2019 (ii) are to be settled in cash or in shares of the Companys common stock, at the discretion of the Compensation Committee, as the administrator under the Plan.

F3 · derivative.underlying_shares: For services rendered as director

Read SEC document
June 27, 2018 Filed Jun 28, 2018 13:37 UTC
ROLLS JOHN ADirector · Chairman
PurchaseCommon Stock 152,000 $1.31 $199,120.00
Disclosure

SEC source: 0001225208-18-010941 · doc4.xml · nonDerivative · entry 1

ROLLS JOHN A · CIK 0001061221 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,274

F1 · shares: On June 27, 2018, the Reporting Person purchased 152,000 shares of the Issuer's common stock with a purchase price of $1.31 per share through an open market purchase.

Read SEC document
April 09, 2018 Filed Apr 11, 2018 20:14 UTC
Rauseo AnthonyChief Operating Officer
Tax withholdingCommon Stock 4,259 $1.86 $7,921.74
Disclosure

SEC source: 0001225208-18-007662 · doc4.xml · nonDerivative · entry 1

Rauseo Anthony · CIK 0001495929 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,811

F1 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of a portion of the Restricted Stock granted on April 7, 2016.

Read SEC document
April 09, 2018 Filed Apr 11, 2018 20:14 UTC
Bottone Arthur A. Jr.Director · President and CEO
Tax withholdingCommon Stock 7,683 $1.86 $14,290.38
Disclosure

SEC source: 0001225208-18-007661 · doc4.xml · nonDerivative · entry 1

Bottone Arthur A. Jr. · CIK 0001484341 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,877

F1 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of a portion of the Restricted Stock granted on April 7, 2016.

Read SEC document
April 09, 2018 Filed Apr 11, 2018 20:14 UTC
Bishop Michael S.Sr VP, CFO & Treasurer
Tax withholdingCommon Stock 4,259 $1.86 $7,921.74
Disclosure

SEC source: 0001225208-18-007660 · doc4.xml · nonDerivative · entry 1

Bishop Michael S. · CIK 0001523478 · Sr VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,084

F1 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of a portion of the Restricted Stock granted on April 7, 2016

Read SEC document
April 09, 2018 Filed Apr 11, 2018 20:13 UTC
Arasimowicz Jennifer DSr. VP, General Counsel, Secy
Tax withholdingCommon Stock 721 $1.86 $1,341.06
Disclosure

SEC source: 0001225208-18-007659 · doc4.xml · nonDerivative · entry 1

Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,184

F1 · shares: Represents shares withheld to satisfy tax obligations upon the vesting of a portion of the Restricted Stock granted on April 7, 2016

Read SEC document
April 06, 2018 Filed Apr 9, 2018 22:23 UTC
Rauseo AnthonyChief Operating Officer
Exercise / conversionEmployee Restricted Stock Unit · Derivative 58,333 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007561 · doc4.xml · derivative · entry 5

Rauseo Anthony · CIK 0001495929 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,206

Underlying: Common Stock · 58,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F6 · shares: Represents shares distributed pursuant to vesting of a portion of Restricted Stock Units granted on April 6, 2017.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F4 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 22:23 UTC
Rauseo AnthonyChief Operating Officer
Tax withholdingCommon Stock 18,282 $1.80 $32,907.60
Disclosure

SEC source: 0001225208-18-007561 · doc4.xml · nonDerivative · entry 2

Rauseo Anthony · CIK 0001495929 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,070

F1 · shares: Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock Units granted on April 6, 2017.

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April 06, 2018 Filed Apr 9, 2018 22:23 UTC
Rauseo AnthonyChief Operating Officer
Exercise / conversionCommon Stock 58,333 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007561 · doc4.xml · nonDerivative · entry 1

Rauseo Anthony · CIK 0001495929 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock Units granted on April 6, 2017.

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April 06, 2018 Filed Apr 9, 2018 22:23 UTC
Arasimowicz Jennifer DSr. VP, General Counsel, Secy
Exercise / conversionEmployee Restricted Stock Unit · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007560 · doc4.xml · derivative · entry 5

Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,539

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F6 · shares: Represents shares distributed pursuant to vesting of a portion of Restricted Stock Units granted on April 6, 2017.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F7 · derivative.exercise_date: The Restricted Stock Units vest 1/4 on each of the first, second, third, and fourth anniversaries of the date of grant, subject to continued employment.

F7 · derivative.expiration_date: The Restricted Stock Units vest 1/4 on each of the first, second, third, and fourth anniversaries of the date of grant, subject to continued employment.

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April 06, 2018 Filed Apr 9, 2018 22:23 UTC
Arasimowicz Jennifer DSr. VP, General Counsel, Secy
Tax withholdingCommon Stock 15,632 $1.80 $28,137.60
Disclosure

SEC source: 0001225208-18-007560 · doc4.xml · nonDerivative · entry 2

Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,905

F2 · shares: Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock Units granted on April 6, 2017.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 22:23 UTC
Arasimowicz Jennifer DSr. VP, General Counsel, Secy
Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007560 · doc4.xml · nonDerivative · entry 1

Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 22:23 UTC
Bottone Arthur A. Jr.Director · President and CEO
Exercise / conversionEmployee Restricted Stock Unit · Derivative 110,166 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007559 · doc4.xml · derivative · entry 5

Bottone Arthur A. Jr. · CIK 0001484341 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,323

Underlying: Common Stock · 110,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F6 · shares: Represents shares distributed pursuant to vesting of a portion of Restricted Stock Units granted on April 6, 2017.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F4 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 22:23 UTC
Bottone Arthur A. Jr.Director · President and CEO
Tax withholdingCommon Stock 32,984 $1.80 $59,371.20
Disclosure

SEC source: 0001225208-18-007559 · doc4.xml · nonDerivative · entry 2

Bottone Arthur A. Jr. · CIK 0001484341 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,560

F2 · shares: Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock Units granted on April 6, 2017.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 22:23 UTC
Bottone Arthur A. Jr.Director · President and CEO
Exercise / conversionCommon Stock 110,166 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007559 · doc4.xml · nonDerivative · entry 1

Bottone Arthur A. Jr. · CIK 0001484341 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 22:23 UTC
Bishop Michael S.Sr VP, CFO & Treasurer
Exercise / conversionEmployee Restricted Stock Unit · Derivative 58,333 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007558 · doc4.xml · derivative · entry 5

Bishop Michael S. · CIK 0001523478 · Sr VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,206

Underlying: Common Stock · 58,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F6 · shares: Represents shares distributed pursuant to vesting of a portion of Restricted Stock Units granted on April 6, 2017.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F4 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 22:23 UTC
Bishop Michael S.Sr VP, CFO & Treasurer
Tax withholdingCommon Stock 18,282 $1.80 $32,907.60
Disclosure

SEC source: 0001225208-18-007558 · doc4.xml · nonDerivative · entry 2

Bishop Michael S. · CIK 0001523478 · Sr VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,343

F2 · shares: Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock Units granted on April 6, 2017.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 22:23 UTC
Bishop Michael S.Sr VP, CFO & Treasurer
Exercise / conversionCommon Stock 58,333 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007558 · doc4.xml · nonDerivative · entry 1

Bishop Michael S. · CIK 0001523478 · Sr VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 22:24 UTC GrantDeferred Common Stock Units · Derivative 37,921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007564 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,921

Underlying: Common Stock · 37,921 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), within thirty days after the reporting person's Separation from Service on the Board of Directors.

F2 · shares: For services rendered as director

F1 · price: Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), within thirty days after the reporting person's Separation from Service on the Board of Directors.

F1 · derivative.exercise_date: Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), within thirty days after the reporting person's Separation from Service on the Board of Directors.

F1 · derivative.expiration_date: Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), within thirty days after the reporting person's Separation from Service on the Board of Directors.

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April 05, 2018 Filed Apr 9, 2018 22:24 UTC GrantDirector Stock Option (right to buy) · Derivative 54,503 $1.78 Strike: $1.78 $97,015.34
Disclosure

SEC source: 0001225208-18-007563 · doc4.xml · derivative · entry 1

England James Herbert · CIK 0001437823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,503

Underlying: Common Stock · 54,503 shares

Expires 2028-04-05

F1 · shares: For services rendered as director

F2 · derivative.exercise_date: These options vest on the earlier of (i) the one-year anniversary from the grant date or (ii) the date of the next annual stockholder's meeting held following the grant date, provided that such date is not less than 50 weeks from the grant date.

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April 05, 2018 Filed Apr 9, 2018 22:24 UTC
ROLLS JOHN ADirector · Chairman
GrantCommon Stock 64,607 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007562 · doc4.xml · nonDerivative · entry 1

ROLLS JOHN A · CIK 0001061221 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,274

F1 · shares: For services rendered as director

F1 · price: For services rendered as director

Read SEC document
April 05, 2018 Filed Apr 9, 2018 22:23 UTC
Rauseo AnthonyChief Operating Officer
GrantEmployee Restricted Stock Unit · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-007561 · doc4.xml · derivative · entry 4

Rauseo Anthony · CIK 0001495929 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,539

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F3 · kind: Awarded under the FuelCell Energy, Inc. 2018 Omnibus Incentive Plan.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F5 · derivative.exercise_date: The Restricted Stock Units vest 100% on the third anniversary of the date of grant subject to continued employment.

F5 · derivative.expiration_date: The Restricted Stock Units vest 100% on the third anniversary of the date of grant subject to continued employment.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 22:23 UTC
Rauseo AnthonyChief Operating Officer
GrantEmployee Restricted Stock Unit · Derivative 168,539 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-007561 · doc4.xml · derivative · entry 3

Rauseo Anthony · CIK 0001495929 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,539

Underlying: Common Stock · 168,539 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F3 · kind: Awarded under the FuelCell Energy, Inc. 2018 Omnibus Incentive Plan.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F4 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 22:23 UTC
Arasimowicz Jennifer DSr. VP, General Counsel, Secy
GrantEmployee Restricted Stock Unit · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-007560 · doc4.xml · derivative · entry 4

Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,539

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F3 · kind: Awarded under the FuelCell Energy, Inc. 2018 Omnibus Incentive Plan.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F5 · derivative.exercise_date: The Restricted Stock Units vest 100% on the third anniversary of the date of grant subject to continued employment.

F5 · derivative.expiration_date: The Restricted Stock Units vest 100% on the third anniversary of the date of grant subject to continued employment.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 22:23 UTC
Arasimowicz Jennifer DSr. VP, General Counsel, Secy
GrantEmployee Restricted Stock Unit · Derivative 168,539 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-007560 · doc4.xml · derivative · entry 3

Arasimowicz Jennifer D · CIK 0001702985 · Sr. VP, General Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,539

Underlying: Common Stock · 168,539 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F3 · kind: Awarded under the FuelCell Energy, Inc. 2018 Omnibus Incentive Plan.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F4 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 22:23 UTC
Bottone Arthur A. Jr.Director · President and CEO
GrantEmployee Restricted Stock Unit · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-007559 · doc4.xml · derivative · entry 4

Bottone Arthur A. Jr. · CIK 0001484341 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,489

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F3 · kind: Awarded under the FuelCell Energy, Inc. 2018 Omnibus Incentive Plan.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F5 · derivative.exercise_date: The Restricted Stock Units vest 100% on the third anniversary of the date of grant.

F5 · derivative.expiration_date: The Restricted Stock Units vest 100% on the third anniversary of the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.