FBIN

SEC source: 0000950170-24-017144 · ownership.xml · nonDerivative · entry 2

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,568

F1 · kind: For financial planning purposes, Mr. Fink and his spouse underwent a series of gifts to trusts for the benefit of their children. Mr. Fink also gifted shares to a charitable donor advised fund.

F2 · balance_after: Includes a total of 93,175 restricted stock units that have not yet vested.

SEC source: 0000950170-24-017144 · ownership.xml · nonDerivative · entry 4

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Spouse

Disclosed balance after: 644

F1 · kind: For financial planning purposes, Mr. Fink and his spouse underwent a series of gifts to trusts for the benefit of their children. Mr. Fink also gifted shares to a charitable donor advised fund.

SEC source: 0000950170-24-017144 · ownership.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,395

F1 · kind: For financial planning purposes, Mr. Fink and his spouse underwent a series of gifts to trusts for the benefit of their children. Mr. Fink also gifted shares to a charitable donor advised fund.

F2 · balance_after: Includes a total of 93,175 restricted stock units that have not yet vested.

SEC source: 0000950170-24-010585 · ownership.xml · nonDerivative · entry 1

Wilson Ron · CIK 0001946117 · EVP, Chief Supply Chain

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,536

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 4,623 restricted stock units that have not yet vested.

SEC source: 0000950170-24-010574 · ownership.xml · nonDerivative · entry 1

Barry David V. · CIK 0001968530 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,829

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 13,386 restricted stock units that have not yet vested.

SEC source: 0000950170-24-010579 · ownership.xml · nonDerivative · entry 1

Grissom Sheri · CIK 0001510648 · EVP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,786

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 922 restricted stock units that have not yet vested and 19,929 restricted stock units that have been deferred.

SEC source: 0000950170-24-010584 · ownership.xml · nonDerivative · entry 1

PHYFER CHERI M · CIK 0001708065 · EVP, Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,577

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 23,587 restricted stock units that have not yet vested.

SEC source: 0000950170-24-010580 · ownership.xml · nonDerivative · entry 1

Lee John Dong Gu · CIK 0001799800 · EVP Chief Strategy & Growth

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,340

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 14,168 restricted stock units that have not yet vested.

SEC source: 0000950170-24-010576 · ownership.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,039

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 93,175 restricted stock units that have not yet vested.

SEC source: 0000950170-24-001032 · ownership.xml · nonDerivative · entry 1

Finan Irial · CIK 0001299112 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,460

F1 · kind: Reflects shares credited to Mr. Finan's deferred account in lieu of cash compensation earned for services as a Director pursuant to the issuer's Deferred Compensation Plan.

F2 · balance_after: Includes a total of 4,883 shares of common stock, receipt of which was deferred until the January following the calendar year in which Mr. Finan ceases to be a member of the Board of Directors.

SEC source: 0000950170-23-073609 · ownership.xml · nonDerivative · entry 1

Grissom Sheri · CIK 0001510648 · EVP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,184

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 11,543 restricted stock units that have not yet vested and 19,929 restricted stock units that have been deferred.

SEC source: 0000950170-23-069718 · ownership.xml · nonDerivative · entry 1

Papesh Kristin · CIK 0002002361 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,047

F1 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest in three equal annual installments, subject to continued employment through such vesting dates. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes a total of 2,047 restricted stock units that have not yet vested.

SEC source: 0001209191-23-058130 · doc4.xml · nonDerivative · entry 1

Wilson Ron · CIK 0001946117 · EVP, Chief Supply Chain

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,355

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 8,528 restricted stock units that have not yet vested.

SEC source: 0001209191-23-058124 · doc4.xml · nonDerivative · entry 1

Grissom Sheri · CIK 0001510648 · EVP, Transformation

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,347

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 15,602 restricted stock units that have not yet vested and 16,033 restricted stock units that have been deferred.

SEC source: 0001209191-23-058128 · doc4.xml · nonDerivative · entry 1

PHYFER CHERI M · CIK 0001708065 · EVP, Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,990

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 44,089 restricted stock units that have not yet vested.

SEC source: 0001209191-23-058126 · doc4.xml · nonDerivative · entry 1

Lee John Dong Gu · CIK 0001799800 · EVP Chief Strategy & Growth

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,057

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 22,435 restricted stock units that have not yet vested.

SEC source: 0001209191-23-058122 · doc4.xml · nonDerivative · entry 1

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,503

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 173,228 restricted stock units that have not yet vested.

F3 · balance_after: The number of shares reported reflects the transfer of a total of 55,852 shares to the 2023 Grantor Annuity Trust (149 shares on July 28, 2023 and 55,703 on July 31, 2023), for which Mr. Fink serves as Trustee, such transfer being exempt under Rule 16b-13.

F4 · balance_after: The number of shares reported reflects the distribution of 11,847 shares from the 2022 Grantor Annuity Trust to Mr. Fink on May 2, 2023, such transfer being exempt under Rule 16b-13.

SEC source: 0001209191-23-058117 · doc4.xml · nonDerivative · entry 1

Donoghue Hiranda S · CIK 0001899826 · EVP Chief Legal & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,807

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 14,362 restricted stock units that have not yet vested.

SEC source: 0001209191-23-053980 · doc4.xml · nonDerivative · entry 1

Barry David V. · CIK 0001968530 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,327

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: Includes a total of 16,640 restricted stock units that have not yet vested.

SEC source: 0001209191-23-051687 · doc4.xml · nonDerivative · entry 1

Finan Irial · CIK 0001299112 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,063

F1 · kind: Reflects shares credited to Mr. Finan's deferred account in lieu of cash compensation earned for services as a Director pursuant to the issuer's Deferred Compensation Plan.

F2 · balance_after: Includes a total of 4,486 shares of common stock, receipt of which was deferred until the January following the calendar year in which Mr. Finan ceases to be a member of the Board of Directors.

SEC source: 0001209191-23-044070 · doc4.xml · nonDerivative · entry 1

Luburic Danny · CIK 0001629824 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,341

F1 · kind: Reflects the withholding by the issuer of shares having a fair market value equal to the withholding taxes payable by the undersigned at the time the award vested and became payable, such transaction being exempt under Rule 16b-3(e).

F2 · balance_after: The number of shares currently held by the reporting person is less than previously reported due to a prior transfer of shares exempt pursuant to Rule 16a. Also, includes a total of 9,807 restricted stock units that have not yet vested.

SEC source: 0001209191-23-044069 · doc4.xml · nonDerivative · entry 1

Lee John Dong Gu · CIK 0001799800 · EVP Chief Strategy & Growth

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,438

F1 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest in three equal annual installments, subject to continued employment through such vesting dates. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes a total of 23,295 restricted stock units that have not yet vested.

SEC source: 0001209191-23-041785 · doc4.xml · nonDerivative · entry 1

Finan Irial · CIK 0001299112 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,570

F1 · kind: Reflects a grant of stock under the issuer's Long-Term Incentive Plan, receipt of which has been deferred under the issuer's Director Deferred Compensation Plan.

F2 · balance_after: Includes 3,993 shares of the issuer's common stock, the receipt of which was deferred until the January 1 following the calendar year in which Mr. Finan ceases to be a member of the Board of Directors.

SEC source: 0001209191-23-036469 · doc4.xml · nonDerivative · entry 2

HACKETT ANN F · CIK 0001188662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,815

F2 · balance_after: Includes 34,815 shares of the issuer's common stock, the receipt of which was deferred until the January 1 following the calendar year in which Ms. Hackett ceases to be a member of the Board of Directors.

SEC source: 0001209191-23-036469 · doc4.xml · nonDerivative · entry 1

HACKETT ANN F · CIK 0001188662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,215

F1 · shares: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $65.76 to $65.81, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F2 · balance_after: Includes 34,815 shares of the issuer's common stock, the receipt of which was deferred until the January 1 following the calendar year in which Ms. Hackett ceases to be a member of the Board of Directors.

SEC source: 0001209191-23-033672 · doc4.xml · nonDerivative · entry 1

Chande Amee · CIK 0001979231 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,440

F1 · kind: Reflects a grant of stock under the issuer's Long-Term Incentive Plan.

SEC source: 0001209191-23-030631 · doc4.xml · nonDerivative · entry 1

WATERS RONALD V · CIK 0001163222 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,435

F1 · kind: Reflects a grant of stock under the issuer's Long-Term Incentive Plan.

SEC source: 0001209191-23-030648 · doc4.xml · nonDerivative · entry 1

BANATI AMIT · CIK 0001673530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,781

F1 · kind: Reflects a grant of stock under the issuer's Long-Term Incentive Plan.

SEC source: 0001209191-23-030645 · doc4.xml · nonDerivative · entry 1

Finan Irial · CIK 0001299112 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,135

F1 · kind: Reflects a grant of stock under the issuer's Long-Term Incentive Plan, receipt of which was deferred under the issuer's Director Deferred Compensation Plan.

F2 · balance_after: Includes 3,498 shares of the issuer's common stock, the receipt of which was deferred until the January 1 following the calendar year in which Mr. Finan ceases to be a member of the Board of Directors.

SEC source: 0001209191-23-030639 · doc4.xml · nonDerivative · entry 1

MACKAY A D DAVID · CIK 0001185947 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,196

F1 · kind: Reflects a grant of stock under the issuer's Long-Term Incentive Plan.

SEC source: 0001209191-23-030642 · doc4.xml · nonDerivative · entry 1

HACKETT ANN F · CIK 0001188662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,650

F1 · kind: Reflects a grant of stock under the issuer's Long-Term Incentive Plan.

F2 · balance_after: Includes 34,815 shares of the issuer's common stock, the receipt of which was deferred until the January 1 following the calendar year in which Ms. Hackett ceases to be a member of the Board of Directors.

SEC source: 0001209191-23-030638 · doc4.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,843

F1 · kind: Reflects a grant of stock under the issuer's Long-Term Incentive Plan.

F2 · balance_after: Includes 5,742 shares of the issuer's common stock, the receipt of which was deferred until the January 1 following the calendar year in which Mr. Morikis ceases to be a member of the Board of Directors.

SEC source: 0001209191-23-030641 · doc4.xml · nonDerivative · entry 1

Kilsby Susan S · CIK 0001578622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,064

F1 · kind: Reflects a grant of stock under the issuer's Long-Term Incentive Plan.

SEC source: 0001209191-23-030635 · doc4.xml · nonDerivative · entry 1

Perry Jeffery S. · CIK 0001835744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,781

F1 · kind: Reflects a grant of stock under the issuer's Long-Term Incentive Plan.

SEC source: 0001209191-23-030633 · doc4.xml · nonDerivative · entry 1

PUGLIESE STEPHANIE L. · CIK 0001649740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,910

F1 · kind: Reflects a grant of stock under the issuer's Long-Term Incentive Plan.

SEC source: 0001209191-23-023316 · doc4.xml · nonDerivative · entry 1

Finan Irial · CIK 0001299112 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,661

F1 · kind: Reflects shares credited to Mr. Finan's deferred account in lieu of cash compensation earned for services as a Director pursuant to the issuer's Deferred Compensation Plan.

F2 · balance_after: Includes a total of 1,024 shares of common stock, receipt of which was deferred until the January following the calendar year in which Mr. Finan ceases to be a member of the Board of Directors.

SEC source: 0001209191-23-018263 · doc4.xml · nonDerivative · entry 1

MACKAY A D DAVID · CIK 0001185947 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trusts for the benefit of heirs

Disclosed balance after: 0

F1 · kind: Represents a distribution of the issuer's shares from the trusts to its beneficiaries at the term of the trusts.

SEC source: 0001209191-23-017288 · doc4.xml · derivative · entry 2

Wilson Ron · CIK 0001946117 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,127

Underlying: Common Stock · 6,127 shares

Expires 2033-03-06

F3 · kind: Reflects the grant of options under the issuer's Long-Term Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 28, 2024.

SEC source: 0001209191-23-017288 · doc4.xml · nonDerivative · entry 1

Wilson Ron · CIK 0001946117 · EVP, Chief Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,558

F1 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest in three equal annual installments, subject to continued employment through such vesting dates. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes a total of 8,980 restricted stock units that have not yet vested.

SEC source: 0001209191-23-017276 · doc4.xml · derivative · entry 3

Barry David V. · CIK 0001968530 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,544

Underlying: Common Stock · 16,544 shares

Expires 2033-03-06

F3 · kind: Reflects the grant of options under the issuer's Long-Term Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 28, 2024.

SEC source: 0001209191-23-017276 · doc4.xml · nonDerivative · entry 1

Barry David V. · CIK 0001968530 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,742

F1 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest in three equal annual installments, subject to continued employment through such vesting dates. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes a total of 17,575 restricted stock units that have not yet vested.

SEC source: 0001209191-23-017281 · doc4.xml · derivative · entry 3

Grissom Sheri · CIK 0001510648 · EVP, CHRO & Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,255

Underlying: Common Stock · 12,255 shares

Expires 2033-03-06

F3 · kind: Reflects the grant of options under the issuer's Long-Term Incentive Plan.

SEC source: 0001209191-23-017281 · doc4.xml · nonDerivative · entry 1

Grissom Sheri · CIK 0001510648 · EVP, CHRO & Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,724

F1 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest on December 27, 2023, subject to continued employment through such vesting date. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes a total of 16,462 restricted stock units that have not yet vested and 16,033 RSUs that have been deferred.

SEC source: 0001209191-23-017286 · doc4.xml · derivative · entry 2

PHYFER CHERI M · CIK 0001708065 · EVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,267

Underlying: Common Stock · 27,267 shares

Expires 2033-03-06

F3 · kind: Reflects the grant of options under the issuer's Long-Term Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 28, 2024.

SEC source: 0001209191-23-017286 · doc4.xml · nonDerivative · entry 1

PHYFER CHERI M · CIK 0001708065 · EVP, Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,622

F1 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest in three equal annual installments, subject to continued employment through such vesting dates. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes a total of 45,466 restricted stock units that have not yet vested.

SEC source: 0001209191-23-017285 · doc4.xml · derivative · entry 2

Luburic Danny · CIK 0001629824 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,615

Underlying: Common Stock · 3,615 shares

Expires 2033-03-06

F3 · kind: Reflects the grant of options under the issuer's Long-Term Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 28, 2024.

SEC source: 0001209191-23-017285 · doc4.xml · nonDerivative · entry 1

Luburic Danny · CIK 0001629824 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,560

F1 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest in three equal annual installments, subject to continued employment through such vesting dates. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes a total of 9,979 restricted stock units that have not yet vested.

SEC source: 0001209191-23-017283 · doc4.xml · derivative · entry 2

Lee John Dong Gu · CIK 0001799800 · EVP Chief Strategy & Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,723

Underlying: Common Stock · 10,723 shares

Expires 2033-03-06

F3 · kind: Reflects the grant of options under the issuer's Long-Term Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 28, 2024.

SEC source: 0001209191-23-017283 · doc4.xml · nonDerivative · entry 1

Lee John Dong Gu · CIK 0001799800 · EVP Chief Strategy & Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,683

F1 · kind: Reflects the grant of restricted stock units awarded to the reporting person that vest in three equal annual installments, subject to continued employment through such vesting dates. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes a total of 21,540 restricted stock units that have not yet vested.

SEC source: 0001209191-23-017279 · doc4.xml · derivative · entry 4

Fink Nicholas I. · CIK 0001549543 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,039

Underlying: Common Stock · 98,039 shares

Expires 2033-03-06

F3 · kind: Reflects the grant of options under the issuer's Long-Term Incentive Plan.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 28, 2024.