FABC

SEC source: 0001493152-20-018741 · ownership.xml · derivative · entry 2

Keller Rodney C. Jr. · CIK 0001813326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,468

Underlying: Common Stock · 459,468 shares

Expires 2030-09-29

F2 · derivative.exercise_date: The shares underlying this stock option vest according to the following schedule: one-third of the optioned shares shall vest on the first anniversary of the grant date (the "Initial Vesting Date"), and the remaining optioned shares shall vest in 24 substantially equal monthly installments on each of the next 24 monthly anniversaries of the Initial Vesting Date, provided that the reporting person has remained continuously employed by or has been providing services to the issuer through the applicable vesting date. This vesting schedule may be accelerated as set forth in reporting person's employment agreement amendment with the issuer.

SEC source: 0001493152-20-018741 · ownership.xml · nonDerivative · entry 1

Keller Rodney C. Jr. · CIK 0001813326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,250

F1 · shares: These shares shall vest in one-third installments, subject to satisfaction of certain performance milestones and assumptions, as described in the reporting person's amended and restated employment agreement, as amended on September 29, 2020, and the restricted stock award agreement for the grant.

SEC source: 0001493152-20-018740 · ownership.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,903

F1 · shares: 4,723 shares of this grant vested in full on the date of grant, and the remaining 73,050 shares of this grant will vest in full on December 31, 2020, provided that the reporting person has continuously provided services to the issuer through that date.

SEC source: 0001493152-20-018737 · ownership.xml · nonDerivative · entry 1

Joseph Zvi · CIK 0001730327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,478

F1 · shares: 2,362 shares of this grant vested in full on the date of grant, and the remaining 73,050 shares of this grant will vest in full on December 31, 2020, provided that the reporting person has continuously provided services to the issuer through that date.

SEC source: 0001493152-20-018736 · ownership.xml · nonDerivative · entry 1

DEVLIN GEORGE · CIK 0001105462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,612

F1 · shares: This grant will vest in full on December 31, 2020, provided that the reporting person has continuously provided services to the issuer through that date.

SEC source: 0001493152-20-018802 · ownership.xml · nonDerivative · entry 1

Adams Mark · CIK 0001404341 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410,744

F1 · shares: This grant will vest in full on December 31, 2020, provided that the reporting person has continuously provided services to the issuer through that date.

SEC source: 0001493152-20-023710 · ownership.xml · derivative · entry 2

Keller Rodney C. Jr. · CIK 0001813326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,468

Underlying: Common Stock · 459,468 shares

Expires 2030-09-29

F2 · derivative.exercise_date: The reporting person's original Form 4 indicated that the shares underlying this stock option vest accordingly: one-third of the optioned shares shall vest on the first anniversary of the grant date (the "Initial Vesting Date"), and the remaining optioned shares shall vest in 24 substantially equal monthly installments on each of the next 24 monthly anniversaries of the Initial Vesting Date. On 12/11/2020, the issuer and the reporting person mutually agreed to amend the vesting terms of the shares underlying this stock option as follows: one-third of the optioned shares shall be fully vested, retroactively effective as of 12/4/2020, and an additional one-third of the optioned shares will vest on 12/4/2021 and 12/4/2022, respectively, provided that the reporting person has remained employed by or is providing services to the issuer through the applicable vesting date.

SEC source: 0001493152-20-023710 · ownership.xml · nonDerivative · entry 1

Keller Rodney C. Jr. · CIK 0001813326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,250

F1 · shares: The reporting person's original Form 4 indicated that these shares shall vest in one-third installments, subject to satisfaction of certain performance milestones and assumptions, as described in the reporting person's amended and restated employment agreement, as amended on September 29, 2020, and the restricted stock award agreement for the grant. On December 11, 2020, the issuer and the reporting person mutually agreed to amend the vesting terms of these shares as follows: one-third of the shares will vest on May 28, 2021 and an additional one-third of the shares will vest on December 4, 2021 and December 4, 2022, respectively, provided that the reporting person has remained employed by or is providing services to the issuer through the applicable vesting date.

SEC source: 0001493152-20-024331 · ownership.xml · nonDerivative · entry 1

Joseph Zvi · CIK 0001730327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,478

F1 · shares: The reporting person's original Form 4 indicated that 2,362 shares of this grant vested in full on the date of grant, and the remaining 73,050 shares of this grant would vest in full on December 31, 2020. On December 24, 2020, the issuer and the reporting person mutually agreed to amend the vesting terms of the remaining 73,050 shares of this grant, with such shares now vesting in full on May 28, 2021, provided that the reporting person has remained employed by or is providing services to the issuer through the applicable vesting date.

SEC source: 0001493152-20-024330 · ownership.xml · nonDerivative · entry 1

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,303

F1 · shares: The reporting person's original Form 4 indicated that 5,668 shares of this grant vested in full on the date of grant, and the remaining 116,879 shares of this grant would vest in full on December 31, 2020. On December 24, 2020, the issuer and the reporting person mutually agreed to amend the vesting terms of the remaining 116,879 shares of this grant, with such shares now vesting in full on May 28, 2021, provided that the reporting person has remained employed by or is providing services to the issuer through the applicable vesting date.

SEC source: 0001493152-20-024329 · ownership.xml · nonDerivative · entry 1

SCHIFFMAN GREGORY T · CIK 0001239011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,478

F1 · shares: The reporting person's original Form 4 indicated that 2,362 shares of this grant vested in full on the date of grant, and the remaining 73,050 shares of this grant would vest in full on December 31, 2020. On December 24, 2020, the issuer and the reporting person mutually agreed to amend the vesting terms of the remaining 73,050 shares of this grant, with such shares now vesting in full on May 28, 2021, provided that the reporting person has remained employed by or is providing services to the issuer through the applicable vesting date.

SEC source: 0001493152-20-024328 · ownership.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,903

F1 · shares: The reporting person's original Form 4 indicated that 4,723 shares of this grant vested in full on the date of grant, and the remaining 73,050 shares of this grant would vest in full on December 31, 2020. On December 24, 2020, the issuer and the reporting person mutually agreed to amend the vesting terms of the remaining 73,050 shares of this grant, with such shares now vesting in full on May 28, 2021, provided that the reporting person has remained employed by or is providing services to the issuer through the applicable vesting date.

SEC source: 0001493152-20-024327 · ownership.xml · nonDerivative · entry 1

DEVLIN GEORGE · CIK 0001105462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,612

F1 · shares: The reporting person's original Form 4 indicated this grant would vest in full on December 31, 2020. On December 24, 2020, the issuer and the reporting person mutually agreed to amend the vesting terms, with such shares now vesting in full on May 28, 2021, provided that the reporting person has remained employed by or is providing services to the issuer through the applicable vesting date.

SEC source: 0001493152-20-010335 · ownership.xml · nonDerivative · entry 1

Joseph Zvi · CIK 0001730327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,066

F1 · shares: Such numbers have been revised to reflect a 1-for-10 reverse stock split of the Issuer's common stock effected on May 28, 2020 and a 1-for-1 stock dividend effected thereafter on May 28, 2020.

F2 · shares: Represents shares of restricted stock granted to the reporting person on May 28, 2020.

F1 · balance_after: Such numbers have been revised to reflect a 1-for-10 reverse stock split of the Issuer's common stock effected on May 28, 2020 and a 1-for-1 stock dividend effected thereafter on May 28, 2020.

SEC source: 0001493152-20-010333 · ownership.xml · nonDerivative · entry 1

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,756

F1 · shares: Such numbers have been revised to reflect a 1-for-10 reverse stock split of the Issuer's common stock effected on May 28, 2020 and a 1-for-1 stock dividend effected thereafter on May 28, 2020.

F2 · shares: Represents shares of restricted stock granted to the reporting person on May 28, 2020.

F1 · balance_after: Such numbers have been revised to reflect a 1-for-10 reverse stock split of the Issuer's common stock effected on May 28, 2020 and a 1-for-1 stock dividend effected thereafter on May 28, 2020.

SEC source: 0001493152-20-010332 · ownership.xml · nonDerivative · entry 1

SCHIFFMAN GREGORY T · CIK 0001239011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900

F1 · shares: Such numbers have been revised to reflect a 1-for-10 reverse stock split of the Issuer's common stock effected on May 28, 2020 and a 1-for-1 stock dividend effected thereafter on May 28, 2020.

F2 · shares: Represents shares of restricted stock granted to the reporting person on May 28, 2020.

F1 · balance_after: Such numbers have been revised to reflect a 1-for-10 reverse stock split of the Issuer's common stock effected on May 28, 2020 and a 1-for-1 stock dividend effected thereafter on May 28, 2020.

SEC source: 0001493152-20-010331 · ownership.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,130

F1 · shares: Such numbers have been revised to reflect a 1-for-10 reverse stock split of the Issuer's common stock effected on May 28, 2020 and a 1-for-1 stock dividend effected thereafter on May 28, 2020.

F2 · shares: Represents shares of restricted stock granted to the reporting person on May 28, 2020.

F1 · balance_after: Such numbers have been revised to reflect a 1-for-10 reverse stock split of the Issuer's common stock effected on May 28, 2020 and a 1-for-1 stock dividend effected thereafter on May 28, 2020.

SEC source: 0001493152-20-010330 · ownership.xml · derivative · entry 3

Perley Richard · CIK 0001813325 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,536

Underlying: Common Stock · 54,536 shares

Expires 2029-09-30

F5 · shares: Received in connection with the Merger upon the conversion pursuant to its terms of a stock option to acquire 200,000 shares of common stock of the Former Entity at an exercise price of $1.10 per share.

F5 · price: Received in connection with the Merger upon the conversion pursuant to its terms of a stock option to acquire 200,000 shares of common stock of the Former Entity at an exercise price of $1.10 per share.

F6 · derivative.exercise_date: Reflects an option grant that was made to the reporting person on 09/30/2019. The shares underlying this stock option vest according to the following schedule: one-sixth of the shares underlying the stock option will vest and become exercisable in six equal semi-annual installments on each six-month anniversary of 09/16/2019.

F3 · derivative.underlying_shares: On May 28, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split") in connection with the Merger and immediately thereafter effected a 1-for-1 stock dividend (the "Stock Dividend"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split and Stock Dividend on a post-split and post-stock dividend basis.

SEC source: 0001493152-20-010330 · ownership.xml · derivative · entry 2

Perley Richard · CIK 0001813325 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,362

Underlying: Common Stock · 11,362 shares

Expires 2024-03-01

F4 · shares: Received in connection with the Merger upon the conversion pursuant to its terms of a warrant to purchase 41,667 shares of common stock of the Former Entity with an exercise price of $2.00 per share.

F4 · price: Received in connection with the Merger upon the conversion pursuant to its terms of a warrant to purchase 41,667 shares of common stock of the Former Entity with an exercise price of $2.00 per share.

F2 · derivative.exercise_date: Immediately exercisable.

F3 · derivative.underlying_shares: On May 28, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split") in connection with the Merger and immediately thereafter effected a 1-for-1 stock dividend (the "Stock Dividend"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split and Stock Dividend on a post-split and post-stock dividend basis.

SEC source: 0001493152-20-010330 · ownership.xml · derivative · entry 1

Perley Richard · CIK 0001813325 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,724

Underlying: Common Stock · 22,724 shares

Expires 2024-01-31

F1 · shares: On May 28, 2020, the reporting person received these warrants to purchase shares of the Issuer's Common Stock upon the conversion pursuant to its terms of a warrant to purchase 83,333 shares of common stock of a private company formerly known as "ARYO, Inc." (the "Former Entity") with an exercise price of $2.00 per share in connection with the merger of the Former Entity with and into a wholly owned subsidiary of the Issuer (the "Merger").

F1 · price: On May 28, 2020, the reporting person received these warrants to purchase shares of the Issuer's Common Stock upon the conversion pursuant to its terms of a warrant to purchase 83,333 shares of common stock of a private company formerly known as "ARYO, Inc." (the "Former Entity") with an exercise price of $2.00 per share in connection with the merger of the Former Entity with and into a wholly owned subsidiary of the Issuer (the "Merger").

F2 · derivative.exercise_date: Immediately exercisable.

F3 · derivative.underlying_shares: On May 28, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split") in connection with the Merger and immediately thereafter effected a 1-for-1 stock dividend (the "Stock Dividend"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split and Stock Dividend on a post-split and post-stock dividend basis.

SEC source: 0001493152-20-010329 · ownership.xml · derivative · entry 2

Smith Curtis Ellis · CIK 0001813540 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,536

Underlying: Common Stock · 54,536 shares

Expires 2029-03-31

F4 · shares: Received in connection with the Merger upon the conversion pursuant to its terms of a stock option to acquire 200,000 shares of common stock of the Former Entity at an exercise price of $0.95 per share.

F4 · price: Received in connection with the Merger upon the conversion pursuant to its terms of a stock option to acquire 200,000 shares of common stock of the Former Entity at an exercise price of $0.95 per share.

F5 · derivative.exercise_date: Reflects an option grant that was made to the reporting person on 03/31/2019. The shares underlying this stock option vest according to the following schedule: one-sixth of the shares underlying the stock option will vest and become exercisable in six equal semi-annual installments on each six-month anniversary of the date of grant.

F3 · derivative.underlying_shares: On May 28, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split") in connection with the Merger and immediately thereafter effected a 1-for-1 stock dividend (the "Stock Dividend"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split and Stock Dividend on a post-split and post-stock dividend basis.

SEC source: 0001493152-20-010329 · ownership.xml · derivative · entry 1

Smith Curtis Ellis · CIK 0001813540 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,072

Underlying: Common Stock · 109,072 shares

Expires 2028-03-12

F1 · shares: On May 28, 2020, the reporting person received these options to acquire shares of the Issuer's Common Stock upon the conversion pursuant to its terms of a stock option to acquire 400,000 shares of common stock of a private company formerly known as "ARYO, Inc." (the "Former Entity") at an exercise price of $0.67 per share in connection with the merger of the Former Entity with and into a wholly owned subsidiary of the Issuer (the "Merger").

F1 · price: On May 28, 2020, the reporting person received these options to acquire shares of the Issuer's Common Stock upon the conversion pursuant to its terms of a stock option to acquire 400,000 shares of common stock of a private company formerly known as "ARYO, Inc." (the "Former Entity") at an exercise price of $0.67 per share in connection with the merger of the Former Entity with and into a wholly owned subsidiary of the Issuer (the "Merger").

F2 · derivative.exercise_date: Reflects an option grant that was made to the reporting person on 03/12/2018. The shares underlying this stock option vest according to the following schedule: one-sixth of the shares underlying the stock option will vest and become exercisable in six equal semi-annual installments on each six-month anniversary of the date of grant.

F3 · derivative.underlying_shares: On May 28, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split") in connection with the Merger and immediately thereafter effected a 1-for-1 stock dividend (the "Stock Dividend"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split and Stock Dividend on a post-split and post-stock dividend basis.

SEC source: 0001493152-20-010326 · ownership.xml · derivative · entry 6

Keller Rodney C. Jr. · CIK 0001813326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,450

Underlying: Common Stock · 20,450 shares

Expires 2029-10-14

F9 · shares: Received in connection with the Merger upon the conversion pursuant to its terms of a stock option to acquire 75,000 shares of common stock of the Former Entity at an exercise price of $1.10 per share.

F9 · price: Received in connection with the Merger upon the conversion pursuant to its terms of a stock option to acquire 75,000 shares of common stock of the Former Entity at an exercise price of $1.10 per share.

F10 · derivative.exercise_date: Reflects an option grant that was made to the reporting person on 10/14/2019. The shares underlying this stock option vest according to the following schedule: one-fourth of the shares underlying the stock option will vest and become exercisable in four equal quarterly installments on each three-month anniversary of 11/13/2019.

F3 · derivative.underlying_shares: On May 28, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split") in connection with the Merger and immediately thereafter effected a 1-for-1 stock dividend (the "Stock Dividend"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split and Stock Dividend on a post-split and post-stock dividend basis.

SEC source: 0001493152-20-010326 · ownership.xml · derivative · entry 5

Keller Rodney C. Jr. · CIK 0001813326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,438

Underlying: Common Stock · 95,438 shares

Expires 2029-03-31

F7 · shares: Received in connection with the Merger upon the conversion pursuant to its terms of a stock option to acquire 350,000 shares of common stock of the Former Entity at an exercise price of $0.95 per share.

F7 · price: Received in connection with the Merger upon the conversion pursuant to its terms of a stock option to acquire 350,000 shares of common stock of the Former Entity at an exercise price of $0.95 per share.

F8 · derivative.exercise_date: Reflects an option grant that was made to the reporting person on 03/31/2019. The shares underlying this stock option vest according to the following schedule: one-sixth of the shares underlying the stock option will vest and become exercisable in six equal semi-annual installments on each six-month anniversary of the date of grant.

F3 · derivative.underlying_shares: On May 28, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split") in connection with the Merger and immediately thereafter effected a 1-for-1 stock dividend (the "Stock Dividend"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split and Stock Dividend on a post-split and post-stock dividend basis.

SEC source: 0001493152-20-010326 · ownership.xml · derivative · entry 4

Keller Rodney C. Jr. · CIK 0001813326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,450

Underlying: Common Stock · 20,450 shares

Expires 2028-11-13

F4 · shares: Received in connection with the Merger upon the conversion pursuant to its terms of a stock option to acquire 75,000 shares of common stock of the Former Entity at an exercise price of $0.67 per share.

F4 · price: Received in connection with the Merger upon the conversion pursuant to its terms of a stock option to acquire 75,000 shares of common stock of the Former Entity at an exercise price of $0.67 per share.

F5 · derivative.exercise_date: These options are fully vested and exercisable.

F3 · derivative.underlying_shares: On May 28, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split") in connection with the Merger and immediately thereafter effected a 1-for-1 stock dividend (the "Stock Dividend"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split and Stock Dividend on a post-split and post-stock dividend basis.

SEC source: 0001493152-20-010326 · ownership.xml · derivative · entry 3

Keller Rodney C. Jr. · CIK 0001813326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,906

Underlying: Common Stock · 10,906 shares

Expires 2027-12-01

F6 · shares: Received in connection with the Merger upon the conversion pursuant to its terms of a stock option to acquire 40,000 shares of common stock of the Former Entity at an exercise price of $0.67 per share.

F6 · price: Received in connection with the Merger upon the conversion pursuant to its terms of a stock option to acquire 40,000 shares of common stock of the Former Entity at an exercise price of $0.67 per share.

F5 · derivative.exercise_date: These options are fully vested and exercisable.

F3 · derivative.underlying_shares: On May 28, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split") in connection with the Merger and immediately thereafter effected a 1-for-1 stock dividend (the "Stock Dividend"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split and Stock Dividend on a post-split and post-stock dividend basis.

SEC source: 0001493152-20-010326 · ownership.xml · derivative · entry 2

Keller Rodney C. Jr. · CIK 0001813326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,450

Underlying: Common Stock · 20,450 shares

Expires 2027-11-13

F4 · shares: Received in connection with the Merger upon the conversion pursuant to its terms of a stock option to acquire 75,000 shares of common stock of the Former Entity at an exercise price of $0.67 per share.

F4 · price: Received in connection with the Merger upon the conversion pursuant to its terms of a stock option to acquire 75,000 shares of common stock of the Former Entity at an exercise price of $0.67 per share.

F5 · derivative.exercise_date: These options are fully vested and exercisable.

F3 · derivative.underlying_shares: On May 28, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split") in connection with the Merger and immediately thereafter effected a 1-for-1 stock dividend (the "Stock Dividend"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split and Stock Dividend on a post-split and post-stock dividend basis.

SEC source: 0001493152-20-010326 · ownership.xml · derivative · entry 1

Keller Rodney C. Jr. · CIK 0001813326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,680

Underlying: Common Stock · 272,680 shares

Expires 2027-11-13

F1 · shares: On May 28, 2020, the reporting person received these options to acquire shares of the Issuer's Common Stock upon the conversion pursuant to its terms of a stock option to acquire 1,000,000 shares of common stock of a private company formerly known as "ARYO, Inc." (the "Former Entity") at an exercise price of $0.67 per share in connection with the merger of the Former Entity with and into a wholly owned subsidiary of the Issuer (the "Merger").

F1 · price: On May 28, 2020, the reporting person received these options to acquire shares of the Issuer's Common Stock upon the conversion pursuant to its terms of a stock option to acquire 1,000,000 shares of common stock of a private company formerly known as "ARYO, Inc." (the "Former Entity") at an exercise price of $0.67 per share in connection with the merger of the Former Entity with and into a wholly owned subsidiary of the Issuer (the "Merger").

F2 · derivative.exercise_date: Reflects an option grant that was made to the reporting person on 11/13/2017. The shares underlying this stock option vest according to the following schedule: one-sixth of the shares underlying the stock option will vest and become exercisable in six equal semi-annual installments on each six-month anniversary of the date of grant.

F3 · derivative.underlying_shares: On May 28, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split") in connection with the Merger and immediately thereafter effected a 1-for-1 stock dividend (the "Stock Dividend"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split and Stock Dividend on a post-split and post-stock dividend basis.

SEC source: 0001493152-20-010489 · ownership.xml · nonDerivative · entry 1

Mayer Solomon · CIK 0001533641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,130

F1 · shares: Such numbers have been revised to reflect a 1-for-10 reverse stock split of the Issuer's common stock effected on May 28, 2020 and a 1-for-1 stock dividend effected thereafter on May 28, 2020.

F2 · shares: Represents shares of restricted stock granted to the reporting person on May 28, 2020.

F1 · balance_after: Such numbers have been revised to reflect a 1-for-10 reverse stock split of the Issuer's common stock effected on May 28, 2020 and a 1-for-1 stock dividend effected thereafter on May 28, 2020.

SEC source: 0001493152-20-010488 · ownership.xml · nonDerivative · entry 1

Richardson Michael Spencer · CIK 0001729702 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,786

F1 · shares: Such numbers have been revised to reflect a 1-for-10 reverse stock split of the Issuer's common stock effected on May 28, 2020 and a 1-for-1 stock dividend effected thereafter on May 28, 2020.

F2 · shares: Represents shares of restricted stock granted to the reporting person on May 28, 2020.

F1 · balance_after: Such numbers have been revised to reflect a 1-for-10 reverse stock split of the Issuer's common stock effected on May 28, 2020 and a 1-for-1 stock dividend effected thereafter on May 28, 2020.

SEC source: 0001493152-20-010487 · ownership.xml · nonDerivative · entry 1

Newman David · CIK 0001729719 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,492

F1 · shares: Such numbers have been revised to reflect a 1-for-10 reverse stock split of the Issuer's common stock effected on May 28, 2020 and a 1-for-1 stock dividend effected thereafter on May 28, 2020.

F2 · shares: Represents shares of restricted stock granted to the reporting person on May 28, 2020.

F1 · balance_after: Such numbers have been revised to reflect a 1-for-10 reverse stock split of the Issuer's common stock effected on May 28, 2020 and a 1-for-1 stock dividend effected thereafter on May 28, 2020.

SEC source: 0001654954-19-010164 · section16.xml · nonDerivative · entry 2

SCHIFFMAN GREGORY T · CIK 0001239011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,815

SEC source: 0001654954-19-010164 · section16.xml · nonDerivative · entry 1

SCHIFFMAN GREGORY T · CIK 0001239011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,292

F1 · date: One-half of the shares vest on August 27, 2019, with the remaining shares vesting in two equal installments on October 31, 2019 and January 31, 2020.

SEC source: 0001654954-19-010165 · section16.xml · nonDerivative · entry 2

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,915

SEC source: 0001654954-19-010165 · section16.xml · nonDerivative · entry 1

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,887

F1 · date: One-half of the shares vest on August 27, 2019, with the remaining shares vesting in two equal installments on October 31, 2019 and January 31, 2020.

SEC source: 0001654954-19-010161 · section16.xml · nonDerivative · entry 2

Mayer Solomon · CIK 0001533641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,815

SEC source: 0001654954-19-010161 · section16.xml · nonDerivative · entry 1

Mayer Solomon · CIK 0001533641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,292

F1 · date: One-half of the shares vest on August 27, 2019, with the remaining shares vesting in two equal installments on October 31, 2019 and January 31, 2020.

SEC source: 0001654954-19-010160 · section16.xml · nonDerivative · entry 2

Joseph Zvi · CIK 0001730327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,815

SEC source: 0001654954-19-010160 · section16.xml · nonDerivative · entry 1

Joseph Zvi · CIK 0001730327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,292

F1 · date: One-half of the shares vest on August 27, 2019, with the remaining shares vesting in two equal installments on October 31, 2019 and January 31, 2020.

SEC source: 0001654954-19-010157 · section16.xml · nonDerivative · entry 2

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,815

SEC source: 0001654954-19-010157 · section16.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,292

F1 · date: One-half of the shares vest on August 27, 2019, with the remaining shares vesting in two equal installments on October 31, 2019 and January 31, 2020.

SEC source: 0001654954-20-000628 · section16.xml · nonDerivative · entry 2

SCHIFFMAN GREGORY T · CIK 0001239011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,169

SEC source: 0001654954-20-000628 · section16.xml · nonDerivative · entry 1

SCHIFFMAN GREGORY T · CIK 0001239011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,646

F1 · date: On August 29, 2019, the reporting person filed a Form 4 reporting an award of 63,292 shares of common stock and the payment of associated tax liability. Of those shares, half (or 31,646 shares) vested on the date of grant and the remaining shares were to vest on subsequent dates. The unvested shares associated with such award were subsequently cancelled. As of January 17, 2020, the reporting person owned 19,169 shares of common stock.

F1 · balance_after: On August 29, 2019, the reporting person filed a Form 4 reporting an award of 63,292 shares of common stock and the payment of associated tax liability. Of those shares, half (or 31,646 shares) vested on the date of grant and the remaining shares were to vest on subsequent dates. The unvested shares associated with such award were subsequently cancelled. As of January 17, 2020, the reporting person owned 19,169 shares of common stock.

SEC source: 0001654954-19-006420 · section16.xml · derivative · entry 3

Newman David · CIK 0001729719 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 122,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On February 28, 2019, the Reporting Person was granted 733,929 restricted stock units (or 122,321 restricted stock units after giving effect to the Issuer's one-for-six reverse stock split, which occurred on March 8, 2019), which vested in full on May 17, 2019.

F2 · derivative.expiration_date: On February 28, 2019, the Reporting Person was granted 733,929 restricted stock units (or 122,321 restricted stock units after giving effect to the Issuer's one-for-six reverse stock split, which occurred on March 8, 2019), which vested in full on May 17, 2019.

SEC source: 0001654954-19-006420 · section16.xml · nonDerivative · entry 2

Newman David · CIK 0001729719 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,959

SEC source: 0001654954-19-006420 · section16.xml · nonDerivative · entry 1

Newman David · CIK 0001729719 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,688

F1 · price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

SEC source: 0001654954-19-006419 · section16.xml · derivative · entry 3

Richardson Michael Spencer · CIK 0001729702 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 122,321 shares

Expires 2019-02-28

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On February 28, 2019, the Reporting Person was granted 733,929 restricted stock units (or 122,321 restricted stock units after giving effect to the Issuer's one-for-six reverse stock split, which occurred on March 8, 2019), which vested in full on May 17, 2019.

F2 · derivative.expiration_date: On February 28, 2019, the Reporting Person was granted 733,929 restricted stock units (or 122,321 restricted stock units after giving effect to the Issuer's one-for-six reverse stock split, which occurred on March 8, 2019), which vested in full on May 17, 2019.

SEC source: 0001654954-19-006419 · section16.xml · nonDerivative · entry 2

Richardson Michael Spencer · CIK 0001729702 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,429

SEC source: 0001654954-19-006419 · section16.xml · nonDerivative · entry 1

Richardson Michael Spencer · CIK 0001729702 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,356

F1 · price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

SEC source: 0001654954-19-001907 · section16.xml · derivative · entry 4

Silverman Joshua · CIK 0001524858 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,161

Underlying: Common Stock · 1,161 shares

Expires 2024-12-14

F1 · kind: Liquidating distribution from American Capital Management, LLC.

F2 · ownership.nature: By JNS Holding Group LLC.