GIORDANO SEBASTIAN

SEC source: 0001493152-26-029409 · ownership.xml · derivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,042

Underlying: Common Stock · 45,042 shares

Expires 2036-06-18

F1 · derivative.exercise_date: The stock options vest as follows: (i) 25% vested upon the date of grant; (ii) 25% will vest on June 30, 2026, (iii) 25% will vest on September 30, 2026, and (iv) 25% will vest on December 31, 2026, provided that the Reporting Person remains employed by or providing services to the Issuer on the applicable vesting date

SEC source: 0001493152-25-028128 · ownership.xml · derivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,332

Underlying: Common Stock · 1,000,700,000 shares

Expires not disclosed

F2 · shares: Received pursuant to a settlement agreement between the Reporting Person and the Issuer, dated as of December 15, 2025, in exchange for the settlement of certain liabilities.

F2 · price: Received pursuant to a settlement agreement between the Reporting Person and the Issuer, dated as of December 15, 2025, in exchange for the settlement of certain liabilities.

F1 · derivative.exercise_date: The Series J senior convertible preferred stock is convertible at any time, at the holder's election, at an initial conversion price of $0.001 per share of common stock and is perpetual and therefore has no expiration date. The Series J senior convertible preferred stock is subject to a contractual limitation such that the reporting person may not convert Series J senior convertible preferred stock to the extent that after giving effect to such conversion, the reporting person (together with its attribution parties as defined in the certificate of designations) would beneficially own in excess of 4.99% of the shares of common stock outstanding immediately after giving effect to such conversion.

F1 · derivative.expiration_date: The Series J senior convertible preferred stock is convertible at any time, at the holder's election, at an initial conversion price of $0.001 per share of common stock and is perpetual and therefore has no expiration date. The Series J senior convertible preferred stock is subject to a contractual limitation such that the reporting person may not convert Series J senior convertible preferred stock to the extent that after giving effect to such conversion, the reporting person (together with its attribution parties as defined in the certificate of designations) would beneficially own in excess of 4.99% of the shares of common stock outstanding immediately after giving effect to such conversion.

SEC source: 0001493152-25-020429 · ownership.xml · derivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,723

Underlying: Common Stock · 22,723 shares

Expires 2035-10-31

F1 · derivative.exercise_date: The stock options vest as follows: (i) 75% vested upon the date of grant; and (ii) 25% will vest on December 31, 2025, provided that the Reporting Person remains employed by or providing services to the Issuer on the applicable vesting date.

SEC source: 0001493152-25-012551 · ownership.xml · derivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director · CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,325

Underlying: Common Stock · 400,000,000 shares

Expires not disclosed

F2 · shares: Received pursuant to a stock award agreement between the Reporting Person and the Issuer, dated August 28, 2025, for current and future services performed. The shares of Series J senior convertible preferred stock vest immediately upon issuance.

F2 · price: Received pursuant to a stock award agreement between the Reporting Person and the Issuer, dated August 28, 2025, for current and future services performed. The shares of Series J senior convertible preferred stock vest immediately upon issuance.

F1 · derivative.exercise_date: The Series J senior convertible preferred stock is convertible at any time, at the holder's election, at an initial conversion price of $0.001 per share of common stock and is perpetual and therefore has no expiration date. The Series J senior convertible preferred stock is subject to a contractual limitation such that the reporting person may not convert Series J senior convertible preferred stock to the extent that after giving effect to such conversion, the reporting person (together with its attribution parties as defined in the certificate of designations) would beneficially own in excess of 4.99% of the shares of common stock outstanding immediately after giving effect to such conversion.

F1 · derivative.expiration_date: The Series J senior convertible preferred stock is convertible at any time, at the holder's election, at an initial conversion price of $0.001 per share of common stock and is perpetual and therefore has no expiration date. The Series J senior convertible preferred stock is subject to a contractual limitation such that the reporting person may not convert Series J senior convertible preferred stock to the extent that after giving effect to such conversion, the reporting person (together with its attribution parties as defined in the certificate of designations) would beneficially own in excess of 4.99% of the shares of common stock outstanding immediately after giving effect to such conversion.

SEC source: 0001641172-25-018867 · ownership.xml · derivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,325

Underlying: Common Stock · 132,500,000 shares

Expires not disclosed

F2 · shares: Received pursuant to a settlement agreement between the Reporting Person and the Issuer, dated May 30, 2025, in exchange for the settlement of $132,463.01 in outstanding liabilities owed by the Issuer.

F2 · price: Received pursuant to a settlement agreement between the Reporting Person and the Issuer, dated May 30, 2025, in exchange for the settlement of $132,463.01 in outstanding liabilities owed by the Issuer.

F1 · derivative.exercise_date: The Series J senior convertible preferred stock is convertible at any time, at the holder's election, at an initial conversion price of $0.001 per share of common stock and is perpetual and therefore has no expiration date. The Series J senior convertible preferred stock is subject to a contractual limitation such that the reporting person may not convert Series J senior convertible preferred stock to the extent that after giving effect to such conversion, the reporting person (together with its attribution parties as defined in the certificate of designations) would beneficially own in excess of 4.99% of the shares of common stock outstanding immediately after giving effect to such conversion.

F1 · derivative.expiration_date: The Series J senior convertible preferred stock is convertible at any time, at the holder's election, at an initial conversion price of $0.001 per share of common stock and is perpetual and therefore has no expiration date. The Series J senior convertible preferred stock is subject to a contractual limitation such that the reporting person may not convert Series J senior convertible preferred stock to the extent that after giving effect to such conversion, the reporting person (together with its attribution parties as defined in the certificate of designations) would beneficially own in excess of 4.99% of the shares of common stock outstanding immediately after giving effect to such conversion.

SEC source: 0001493152-24-048350 · ownership.xml · derivative · entry 3

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,592

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents a grant of cash-settled restricted stock units ("RSUs" and, together with the Stock Award, the "Director Equity Awards") granted by the Issuer to the Reporting Person. On the date of grant, the RSUs immediately converted into a cash payment equal to the fair market value of the number of shares of Common Stock equal to the same number of RSUs that were granted to the Reporting Person for the purpose of satisfying the Reporting Person's tax obligation with respect to the Director Equity Awards. No securities of the Issuer were issued, acquired or disposed of in connection with the grant of the RSUs.

F5 · kind: Represents a grant of cash-settled restricted stock units ("RSUs" and, together with the Stock Award, the "Director Equity Awards") granted by the Issuer to the Reporting Person. On the date of grant, the RSUs immediately converted into a cash payment equal to the fair market value of the number of shares of Common Stock equal to the same number of RSUs that were granted to the Reporting Person for the purpose of satisfying the Reporting Person's tax obligation with respect to the Director Equity Awards. No securities of the Issuer were issued, acquired or disposed of in connection with the grant of the RSUs.

F5 · price: Represents a grant of cash-settled restricted stock units ("RSUs" and, together with the Stock Award, the "Director Equity Awards") granted by the Issuer to the Reporting Person. On the date of grant, the RSUs immediately converted into a cash payment equal to the fair market value of the number of shares of Common Stock equal to the same number of RSUs that were granted to the Reporting Person for the purpose of satisfying the Reporting Person's tax obligation with respect to the Director Equity Awards. No securities of the Issuer were issued, acquired or disposed of in connection with the grant of the RSUs.

F5 · derivative.exercise_date: Represents a grant of cash-settled restricted stock units ("RSUs" and, together with the Stock Award, the "Director Equity Awards") granted by the Issuer to the Reporting Person. On the date of grant, the RSUs immediately converted into a cash payment equal to the fair market value of the number of shares of Common Stock equal to the same number of RSUs that were granted to the Reporting Person for the purpose of satisfying the Reporting Person's tax obligation with respect to the Director Equity Awards. No securities of the Issuer were issued, acquired or disposed of in connection with the grant of the RSUs.

F5 · derivative.expiration_date: Represents a grant of cash-settled restricted stock units ("RSUs" and, together with the Stock Award, the "Director Equity Awards") granted by the Issuer to the Reporting Person. On the date of grant, the RSUs immediately converted into a cash payment equal to the fair market value of the number of shares of Common Stock equal to the same number of RSUs that were granted to the Reporting Person for the purpose of satisfying the Reporting Person's tax obligation with respect to the Director Equity Awards. No securities of the Issuer were issued, acquired or disposed of in connection with the grant of the RSUs.

F5 · derivative.underlying_shares: Represents a grant of cash-settled restricted stock units ("RSUs" and, together with the Stock Award, the "Director Equity Awards") granted by the Issuer to the Reporting Person. On the date of grant, the RSUs immediately converted into a cash payment equal to the fair market value of the number of shares of Common Stock equal to the same number of RSUs that were granted to the Reporting Person for the purpose of satisfying the Reporting Person's tax obligation with respect to the Director Equity Awards. No securities of the Issuer were issued, acquired or disposed of in connection with the grant of the RSUs.

F4 · balance_after: The securities reported as acquired herein were granted to the Reporting Person by the Issuer in lieu of any other awards previously approved by the Issuer since the beginning of the fourth quarter of the Company's 2023 fiscal year, but were never issued by the Issuer, as an annual award grant to the Reporting Person in connection with the Reporting Person's service on the Issuer's Board of Directors for 2024 and a partial annual award grant for the Reporting Person's service on the Issuer's Board of Directors for the last quarter of 2023.

SEC source: 0001493152-24-048350 · ownership.xml · nonDerivative · entry 2

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,147

F3 · kind: Represents a grant of restricted shares of Common Stock issued under the Plan which fully vested on the date of grant (the "Stock Award").

F3 · price: Represents a grant of restricted shares of Common Stock issued under the Plan which fully vested on the date of grant (the "Stock Award").

F2 · balance_after: The securities reported herein have been adjusted for the Company's one-for-eight reverse stock split effected on September 15, 2023.

F4 · balance_after: The securities reported as acquired herein were granted to the Reporting Person by the Issuer in lieu of any other awards previously approved by the Issuer since the beginning of the fourth quarter of the Company's 2023 fiscal year, but were never issued by the Issuer, as an annual award grant to the Reporting Person in connection with the Reporting Person's service on the Issuer's Board of Directors for 2024 and a partial annual award grant for the Reporting Person's service on the Issuer's Board of Directors for the last quarter of 2023.

SEC source: 0001493152-24-048350 · ownership.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,759

F1 · kind: Represents a forfeiture of restricted shares of common stock (the "Forfeited Shares"), par value $0.0001 per share ("Common Stock"), of the Issuer granted to the Reporting Person under the AYRO, Inc. Long-Term Incentive Plan (as amended, the "Plan") in connection with the Reporting Person's service on the Issuer's Board of Directors that vested, but were not issued to the Reporting Person, on November 1, 2023. The Reporting Person received the Director Equity Awards (as defined herein), among other reasons as described herein, in lieu of such Forfeited Shares.

F1 · price: Represents a forfeiture of restricted shares of common stock (the "Forfeited Shares"), par value $0.0001 per share ("Common Stock"), of the Issuer granted to the Reporting Person under the AYRO, Inc. Long-Term Incentive Plan (as amended, the "Plan") in connection with the Reporting Person's service on the Issuer's Board of Directors that vested, but were not issued to the Reporting Person, on November 1, 2023. The Reporting Person received the Director Equity Awards (as defined herein), among other reasons as described herein, in lieu of such Forfeited Shares.

F2 · balance_after: The securities reported herein have been adjusted for the Company's one-for-eight reverse stock split effected on September 15, 2023.

SEC source: 0001493152-23-026683 · ownership.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 226,234

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.8100 to $0.8450, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Represents a broker-assisted sale of shares subject to a 10b5(1) trading plan adopted by the reporting person on February 16, 2023 to pay taxes upon the vesting of an award.

SEC source: 0001493152-23-015689 · ownership.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 233,508

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4700 to $0.5000, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Represents a broker-assisted sale of shares subject to a 10b5(1) trading plan adopted by the reporting person on February 16, 2023 to pay taxes upon the vesting of an award.

SEC source: 0001493152-23-003581 · ownership.xml · nonDerivative · entry 2

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,318

F2 · shares: Shares will vest in four equal installments on each quarterly anniversary of the Grant Date, provided that Mr. Giordano is employed by or providing services to the Company through the applicable vesting date and subject to the terms and conditions of the AYRO, Inc. Long-Term Incentive Plan.

SEC source: 0001493152-23-003581 · ownership.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,651

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7000 to $0.7446, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Represents a broker-assisted sale of shares subject to a 10b5(1) trading plan adopted by the reporting person on August 22, 2022 to pay taxes upon the vesting of an award.

SEC source: 0001493152-22-030391 · ownership.xml · nonDerivative · entry 2

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,745

F2 · shares: Represents a broker-assisted sale of shares subject to a 10b5(1) trading plan adopted by the reporting person on August 22, 2022 to pay taxes upon the vesting of an award.

SEC source: 0001493152-22-026297 · ownership.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,538,746

SEC source: 0001493152-22-030391 · ownership.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,839

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.8101 to $0.8162, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Represents a broker-assisted sale of shares subject to a 10b5(1) trading plan adopted by the reporting person on June 14, 2021 to pay taxes upon the vesting of an award.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.8101 to $0.8162, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Represents a broker-assisted sale of shares subject to a 10b5(1) trading plan adopted by the reporting person on June 14, 2021 to pay taxes upon the vesting of an award.

SEC source: 0001493152-22-015707 · ownership.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,126,433

F1 · security: On 3/11/22, pursuant to an employment agreement dated 1/4/22, the Company granted the Reporting Person 122,126,433 shares of Company common stock which were valued at $1,343,391, or $0.011 per common share, based on the quoted closing price of the Company's common stock on the measurement date. These shares vest in four (4) equal annual installments with the first installment of 30,531,608 shares vesting on 1/3/22, and 30,531,608 additional shares vesting on January 3rd of each subsequent year through 1/3/25.

SEC source: 0001493152-22-003069 · ownership.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,192

F1 · shares: Shares will vest in four equal installments on each quarterly anniversary of the Grant Date, provided that Mr. Giordano is employed by or providing services to the Company through the applicable vesting date and subject to the terms and conditions of the AYRO, Inc. Long-Term Incentive Plan.

SEC source: 0001493152-22-000676 · ownership.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,688

F1 · shares: Represents a broker-assisted sale of shares subject to a 10b5(1) trading plan adopted by the reporting person on June 14, 2021 to pay taxes upon the vesting of an award.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.62 to $1.655, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001493152-21-024989 · ownership.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,963

F1 · shares: Represents a broker-assisted sale of shares subject to a 10b5(1) trading plan adopted by the reporting person on June 14, 2021 to pay taxes upon the vesting of an award.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.185 to $3.25, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001493152-21-018954 · ownership.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,238

F1 · shares: Represents a broker-assisted sale of shares subject to a 10b5(1) trading plan adopted by the reporting person on June 14, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.22 to $4.38, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001493152-21-013736 · ownership.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,788

F1 · shares: Represents a broker-assisted sale of shares to satisfy tax withholding obligations upon the vesting of an award.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.12 to $5.1201, inclusive. The reporting person undertakes to provide to AYRO, Inc., any security holder of AYRO, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001493152-21-004997 · ownership.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,903

F1 · shares: Represents restricted shares of common stock granted to the reporting person. 50% of such shares vest on June 30, 2021, and the remaining shares vest in two equal quarterly installments over the following six months.

SEC source: 0001493152-20-018740 · ownership.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,903

F1 · shares: 4,723 shares of this grant vested in full on the date of grant, and the remaining 73,050 shares of this grant will vest in full on December 31, 2020, provided that the reporting person has continuously provided services to the issuer through that date.

SEC source: 0001493152-20-024328 · ownership.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,903

F1 · shares: The reporting person's original Form 4 indicated that 4,723 shares of this grant vested in full on the date of grant, and the remaining 73,050 shares of this grant would vest in full on December 31, 2020. On December 24, 2020, the issuer and the reporting person mutually agreed to amend the vesting terms of the remaining 73,050 shares of this grant, with such shares now vesting in full on May 28, 2021, provided that the reporting person has remained employed by or is providing services to the issuer through the applicable vesting date.

SEC source: 0001493152-20-010331 · ownership.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,130

F1 · shares: Such numbers have been revised to reflect a 1-for-10 reverse stock split of the Issuer's common stock effected on May 28, 2020 and a 1-for-1 stock dividend effected thereafter on May 28, 2020.

F2 · shares: Represents shares of restricted stock granted to the reporting person on May 28, 2020.

F1 · balance_after: Such numbers have been revised to reflect a 1-for-10 reverse stock split of the Issuer's common stock effected on May 28, 2020 and a 1-for-1 stock dividend effected thereafter on May 28, 2020.

SEC source: 0001493152-22-015707 · ownership.xml · derivative · entry 2

GIORDANO SEBASTIAN · CIK 0001571479 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 25,000,000

Underlying: Common Stock · 25,000,000 shares

Expires 2025-06-16

F2 · security: In 2020, the Company retained the services of a consultant, Ascentaur, LLC ("Ascentaur"), pursuant to a Consulting Agreement between the Company and Ascentaur dated 2/21/20, as amended (the "Consulting Agreement"). Under the Consulting Agreement, the Reporting Person, who is the CEO and principal of Ascentaur, provided management services to the Company. Pursuant to the Consulting Agreement, in 2020, Ascentaur received a warrant to purchase up to 25,000,000 shares of common stock of the Company exercisable at $0.06 per share, in whole or in part, at any time between 6/16/2020 and 6/16/2025.

F2 · ownership.nature: In 2020, the Company retained the services of a consultant, Ascentaur, LLC ("Ascentaur"), pursuant to a Consulting Agreement between the Company and Ascentaur dated 2/21/20, as amended (the "Consulting Agreement"). Under the Consulting Agreement, the Reporting Person, who is the CEO and principal of Ascentaur, provided management services to the Company. Pursuant to the Consulting Agreement, in 2020, Ascentaur received a warrant to purchase up to 25,000,000 shares of common stock of the Company exercisable at $0.06 per share, in whole or in part, at any time between 6/16/2020 and 6/16/2025.

SEC source: 0001654954-19-010157 · section16.xml · nonDerivative · entry 2

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,815

SEC source: 0001654954-19-010157 · section16.xml · nonDerivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,292

F1 · date: One-half of the shares vest on August 27, 2019, with the remaining shares vesting in two equal installments on October 31, 2019 and January 31, 2020.

SEC source: 0001654954-18-013481 · section16.xml · derivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,195

Underlying: Common Stock · 12,195 shares

Expires 2028-05-14

F1 · shares: The stock options were granted in connection with the reporting person's service as a director and were subject to stockholder approval of an amendment to the Issuer's Amended and Restated 2014 Equity Incentive Plan under which the option was granted, which approval was received on November 15, 2018.

F2 · derivative.exercise_date: The options vest in quarterly installments in arrears over a one year period.

SEC source: 0001144204-17-023961 · v465754_4.xml · derivative · entry 1

GIORDANO SEBASTIAN · CIK 0001571479 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,161,494

Underlying: Common Stock · 300,000 shares

Expires 2027-04-28

F1 · derivative.exercise_date: The options were granted under the WPCS International Incorporated 2014 Equity Incentive Plan. 100,000 options vested immediately upon granting, and 200,000 options will vest upon the Issuer closing on a merger or acquisition transaction by the date of the next annual meeting of the shareholders. In addition, all 1,161,494 options owned by the Reporting Person are subject to a lock up agreement which will expire on the earlier of December 30, 2017 and a change in control of the Issuer.