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Nasdaq · USD

EXTR

EXTREME NETWORKS INC

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Tapewire entity
381
SEC CIK
0001078271
Parsed reports
392

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202601
Mar 202601
Apr 202602
May 2026012
Jun 202608
Jul 202601
Aug 202604
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 09, 2017 Filed Nov 13, 2017 21:06 UTC Exercise / conversionCommon Stock 26,258 $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000039 · edgardoc.xml · nonDerivative · entry 1

KENNEDY EDWARD H · CIK 0001222706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:06 UTC GrantRSU Award · Derivative 14,873 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000038 · edgardoc.xml · derivative · entry 3

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,873

Underlying: Common Stock · 14,873 shares

Expires 2018-11-09

F3 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after the date of grant.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:06 UTC Exercise / conversionRSU Award · Derivative 26,258 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000038 · edgardoc.xml · derivative · entry 2

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,258 shares

Expires 2017-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · deemedExecutionDate: This restricted stock unit vested on November 9th, 2017, the same date our Annual Meeting was held.

F2 · price: This is not an applicable reportable field for this type of grant.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:06 UTC Exercise / conversionCommon Stock 26,258 $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000038 · edgardoc.xml · nonDerivative · entry 1

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · deemedExecutionDate: This restricted stock unit vested on November 9th, 2017, the same date our Annual Meeting was held.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 20:14 UTC
Davies Benjamin DrewEVP Chief Financial Officer
Exercise / conversionPerformance Based RSU · Derivative 8,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000032 · edgardoc.xml · derivative · entry 5

Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,333

Underlying: Common Stock · 8,334 shares

Expires 2019-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Shares vest on the same schedule as the Time-Based RSUs granted at the same time.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 20:14 UTC
Davies Benjamin DrewEVP Chief Financial Officer
Tax withholdingCommon Stock 4,349 $11.51 $50,056.99
Disclosure

SEC source: 0001078271-17-000032 · edgardoc.xml · nonDerivative · entry 4

Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,239

F4 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release.

F2 · balance_after: Beneficially owned share amount includes 58,334 unvested RSUs granted on 6/1/2016.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 20:14 UTC
Davies Benjamin DrewEVP Chief Financial Officer
Tax withholdingCommon Stock 4,349 $11.51 $50,056.99
Disclosure

SEC source: 0001078271-17-000032 · edgardoc.xml · nonDerivative · entry 3

Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,588

F3 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release.

F2 · balance_after: Beneficially owned share amount includes 58,334 unvested RSUs granted on 6/1/2016.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 20:14 UTC
Davies Benjamin DrewEVP Chief Financial Officer
Exercise / conversionCommon Stock 8,334 $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000032 · edgardoc.xml · nonDerivative · entry 2

Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Beneficially owned share amount includes 58,334 unvested RSUs granted on 6/1/2016.

Read SEC document
August 30, 2017 Filed Sep 1, 2017 20:18 UTC PurchaseCommon Stock 5,000 $11.49 $57,450.00
Disclosure

SEC source: 0001078271-17-000030 · edgardoc.xml · nonDerivative · entry 1

HOLMGREN KATHLEEN M · CIK 0001658818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,662

Read SEC document
August 23, 2017 Filed Aug 25, 2017 21:13 UTC
MEYERCORD EDWARDDirector · President and CEO
GrantRSU Award · Derivative 146,552 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000028 · edgardoc.xml · derivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,552

Underlying: Common Stock · 146,552 shares

Expires 2020-08-23

F2 · price: This is not an applicable reportable field for this type of grant.

F1 · derivative.exercise_date: This time based RSU award vests as to 1/3 on 8/23/2018 and 1/12 each quarter thereafter.

F2 · derivative.expiration_date: This is not an applicable reportable field for this type of grant.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 21:12 UTC
Gault Robert JEVP Worldwide Sales Services a
GrantRSU Award · Derivative 48,491 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000027 · edgardoc.xml · derivative · entry 1

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,491

Underlying: Common Stock · 48,491 shares

Expires 2020-08-23

F2 · price: This is not an applicable reportable field for this type of grant.

F1 · derivative.exercise_date: This time based RSU award vests as to 1/3 on 8/23/2018 and 1/12 each quarter thereafter.

F2 · derivative.expiration_date: This is not an applicable reportable field for this type of grant.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 21:12 UTC
Davies Benjamin DrewEVP Chief Financial Officer
GrantRSU Award · Derivative 48,491 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000026 · edgardoc.xml · derivative · entry 1

Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,491

Underlying: Common Stock · 48,491 shares

Expires 2020-08-23

F2 · price: This is not an applicable reportable field for this type of grant.

F1 · derivative.exercise_date: This time based RSU award vests as to 1/3 on 8/23/2018 and 1/12 each quarter thereafter.

F2 · derivative.expiration_date: This is not an applicable reportable field for this type of grant.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 20:23 UTC
MEYERCORD EDWARDDirector · President and CEO
SaleCommon Stock 100,000 $10.52 $1,052,400.00
Disclosure

SEC source: 0001078271-17-000022 · edgardoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,653

F1 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.39 to $10.87. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:44 UTC
MEYERCORD EDWARDDirector · President and CEO
Exercise / conversionRSU Award · Derivative 86,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000020 · edgardoc.xml · derivative · entry 7

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,420

Underlying: Common Stock · 86,580 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: This is not an applicable reportable field for this type of grant.

F6 · derivative.exercise_date: This Time Based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:44 UTC
MEYERCORD EDWARDDirector · President and CEO
Exercise / conversionPerformance Shares · Derivative 86,580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000020 · edgardoc.xml · derivative · entry 6

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,420

Underlying: Common Stock · 86,580 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: This is not an applicable reportable field for this type of grant.

F4 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Shares vest on the same schedule as the Time-Based RSUs granted at the same time.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:44 UTC
MEYERCORD EDWARDDirector · President and CEO
Tax withholdingCommon Stock 42,381 $10.39 $440,338.59
Disclosure

SEC source: 0001078271-17-000020 · edgardoc.xml · nonDerivative · entry 5

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,653

F3 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:44 UTC
MEYERCORD EDWARDDirector · President and CEO
Exercise / conversionCommon Stock 86,580 $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000020 · edgardoc.xml · nonDerivative · entry 4

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:44 UTC
MEYERCORD EDWARDDirector · President and CEO
Tax withholdingCommon Stock 42,381 $10.39 $440,338.59
Disclosure

SEC source: 0001078271-17-000020 · edgardoc.xml · nonDerivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,454

F2 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:44 UTC
MEYERCORD EDWARDDirector · President and CEO
Exercise / conversionCommon Stock 86,580 $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000020 · edgardoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:44 UTC
Gault Robert JEVP Worldwide Sales Services a
Exercise / conversionRSU Award · Derivative 26,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000019 · edgardoc.xml · derivative · entry 10

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,600

Underlying: Common Stock · 26,400 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: This is not an applicable reportable field for this type of grant.

F7 · derivative.exercise_date: This Time Based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:44 UTC
Gault Robert JEVP Worldwide Sales Services a
Exercise / conversionPerformance Shares · Derivative 26,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000019 · edgardoc.xml · derivative · entry 9

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,333

Underlying: Common Stock · 26,667 shares

Expires 2022-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: This is not an applicable reportable field for this type of grant.

F6 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $3.50 per share for 30 consecutive trading days. Shares vest in equal installments on August 15, 2016, August 15, 2017 and August 15, 2018.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:44 UTC
Gault Robert JEVP Worldwide Sales Services a
Exercise / conversionPerformance Shares · Derivative 26,640 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000019 · edgardoc.xml · derivative · entry 8

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,360

Underlying: Common Stock · 26,640 shares

Expires 2019-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: This is not an applicable reportable field for this type of grant.

F4 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Shares vest on the same schedule as the Time-Based RSUs granted at the same time.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:44 UTC
Gault Robert JEVP Worldwide Sales Services a
Tax withholdingCommon Stock 13,041 $10.39 $135,495.99
Disclosure

SEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 7

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,929

F2 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:44 UTC
Gault Robert JEVP Worldwide Sales Services a
Exercise / conversionCommon Stock 26,640 $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 6

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:44 UTC
Gault Robert JEVP Worldwide Sales Services a
Tax withholdingCommon Stock 12,707 $10.39 $132,025.73
Disclosure

SEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 5

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,330

F3 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:44 UTC
Gault Robert JEVP Worldwide Sales Services a
Exercise / conversionCommon Stock 26,400 $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 4

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:44 UTC
Gault Robert JEVP Worldwide Sales Services a
Tax withholdingCommon Stock 9,161 $10.39 $95,182.79
Disclosure

SEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 3

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,637

F2 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:44 UTC
Gault Robert JEVP Worldwide Sales Services a
Exercise / conversionCommon Stock 26,667 $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 2

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:44 UTC
Gault Robert JEVP Worldwide Sales Services a
Tax withholdingCommon Stock 9,069 $10.39 $94,226.91
Disclosure

SEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 1

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,131

F1 · shares: The reporting person was granted 80,000 RSUs on August 15, 2015, which vest annually over 3 years in equal installments with the first vesting date on August 15, 2016. On August 15, 2017 a total of 26,400 shares vested. 9,069 shares represents the aggregate number of shares of Issuer common stock withheld for payment of the tax liability incident to the vesting of the RSUs issued in accordance with Rule 16b-3.

Read SEC document
July 31, 2017 Filed Aug 16, 2017 20:44 UTC
MEYERCORD EDWARDDirector · President and CEO
OtherCommon Stock 8,865 $2.40 $21,249.41
Disclosure

SEC source: 0001078271-17-000020 · edgardoc.xml · nonDerivative · entry 1

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,255

F1 · shares: Shares were purchased through the 2014 Employee Stock Purchase Plan.

Read SEC document
July 31, 2017 Filed Sep 6, 2017 20:14 UTC
Davies Benjamin DrewEVP Chief Financial Officer
OtherCommon Stock 3,342 $4.49 $14,998.90
Disclosure

SEC source: 0001078271-17-000032 · edgardoc.xml · nonDerivative · entry 1

Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,603

F1 · shares: Shares were purchased through the 2014 Employee Stock Purchase Plan.

F2 · balance_after: Beneficially owned share amount includes 58,334 unvested RSUs granted on 6/1/2016.

Read SEC document
June 26, 2017 Filed Jun 28, 2017 21:32 UTC
MEYERCORD EDWARDDirector · President and CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $3.02 $0.00
Disclosure

SEC source: 0001078271-17-000016 · edgardoc.xml · derivative · entry 5

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2017-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan.

Read SEC document
June 26, 2017 Filed Jun 28, 2017 21:32 UTC
MEYERCORD EDWARDDirector · President and CEO
SaleCommon Stock 15,000 $10.10 $151,557.00
Disclosure

SEC source: 0001078271-17-000016 · edgardoc.xml · nonDerivative · entry 4

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,390

F2 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan.

Read SEC document
June 26, 2017 Filed Jun 28, 2017 21:32 UTC
MEYERCORD EDWARDDirector · President and CEO
Exercise / conversionCommon Stock 15,000 $3.02 $45,300.00
Disclosure

SEC source: 0001078271-17-000016 · edgardoc.xml · nonDerivative · entry 3

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan.

Read SEC document
June 26, 2017 Filed Jun 28, 2017 21:32 UTC
MEYERCORD EDWARDDirector · President and CEO
SaleCommon Stock 50,000 $10.10 $505,190.00
Disclosure

SEC source: 0001078271-17-000016 · edgardoc.xml · nonDerivative · entry 2

MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,390

F2 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:46 UTC
Davies Benjamin DrewEVP Chief Financial Officer
Exercise / conversionPerformance Based RSU · Derivative 33,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000014 · edgardoc.xml · derivative · entry 5

Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 0 shares

Expires 2019-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Performance based RSU shares vest once the Company's stock equals or exceeds $5.00 for 30 consecutive trading days. Once threshold is satisfied the Performance-Based RSUs shall vest with respect to the number of Time-Based RSUs that have vested as of the date the Performance Threshold is satisfied and thereafter shall vest on the same schedule as the Time-Based RSUs. If threshold is not met by the third anniversary of the grant date the award is terminated for no consideration.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:46 UTC
Davies Benjamin DrewEVP Chief Financial Officer
Tax withholdingCommon Stock 12,527 $9.99 $125,144.73
Disclosure

SEC source: 0001078271-17-000014 · edgardoc.xml · nonDerivative · entry 4

Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,261

F3 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:46 UTC
Davies Benjamin DrewEVP Chief Financial Officer
Exercise / conversionCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0001078271-17-000014 · edgardoc.xml · nonDerivative · entry 3

Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:46 UTC
Davies Benjamin DrewEVP Chief Financial Officer
Tax withholdingCommon Stock 12,527 $9.99 $125,144.73
Disclosure

SEC source: 0001078271-17-000014 · edgardoc.xml · nonDerivative · entry 2

Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,455

F2 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:46 UTC
Gault Robert JEVP Worldwide Sales Services a
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 13,972 $0.00 Strike: $2.51 $0.00
Disclosure

SEC source: 0001078271-17-000013 · edgardoc.xml · derivative · entry 8

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,584

Underlying: Common Stock · 13,972 shares

Expires 2022-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option is exercisable as vested; 1/4 vests one year from date of hire and then 1/48 vests on each full month thereafter until fully vested, so long as the optionee's employment has not terminated.

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May 31, 2017 Filed Jun 2, 2017 20:46 UTC
Gault Robert JEVP Worldwide Sales Services a
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 46,444 $0.00 Strike: $2.51 $0.00
Disclosure

SEC source: 0001078271-17-000013 · edgardoc.xml · derivative · entry 7

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,556

Underlying: Common Stock · 46,444 shares

Expires 2022-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option is exercisable as vested; 1/4 vests one year from date of hire and then 1/48 vests on each full month thereafter until fully vested, so long as the optionee's employment has not terminated.

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May 31, 2017 Filed Jun 2, 2017 20:46 UTC
Gault Robert JEVP Worldwide Sales Services a
SaleCommon Stock 32,685 $9.56 $312,435.92
Disclosure

SEC source: 0001078271-17-000013 · edgardoc.xml · nonDerivative · entry 6

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,200

F2 · price: This transaction was executed in multiple trades at prices ranging from 9.55 to 9.605 The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 31, 2017 Filed Jun 2, 2017 20:46 UTC
Gault Robert JEVP Worldwide Sales Services a
SaleCommon Stock 42,153 $9.53 $401,718.09
Disclosure

SEC source: 0001078271-17-000013 · edgardoc.xml · nonDerivative · entry 5

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,885

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:46 UTC
Gault Robert JEVP Worldwide Sales Services a
SaleCommon Stock 13,972 $9.58 $133,911.84
Disclosure

SEC source: 0001078271-17-000013 · edgardoc.xml · nonDerivative · entry 4

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,038

F1 · price: This transaction was executed in multiple trades at prices ranging from 9.55 to 9.61 The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 31, 2017 Filed Jun 2, 2017 20:46 UTC
Gault Robert JEVP Worldwide Sales Services a
Exercise / conversionCommon Stock 13,972 $2.51 $35,069.72
Disclosure

SEC source: 0001078271-17-000013 · edgardoc.xml · nonDerivative · entry 3

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:46 UTC
Gault Robert JEVP Worldwide Sales Services a
SaleCommon Stock 46,444 $9.53 $442,611.32
Disclosure

SEC source: 0001078271-17-000013 · edgardoc.xml · nonDerivative · entry 2

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,038

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:46 UTC
Gault Robert JEVP Worldwide Sales Services a
Exercise / conversionCommon Stock 46,444 $2.51 $116,574.44
Disclosure

SEC source: 0001078271-17-000013 · edgardoc.xml · nonDerivative · entry 1

Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2017 Filed May 16, 2017 20:17 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001078271-17-000010 · edgardoc.xml · derivative · entry 10

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2017-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2017 Filed May 16, 2017 20:17 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $3.87 $0.00
Disclosure

SEC source: 0001078271-17-000010 · edgardoc.xml · derivative · entry 9

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2019-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2017 Filed May 16, 2017 20:17 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $3.87 $0.00
Disclosure

SEC source: 0001078271-17-000010 · edgardoc.xml · derivative · entry 8

CARINALLI CHARLES · CIK 0001195839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2017-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.