Last 12 months
Inside the activity.
0 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 12 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2017 Filed Nov 13, 2017 21:06 UTC |
KENNEDY EDWARD HDirector
|
Exercise / conversionCommon Stock | 26,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000039 · edgardoc.xml · nonDerivative · entry 1 KENNEDY EDWARD H · CIK 0001222706 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:06 UTC |
Carinalli CharlesDirector
|
GrantRSU Award · Derivative | 14,873 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000038 · edgardoc.xml · derivative · entry 3 CARINALLI CHARLES · CIK 0001195839 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,873 Underlying: Common Stock · 14,873 shares Expires 2018-11-09 F3 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after the date of grant. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:06 UTC |
Carinalli CharlesDirector
|
Exercise / conversionRSU Award · Derivative | 26,258 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000038 · edgardoc.xml · derivative · entry 2 CARINALLI CHARLES · CIK 0001195839 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,258 shares Expires 2017-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · deemedExecutionDate: This restricted stock unit vested on November 9th, 2017, the same date our Annual Meeting was held. F2 · price: This is not an applicable reportable field for this type of grant. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:06 UTC |
Carinalli CharlesDirector
|
Exercise / conversionCommon Stock | 26,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000038 · edgardoc.xml · nonDerivative · entry 1 CARINALLI CHARLES · CIK 0001195839 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · deemedExecutionDate: This restricted stock unit vested on November 9th, 2017, the same date our Annual Meeting was held. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:14 UTC |
Davies Benjamin DrewEVP Chief Financial Officer
|
Exercise / conversionPerformance Based RSU · Derivative | 8,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000032 · edgardoc.xml · derivative · entry 5 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,333 Underlying: Common Stock · 8,334 shares Expires 2019-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Shares vest on the same schedule as the Time-Based RSUs granted at the same time. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:14 UTC |
Davies Benjamin DrewEVP Chief Financial Officer
|
Tax withholdingCommon Stock | 4,349 | $11.51 | $50,056.99 |
DisclosureSEC source: 0001078271-17-000032 · edgardoc.xml · nonDerivative · entry 4 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,239 F4 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. F2 · balance_after: Beneficially owned share amount includes 58,334 unvested RSUs granted on 6/1/2016. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:14 UTC |
Davies Benjamin DrewEVP Chief Financial Officer
|
Tax withholdingCommon Stock | 4,349 | $11.51 | $50,056.99 |
DisclosureSEC source: 0001078271-17-000032 · edgardoc.xml · nonDerivative · entry 3 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,588 F3 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. F2 · balance_after: Beneficially owned share amount includes 58,334 unvested RSUs granted on 6/1/2016. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:14 UTC |
Davies Benjamin DrewEVP Chief Financial Officer
|
Exercise / conversionCommon Stock | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000032 · edgardoc.xml · nonDerivative · entry 2 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Beneficially owned share amount includes 58,334 unvested RSUs granted on 6/1/2016. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 20:18 UTC |
HOLMGREN KATHLEEN MDirector
|
PurchaseCommon Stock | 5,000 | $11.49 | $57,450.00 |
DisclosureSEC source: 0001078271-17-000030 · edgardoc.xml · nonDerivative · entry 1 HOLMGREN KATHLEEN M · CIK 0001658818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,662 Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 21:13 UTC |
MEYERCORD EDWARDDirector · President and CEO
|
GrantRSU Award · Derivative | 146,552 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000028 · edgardoc.xml · derivative · entry 1 MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,552 Underlying: Common Stock · 146,552 shares Expires 2020-08-23 F2 · price: This is not an applicable reportable field for this type of grant. F1 · derivative.exercise_date: This time based RSU award vests as to 1/3 on 8/23/2018 and 1/12 each quarter thereafter. F2 · derivative.expiration_date: This is not an applicable reportable field for this type of grant. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 21:12 UTC |
Gault Robert JEVP Worldwide Sales Services a
|
GrantRSU Award · Derivative | 48,491 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000027 · edgardoc.xml · derivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,491 Underlying: Common Stock · 48,491 shares Expires 2020-08-23 F2 · price: This is not an applicable reportable field for this type of grant. F1 · derivative.exercise_date: This time based RSU award vests as to 1/3 on 8/23/2018 and 1/12 each quarter thereafter. F2 · derivative.expiration_date: This is not an applicable reportable field for this type of grant. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 21:12 UTC |
Davies Benjamin DrewEVP Chief Financial Officer
|
GrantRSU Award · Derivative | 48,491 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000026 · edgardoc.xml · derivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,491 Underlying: Common Stock · 48,491 shares Expires 2020-08-23 F2 · price: This is not an applicable reportable field for this type of grant. F1 · derivative.exercise_date: This time based RSU award vests as to 1/3 on 8/23/2018 and 1/12 each quarter thereafter. F2 · derivative.expiration_date: This is not an applicable reportable field for this type of grant. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 20:23 UTC |
MEYERCORD EDWARDDirector · President and CEO
|
SaleCommon Stock | 100,000 | $10.52 | $1,052,400.00 |
DisclosureSEC source: 0001078271-17-000022 · edgardoc.xml · nonDerivative · entry 1 MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,653 F1 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $10.39 to $10.87. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC |
MEYERCORD EDWARDDirector · President and CEO
|
Exercise / conversionRSU Award · Derivative | 86,580 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000020 · edgardoc.xml · derivative · entry 7 MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,420 Underlying: Common Stock · 86,580 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: This is not an applicable reportable field for this type of grant. F6 · derivative.exercise_date: This Time Based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC |
MEYERCORD EDWARDDirector · President and CEO
|
Exercise / conversionPerformance Shares · Derivative | 86,580 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000020 · edgardoc.xml · derivative · entry 6 MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,420 Underlying: Common Stock · 86,580 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: This is not an applicable reportable field for this type of grant. F4 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Shares vest on the same schedule as the Time-Based RSUs granted at the same time. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC |
MEYERCORD EDWARDDirector · President and CEO
|
Tax withholdingCommon Stock | 42,381 | $10.39 | $440,338.59 |
DisclosureSEC source: 0001078271-17-000020 · edgardoc.xml · nonDerivative · entry 5 MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,653 F3 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC |
MEYERCORD EDWARDDirector · President and CEO
|
Exercise / conversionCommon Stock | 86,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000020 · edgardoc.xml · nonDerivative · entry 4 MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC |
MEYERCORD EDWARDDirector · President and CEO
|
Tax withholdingCommon Stock | 42,381 | $10.39 | $440,338.59 |
DisclosureSEC source: 0001078271-17-000020 · edgardoc.xml · nonDerivative · entry 3 MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,454 F2 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC |
MEYERCORD EDWARDDirector · President and CEO
|
Exercise / conversionCommon Stock | 86,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000020 · edgardoc.xml · nonDerivative · entry 2 MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC |
Gault Robert JEVP Worldwide Sales Services a
|
Exercise / conversionRSU Award · Derivative | 26,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000019 · edgardoc.xml · derivative · entry 10 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,600 Underlying: Common Stock · 26,400 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: This is not an applicable reportable field for this type of grant. F7 · derivative.exercise_date: This Time Based RSU award vests from the original grant date as to 1/3 on the one year anniversary and 1/12 each quarter thereafter. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC |
Gault Robert JEVP Worldwide Sales Services a
|
Exercise / conversionPerformance Shares · Derivative | 26,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000019 · edgardoc.xml · derivative · entry 9 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,333 Underlying: Common Stock · 26,667 shares Expires 2022-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: This is not an applicable reportable field for this type of grant. F6 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $3.50 per share for 30 consecutive trading days. Shares vest in equal installments on August 15, 2016, August 15, 2017 and August 15, 2018. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC |
Gault Robert JEVP Worldwide Sales Services a
|
Exercise / conversionPerformance Shares · Derivative | 26,640 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000019 · edgardoc.xml · derivative · entry 8 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,360 Underlying: Common Stock · 26,640 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: This is not an applicable reportable field for this type of grant. F4 · derivative.exercise_date: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Shares vest on the same schedule as the Time-Based RSUs granted at the same time. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC |
Gault Robert JEVP Worldwide Sales Services a
|
Tax withholdingCommon Stock | 13,041 | $10.39 | $135,495.99 |
DisclosureSEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 7 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,929 F2 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC |
Gault Robert JEVP Worldwide Sales Services a
|
Exercise / conversionCommon Stock | 26,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 6 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC |
Gault Robert JEVP Worldwide Sales Services a
|
Tax withholdingCommon Stock | 12,707 | $10.39 | $132,025.73 |
DisclosureSEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 5 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,330 F3 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC |
Gault Robert JEVP Worldwide Sales Services a
|
Exercise / conversionCommon Stock | 26,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 4 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC |
Gault Robert JEVP Worldwide Sales Services a
|
Tax withholdingCommon Stock | 9,161 | $10.39 | $95,182.79 |
DisclosureSEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 3 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,637 F2 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC |
Gault Robert JEVP Worldwide Sales Services a
|
Exercise / conversionCommon Stock | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:44 UTC |
Gault Robert JEVP Worldwide Sales Services a
|
Tax withholdingCommon Stock | 9,069 | $10.39 | $94,226.91 |
DisclosureSEC source: 0001078271-17-000019 · edgardoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,131 F1 · shares: The reporting person was granted 80,000 RSUs on August 15, 2015, which vest annually over 3 years in equal installments with the first vesting date on August 15, 2016. On August 15, 2017 a total of 26,400 shares vested. 9,069 shares represents the aggregate number of shares of Issuer common stock withheld for payment of the tax liability incident to the vesting of the RSUs issued in accordance with Rule 16b-3. Read SEC document |
| July 31, 2017 Filed Aug 16, 2017 20:44 UTC |
MEYERCORD EDWARDDirector · President and CEO
|
OtherCommon Stock | 8,865 | $2.40 | $21,249.41 |
DisclosureSEC source: 0001078271-17-000020 · edgardoc.xml · nonDerivative · entry 1 MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,255 F1 · shares: Shares were purchased through the 2014 Employee Stock Purchase Plan. Read SEC document |
| July 31, 2017 Filed Sep 6, 2017 20:14 UTC |
Davies Benjamin DrewEVP Chief Financial Officer
|
OtherCommon Stock | 3,342 | $4.49 | $14,998.90 |
DisclosureSEC source: 0001078271-17-000032 · edgardoc.xml · nonDerivative · entry 1 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,603 F1 · shares: Shares were purchased through the 2014 Employee Stock Purchase Plan. F2 · balance_after: Beneficially owned share amount includes 58,334 unvested RSUs granted on 6/1/2016. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 21:32 UTC |
MEYERCORD EDWARDDirector · President and CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $3.02 | $0.00 |
DisclosureSEC source: 0001078271-17-000016 · edgardoc.xml · derivative · entry 5 MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 21:32 UTC |
MEYERCORD EDWARDDirector · President and CEO
|
SaleCommon Stock | 15,000 | $10.10 | $151,557.00 |
DisclosureSEC source: 0001078271-17-000016 · edgardoc.xml · nonDerivative · entry 4 MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,390 F2 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 21:32 UTC |
MEYERCORD EDWARDDirector · President and CEO
|
Exercise / conversionCommon Stock | 15,000 | $3.02 | $45,300.00 |
DisclosureSEC source: 0001078271-17-000016 · edgardoc.xml · nonDerivative · entry 3 MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 21:32 UTC |
MEYERCORD EDWARDDirector · President and CEO
|
SaleCommon Stock | 50,000 | $10.10 | $505,190.00 |
DisclosureSEC source: 0001078271-17-000016 · edgardoc.xml · nonDerivative · entry 2 MEYERCORD EDWARD · CIK 0001179945 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,390 F2 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:46 UTC |
Davies Benjamin DrewEVP Chief Financial Officer
|
Exercise / conversionPerformance Based RSU · Derivative | 33,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000014 · edgardoc.xml · derivative · entry 5 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Common Stock · 0 shares Expires 2019-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Performance based RSU shares vest once the Company's stock equals or exceeds $5.00 for 30 consecutive trading days. Once threshold is satisfied the Performance-Based RSUs shall vest with respect to the number of Time-Based RSUs that have vested as of the date the Performance Threshold is satisfied and thereafter shall vest on the same schedule as the Time-Based RSUs. If threshold is not met by the third anniversary of the grant date the award is terminated for no consideration. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:46 UTC |
Davies Benjamin DrewEVP Chief Financial Officer
|
Tax withholdingCommon Stock | 12,527 | $9.99 | $125,144.73 |
DisclosureSEC source: 0001078271-17-000014 · edgardoc.xml · nonDerivative · entry 4 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,261 F3 · shares: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:46 UTC |
Davies Benjamin DrewEVP Chief Financial Officer
|
Exercise / conversionCommon Stock | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001078271-17-000014 · edgardoc.xml · nonDerivative · entry 3 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:46 UTC |
Davies Benjamin DrewEVP Chief Financial Officer
|
Tax withholdingCommon Stock | 12,527 | $9.99 | $125,144.73 |
DisclosureSEC source: 0001078271-17-000014 · edgardoc.xml · nonDerivative · entry 2 Davies Benjamin Drew · CIK 0001675717 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,455 F2 · shares: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:46 UTC |
Gault Robert JEVP Worldwide Sales Services a
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13,972 | $0.00 Strike: $2.51 | $0.00 |
DisclosureSEC source: 0001078271-17-000013 · edgardoc.xml · derivative · entry 8 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,584 Underlying: Common Stock · 13,972 shares Expires 2022-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option is exercisable as vested; 1/4 vests one year from date of hire and then 1/48 vests on each full month thereafter until fully vested, so long as the optionee's employment has not terminated. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:46 UTC |
Gault Robert JEVP Worldwide Sales Services a
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 46,444 | $0.00 Strike: $2.51 | $0.00 |
DisclosureSEC source: 0001078271-17-000013 · edgardoc.xml · derivative · entry 7 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,556 Underlying: Common Stock · 46,444 shares Expires 2022-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option is exercisable as vested; 1/4 vests one year from date of hire and then 1/48 vests on each full month thereafter until fully vested, so long as the optionee's employment has not terminated. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:46 UTC |
Gault Robert JEVP Worldwide Sales Services a
|
SaleCommon Stock | 32,685 | $9.56 | $312,435.92 |
DisclosureSEC source: 0001078271-17-000013 · edgardoc.xml · nonDerivative · entry 6 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,200 F2 · price: This transaction was executed in multiple trades at prices ranging from 9.55 to 9.605 The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:46 UTC |
Gault Robert JEVP Worldwide Sales Services a
|
SaleCommon Stock | 42,153 | $9.53 | $401,718.09 |
DisclosureSEC source: 0001078271-17-000013 · edgardoc.xml · nonDerivative · entry 5 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,885 Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:46 UTC |
Gault Robert JEVP Worldwide Sales Services a
|
SaleCommon Stock | 13,972 | $9.58 | $133,911.84 |
DisclosureSEC source: 0001078271-17-000013 · edgardoc.xml · nonDerivative · entry 4 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,038 F1 · price: This transaction was executed in multiple trades at prices ranging from 9.55 to 9.61 The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:46 UTC |
Gault Robert JEVP Worldwide Sales Services a
|
Exercise / conversionCommon Stock | 13,972 | $2.51 | $35,069.72 |
DisclosureSEC source: 0001078271-17-000013 · edgardoc.xml · nonDerivative · entry 3 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:46 UTC |
Gault Robert JEVP Worldwide Sales Services a
|
SaleCommon Stock | 46,444 | $9.53 | $442,611.32 |
DisclosureSEC source: 0001078271-17-000013 · edgardoc.xml · nonDerivative · entry 2 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,038 Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:46 UTC |
Gault Robert JEVP Worldwide Sales Services a
|
Exercise / conversionCommon Stock | 46,444 | $2.51 | $116,574.44 |
DisclosureSEC source: 0001078271-17-000013 · edgardoc.xml · nonDerivative · entry 1 Gault Robert J · CIK 0001641247 · EVP Worldwide Sales Services a 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:17 UTC |
Carinalli CharlesDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $4.18 | $0.00 |
DisclosureSEC source: 0001078271-17-000010 · edgardoc.xml · derivative · entry 10 CARINALLI CHARLES · CIK 0001195839 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2017-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:17 UTC |
Carinalli CharlesDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $3.87 | $0.00 |
DisclosureSEC source: 0001078271-17-000010 · edgardoc.xml · derivative · entry 9 CARINALLI CHARLES · CIK 0001195839 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2019-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:17 UTC |
Carinalli CharlesDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $3.87 | $0.00 |
DisclosureSEC source: 0001078271-17-000010 · edgardoc.xml · derivative · entry 8 CARINALLI CHARLES · CIK 0001195839 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2017-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.