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Nasdaq · USD

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EXPONENT INC

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4154
SEC CIK
0000851520
Parsed reports
569

Last 12 months

Inside the activity.

2 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202611
Feb 202604
Mar 202602
Apr 202602
May 202606
Jun 202602
Jul 202601
Aug 202601
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Osteraas JohnGroup Vice President
Exercise / conversionCommon Stock 170 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000077 · edgardoc.xml · nonDerivative · entry 1

Osteraas John · CIK 0001358665 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Murray Steven JGroup Vice President
Exercise / conversionRestricted Stock Units · Derivative 7,260 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000076 · edgardoc.xml · derivative · entry 6

Murray Steven J · CIK 0001630828 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,260 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Murray Steven JGroup Vice President
Exercise / conversionDividend Equivalent Rights · Derivative 377 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000076 · edgardoc.xml · derivative · entry 5

Murray Steven J · CIK 0001630828 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 377 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Murray Steven JGroup Vice President
GrantDividend Equivalent Rights · Derivative 175 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000076 · edgardoc.xml · derivative · entry 4

Murray Steven J · CIK 0001630828 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377

Underlying: Common Stock · 175 shares

Expires 2017-03-15

F5 · derivative.exercise_price: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2013, 2014, and Q1 2017.

F5 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2013, 2014, and Q1 2017.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Murray Steven JGroup Vice President
Tax withholdingCommon Stock 2,785 $59.65 $166,125.25
Disclosure

SEC source: 0000851520-17-000076 · edgardoc.xml · nonDerivative · entry 3

Murray Steven J · CIK 0001630828 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,880

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Murray Steven JGroup Vice President
Exercise / conversionCommon Stock 7,260 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000076 · edgardoc.xml · nonDerivative · entry 2

Murray Steven J · CIK 0001630828 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Murray Steven JGroup Vice President
Exercise / conversionCommon Stock 377 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000076 · edgardoc.xml · nonDerivative · entry 1

Murray Steven J · CIK 0001630828 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Kytomaa HarriGroup Vice President
Exercise / conversionRestricted Stock Units · Derivative 8,192 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000075 · edgardoc.xml · derivative · entry 6

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,192 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Kytomaa HarriGroup Vice President
Exercise / conversionDividend Equivalent Rights · Derivative 425 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000075 · edgardoc.xml · derivative · entry 5

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 425 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Kytomaa HarriGroup Vice President
GrantDividend Equivalent Rights · Derivative 310 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000075 · edgardoc.xml · derivative · entry 4

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425

Underlying: Common Stock · 310 shares

Expires 2017-03-15

F5 · derivative.exercise_price: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2014 and Q1 2017.

F5 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2014 and Q1 2017.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Kytomaa HarriGroup Vice President
Tax withholdingCommon Stock 2,701 $59.65 $161,114.65
Disclosure

SEC source: 0000851520-17-000075 · edgardoc.xml · nonDerivative · entry 3

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,360

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Kytomaa HarriGroup Vice President
Exercise / conversionCommon Stock 8,192 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000075 · edgardoc.xml · nonDerivative · entry 2

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
Kytomaa HarriGroup Vice President
Exercise / conversionCommon Stock 425 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000075 · edgardoc.xml · nonDerivative · entry 1

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
JOHNSTON PAUL RDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 25,312 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000074 · edgardoc.xml · derivative · entry 6

JOHNSTON PAUL R · CIK 0001193221 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,312 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
JOHNSTON PAUL RDirector · Chief Executive Officer
Exercise / conversionDividend Equivalent Rights · Derivative 1,316 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000074 · edgardoc.xml · derivative · entry 5

JOHNSTON PAUL R · CIK 0001193221 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,316 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
JOHNSTON PAUL RDirector · Chief Executive Officer
GrantDividend Equivalent Rights · Derivative 438 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000074 · edgardoc.xml · derivative · entry 4

JOHNSTON PAUL R · CIK 0001193221 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316

Underlying: Common Stock · 438 shares

Expires 2017-03-15

F5 · derivative.exercise_price: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2014 and Q1 2017.

F5 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2014 and Q1 2017.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
JOHNSTON PAUL RDirector · Chief Executive Officer
Tax withholdingCommon Stock 12,251 $59.65 $730,772.15
Disclosure

SEC source: 0000851520-17-000074 · edgardoc.xml · nonDerivative · entry 3

JOHNSTON PAUL R · CIK 0001193221 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,335

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
JOHNSTON PAUL RDirector · Chief Executive Officer
Exercise / conversionCommon Stock 25,312 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000074 · edgardoc.xml · nonDerivative · entry 2

JOHNSTON PAUL R · CIK 0001193221 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC
JOHNSTON PAUL RDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,316 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000074 · edgardoc.xml · nonDerivative · entry 1

JOHNSTON PAUL R · CIK 0001193221 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC Exercise / conversionRestricted Stock Units · Derivative 11,168 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000073 · edgardoc.xml · derivative · entry 6

Corrigan Catherine · CIK 0001552213 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,168 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC Exercise / conversionDividend Equivalent Rights · Derivative 580 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000073 · edgardoc.xml · derivative · entry 5

Corrigan Catherine · CIK 0001552213 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 580 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC GrantDividend Equivalent Rights · Derivative 43 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000073 · edgardoc.xml · derivative · entry 4

Corrigan Catherine · CIK 0001552213 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580

Underlying: Common Stock · 43 shares

Expires 2017-03-15

F5 · derivative.exercise_price: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017.

F5 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC Tax withholdingCommon Stock 4,417 $59.65 $263,474.05
Disclosure

SEC source: 0000851520-17-000073 · edgardoc.xml · nonDerivative · entry 3

Corrigan Catherine · CIK 0001552213 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,230

F4 · kind: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC Exercise / conversionCommon Stock 11,168 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000073 · edgardoc.xml · nonDerivative · entry 2

Corrigan Catherine · CIK 0001552213 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:40 UTC Exercise / conversionCommon Stock 580 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000073 · edgardoc.xml · nonDerivative · entry 1

Corrigan Catherine · CIK 0001552213 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.

F2 · price: Not applicable.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 22:36 UTC
Shepard SallyVP, Human Resources
GrantRestricted Stock Units · Derivative 4,772 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000063 · edgardoc.xml · derivative · entry 1

Shepard Sally · CIK 0001661232 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,772

Underlying: Common Stock · 4,772 shares

Expires 2021-03-10

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 22:36 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 6,816 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000062 · edgardoc.xml · derivative · entry 1

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,816

Underlying: Common Stock · 6,816 shares

Expires 2021-03-10

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 22:36 UTC
Reiss RichardGroup Vice President
GrantRestricted Stock Units · Derivative 2,726 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000061 · edgardoc.xml · derivative · entry 1

Reiss Richard · CIK 0001633078 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,726

Underlying: Common Stock · 2,726 shares

Expires 2021-03-10

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 22:35 UTC
Pye JohnGroup Vice President
GrantRestricted Stock Units · Derivative 1,704 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000060 · edgardoc.xml · derivative · entry 1

Pye John · CIK 0001686997 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,704

Underlying: Common Stock · 1,704 shares

Expires 2021-03-10

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 22:35 UTC
Osteraas JohnGroup Vice President
GrantRestricted Stock Units · Derivative 2,046 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000059 · edgardoc.xml · derivative · entry 1

Osteraas John · CIK 0001358665 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,046

Underlying: Common Stock · 2,046 shares

Expires 2021-03-10

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 22:35 UTC
Murray Steven JGroup Vice President
GrantRestricted Stock Units · Derivative 6,474 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000058 · edgardoc.xml · derivative · entry 1

Murray Steven J · CIK 0001630828 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,474

Underlying: Common Stock · 6,474 shares

Expires 2021-03-10

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 22:35 UTC
Kytomaa HarriGroup Vice President
GrantRestricted Stock Units · Derivative 4,772 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000057 · edgardoc.xml · derivative · entry 1

Kytomaa Harri · CIK 0001687174 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,772

Underlying: Common Stock · 4,772 shares

Expires 2021-03-10

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 22:35 UTC
JOHNSTON PAUL RDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 10,222 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000056 · edgardoc.xml · derivative · entry 1

JOHNSTON PAUL R · CIK 0001193221 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,222

Underlying: Common Stock · 10,222 shares

Expires 2021-03-10

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 22:35 UTC
Haddad RobertGroup Vice President · Group Vice President
GrantRestricted Stock Units · Derivative 1,024 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000055 · edgardoc.xml · derivative · entry 1

Haddad Robert · CIK 0001687165 · Group Vice President · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,024

Underlying: Common Stock · 1,024 shares

Expires 2021-03-10

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 22:35 UTC GrantRestricted Stock Units · Derivative 7,496 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000054 · edgardoc.xml · derivative · entry 1

Corrigan Catherine · CIK 0001552213 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,496

Underlying: Common Stock · 7,496 shares

Expires 2021-03-10

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

Read SEC document
February 16, 2017 Filed Feb 18, 2017 02:02 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 14,279 Not disclosed Strike: $58.10 Not disclosed
Disclosure

SEC source: 0000851520-17-000042 · edgardoc.xml · derivative · entry 2

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,279

Underlying: Common Stock · 14,279 shares

Expires 2027-02-16

F2 · price: Not applicable.

F1 · derivative.exercise_date: The stock option becomes exercisable in four equal annual installments.

Read SEC document
February 16, 2017 Filed Feb 18, 2017 02:02 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
GrantIncentive Stock Option (right to buy) · Derivative 1,721 Not disclosed Strike: $58.10 Not disclosed
Disclosure

SEC source: 0000851520-17-000042 · edgardoc.xml · derivative · entry 1

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,721

Underlying: Common Stock · 1,721 shares

Expires 2027-02-16

F2 · price: Not applicable.

F1 · derivative.exercise_date: The stock option becomes exercisable in four equal annual installments.

Read SEC document
February 16, 2017 Filed Feb 18, 2017 02:02 UTC
Corrigan CatherinePresident & Group VP
GrantNon-Qualified Stock Option (right to buy) · Derivative 14,279 Not disclosed Strike: $58.10 Not disclosed
Disclosure

SEC source: 0000851520-17-000041 · edgardoc.xml · derivative · entry 2

Corrigan Catherine · CIK 0001552213 · President & Group VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,279

Underlying: Common Stock · 14,279 shares

Expires 2027-02-16

F2 · price: Not applicable.

F1 · derivative.exercise_date: The stock option becomes exercisable in four equal annual installments.

Read SEC document
February 16, 2017 Filed Feb 18, 2017 02:02 UTC
Corrigan CatherinePresident & Group VP
GrantIncentive Stock Option (right to buy) · Derivative 1,721 Not disclosed Strike: $58.10 Not disclosed
Disclosure

SEC source: 0000851520-17-000041 · edgardoc.xml · derivative · entry 1

Corrigan Catherine · CIK 0001552213 · President & Group VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,721

Underlying: Common Stock · 1,721 shares

Expires 2027-02-16

F2 · price: Not applicable.

F1 · derivative.exercise_date: The stock option becomes exercisable in four equal annual installments.

Read SEC document
February 16, 2017 Filed Feb 18, 2017 02:01 UTC
JOHNSTON PAUL RDirector · Chief Executive Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 22,279 Not disclosed Strike: $58.10 Not disclosed
Disclosure

SEC source: 0000851520-17-000040 · edgardoc.xml · derivative · entry 2

JOHNSTON PAUL R · CIK 0001193221 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,279

Underlying: Common Stock · 22,279 shares

Expires 2027-02-16

F2 · price: Not applicable.

F1 · derivative.exercise_date: The stock option becomes exercisable in four equal annual installments.

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February 16, 2017 Filed Feb 18, 2017 02:01 UTC
JOHNSTON PAUL RDirector · Chief Executive Officer
GrantIncentive Stock Option (right to buy) · Derivative 1,721 Not disclosed Strike: $58.10 Not disclosed
Disclosure

SEC source: 0000851520-17-000040 · edgardoc.xml · derivative · entry 1

JOHNSTON PAUL R · CIK 0001193221 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,721

Underlying: Common Stock · 1,721 shares

Expires 2027-02-16

F2 · price: Not applicable.

F1 · derivative.exercise_date: The stock option becomes exercisable in four equal annual installments.

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February 16, 2017 Filed Feb 18, 2017 02:01 UTC GrantRestricted Stock Units · Derivative 485 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000039 · edgardoc.xml · derivative · entry 1

Lindstrom Carol · CIK 0001677400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485

Underlying: Common Stock · 485 shares

Expires 2018-02-16

F1 · derivative.exercise_price: 1-for-1.

F2 · price: Not applicable.

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February 06, 2017 Filed Feb 14, 2017 18:36 UTC SaleCommon Stock 1,500 $58.05 $87,075.00
Disclosure

SEC source: 0000851520-17-000032 · edgardoc.xml · nonDerivative · entry 1

RIGGINS STEPHEN C · CIK 0001243836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

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December 30, 2016 Filed Feb 14, 2017 01:15 UTC GrantDividend Equivalent Rights · Derivative 21 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000030 · edgardoc.xml · derivative · entry 1

Zumwalt Debra · CIK 0001609169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21

Underlying: Common Stock · 21 shares

Expires 2017-05-31

F1 · derivative.exercise_price: 1-for-1.

F2 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2016.

F3 · price: Not applicable.

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December 30, 2016 Filed Feb 14, 2017 01:15 UTC GrantDividend Equivalent Rights · Derivative 21 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000029 · edgardoc.xml · derivative · entry 1

SHOVEN JOHN B · CIK 0001181492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21

Underlying: Common Stock · 21 shares

Expires 2017-05-31

F1 · derivative.exercise_price: 1-for-1.

F2 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2016.

F3 · price: Not applicable.

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December 30, 2016 Filed Feb 14, 2017 01:15 UTC
Shepard SallyVP, Human Resources
GrantDividend Equivalent Rights · Derivative 49 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000028 · edgardoc.xml · derivative · entry 7

Shepard Sally · CIK 0001661232 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49

Underlying: Common Stock · 49 shares

Expires 2020-03-11

F2 · derivative.exercise_price: 1-for-1.

F3 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2016.

F4 · price: Not applicable.

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December 30, 2016 Filed Feb 14, 2017 01:15 UTC
Shepard SallyVP, Human Resources
GrantDividend Equivalent Rights · Derivative 22 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000028 · edgardoc.xml · derivative · entry 6

Shepard Sally · CIK 0001661232 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38

Underlying: Common Stock · 22 shares

Expires 2019-03-13

F2 · derivative.exercise_price: 1-for-1.

F3 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2016.

F4 · price: Not applicable.

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December 30, 2016 Filed Feb 14, 2017 01:15 UTC
Shepard SallyVP, Human Resources
GrantDividend Equivalent Rights · Derivative 36 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000028 · edgardoc.xml · derivative · entry 5

Shepard Sally · CIK 0001661232 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72

Underlying: Common Stock · 36 shares

Expires 2018-09-11

F2 · derivative.exercise_price: 1-for-1.

F3 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2016.

F4 · price: Not applicable.

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December 30, 2016 Filed Feb 14, 2017 01:15 UTC GrantDividend Equivalent Rights · Derivative 21 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000026 · edgardoc.xml · derivative · entry 1

RIGGINS STEPHEN C · CIK 0001243836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21

Underlying: Common Stock · 21 shares

Expires 2016-05-31

F1 · derivative.exercise_price: 1-for-1.

F2 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2016.

F3 · price: Not applicable.

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December 30, 2016 Filed Feb 14, 2017 01:15 UTC
SCHLENKER RICHARD L JREVP & Chief Financial Officer
GrantDividend Equivalent Rights · Derivative 86 Not disclosed Not disclosed
Disclosure

SEC source: 0000851520-17-000027 · edgardoc.xml · derivative · entry 8

SCHLENKER RICHARD L JR · CIK 0001203306 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86

Underlying: Common Stock · 86 shares

Expires 2020-03-11

F2 · derivative.exercise_price: 1-for-1.

F3 · kind: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2016.

F4 · price: Not applicable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.