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Nasdaq · USD

EWBC

EAST WEST BANCORP INC

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3302
SEC CIK
0001069157
Parsed reports
357

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202505
Jan 202600
Feb 202605
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 06, 2023 Filed Apr 7, 2023 00:39 UTC
Kim Lisa L.Executive Vice President
GrantCommon Stock 41,880 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-23-000035 · wf-form4_168082796435132.xml · nonDerivative · entry 1

Kim Lisa L. · CIK 0001738532 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,880

F1 · price: Restricted Stock Units ("RSU") granted on April 6, 2020 fully vest after three years on April 6, 2023. Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
March 13, 2023 Filed Mar 13, 2023 19:53 UTC
Oh Irene HChief Financial Officer
PurchaseCommon Stock 2,000 $53.37 $106,740.00
Disclosure

SEC source: 0001069157-23-000028 · wf-form4_167873718600656.xml · nonDerivative · entry 5

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,925

Read SEC document
March 13, 2023 Filed Mar 13, 2023 19:53 UTC
Oh Irene HChief Financial Officer
PurchaseCommon Stock 1,500 $45.46 $68,190.00
Disclosure

SEC source: 0001069157-23-000028 · wf-form4_167873718600656.xml · nonDerivative · entry 4

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,925

Read SEC document
March 13, 2023 Filed Mar 13, 2023 19:53 UTC
Oh Irene HChief Financial Officer
PurchaseCommon Stock 1,000 $44.17 $44,170.00
Disclosure

SEC source: 0001069157-23-000028 · wf-form4_167873718600656.xml · nonDerivative · entry 3

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,425

Read SEC document
March 13, 2023 Filed Mar 13, 2023 19:53 UTC
Oh Irene HChief Financial Officer
PurchaseCommon Stock 3,000 $48.16 $144,480.00
Disclosure

SEC source: 0001069157-23-000028 · wf-form4_167873718600656.xml · nonDerivative · entry 2

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,425

Read SEC document
March 13, 2023 Filed Mar 13, 2023 19:53 UTC
Oh Irene HChief Financial Officer
PurchaseCommon Stock 2,500 $52.62 $131,550.00
Disclosure

SEC source: 0001069157-23-000028 · wf-form4_167873718600656.xml · nonDerivative · entry 1

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,425

F1 · price: The price reported in Column 4 is a weighted average price.

Read SEC document
March 04, 2023 Filed Mar 8, 2023 00:08 UTC
TEO GARYExecutive Vice President
Tax withholdingCommon Stock 2,489 $75.25 $187,297.25
Disclosure

SEC source: 0001069157-23-000024 · wf-form4_167823407404745.xml · nonDerivative · entry 2

TEO GARY · CIK 0001668233 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,133

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Restricted Stock Units. Since March 4, 2023 was a Saturday, the number of shares withheld was determined on March 3, 2023 based on the closing price of the issuer's common stock on March 3, 2023.

Read SEC document
March 04, 2023 Filed Mar 8, 2023 00:08 UTC
TEO GARYExecutive Vice President
GrantCommon Stock 7,015 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-23-000024 · wf-form4_167823407404745.xml · nonDerivative · entry 1

TEO GARY · CIK 0001668233 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,622

F1 · price: Restricted Stock Units ("RSU") granted on March 4, 2020 fully vest after three years on March 4, 2023. Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
March 04, 2023 Filed Mar 7, 2023 22:34 UTC
KRAUSE DOUGLAS PAULVice Chairman
Tax withholdingCommon Stock 10,668 $75.25 $802,767.00
Disclosure

SEC source: 0001069157-23-000022 · wf-form4_167822848798961.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,353

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. Since March 4, 2023 was a Saturday, the number of shares withheld was determined on March 3, 2023 based on the closing price of the issuer's common stock on March 3, 2023.

Read SEC document
March 04, 2023 Filed Mar 7, 2023 22:34 UTC
KRAUSE DOUGLAS PAULVice Chairman
GrantCommon Stock 25,545 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-23-000022 · wf-form4_167822848798961.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,021

F1 · price: Performance-Based Restricted Stock Units granted on March 4, 2020 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 4, 2023, 182.08% of the units granted on March 4, 2020 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 04, 2023 Filed Mar 7, 2023 22:21 UTC
Oh Irene HChief Financial Officer
Tax withholdingCommon Stock 13,289 $75.25 $999,997.25
Disclosure

SEC source: 0001069157-23-000020 · wf-form4_167822769748095.xml · nonDerivative · entry 2

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,925

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. Since March 4, 2023 was a Saturday, the number of shares withheld was determined on March 3, 2023 based on the closing price of the issuer's common stock on March 3, 2023.

Read SEC document
March 04, 2023 Filed Mar 7, 2023 22:21 UTC
Oh Irene HChief Financial Officer
GrantCommon Stock 34,210 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-23-000020 · wf-form4_167822769748095.xml · nonDerivative · entry 1

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,214

F1 · price: Performance-Based Restricted Stock Units granted on March 4, 2020 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 4, 2023, 182.08% of the units granted on March 4, 2020 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 04, 2023 Filed Mar 7, 2023 21:27 UTC
NG DOMINICDirector · Chief Executive Officer
Tax withholdingCommon Stock 89,669 $75.25 $6,747,592.25
Disclosure

SEC source: 0001069157-23-000018 · wf-form4_167822442148878.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877,709

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. Since March 4, 2023 was a Saturday, the number of shares withheld was determined on March 3, 2023 based on the closing price of the issuer's common stock on March 3, 2023.

Read SEC document
March 04, 2023 Filed Mar 7, 2023 21:27 UTC
NG DOMINICDirector · Chief Executive Officer
GrantCommon Stock 205,256 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-23-000018 · wf-form4_167822442148878.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967,378

F1 · price: Performance-Based Restricted Stock Units granted on March 4, 2020 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 4, 2023, 182.08% of the units granted on March 4, 2020 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
January 31, 2023 Filed Jan 31, 2023 23:37 UTC
LIU JACK CDirector
SaleCommon Stock 2,000 $77.00 $154,000.00
Disclosure

SEC source: 0001069157-23-000013 · wf-form4_167520822050686.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,136

F1 · price: A total of 2,000 shares were sold at a weighted average price of $77.00.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 00:29 UTC
NG DOMINICDirector · Chief Executive Officer
Exercise / conversionCommon Stock 41 $0.00 $0.00
Disclosure

SEC source: 0001069157-23-000008 · wf-form4_167460657411648.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-Based Restricted Stock Units granted on January 24, 2020, with full cliff vesting in three years on January 24, 2023, pursuant to the Issuer's Spirit of Ownership stock program.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 00:27 UTC
TEO GARYExecutive Vice President
Exercise / conversionCommon Stock 41 $0.00 $0.00
Disclosure

SEC source: 0001069157-23-000006 · wf-form4_167460644946612.xml · nonDerivative · entry 1

TEO GARY · CIK 0001668233 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-Based Restricted Stock Units granted on January 24, 2020, with full cliff vesting in three years on January 24, 2023, pursuant to the Issuer's Spirit of Ownership stock program.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 00:25 UTC
Oh Irene HChief Financial Officer
Exercise / conversionCommon Stock 41 $0.00 $0.00
Disclosure

SEC source: 0001069157-23-000004 · wf-form4_167460632482513.xml · nonDerivative · entry 1

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-Based Restricted Stock Units granted on January 24, 2020, with full cliff vesting in three years on January 24, 2023, pursuant to the Issuer's Spirit of Ownership stock program.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 00:22 UTC
KRAUSE DOUGLAS PAULVice Chairman
Exercise / conversionCommon Stock 41 $0.00 $0.00
Disclosure

SEC source: 0001069157-23-000002 · wf-form4_167460615683499.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-Based Restricted Stock Units granted on January 24, 2020, with full cliff vesting in three years on January 24, 2023, pursuant to the Issuer's Spirit of Ownership stock program.

Read SEC document
November 14, 2022 Filed Nov 15, 2022 18:13 UTC
KRAUSE DOUGLAS PAULVice Chairman
SaleCommon Stock 5,000 $72.43 $362,150.00
Disclosure

SEC source: 0001069157-22-000087 · wf-form4_166853601415169.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,435

F1 · price: A total of 5,000 shares were sold at a weighted average price of $72.4326.

Read SEC document
August 18, 2022 Filed Aug 18, 2022 23:00 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001069157-22-000079 · wf-form4_166086363013146.xml · nonDerivative · entry 1

SUSSMAN LESTER · CIK 0001247504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,577

F1 · price: This transaction represents a charitable donation by the reporting person.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 23:27 UTC
Dumont SergeDirector
GrantCommon Stock 2,006 $0.00 $0.00
Disclosure

SEC source: 0001069157-22-000071 · wf-form4_165671802607197.xml · nonDerivative · entry 1

Dumont Serge · CIK 0001928018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006

F1 · security: Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 23:22 UTC GrantCommon Stock 2,006 $0.00 $0.00
Disclosure

SEC source: 0001069157-22-000069 · wf-form4_165671775021560.xml · nonDerivative · entry 1

Deskus Archana · CIK 0001566186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,193

F1 · security: Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 23:18 UTC GrantCommon Stock 2,006 $0.00 $0.00
Disclosure

SEC source: 0001069157-22-000067 · wf-form4_165671747546456.xml · nonDerivative · entry 1

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,356

F1 · security: Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 23:12 UTC
LIU JACK CDirector
GrantCommon Stock 2,006 $0.00 $0.00
Disclosure

SEC source: 0001069157-22-000065 · wf-form4_165671713853151.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,136

F1 · security: Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 23:09 UTC GrantCommon Stock 2,006 $0.00 $0.00
Disclosure

SEC source: 0001069157-22-000063 · wf-form4_165671693287223.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,193

F1 · security: Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 23:05 UTC GrantCommon Stock 2,006 $0.00 $0.00
Disclosure

SEC source: 0001069157-22-000061 · wf-form4_165671674108650.xml · nonDerivative · entry 1

Alvarez Manuel Pham · CIK 0001903523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,695

F1 · security: Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 23:02 UTC
Kay SabrinaDirector
GrantCommon Stock 2,006 $0.00 $0.00
Disclosure

SEC source: 0001069157-22-000059 · wf-form4_165671653828958.xml · nonDerivative · entry 1

Kay Sabrina · CIK 0001835895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006

F1 · security: Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 22:59 UTC GrantCommon Stock 2,006 $0.00 $0.00
Disclosure

SEC source: 0001069157-22-000057 · wf-form4_165671635772423.xml · nonDerivative · entry 1

SUSSMAN LESTER · CIK 0001247504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,777

F1 · security: Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 22:53 UTC GrantCommon Stock 2,006 $0.00 $0.00
Disclosure

SEC source: 0001069157-22-000055 · wf-form4_165671600321381.xml · nonDerivative · entry 1

Irving Paul H · CIK 0001490960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,568

F1 · security: Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors.

Read SEC document
March 06, 2022 Filed Mar 8, 2022 17:27 UTC
Oh Irene HChief Financial Officer
Tax withholdingCommon Stock 10,970 $77.28 $847,761.60
Disclosure

SEC source: 0001069157-22-000035 · wf-form4_164676042520488.xml · nonDerivative · entry 2

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,963

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. Since March 6, 2022 was a Sunday, the number of shares withheld were determined on March 4, 2022 based on the closing price of the issuer's common stock on March 4, 2022.

Read SEC document
March 06, 2022 Filed Mar 8, 2022 17:27 UTC
Oh Irene HChief Financial Officer
GrantCommon Stock 27,348 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-22-000035 · wf-form4_164676042520488.xml · nonDerivative · entry 1

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,933

F1 · price: Performance-Based Restricted Stock Units granted on March 6, 2019 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 6, 2022, 182.10% of the units granted on March 6, 2019 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 06, 2022 Filed Mar 8, 2022 17:37 UTC
NG DOMINICDirector · Chief Executive Officer
Tax withholdingCommon Stock 78,262 $77.28 $6,048,087.36
Disclosure

SEC source: 0001069157-22-000039 · wf-form4_164676103699209.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,081

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. Since March 6, 2022 was a Sunday, the number of shares withheld were determined on March 4, 2022 based on the closing price of the issuer's common stock on March 4, 2022.

Read SEC document
March 06, 2022 Filed Mar 8, 2022 17:37 UTC
NG DOMINICDirector · Chief Executive Officer
GrantCommon Stock 169,898 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-22-000039 · wf-form4_164676103699209.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,343

F1 · price: Performance-Based Restricted Stock Units granted on March 6, 2019 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 6, 2022, 182.10% of the units granted on March 6, 2019 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 06, 2022 Filed Mar 8, 2022 17:34 UTC
TEO GARYSenior Vice President
Tax withholdingCommon Stock 1,987 $77.28 $153,555.36
Disclosure

SEC source: 0001069157-22-000037 · wf-form4_164676087723398.xml · nonDerivative · entry 2

TEO GARY · CIK 0001668233 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,566

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. Since March 6, 2022 was a Sunday, the number of shares withheld were determined on March 4, 2022 based on the closing price of the issuer's common stock on March 4, 2022.

Read SEC document
March 06, 2022 Filed Mar 8, 2022 17:34 UTC
TEO GARYSenior Vice President
GrantCommon Stock 5,632 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-22-000037 · wf-form4_164676087723398.xml · nonDerivative · entry 1

TEO GARY · CIK 0001668233 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,553

F1 · price: Performance-Based Restricted Stock Units granted on March 6, 2019 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 6, 2022, 182.10% of the units granted on March 6, 2019 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 06, 2022 Filed Mar 8, 2022 17:20 UTC
KRAUSE DOUGLAS PAULVice Chairman
Tax withholdingCommon Stock 8,234 $77.28 $636,323.52
Disclosure

SEC source: 0001069157-22-000033 · wf-form4_164676002860887.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,435

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. Since March 6, 2022 was a Sunday, the number of shares withheld were determined on March 4, 2022 based on the closing price of the issuer's common stock on March 4, 2022.

Read SEC document
March 06, 2022 Filed Mar 8, 2022 17:20 UTC
KRAUSE DOUGLAS PAULVice Chairman
GrantCommon Stock 20,512 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-22-000033 · wf-form4_164676002860887.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,669

F1 · price: Performance-Based Restricted Stock Units granted on March 6, 2019 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 6, 2022, 182.10% of the units granted on March 6, 2019 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 00:46 UTC GiftCommon Stock1 67 $0.00 $0.00
Disclosure

SEC source: 0001069157-22-000028 · wf-form4_164454036704237.xml · nonDerivative · entry 4

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial Account for Grandchild

Disclosed balance after: 601

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

F2 · balance_after: These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in thecustodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 00:46 UTC GiftCommon Stock1 67 $0.00 $0.00
Disclosure

SEC source: 0001069157-22-000028 · wf-form4_164454036704237.xml · nonDerivative · entry 3

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial Account for Grandchild

Disclosed balance after: 534

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

F2 · balance_after: These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in thecustodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 00:46 UTC GiftCommon Stock 67 $0.00 $0.00
Disclosure

SEC source: 0001069157-22-000028 · wf-form4_164454036704237.xml · nonDerivative · entry 2

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,350

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 00:46 UTC GiftCommon Stock 67 $0.00 $0.00
Disclosure

SEC source: 0001069157-22-000028 · wf-form4_164454036704237.xml · nonDerivative · entry 1

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,417

F1 · kind: Bona fide gift to custodial account for which reporting person is the custodian. The reporting person disclaims any pecuniary interest in the accounts' assets or the donated shares.

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February 10, 2022 Filed Feb 11, 2022 00:42 UTC
LIU JACK CDirector
SaleCommon Stock 1,600 $91.51 $146,416.00
Disclosure

SEC source: 0001069157-22-000026 · wf-form4_164454013206341.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,130

F1 · price: A total of 1,600 shares were sold at a weighted average price of $91.5075.

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February 09, 2022 Filed Feb 10, 2022 16:31 UTC
LIU JACK CDirector
SaleCommon Stock 400 $91.51 $36,604.00
Disclosure

SEC source: 0001069157-22-000024 · wf-form4_164451068410550.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,730

F1 · price: A total of 400 shares were sold at a weighted average price of $91.5075.

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February 08, 2022 Filed Feb 8, 2022 23:18 UTC SaleCommon Stock 1,111 $89.97 $99,956.67
Disclosure

SEC source: 0001069157-22-000022 · wf-form4_164436230868272.xml · nonDerivative · entry 1

Estrada Rudolph · CIK 0001334196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,484

F1 · price: A total of 1,111 shares were sold at a weighted average price of $89.9650.

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February 04, 2022 Filed Feb 7, 2022 16:58 UTC
NG DOMINICDirector · Chief Executive Officer
Exercise / conversionCommon Stock 39 $0.00 $0.00
Disclosure

SEC source: 0001069157-22-000020 · wf-form4_164425312020077.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-Based Restricted Stock Units granted on February 4, 2019, with full cliff vesting in three years on February 4, 2022, pursuant to the Issuer's Spirit of Ownership stock program.

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February 04, 2022 Filed Feb 7, 2022 16:55 UTC
Oh Irene HChief Financial Officer
Exercise / conversionCommon Stock 39 $0.00 $0.00
Disclosure

SEC source: 0001069157-22-000018 · wf-form4_164425291358714.xml · nonDerivative · entry 1

Oh Irene H · CIK 0001482107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-Based Restricted Stock Units granted on February 4, 2019, with full cliff vesting in three years on February 4, 2022, pursuant to the Issuer's Spirit of Ownership stock program.

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February 04, 2022 Filed Feb 7, 2022 16:51 UTC
TEO GARYSenior Vice President
Exercise / conversionCommon Stock 39 $0.00 $0.00
Disclosure

SEC source: 0001069157-22-000016 · wf-form4_164425268483746.xml · nonDerivative · entry 1

TEO GARY · CIK 0001668233 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-Based Restricted Stock Units granted on February 4, 2019, with full cliff vesting in three years on February 4, 2022, pursuant to the Issuer's Spirit of Ownership stock program.

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February 04, 2022 Filed Feb 7, 2022 16:47 UTC
KRAUSE DOUGLAS PAULVice Chairman
Exercise / conversionCommon Stock 39 $0.00 $0.00
Disclosure

SEC source: 0001069157-22-000014 · wf-form4_164425244122007.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-Based Restricted Stock Units granted on February 4, 2019, with full cliff vesting in three years on February 4, 2022, pursuant to the Issuer's Spirit of Ownership stock program.

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September 20, 2021 Filed Sep 20, 2021 22:31 UTC SaleCommon Stock 150 $67.45 $10,117.50
Disclosure

SEC source: 0001069157-21-000076 · wf-form4_163217705692073.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,187

F1 · price: A total of 150 shares were sold at a weighted average price of $67.4449.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.