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Nasdaq · USD

EWBC

EAST WEST BANCORP INC

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3302
SEC CIK
0001069157
Parsed reports
357

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202505
Jan 202600
Feb 202605
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 23, 2026 Filed Jan 27, 2026 01:31 UTC
Kim Lisa L.Executive Vice President
Tax withholdingCommon Stock 12 $111.35 $1,336.20
Disclosure

SEC source: 0001738532-26-000002 · wk-form4_1769477488.xml · nonDerivative · entry 2

Kim Lisa L. · CIK 0001738532 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,866

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Time-Based Restricted Stock Units pursuant to the Issuer's Spirit of Ownership stock program. The number of shares withheld was based on the closing price of the Issuer's common stock on January 23, 2026.

Read SEC document
January 23, 2026 Filed Jan 27, 2026 01:31 UTC
Kim Lisa L.Executive Vice President
Exercise / conversionCommon Stock 29 $0.00 $0.00
Disclosure

SEC source: 0001738532-26-000002 · wk-form4_1769477488.xml · nonDerivative · entry 1

Kim Lisa L. · CIK 0001738532 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-Based Restricted Stock Units granted on January 23, 2023, with full cliff vesting in three years on January 23, 2026, pursuant to the Issuer's Spirit of Ownership stock program.

Read SEC document
January 23, 2026 Filed Jan 27, 2026 01:23 UTC
Shi ParkerChief Operating Officer
Tax withholdingCommon Stock 12 $111.35 $1,336.20
Disclosure

SEC source: 0001903569-26-000002 · wk-form4_1769477000.xml · nonDerivative · entry 2

Shi Parker · CIK 0001903569 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,967

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Time-Based Restricted Stock Units pursuant to the Issuer's Spirit of Ownership stock program. The number of shares withheld was based on the closing price of the Issuer's common stock on January 23, 2026.

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January 23, 2026 Filed Jan 27, 2026 01:23 UTC
Shi ParkerChief Operating Officer
Exercise / conversionCommon Stock 29 $0.00 $0.00
Disclosure

SEC source: 0001903569-26-000002 · wk-form4_1769477000.xml · nonDerivative · entry 1

Shi Parker · CIK 0001903569 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-Based Restricted Stock Units granted on January 23, 2023, with full cliff vesting in three years on January 23, 2026, pursuant to the Issuer's Spirit of Ownership stock program.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 02:47 UTC
Oh Irene HChief Risk Officer
SaleCommon Stock 7,453 $113.90 $848,896.70
Disclosure

SEC source: 0001482107-25-000006 · wk-form4_1766458056.xml · nonDerivative · entry 1

Oh Irene H · CIK 0001482107 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,714

Read SEC document
December 17, 2025 Filed Dec 18, 2025 00:42 UTC
Oh Irene HChief Risk Officer
SaleCommon Stock 12,547 $115.00 $1,442,905.00
Disclosure

SEC source: 0001482107-25-000004 · wk-form4_1766018567.xml · nonDerivative · entry 1

Oh Irene H · CIK 0001482107 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,167

F1 · price: A total of 12,547 shares were sold at a weighted average price of $115.0000 per share.

Read SEC document
December 12, 2025 Filed Dec 13, 2025 00:38 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 11,344 $114.31 $1,296,732.64
Disclosure

SEC source: 0001201236-25-000006 · wk-form4_1765586281.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 858,314

F2 · price: A total of 11,344 shares were sold at a weighted average price of $114.314894 per share.

Read SEC document
December 12, 2025 Filed Dec 13, 2025 00:38 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 18,656 $113.22 $2,112,232.32
Disclosure

SEC source: 0001201236-25-000006 · wk-form4_1765586281.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 869,658

F1 · price: A total of 18,656 shares were sold at a weighted average price of $113.219404 per share.

Read SEC document
December 11, 2025 Filed Dec 12, 2025 01:13 UTC
Shi ParkerChief Operating Officer
SaleCommon Stock 8,844 $115.03 $1,017,325.32
Disclosure

SEC source: 0001903569-25-000005 · wk-form4_1765502008.xml · nonDerivative · entry 1

Shi Parker · CIK 0001903569 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,950

F1 · price: A total of 8,844 shares were sold at a weighted average price of $115.0285 per share.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 18:35 UTC
Babej PeterDirector
GrantCommon Stock 621 $0.00 $0.00
Disclosure

SEC source: 0001792004-25-000006 · wk-form4_1764700534.xml · nonDerivative · entry 1

Babej Peter · CIK 0001792004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 621

F1 · security: Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors, the amount of which was prorated from the date of his appointment.

Read SEC document
November 24, 2025 Filed Nov 24, 2025 23:48 UTC SaleCommon Stock 1,520 $104.73 $159,189.60
Disclosure

SEC source: 0001615786-25-000012 · wk-form4_1764028077.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,556

F1 · price: A total of 1,520 shares were sold at a weighted average price of $104.7300 per share.

Read SEC document
November 11, 2025 Filed Nov 12, 2025 23:31 UTC SaleCommon Stock 1,000 $105.40 $105,400.00
Disclosure

SEC source: 0001615786-25-000010 · wk-form4_1762990263.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,076

F1 · price: A total of 1,000 shares were sold at a weighted average price of $105.4000 per share.

Read SEC document
November 07, 2025 Filed Nov 8, 2025 01:05 UTC SaleCommon Stock 1,000 $102.21 $102,214.00
Disclosure

SEC source: 0001615786-25-000008 · wk-form4_1762563898.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,076

Read SEC document
November 03, 2025 Filed Nov 4, 2025 22:18 UTC
KRAUSE DOUGLAS PAULVice Chairman
SaleCommon Stock 3,000 $100.04 $300,120.00
Disclosure

SEC source: 0001235499-25-000005 · wk-form4_1762294735.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,500

F2 · price: A total of 3,000 shares were sold at a weighted average price of $100.0428 per share.

Read SEC document
November 03, 2025 Filed Nov 4, 2025 22:18 UTC
KRAUSE DOUGLAS PAULVice Chairman
SaleCommon Stock 7,000 $100.04 $700,280.00
Disclosure

SEC source: 0001235499-25-000005 · wk-form4_1762294735.xml · nonDerivative · entry 1

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,500

F1 · price: A total of 7,000 shares were sold at a weighted average price of $100.0427 per share.

Read SEC document
October 31, 2025 Filed Nov 1, 2025 00:07 UTC SaleCommon Stock 980 $101.02 $98,999.60
Disclosure

SEC source: 0001615786-25-000006 · wk-form4_1761955676.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,076

F1 · price: A total of 980 shares were sold at a weighted average price of $101.0214 per share.

Read SEC document
September 08, 2025 Filed Sep 8, 2025 23:19 UTC
Oh Irene HChief Risk Officer
SaleCommon Stock 7,639 $109.40 $835,706.60
Disclosure

SEC source: 0001069157-25-000108 · wk-form4_1757373584.xml · nonDerivative · entry 1

Oh Irene H · CIK 0001482107 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,714

F1 · price: A total of 7,639 shares were sold at a weighted average price of $109.4000 per share.

Read SEC document
August 27, 2025 Filed Aug 28, 2025 22:32 UTC
TEO GARYExecutive Vice President
SaleCommon Stock 1,962 $107.03 $209,992.86
Disclosure

SEC source: 0001069157-25-000100 · wk-form4_1756420322.xml · nonDerivative · entry 2

TEO GARY · CIK 0001668233 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,235

F2 · price: A total of 1,962 shares were sold at a weighted average price of $107.0251 per share.

Read SEC document
August 27, 2025 Filed Aug 28, 2025 22:32 UTC
TEO GARYExecutive Vice President
SaleCommon Stock 4,588 $106.23 $487,383.24
Disclosure

SEC source: 0001069157-25-000100 · wk-form4_1756420322.xml · nonDerivative · entry 1

TEO GARY · CIK 0001668233 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,197

F1 · price: A total of 4,588 shares were sold at a weighted average price of $106.2286 per share.

Read SEC document
August 27, 2025 Filed Aug 28, 2025 22:33 UTC
Oh Irene HChief Risk Officer
SaleCommon Stock 8,680 $106.90 $927,892.00
Disclosure

SEC source: 0001069157-25-000102 · wk-form4_1756420396.xml · nonDerivative · entry 2

Oh Irene H · CIK 0001482107 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,353

F2 · price: A total of 8,680 shares were sold at a weighted average price of $106.9000 per share.

Read SEC document
August 27, 2025 Filed Aug 28, 2025 22:33 UTC
Oh Irene HChief Risk Officer
SaleCommon Stock 6,371 $106.50 $678,511.50
Disclosure

SEC source: 0001069157-25-000102 · wk-form4_1756420396.xml · nonDerivative · entry 1

Oh Irene H · CIK 0001482107 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,033

F1 · price: A total of 6,371 shares were sold at a weighted average price of $106.5000 per share.

Read SEC document
August 22, 2025 Filed Aug 22, 2025 23:01 UTC
LIU JACK CDirector
SaleCommon Stock 1,000 $105.00 $105,000.00
Disclosure

SEC source: 0001069157-25-000098 · wk-form4_1755903707.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,974

F1 · price: A total of 1,000 shares were sold at a weighted average price of $105.0000 per share.

Read SEC document
July 28, 2025 Filed Jul 29, 2025 21:02 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 40,000 $103.38 $4,135,200.00
Disclosure

SEC source: 0001069157-25-000092 · wk-form4_1753822965.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 888,314

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2024.

F2 · price: A total of 40,000 shares were sold at a weighted average price of $103.380107 per share.

Read SEC document
May 20, 2025 Filed May 23, 2025 00:53 UTC
Kay SabrinaDirector
GrantCommon Stock 1,417 $0.00 $0.00
Disclosure

SEC source: 0001069157-25-000080 · wk-form4_1747961598.xml · nonDerivative · entry 1

Kay Sabrina · CIK 0001835895 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,684

F1 · security: Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors.

Read SEC document
May 20, 2025 Filed May 23, 2025 00:50 UTC GrantCommon Stock 1,417 $0.00 $0.00
Disclosure

SEC source: 0001069157-25-000078 · wk-form4_1747961415.xml · nonDerivative · entry 1

Irving Paul H · CIK 0001490960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,406

F1 · security: Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors.

Read SEC document
May 20, 2025 Filed May 23, 2025 00:48 UTC GrantCommon Stock 1,417 $0.00 $0.00
Disclosure

SEC source: 0001069157-25-000076 · wk-form4_1747961320.xml · nonDerivative · entry 1

CAMPBELL MOLLY · CIK 0001615786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,056

F1 · security: Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors.

Read SEC document
May 20, 2025 Filed May 23, 2025 00:47 UTC
LIU JACK CDirector
GrantCommon Stock 1,417 $0.00 $0.00
Disclosure

SEC source: 0001069157-25-000074 · wk-form4_1747961256.xml · nonDerivative · entry 1

LIU JACK C · CIK 0001235502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,974

F1 · security: Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors.

Read SEC document
May 20, 2025 Filed May 23, 2025 00:46 UTC GrantCommon Stock 1,417 $0.00 $0.00
Disclosure

SEC source: 0001069157-25-000072 · wk-form4_1747961203.xml · nonDerivative · entry 1

SUSSMAN LESTER · CIK 0001247504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,790

F1 · security: Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors.

Read SEC document
May 20, 2025 Filed May 23, 2025 00:45 UTC GrantCommon Stock 1,417 $0.00 $0.00
Disclosure

SEC source: 0001069157-25-000070 · wk-form4_1747961126.xml · nonDerivative · entry 1

Deskus Archana · CIK 0001566186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,031

F1 · security: Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors.

Read SEC document
May 20, 2025 Filed May 23, 2025 00:44 UTC GrantCommon Stock 1,417 $0.00 $0.00
Disclosure

SEC source: 0001069157-25-000068 · wk-form4_1747961071.xml · nonDerivative · entry 1

Alvarez Manuel Pham · CIK 0001903523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,283

F1 · security: Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors.

Read SEC document
May 20, 2025 Filed May 23, 2025 00:43 UTC
Dumont SergeDirector
GrantCommon Stock 1,417 $0.00 $0.00
Disclosure

SEC source: 0001069157-25-000066 · wk-form4_1747961021.xml · nonDerivative · entry 1

Dumont Serge · CIK 0001928018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,844

F1 · security: Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors.

Read SEC document
May 20, 2025 Filed May 22, 2025 23:55 UTC GrantCommon Stock 1,417 $0.00 $0.00
Disclosure

SEC source: 0001069157-25-000064 · wk-form4_1747958127.xml · nonDerivative · entry 1

HUTCHINS MARK R · CIK 0001887678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,516

F1 · security: Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors.

Read SEC document
May 15, 2025 Filed May 15, 2025 23:33 UTC
Kim Lisa L.Executive Vice President
SaleCommon Stock 2,100 $95.04 $199,584.00
Disclosure

SEC source: 0001069157-25-000058 · wk-form4_1747351990.xml · nonDerivative · entry 1

Kim Lisa L. · CIK 0001738532 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,849

F1 · price: A total of 2,100 shares were sold at a weighted average price of $95.0412 per share.

Read SEC document
May 13, 2025 Filed May 14, 2025 20:54 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001069157-25-000056 · wk-form4_1747256075.xml · nonDerivative · entry 1

SUSSMAN LESTER · CIK 0001247504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,373

F1 · price: This transaction represents a charitable donation by the reporting person.

Read SEC document
May 12, 2025 Filed May 12, 2025 22:52 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 28,566 $96.73 $2,763,189.18
Disclosure

SEC source: 0001069157-25-000054 · wk-form4_1747090369.xml · nonDerivative · entry 3

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 928,314

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2024.

F4 · price: A total of 28,566 shares were sold at a weighted average price of $96.73152 per share.

Read SEC document
May 12, 2025 Filed May 12, 2025 22:52 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 6,766 $96.14 $650,483.24
Disclosure

SEC source: 0001069157-25-000054 · wk-form4_1747090369.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 956,880

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2024.

F3 · price: A total of 6,766 shares were sold at a weighted average price of $96.14284 per share.

Read SEC document
May 12, 2025 Filed May 12, 2025 22:52 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 4,668 $95.04 $443,646.72
Disclosure

SEC source: 0001069157-25-000054 · wk-form4_1747090369.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 963,646

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2024.

F2 · price: A total of 4,668 shares were sold at a weighted average price of $95.03938 per share.

Read SEC document
March 19, 2025 Filed Mar 20, 2025 21:15 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 19,819 $90.00 $1,783,710.00
Disclosure

SEC source: 0001069157-25-000048 · wk-form4_1742505313.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 968,314

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2024.

F2 · price: A total of 19,819 shares were sold at a weighted average price of $90.000142 per share.

Read SEC document
March 07, 2025 Filed Mar 7, 2025 23:20 UTC
NG DOMINICDirector · Chief Executive Officer
SaleCommon Stock 20,181 $90.01 $1,816,491.81
Disclosure

SEC source: 0001069157-25-000042 · wk-form4_1741389601.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 988,133

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2024.

F2 · price: A total of 20,181 shares were sold at a weighted average price of $90.013207 per share.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:26 UTC
Shi ParkerChief Operating Officer
Tax withholdingCommon Stock 6,125 $90.30 $553,087.50
Disclosure

SEC source: 0001069157-25-000037 · wk-form4_1741307210.xml · nonDerivative · entry 2

Shi Parker · CIK 0001903569 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,794

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. The number of shares withheld was based on the closing price of the issuer's common stock on March 4, 2025.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:26 UTC
Shi ParkerChief Operating Officer
GrantCommon Stock 15,643 $0.00 $0.00
Disclosure

SEC source: 0001069157-25-000037 · wk-form4_1741307210.xml · nonDerivative · entry 1

Shi Parker · CIK 0001903569 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,919

F1 · price: Performance-Based Restricted Stock Units granted on March 4, 2022 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 4, 2025, 172.7% of the units granted on March 4, 2022 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:14 UTC
Oh Irene HChief Risk Officer
Tax withholdingCommon Stock 7,797 $90.30 $704,069.10
Disclosure

SEC source: 0001069157-25-000033 · wk-form4_1741306461.xml · nonDerivative · entry 2

Oh Irene H · CIK 0001482107 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,404

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. The number of shares withheld was based on the closing price of the issuer's common stock on March 4, 2025.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:14 UTC
Oh Irene HChief Risk Officer
GrantCommon Stock 18,995 $0.00 $0.00
Disclosure

SEC source: 0001069157-25-000033 · wk-form4_1741306461.xml · nonDerivative · entry 1

Oh Irene H · CIK 0001482107 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,201

F1 · price: Performance-Based Restricted Stock Units granted on March 4, 2022 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 4, 2025, 172.7% of the units granted on March 4, 2022 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:20 UTC
Kim Lisa L.Executive Vice President
Tax withholdingCommon Stock 841 $90.30 $75,942.30
Disclosure

SEC source: 0001069157-25-000035 · wk-form4_1741306849.xml · nonDerivative · entry 2

Kim Lisa L. · CIK 0001738532 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,949

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Restricted Stock Units. The number of shares withheld was based on the closing price of the issuer's common stock on March 4, 2025.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 00:20 UTC
Kim Lisa L.Executive Vice President
GrantCommon Stock 2,265 $0.00 $0.00
Disclosure

SEC source: 0001069157-25-000035 · wk-form4_1741306849.xml · nonDerivative · entry 1

Kim Lisa L. · CIK 0001738532 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,790

F1 · price: Restricted Stock Units granted on March 4, 2022 fully vest after three years on March 4, 2025. Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

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March 04, 2025 Filed Mar 7, 2025 00:05 UTC
TEO GARYExecutive Vice President
Tax withholdingCommon Stock 1,632 $90.30 $147,369.60
Disclosure

SEC source: 0001069157-25-000031 · wk-form4_1741305950.xml · nonDerivative · entry 2

TEO GARY · CIK 0001668233 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,785

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Restricted Stock Units. The number of shares withheld was based on the closing price of the issuer's common stock on March 4, 2025.

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March 04, 2025 Filed Mar 7, 2025 00:05 UTC
TEO GARYExecutive Vice President
GrantCommon Stock 4,529 $0.00 $0.00
Disclosure

SEC source: 0001069157-25-000031 · wk-form4_1741305950.xml · nonDerivative · entry 1

TEO GARY · CIK 0001668233 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,417

F1 · price: Restricted Stock Units granted on March 4, 2022 fully vest after three years on March 4, 2025. Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

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March 04, 2025 Filed Mar 6, 2025 23:39 UTC
NG DOMINICDirector · Chief Executive Officer
Tax withholdingCommon Stock 48,201 $90.30 $4,352,550.30
Disclosure

SEC source: 0001069157-25-000029 · wk-form4_1741304373.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,008,314

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. The number of shares withheld was based on the closing price of the issuer's common stock on March 4, 2025.

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March 04, 2025 Filed Mar 6, 2025 23:39 UTC
NG DOMINICDirector · Chief Executive Officer
GrantCommon Stock 100,560 $0.00 $0.00
Disclosure

SEC source: 0001069157-25-000029 · wk-form4_1741304373.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,056,515

F1 · price: Performance-Based Restricted Stock Units granted on March 4, 2022 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 4, 2025, 172.8% of the units granted on March 4, 2022 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

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March 04, 2025 Filed Mar 6, 2025 23:38 UTC
KRAUSE DOUGLAS PAULVice Chairman
Tax withholdingCommon Stock 6,676 $90.30 $602,842.80
Disclosure

SEC source: 0001069157-25-000027 · wk-form4_1741304298.xml · nonDerivative · entry 2

KRAUSE DOUGLAS PAUL · CIK 0001235499 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,500

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units. The number of shares withheld was based on the closing price of the issuer's common stock on March 4, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.