Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 12, 2024 Filed Jan 12, 2024 22:13 UTC |
Zhang YanCFO
|
SaleCommon Stock | 104 | $0.04 | $4.00 |
DisclosureSEC source: 0001493152-24-002231 · ownership.xml · nonDerivative · entry 1 Zhang Yan · CIK 0001975257 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 21:05 UTC |
Kamdar Kim P.Director
|
SaleCommon Stock | 10 | $0.62 | $6.21 |
DisclosureSEC source: 0001493152-23-045912 · ownership.xml · nonDerivative · entry 1 Kamdar Kim P. · CIK 0001535065 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 31, 2022 Filed Apr 26, 2023 20:50 UTC |
PELLETIER SAUNDRA LDirector · Chief Executive Officer
|
Disposition to issuerCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001251371-23-000002 · wf-form4_168255658655192.xml · nonDerivative · entry 1 PELLETIER SAUNDRA L · CIK 0001251371 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,722 F1 · security: The disposition is due to forfeiture under the vesting provisions of restricted stock awards granted on 2/18/2022. Read SEC document |
| December 31, 2022 Filed May 8, 2023 16:05 UTC |
File Justin J.Chief Financial Officer
|
Disposition to issuerCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-015782 · ownership.xml · nonDerivative · entry 1 File Justin J. · CIK 0001726277 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,065 F1 · security: The disposition is due to forfeiture under the vesting provisions of restricted stock awards granted on 2/18/2022. Read SEC document |
| May 27, 2022 Filed May 31, 2022 08:55 UTC |
PELLETIER SAUNDRA LDirector · Chief Executive Officer
|
PurchaseCommon Stock | 141,000 | $0.35 | $49,702.50 |
DisclosureSEC source: 0001618835-22-000130 · wf-form4_165400171064865.xml · nonDerivative · entry 1 PELLETIER SAUNDRA L · CIK 0001251371 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,722 F1 · price: These shares were purchased in multiple transactions and the price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 04, 2022 Filed May 6, 2022 16:09 UTC |
Rutherford ColinDirector
|
GrantStock option (right to buy) · Derivative | 6,000 | $0.00 Strike: $2.47 | $0.00 |
DisclosureSEC source: 0001618835-22-000105 · wf-form4_165186777622176.xml · derivative · entry 1 Rutherford Colin · CIK 0001726264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2032-05-04 F1 · derivative.exercise_price: The figures reflected herein have been adjusted to take into account a 1 for 15 reverse split of the Company's common stock that was effected on May 5, 2022. F1 · shares: The figures reflected herein have been adjusted to take into account a 1 for 15 reverse split of the Company's common stock that was effected on May 5, 2022. F2 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 4, 2022. The option was awarded in connection with Mr. Rutherford's board and committee services. Read SEC document |
| May 04, 2022 Filed May 6, 2022 16:08 UTC |
Greer GillianDirector
|
GrantStock option (right to buy) · Derivative | 6,000 | $0.00 Strike: $2.47 | $0.00 |
DisclosureSEC source: 0001618835-22-000103 · wf-form4_165186767214509.xml · derivative · entry 1 Greer Gillian · CIK 0001726181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2032-05-04 F1 · derivative.exercise_price: The figures reflected herein have been adjusted to take into account a 1 for 15 reverse split of the Company's common stock that was effected on May 5, 2022. F1 · shares: The figures reflected herein have been adjusted to take into account a 1 for 15 reverse split of the Company's common stock that was effected on May 5, 2022. F2 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 4, 2022. The option was awarded in connection with Dr. Greer's board and committee services. Read SEC document |
| May 04, 2022 Filed May 6, 2022 20:10 UTC |
Kamdar Kim P.Director
|
GrantStock option (right to buy) · Derivative | 6,000 | $0.00 Strike: $2.47 | $0.00 |
DisclosureSEC source: 0001618835-22-000106 · wf-form4_165186780339870.xml · derivative · entry 1 Kamdar Kim P. · CIK 0001535065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2032-05-04 F1 · derivative.exercise_price: The figures reflected herein have been adjusted to take into account a 1 for 15 reverse split of the Company's common stock that was effected on May 5, 2022. F1 · shares: The figures reflected herein have been adjusted to take into account a 1 for 15 reverse split of the Company's common stock that was effected on May 5, 2022. F2 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 4, 2022. The option was awarded in connection with Dr. Kamdar's board and committee services. Read SEC document |
| May 04, 2022 Filed May 6, 2022 20:10 UTC |
O'Brien Anthony StephenDirector
|
GrantStock option (right to buy) · Derivative | 6,000 | $0.00 Strike: $2.47 | $0.00 |
DisclosureSEC source: 0001618835-22-000107 · wf-form4_165186782403107.xml · derivative · entry 1 O'Brien Anthony Stephen · CIK 0001726732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2032-05-04 F1 · derivative.exercise_price: The figures reflected herein have been adjusted to take into account a 1 for 15 reverse split of the Company's common stock that was effected on May 5, 2022. F1 · shares: The figures reflected herein have been adjusted to take into account a 1 for 15 reverse split of the Company's common stock that was effected on May 5, 2022. F2 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 4, 2022. The option was awarded in connection with Mr. O'Brien's board and committee services. Read SEC document |
| May 04, 2022 Filed May 6, 2022 20:09 UTC |
Rarick Lisa DaleDirector
|
GrantStock option (right to buy) · Derivative | 6,000 | $0.00 Strike: $2.47 | $0.00 |
DisclosureSEC source: 0001618835-22-000104 · wf-form4_165186773034453.xml · derivative · entry 1 Rarick Lisa Dale · CIK 0001803550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2032-05-04 F1 · derivative.exercise_price: The figures reflected herein have been adjusted to take into account a 1 for 15 reverse split of the Company's common stock that was effected on May 5, 2022. F1 · shares: The figures reflected herein have been adjusted to take into account a 1 for 15 reverse split of the Company's common stock that was effected on May 5, 2022. F2 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 4, 2022. The option was awarded in connection with Dr. Rarick's board and committee services. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 16:06 UTC |
File Justin J.Chief Financial Officer
|
GrantStock option (right to buy) · Derivative | 450,000 | $0.00 Strike: $0.49 | $0.00 |
DisclosureSEC source: 0001618835-22-000030 · wf-form4_164565040087112.xml · derivative · entry 2 File Justin J. · CIK 0001726277 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2032-02-18 F2 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in a series of forty-eight (48) successive equal monthly installments upon completion of each additional month of service for the Issuer measured from February 18, 2022. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 16:06 UTC |
File Justin J.Chief Financial Officer
|
GrantCommon Stock | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618835-22-000030 · wf-form4_164565040087112.xml · nonDerivative · entry 1 File Justin J. · CIK 0001726277 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810,982 F1 · shares: The restricted stock awards will vest based on the Issuer's achievement of certain performance milestones in 2022. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 16:04 UTC |
PELLETIER SAUNDRA LDirector · Chief Executive Officer
|
GrantStock option (right to buy) · Derivative | 750,000 | $0.00 Strike: $0.49 | $0.00 |
DisclosureSEC source: 0001618835-22-000028 · wf-form4_164565026543618.xml · derivative · entry 2 PELLETIER SAUNDRA L · CIK 0001251371 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2032-02-18 F2 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in a series of forty-eight (48) successive equal monthly installments upon completion of each additional month of service for the Issuer measured from February 18, 2022. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 16:04 UTC |
PELLETIER SAUNDRA LDirector · Chief Executive Officer
|
GrantCommon Stock | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618835-22-000028 · wf-form4_164565026543618.xml · nonDerivative · entry 1 PELLETIER SAUNDRA L · CIK 0001251371 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,435,837 F1 · shares: The restricted stock awards will vest based on the Issuer's achievement of certain performance milestones in 2022. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 16:08 UTC |
Fitzpatrick Alexander AGeneral Counsel and Secretary
|
GrantStock option (right to buy) · Derivative | 300,000 | $0.00 Strike: $0.49 | $0.00 |
DisclosureSEC source: 0001618835-22-000031 · wf-form4_164565046081887.xml · derivative · entry 2 Fitzpatrick Alexander A · CIK 0001398595 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2032-02-18 F2 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in a series of forty-eight (48) successive equal monthly installments upon completion of each additional month of service for the Issuer measured from February 18, 2022. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 16:08 UTC |
Fitzpatrick Alexander AGeneral Counsel and Secretary
|
GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618835-22-000031 · wf-form4_164565046081887.xml · nonDerivative · entry 1 Fitzpatrick Alexander A · CIK 0001398595 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,422 F1 · shares: The restricted stock awards will vest based on the Issuer's achievement of certain performance milestones in 2022. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 16:05 UTC |
File Justin J.Chief Financial Officer
|
Disposition to issuerCommon Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618835-22-000005 · wf-form4_164133028601106.xml · nonDerivative · entry 1 File Justin J. · CIK 0001726277 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,982 F1 · security: The disposition is due to forfeiture under the vesting provisions of restricted stock awards granted on 2/3/2021. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 16:03 UTC |
PELLETIER SAUNDRA LDirector · Chief Executive Officer
|
Disposition to issuerCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618835-22-000004 · wf-form4_164133021790367.xml · nonDerivative · entry 1 PELLETIER SAUNDRA L · CIK 0001251371 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685,837 F1 · security: The disposition is due to forfeiture under the vesting provisions of restricted stock awards granted on 2/3/2021. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 16:06 UTC |
Fitzpatrick Alexander AGeneral Counsel and Secretary
|
Disposition to issuerCommon Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618835-22-000006 · wf-form4_164133035440575.xml · nonDerivative · entry 1 Fitzpatrick Alexander A · CIK 0001398595 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,422 F1 · security: The disposition is due to forfeiture under the vesting provisions of restricted stock awards granted on 2/3/2021. Read SEC document |
| December 20, 2021 Filed Dec 20, 2021 16:20 UTC |
File Justin J.Chief Financial Officer
|
PurchaseCommon Stock | 40,594 | $0.37 | $15,019.78 |
DisclosureSEC source: 0001618835-21-000272 · wf-form4_164003518854810.xml · nonDerivative · entry 1 File Justin J. · CIK 0001726277 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,982 Read SEC document |
| December 20, 2021 Filed Dec 20, 2021 16:19 UTC |
PELLETIER SAUNDRA LDirector · Chief Executive Officer
|
PurchaseCommon Stock | 135,000 | $0.38 | $50,625.00 |
DisclosureSEC source: 0001618835-21-000271 · wf-form4_164003514607858.xml · nonDerivative · entry 1 PELLETIER SAUNDRA L · CIK 0001251371 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 985,837 Read SEC document |
| December 20, 2021 Filed Dec 20, 2021 16:20 UTC |
Fitzpatrick Alexander AGeneral Counsel and Secretary
|
PurchaseCommon Stock | 25,000 | $0.39 | $9,725.00 |
DisclosureSEC source: 0001618835-21-000273 · wf-form4_164003523317319.xml · nonDerivative · entry 1 Fitzpatrick Alexander A · CIK 0001398595 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,422 Read SEC document |
| July 08, 2021 Filed Jul 9, 2021 20:02 UTC |
Barrans RussellChief Commercial Officer
|
Tax withholdingCommon Stock | 19,998 | $0.98 | $19,498.05 |
DisclosureSEC source: 0001618835-21-000158 · wf-form4_162586090669169.xml · nonDerivative · entry 1 Barrans Russell · CIK 0001726184 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,554 F1 · shares: Shares withheld by the Issuer to satisfy statutory tax withholding requirements upon vesting of restricted stock awards occurring on July 8, 2021. No shares were sold in connection with this transaction. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 21:22 UTC |
Kamdar Kim P.Director
|
PurchaseCommon Stock | 10,000 | $1.17 | $11,650.00 |
DisclosureSEC source: 0001618835-21-000156 · wf-form4_162431053523492.xml · nonDerivative · entry 1 Kamdar Kim P. · CIK 0001535065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,287 Read SEC document |
| June 14, 2021 Filed Jun 14, 2021 20:13 UTC |
O'Brien Anthony StephenDirector
|
PurchaseCommon Stock | 8,140 | $1.31 | $10,663.40 |
DisclosureSEC source: 0001618835-21-000153 · wf-form4_162370161055578.xml · nonDerivative · entry 1 O'Brien Anthony Stephen · CIK 0001726732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,140 Read SEC document |
| June 11, 2021 Filed Jun 12, 2021 00:19 UTC |
Barrans RussellChief Commercial Officer
|
PurchaseCommon Stock | 18,180 | $1.14 | $20,725.20 |
DisclosureSEC source: 0001618835-21-000150 · wf-form4_162345718004725.xml · nonDerivative · entry 1 Barrans Russell · CIK 0001726184 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,552 Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 20:14 UTC |
Rarick Lisa DaleDirector
|
PurchaseCommon Stock | 5,000 | $1.20 | $5,990.00 |
DisclosureSEC source: 0001618835-21-000154 · wf-form4_162370163135768.xml · nonDerivative · entry 1 Rarick Lisa Dale · CIK 0001803550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,250 Read SEC document |
| June 10, 2021 Filed Jun 10, 2021 19:30 UTC |
File Justin J.Chief Financial Officer
|
PurchaseCommon Stock | 24,500 | $1.03 | $25,235.00 |
DisclosureSEC source: 0001618835-21-000148 · wf-form4_162336780990730.xml · nonDerivative · entry 1 File Justin J. · CIK 0001726277 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,388 Read SEC document |
| June 10, 2021 Filed Jun 10, 2021 19:30 UTC |
PELLETIER SAUNDRA LDirector · Chief Executive Officer
|
PurchaseCommon Stock | 50,000 | $1.03 | $51,500.00 |
DisclosureSEC source: 0001618835-21-000147 · wf-form4_162336778417446.xml · nonDerivative · entry 1 PELLETIER SAUNDRA L · CIK 0001251371 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,837 Read SEC document |
| June 10, 2021 Filed Jun 10, 2021 19:29 UTC |
Fitzpatrick Alexander AGeneral Counsel and Secretary
|
PurchaseCommon Stock | 10,000 | $1.03 | $10,250.00 |
DisclosureSEC source: 0001618835-21-000146 · wf-form4_162336776279756.xml · nonDerivative · entry 1 Fitzpatrick Alexander A · CIK 0001398595 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,422 Read SEC document |
| May 20, 2021 Filed May 21, 2021 16:25 UTC |
File Justin J.Chief Financial Officer
|
Tax withholdingCommon Stock | 42,280 | $0.86 | $36,360.80 |
DisclosureSEC source: 0001618835-21-000134 · wf-form4_162162874189569.xml · nonDerivative · entry 1 File Justin J. · CIK 0001726277 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,888 F1 · shares: Shares withheld by the Issuer to satisfy statutory tax withholding requirements upon vesting of restricted stock awards occurring on May 20, 2021. No shares were sold in connection with this transaction. Read SEC document |
| May 20, 2021 Filed May 21, 2021 16:25 UTC |
PELLETIER SAUNDRA LDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 105,300 | $0.86 | $90,558.00 |
DisclosureSEC source: 0001618835-21-000133 · wf-form4_162162870730649.xml · nonDerivative · entry 1 PELLETIER SAUNDRA L · CIK 0001251371 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,837 F1 · shares: Shares withheld by the Issuer to satisfy statutory tax withholding requirements upon vesting of restricted stock awards occurring on May 20, 2021. No shares were sold in connection with this transaction. Read SEC document |
| May 20, 2021 Filed May 21, 2021 16:26 UTC |
Fitzpatrick Alexander AGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 42,120 | $0.86 | $36,223.20 |
DisclosureSEC source: 0001618835-21-000137 · wf-form4_162162880189777.xml · nonDerivative · entry 1 Fitzpatrick Alexander A · CIK 0001398595 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,422 F1 · shares: Shares withheld by the Issuer to satisfy statutory tax withholding requirements upon vesting of restricted stock awards occurring on May 20, 2021. No shares were sold in connection with this transaction. Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:26 UTC |
Barrans RussellChief Commercial Officer
|
Tax withholdingCommon Stock | 31,480 | $0.86 | $27,072.80 |
DisclosureSEC source: 0001618835-21-000136 · wf-form4_162162878492815.xml · nonDerivative · entry 1 Barrans Russell · CIK 0001726184 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,372 F1 · shares: Shares withheld by the Issuer to satisfy statutory tax withholding requirements upon vesting of restricted stock awards occurring on May 20, 2021. No shares were sold in connection with this transaction. Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:26 UTC |
Culwell KellyChief Medical Officer
|
Tax withholdingCommon Stock | 42,061 | $0.86 | $36,172.46 |
DisclosureSEC source: 0001618835-21-000135 · wf-form4_162162876295987.xml · nonDerivative · entry 1 Culwell Kelly · CIK 0001726183 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,390 F1 · shares: Shares withheld by the Issuer to satisfy statutory tax withholding requirements upon vesting of restricted stock awards occurring on May 20, 2021. No shares were sold in connection with this transaction. Read SEC document |
| May 12, 2021 Filed May 13, 2021 16:16 UTC |
Rutherford ColinDirector
|
GrantStock option (right to buy) · Derivative | 90,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001618835-21-000112 · wf-form4_162093695705945.xml · derivative · entry 1 Rutherford Colin · CIK 0001726264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2031-05-12 F1 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 12, 2021. The option was awarded in connection with Mr. Rutherford's board and committee services. Read SEC document |
| May 12, 2021 Filed May 13, 2021 16:13 UTC |
Hall William WalmsleyDirector
|
GrantStock option (right to buy) · Derivative | 90,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001618835-21-000108 · wf-form4_162093677602785.xml · derivative · entry 1 Hall William Walmsley · CIK 0001726731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2031-05-12 F1 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 12, 2021. The option was awarded in connection with Dr. Hall's board and committee services. Read SEC document |
| May 12, 2021 Filed May 13, 2021 16:16 UTC |
Greer GillianDirector
|
GrantStock option (right to buy) · Derivative | 90,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001618835-21-000113 · wf-form4_162093698608372.xml · derivative · entry 1 Greer Gillian · CIK 0001726181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2031-05-12 F1 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 12, 2021. The option was awarded in connection with Dr. Greer's board and committee services. Read SEC document |
| May 12, 2021 Filed May 13, 2021 20:15 UTC |
Kamdar Kim P.Director
|
GrantStock option (right to buy) · Derivative | 90,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001618835-21-000110 · wf-form4_162093685845201.xml · derivative · entry 1 Kamdar Kim P. · CIK 0001535065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2031-05-12 F1 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 12, 2021. The option was awarded in connection with Dr. Kamdar's board and committee services. Read SEC document |
| May 12, 2021 Filed May 13, 2021 20:15 UTC |
Rarick Lisa DaleDirector
|
GrantStock option (right to buy) · Derivative | 90,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001618835-21-000111 · wf-form4_162093692202581.xml · derivative · entry 1 Rarick Lisa Dale · CIK 0001803550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2031-05-12 F1 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 12, 2021. The option was awarded in connection with Dr. Rarick's board and committee services. Read SEC document |
| May 12, 2021 Filed May 13, 2021 20:14 UTC |
O'Brien Anthony StephenDirector
|
GrantCommon Stock · Derivative | 90,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001618835-21-000109 · wf-form4_162093682127478.xml · derivative · entry 1 O'Brien Anthony Stephen · CIK 0001726732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2031-05-12 F1 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 12, 2021. The option was awarded in connection with Mr. O'Brien's board and committee services. Read SEC document |
| March 09, 2021 Filed Mar 9, 2021 18:59 UTC |
PELLETIER SAUNDRA LDirector · Chief Executive Officer
|
PurchaseCommon Stock | 45,249 | $2.28 | $103,167.72 |
DisclosureSEC source: 0001618835-21-000052 · wf-form4_161533435338287.xml · nonDerivative · entry 1 PELLETIER SAUNDRA L · CIK 0001251371 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 906,137 F1 · kind: These purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 18, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.21 to $2.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 20:00 UTC |
File Justin J.Chief Financial Officer
|
GrantStock option (right to buy) · Derivative | 150,000 | $0.00 Strike: $3.25 | $0.00 |
DisclosureSEC source: 0001618835-21-000011 · wf-form4_161240037364841.xml · derivative · entry 2 File Justin J. · CIK 0001726277 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2031-02-03 F2 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in a series of forty-eight (48) successive equal monthly installments upon completion of each additional month of service for the Issuer measured from February 3, 2021. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 20:00 UTC |
File Justin J.Chief Financial Officer
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618835-21-000011 · wf-form4_161240037364841.xml · nonDerivative · entry 1 File Justin J. · CIK 0001726277 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,168 F1 · shares: The restricted stock awards will vest based on the Issuer's achievement of certain performance milestones in 2021. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 20:05 UTC |
PELLETIER SAUNDRA LDirector · Chief Executive Officer
|
GrantStock option (right to buy) · Derivative | 700,000 | $0.00 Strike: $3.25 | $0.00 |
DisclosureSEC source: 0001618835-21-000015 · wf-form4_161240068137959.xml · derivative · entry 2 PELLETIER SAUNDRA L · CIK 0001251371 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 700,000 shares Expires 2031-02-03 F2 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in a series of forty-eight (48) successive equal monthly installments upon completion of each additional month of service for the Issuer measured from February 3, 2021. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 20:05 UTC |
PELLETIER SAUNDRA LDirector · Chief Executive Officer
|
GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618835-21-000015 · wf-form4_161240068137959.xml · nonDerivative · entry 1 PELLETIER SAUNDRA L · CIK 0001251371 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860,888 F1 · shares: The restricted stock awards will vest based on the Issuer's achievement of certain performance milestones in 2021. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 19:57 UTC |
Fitzpatrick Alexander AGeneral Counsel and Secretary
|
GrantStock option (right to buy) · Derivative | 150,000 | $0.00 Strike: $3.25 | $0.00 |
DisclosureSEC source: 0001618835-21-000009 · wf-form4_161240022820711.xml · derivative · entry 2 Fitzpatrick Alexander A · CIK 0001398595 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2031-02-03 F2 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in a series of forty-eight (48) successive equal monthly installments upon completion of each additional month of service for the Issuer measured from February 3, 2021. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 19:57 UTC |
Fitzpatrick Alexander AGeneral Counsel and Secretary
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618835-21-000009 · wf-form4_161240022820711.xml · nonDerivative · entry 1 Fitzpatrick Alexander A · CIK 0001398595 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,542 F1 · shares: The restricted stock awards will vest based on the Issuer's achievement of certain performance milestones in 2021. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 01:02 UTC |
Barrans RussellChief Commercial Officer
|
GrantStock option (right to buy) · Derivative | 150,000 | $0.00 Strike: $3.25 | $0.00 |
DisclosureSEC source: 0001618835-21-000013 · wf-form4_161240053204351.xml · derivative · entry 3 Barrans Russell · CIK 0001726184 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2031-02-03 F4 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in a series of forty-eight (48) successive equal monthly installments upon completion of each additional month of service for the Issuer measured from February 3, 2021. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 01:02 UTC |
Barrans RussellChief Commercial Officer
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618835-21-000013 · wf-form4_161240053204351.xml · nonDerivative · entry 1 Barrans Russell · CIK 0001726184 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,852 F1 · shares: The restricted stock awards will vest based on the Issuer's achievement of certain performance milestones in 2021. F2 · balance_after: The total amount of securities beneficially owned includes 2,800 shares of common stock the reporting person purchased in accordance with the 2019 ESPP based on 85% of the closing stock price on December 15, 2020, the last trading day of the purchase period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.