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Rarick Lisa Dale

Disclosed activity across 1 company

Tapewire entity
127523
SEC CIK
0001803550

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Evofem Biosciences, Inc.EVFM · Entity 8607DirectorMay 04, 2022May 06, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Evofem Biosciences, Inc.

Report date May 04, 2022 · Filed May 06, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.47 · Expires 2032-05-04Direct6,000 Reported balance After 2022-05-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-05-04 · Grant · Acquired 6,000 · Balance 6,000

F1: The figures reflected herein have been adjusted to take into account a 1 for 15 reverse split of the Company's common stock that was effected on May 5, 2022.

F2: The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 4, 2022. The option was awarded in connection with Dr. Rarick's board and committee services.

Filing footnotes · ownership attribution and instrument terms

F1: The figures reflected herein have been adjusted to take into account a 1 for 15 reverse split of the Company's common stock that was effected on May 5, 2022.

F2: The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 4, 2022. The option was awarded in connection with Dr. Rarick's board and committee services.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2022 Filed May 6, 2022 20:09 UTC Evofem Biosciences, Inc. EVFM · Entity 8607 GrantStock option (right to buy) · Derivative 6,000 $0.00 Strike: $2.47 $0.00
Disclosure

SEC source: 0001618835-22-000104 · wf-form4_165186773034453.xml · derivative · entry 1

Rarick Lisa Dale · CIK 0001803550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2032-05-04

F1 · derivative.exercise_price: The figures reflected herein have been adjusted to take into account a 1 for 15 reverse split of the Company's common stock that was effected on May 5, 2022.

F1 · shares: The figures reflected herein have been adjusted to take into account a 1 for 15 reverse split of the Company's common stock that was effected on May 5, 2022.

F2 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 4, 2022. The option was awarded in connection with Dr. Rarick's board and committee services.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 20:14 UTC Evofem Biosciences, Inc. EVFM · Entity 8607 PurchaseCommon Stock 5,000 $1.20 $5,990.00
Disclosure

SEC source: 0001618835-21-000154 · wf-form4_162370163135768.xml · nonDerivative · entry 1

Rarick Lisa Dale · CIK 0001803550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,250

Read SEC document
May 12, 2021 Filed May 13, 2021 20:15 UTC Evofem Biosciences, Inc. EVFM · Entity 8607 GrantStock option (right to buy) · Derivative 90,000 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001618835-21-000111 · wf-form4_162093692202581.xml · derivative · entry 1

Rarick Lisa Dale · CIK 0001803550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2031-05-12

F1 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 12, 2021. The option was awarded in connection with Dr. Rarick's board and committee services.

Read SEC document
June 17, 2020 Filed Jun 18, 2020 20:29 UTC Evofem Biosciences, Inc. EVFM · Entity 8607 PurchaseCommon Stock 5,250 $2.99 $15,697.50
Disclosure

SEC source: 0001618835-20-000204 · wf-form4_159251217994076.xml · nonDerivative · entry 1

Rarick Lisa Dale · CIK 0001803550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Read SEC document
May 12, 2020 Filed May 13, 2020 20:39 UTC Evofem Biosciences, Inc. EVFM · Entity 8607 GrantStock option (right to buy) · Derivative 50,000 $0.00 Strike: $5.06 $0.00
Disclosure

SEC source: 0001618835-20-000135 · wf-form4_158940237371677.xml · derivative · entry 1

Rarick Lisa Dale · CIK 0001803550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-05-12

F1 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 12, 2020. The option was awarded in connection with Dr. Rarick's board and committee services.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:22 UTC Evofem Biosciences, Inc. EVFM · Entity 8607 GrantStock option (right to buy) · Derivative 75,000 $0.00 Strike: $5.85 $0.00
Disclosure

SEC source: 0001618835-20-000037 · wf-form4_158276652169035.xml · derivative · entry 1

Rarick Lisa Dale · CIK 0001803550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2030-02-25

F1 · derivative.exercise_date: The shares of common stock exercisable pursuant to the option will vest on a monthly basis over 3 years upon completion of continuous service for the Issuer from the vesting commencement date of February 25, 2020. The option was awarded in connection with Dr. Rarick's appointment to the Issuer's Board of Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.