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EVF

Eaton Vance Senior Income Trust

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6825
SEC CIK
0001070732
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85

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2019 Filed Jul 31, 2019 16:54 UTC
REDDING JOHNPortfolio Manager
OtherCommon Shares 1,455.761 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-010721 · doc5.xml · nonDerivative · entry 1

REDDING JOHN · CIK 0001225377 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,208.633

F1 · price: Fiscal Year End Adjustment, DRIPS

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June 30, 2019 Filed Jul 31, 2019 16:40 UTC
PAGE SCOTT HVice President
OtherCommon Shares 1,987.9595 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-010719 · doc5.xml · nonDerivative · entry 1

PAGE SCOTT H · CIK 0001225375 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,911

F1 · price: Fiscal Year End Adjustment, DRIPS

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September 19, 2018 Filed Sep 21, 2018 20:36 UTC SaleAuction Preferred Stock 327 $23,000.00 $7,521,000.00
Disclosure

SEC source: 0000950103-18-010949 · dp95835_4-1.xml · nonDerivative · entry 1

MORGAN STANLEY · CIK 0000895421 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 94

F1 · security: The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the "SEC") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing.

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June 30, 2018 Filed Aug 8, 2018 18:19 UTC
PAGE SCOTT HVice President
OtherCommon Shares 5,219.9657 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-012418 · doc5.xml · nonDerivative · entry 1

PAGE SCOTT H · CIK 0001225375 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,923.0405

F1 · price: fiscal year end adjustment, DRIPs

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June 30, 2018 Filed Aug 8, 2018 13:55 UTC
REDDING JOHNPortfolio Manager
OtherCommon Shares 1,228.19 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-012409 · doc5.xml · nonDerivative · entry 1

REDDING JOHN · CIK 0001225377 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,752.872

F1 · price: fiscal year end adjustment, DRIPS

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February 28, 2018 Filed Jul 15, 2020 20:50 UTC OtherCommon Shares 8,863 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009764 · doc5.xml · nonDerivative · entry 1

SWAFFIELD PAYSON F · CIK 0001225381 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 8,863

F1 · price: Payson is a Trustee of his family member's Trust. Holdings were acquired prior to Payson becoming Trustee.

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June 30, 2017 Filed Jul 21, 2017 18:27 UTC
REDDING JOHNPortfolio Manager
OtherCommon Shares 1,245.586 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012788 · doc5.xml · nonDerivative · entry 1

REDDING JOHN · CIK 0001225377 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,524.682

F1 · price: Fiscal Year End Adjustment, DRIPS.

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September 28, 2016 Filed Sep 30, 2016 20:05 UTC
UBS Group AG10% owner
OtherAuction Preferred Stock 871 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-030426 · doc4.xml · nonDerivative · entry 1

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By subsidiary -

Disclosed balance after: 1,022

F4 · security: (Cusip Nos 27826S202, 27826S301)

F3 · price: At 95

F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

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September 27, 2016 Filed Sep 28, 2016 20:31 UTC SaleAuction Preferred Stock 357 $23,750.00 $8,478,750.00
Disclosure

SEC source: 0000950103-16-016657 · dp69053_4-morgan.xml · nonDerivative · entry 1

MORGAN STANLEY · CIK 0000895421 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 421

F1 · security: The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the "SEC") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing.

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October 13, 2015 Filed Oct 15, 2015 22:57 UTC PurchaseAuction Preferred Stock 19 $25,000.00 $475,000.00
Disclosure

SEC source: 0000950103-15-008196 · dp60533_4.xml · nonDerivative · entry 1

MORGAN STANLEY · CIK 0000895421 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 778

F1 · security: The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the "SEC") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing.

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September 02, 2015 Filed Sep 4, 2015 19:35 UTC PurchaseAuction Preferred Stock 1 $25,000.00 $25,000.00
Disclosure

SEC source: 0000950103-15-007219 · dp59543_4-evf.xml · nonDerivative · entry 1

MORGAN STANLEY · CIK 0000895421 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 759

F1 · security: The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the "SEC") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing.

F2 · balance_after: The Auction Rate Securities - Global Exemptive Relief no-action letter issued by the SEC on September 22, 2008 granted relief from Form 4 reporting with respect to certain transactions in auction rate securities, which is why the number in Column 5 may not reconcile with the number reported in Column 5 of the Form 3 filed on 1/12/2009. In accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter, the Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the amounts and dates of transactions that were exempted from Form 4 reporting under the relief requested thereunder.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.