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Eaton Corp plc

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2604
SEC CIK
0001551182
Parsed reports
685

Last 12 months

Inside the activity.

5 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202624
Jun 202600
Jul 202600
Aug 202622
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2016 Filed Dec 13, 2016 15:37 UTC
SEMELSBERGER KEN DSee Remarks below.
Exercise / conversionStock Option · Derivative 2,405 $41.57 Strike: $41.57 $99,963.83
Disclosure

SEC source: 0001551182-16-000129 · wf-form4_148166140945731.xml · derivative · entry 10

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,595

Underlying: Ordinary Shares · 2,405 shares

Expires 2018-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 15:37 UTC
SEMELSBERGER KEN DSee Remarks below.
Exercise / conversionStock Option · Derivative 19,913 $40.41 Strike: $40.41 $804,584.77
Disclosure

SEC source: 0001551182-16-000129 · wf-form4_148166140945731.xml · derivative · entry 9

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 19,913 shares

Expires 2017-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 15:37 UTC
SEMELSBERGER KEN DSee Remarks below.
Exercise / conversionStock Option · Derivative 2,487 $40.41 Strike: $40.41 $100,487.24
Disclosure

SEC source: 0001551182-16-000129 · wf-form4_148166140945731.xml · derivative · entry 8

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,913

Underlying: Ordinary Shares · 2,487 shares

Expires 2017-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 15:37 UTC
SEMELSBERGER KEN DSee Remarks below.
Tax withholdingOrdinary Shares 1,444 $69.20 $99,924.80
Disclosure

SEC source: 0001551182-16-000129 · wf-form4_148166140945731.xml · nonDerivative · entry 6

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,215

F1 · shares: These shares were delivered to the Issuer to pay for the applicable option exercise price and withholding tax.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 15:37 UTC
SEMELSBERGER KEN DSee Remarks below.
Exercise / conversionOrdinary Shares 2,405 $41.57 $99,963.83
Disclosure

SEC source: 0001551182-16-000129 · wf-form4_148166140945731.xml · nonDerivative · entry 5

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 15:37 UTC
SEMELSBERGER KEN DSee Remarks below.
SaleOrdinary Shares 19,913 $69.15 $1,376,910.27
Disclosure

SEC source: 0001551182-16-000129 · wf-form4_148166140945731.xml · nonDerivative · entry 4

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,254

F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $69.05 - $69.165. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 15:37 UTC
SEMELSBERGER KEN DSee Remarks below.
Exercise / conversionOrdinary Shares 19,913 $40.41 $804,584.77
Disclosure

SEC source: 0001551182-16-000129 · wf-form4_148166140945731.xml · nonDerivative · entry 3

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 15:37 UTC
SEMELSBERGER KEN DSee Remarks below.
Tax withholdingOrdinary Shares 1,452 $69.16 $100,420.32
Disclosure

SEC source: 0001551182-16-000129 · wf-form4_148166140945731.xml · nonDerivative · entry 2

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,254

F1 · shares: These shares were delivered to the Issuer to pay for the applicable option exercise price and withholding tax.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 15:37 UTC
SEMELSBERGER KEN DSee Remarks below.
Exercise / conversionOrdinary Shares 2,487 $40.41 $100,487.24
Disclosure

SEC source: 0001551182-16-000129 · wf-form4_148166140945731.xml · nonDerivative · entry 1

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Jan 13, 2017 15:53 UTC
Brabander Cynthia KSee Remarks below.
GiftOrdinary Shares 290 $0.00 $0.00
Disclosure

SEC source: 0001551182-17-000004 · wf-form5_148434077441986.xml · nonDerivative · entry 1

Brabander Cynthia K · CIK 0001543392 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,213.958

Read SEC document
November 23, 2016 Filed Nov 28, 2016 08:58 UTC Exercise / conversionStock Option · Derivative 6,504 $37.51 Strike: $37.51 $243,932.52
Disclosure

SEC source: 0001551182-16-000124 · wf-form4_148034148058064.xml · derivative · entry 3

MCCOY DEBORAH L · CIK 0001188592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,504 shares

Expires 2017-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 08:58 UTC SaleOrdinary Shares 6,504 $66.34 $431,455.85
Disclosure

SEC source: 0001551182-16-000124 · wf-form4_148034148058064.xml · nonDerivative · entry 2

MCCOY DEBORAH L · CIK 0001188592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,936

Read SEC document
November 23, 2016 Filed Nov 28, 2016 08:58 UTC Exercise / conversionOrdinary Shares 6,504 $37.51 $243,932.52
Disclosure

SEC source: 0001551182-16-000124 · wf-form4_148034148058064.xml · nonDerivative · entry 1

MCCOY DEBORAH L · CIK 0001188592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 15:25 UTC
Advaithi RevathiSee Remarks below.
Exercise / conversionStock Option · Derivative 10,992 $27.29 Strike: $27.29 $299,971.68
Disclosure

SEC source: 0001551182-16-000122 · wf-form4_147982828918539.xml · derivative · entry 8

Advaithi Revathi · CIK 0001649101 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 10,992 shares

Expires 2018-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on October 1, 2008, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 15:25 UTC
Advaithi RevathiSee Remarks below.
Exercise / conversionStock Option · Derivative 9,008 $27.29 Strike: $27.29 $245,828.32
Disclosure

SEC source: 0001551182-16-000122 · wf-form4_147982828918539.xml · derivative · entry 7

Advaithi Revathi · CIK 0001649101 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,992

Underlying: Ordinary Shares · 9,008 shares

Expires 2018-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on October 1, 2008, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 15:25 UTC
Advaithi RevathiSee Remarks below.
SaleOrdinary Shares 30,000 $64.16 $1,924,650.00
Disclosure

SEC source: 0001551182-16-000122 · wf-form4_147982828918539.xml · nonDerivative · entry 5

Advaithi Revathi · CIK 0001649101 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,708

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $64.123 - $64.185. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 15:25 UTC
Advaithi RevathiSee Remarks below.
Tax withholdingOrdinary Shares 4,673 $64.19 $299,950.52
Disclosure

SEC source: 0001551182-16-000122 · wf-form4_147982828918539.xml · nonDerivative · entry 4

Advaithi Revathi · CIK 0001649101 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,708

Read SEC document
November 18, 2016 Filed Nov 22, 2016 15:25 UTC
Advaithi RevathiSee Remarks below.
Exercise / conversionOrdinary Shares 10,992 $27.29 $299,971.68
Disclosure

SEC source: 0001551182-16-000122 · wf-form4_147982828918539.xml · nonDerivative · entry 3

Advaithi Revathi · CIK 0001649101 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 15:25 UTC
Advaithi RevathiSee Remarks below.
SaleOrdinary Shares 9,008 $64.18 $578,169.47
Disclosure

SEC source: 0001551182-16-000122 · wf-form4_147982828918539.xml · nonDerivative · entry 2

Advaithi Revathi · CIK 0001649101 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,389

Read SEC document
November 18, 2016 Filed Nov 22, 2016 15:25 UTC
Advaithi RevathiSee Remarks below.
Exercise / conversionOrdinary Shares 9,008 $27.29 $245,828.32
Disclosure

SEC source: 0001551182-16-000122 · wf-form4_147982828918539.xml · nonDerivative · entry 1

Advaithi Revathi · CIK 0001649101 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 17:40 UTC Exercise / conversionStock Option · Derivative 6,504 $37.51 Strike: $37.51 $243,932.52
Disclosure

SEC source: 0001551182-16-000118 · wf-form4_147949084369807.xml · derivative · entry 3

Connor Christopher M · CIK 0001181680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,504 shares

Expires 2017-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 17:40 UTC SaleOrdinary Shares 6,504 $65.59 $426,584.35
Disclosure

SEC source: 0001551182-16-000118 · wf-form4_147949084369807.xml · nonDerivative · entry 2

Connor Christopher M · CIK 0001181680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,650

F1 · price: Price reported constitutes the average price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 17:40 UTC Exercise / conversionOrdinary Shares 6,504 $37.51 $243,932.52
Disclosure

SEC source: 0001551182-16-000118 · wf-form4_147949084369807.xml · nonDerivative · entry 1

Connor Christopher M · CIK 0001181680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Jan 13, 2017 15:59 UTC
McGuire Mark MSee Remarks below.
GiftOrdinary Shares 855 $0.00 $0.00
Disclosure

SEC source: 0001551182-17-000006 · wf-form5_148434112768563.xml · nonDerivative · entry 1

McGuire Mark M · CIK 0001344870 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,841

F1 · shares: This amount represents a variety of gifts to cultural and educational institutions.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 13:16 UTC
ARNOLD CRAIGDirector · See Remarks below.
Exercise / conversionStock Option · Derivative 12,295 $41.57 Strike: $41.57 $511,041.68
Disclosure

SEC source: 0001551182-16-000114 · wf-form4_147912938510099.xml · derivative · entry 5

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 12,295 shares

Expires 2018-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 13:16 UTC
ARNOLD CRAIGDirector · See Remarks below.
Exercise / conversionStock Option · Derivative 48,300 $41.57 Strike: $41.57 $2,007,589.50
Disclosure

SEC source: 0001551182-16-000114 · wf-form4_147912938510099.xml · derivative · entry 4

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,295

Underlying: Ordinary Shares · 48,300 shares

Expires 2018-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 13:16 UTC
ARNOLD CRAIGDirector · See Remarks below.
SaleOrdinary Shares 48,300 $67.99 $3,283,772.10
Disclosure

SEC source: 0001551182-16-000114 · wf-form4_147912938510099.xml · nonDerivative · entry 3

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,588

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $67.74 - $68.12. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Substantially all of the proceeds were used to cover the exercise shown in the first line of Table I and to satisfy tax withholding obligations.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 13:16 UTC
ARNOLD CRAIGDirector · See Remarks below.
Exercise / conversionOrdinary Shares 48,300 $41.57 $2,007,589.50
Disclosure

SEC source: 0001551182-16-000114 · wf-form4_147912938510099.xml · nonDerivative · entry 2

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 13:16 UTC
ARNOLD CRAIGDirector · See Remarks below.
Exercise / conversionOrdinary Shares 12,295 $41.57 $511,041.68
Disclosure

SEC source: 0001551182-16-000114 · wf-form4_147912938510099.xml · nonDerivative · entry 1

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 13:19 UTC
FEARON RICHARD HDirector · See Remarks below.
SaleOrdinary Shares 20,000 $68.11 $1,362,200.00
Disclosure

SEC source: 0001551182-16-000116 · wf-form4_147912954034195.xml · nonDerivative · entry 1

FEARON RICHARD H · CIK 0001188586 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,856

F1 · price: Price reported constitutes the average price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 08:13 UTC Exercise / conversionStock Option · Derivative 5,374 $0.00 Strike: $37.87 $0.00
Disclosure

SEC source: 0001551182-16-000112 · wf-form4_147912920566444.xml · derivative · entry 5

Golden Charles E · CIK 0001193816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,374 shares

Expires 2017-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 08:13 UTC Exercise / conversionStock Option · Derivative 14,626 $0.00 Strike: $37.87 $0.00
Disclosure

SEC source: 0001551182-16-000112 · wf-form4_147912920566444.xml · derivative · entry 4

Golden Charles E · CIK 0001193816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,374

Underlying: Ordinary Shares · 14,626 shares

Expires 2017-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 08:13 UTC SaleOrdinary Shares 14,626 $67.96 $994,026.84
Disclosure

SEC source: 0001551182-16-000112 · wf-form4_147912920566444.xml · nonDerivative · entry 3

Golden Charles E · CIK 0001193816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,964

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $67.951 - $68.010. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 08:13 UTC Exercise / conversionOrdinary Shares 14,626 $37.87 $553,813.49
Disclosure

SEC source: 0001551182-16-000112 · wf-form4_147912920566444.xml · nonDerivative · entry 2

Golden Charles E · CIK 0001193816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 08:13 UTC Exercise / conversionOrdinary Shares 5,374 $37.87 $203,486.51
Disclosure

SEC source: 0001551182-16-000112 · wf-form4_147912920566444.xml · nonDerivative · entry 1

Golden Charles E · CIK 0001193816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 21:04 UTC Exercise / conversionStock Option · Derivative 6,504 $0.00 Strike: $37.51 $0.00
Disclosure

SEC source: 0001551182-16-000110 · wf-form4_147881186081605.xml · derivative · entry 2

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,504 shares

Expires 2017-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 21:04 UTC Exercise / conversionOrdinary Shares 6,504 $37.51 $243,932.52
Disclosure

SEC source: 0001551182-16-000110 · wf-form4_147881186081605.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 14:17 UTC SaleOrdinary Shares 13,000 $64.26 $835,347.50
Disclosure

SEC source: 0001551182-16-000108 · wf-form4_147880545113474.xml · nonDerivative · entry 1

CRITELLI MICHAEL J · CIK 0001188584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,566

F1 · price: Price reported constitutes the average price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issue, to provide full information regarding the number of shares sold at each separate price

Read SEC document
November 09, 2016 Filed Nov 22, 2016 15:10 UTC Amendment Exercise / conversionStock Option · Derivative 6,504 $0.00 Strike: $37.51 $0.00
Disclosure

SEC source: 0001551182-16-000120 · wf-form4a_147982741388171.xml · derivative · entry 2

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,504 shares

Expires 2017-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The exercise date of the original stock option award has been updated to reflect the correct exercisable date.

Read SEC document
November 09, 2016 Filed Nov 22, 2016 15:10 UTC Amendment Exercise / conversionOrdinary Shares 6,504 $37.51 $243,932.52
Disclosure

SEC source: 0001551182-16-000120 · wf-form4a_147982741388171.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2016 Filed Feb 21, 2019 16:01 UTC Amendment
Moran Thomas E.Sr VP and Secretary
Exercise / conversionRestricted Stock Units · Derivative 272 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000014 · wf-form4a_155078285374380.xml · derivative · entry 5

Moran Thomas E. · CIK 0001447058 · Sr VP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553

Underlying: Ordinary Shares · 272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer.

F5 · derivative.exercise_date: This field is not applicable.

F5 · derivative.expiration_date: This field is not applicable.

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February 24, 2016 Filed Feb 21, 2019 16:01 UTC Amendment
Moran Thomas E.Sr VP and Secretary
Tax withholdingOrdinary Shares 142 $55.92 $7,940.64
Disclosure

SEC source: 0001551182-19-000014 · wf-form4a_155078285374380.xml · nonDerivative · entry 2

Moran Thomas E. · CIK 0001447058 · Sr VP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,013

F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

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February 24, 2016 Filed Feb 21, 2019 16:01 UTC Amendment
Moran Thomas E.Sr VP and Secretary
Exercise / conversionOrdinary Shares 272 $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000014 · wf-form4a_155078285374380.xml · nonDerivative · entry 1

Moran Thomas E. · CIK 0001447058 · Sr VP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.

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February 23, 2016 Filed Feb 21, 2019 16:01 UTC Amendment
Moran Thomas E.Sr VP and Secretary
GrantRestricted Stock Units · Derivative 2,730 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000014 · wf-form4a_155078285374380.xml · derivative · entry 8

Moran Thomas E. · CIK 0001447058 · Sr VP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,730

Underlying: Ordinary Shares · 2,730 shares

Expires not disclosed

F8 · date: The form is being amended to add the restricted stock units award that was inadvertently omitted at the time of the original filing.

F9 · derivative.expiration_date: These restricted stock units vest on the third anniversary of the grant date.

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February 23, 2016 Filed Feb 21, 2019 16:01 UTC Amendment
Moran Thomas E.Sr VP and Secretary
GrantStock Option · Derivative 5,850 $0.00 Strike: $56.55 $0.00
Disclosure

SEC source: 0001551182-19-000014 · wf-form4a_155078285374380.xml · derivative · entry 7

Moran Thomas E. · CIK 0001447058 · Sr VP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,850

Underlying: Ordinary Shares · 5,850 shares

Expires 2026-02-23

F7 · derivative.exercise_date: These options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

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February 23, 2016 Filed Feb 21, 2019 16:01 UTC Amendment
Moran Thomas E.Sr VP and Secretary
GrantRestricted Stock Units · Derivative 1,085 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-19-000014 · wf-form4a_155078285374380.xml · derivative · entry 6

Moran Thomas E. · CIK 0001447058 · Sr VP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085

Underlying: Ordinary Shares · 1,085 shares

Expires not disclosed

F6 · derivative.exercise_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

F6 · derivative.expiration_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.