Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Eaton Corp plcETN · Entity 2604 | See Remarks below. | February 24, 2017 | February 28, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Eaton Corp plc
Report date February 24, 2017 · Filed February 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 35,325 |
Ending reported balance
After 2017-02-24 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-02-24 · Exercise / conversion · Acquired 1,513 · Balance 34,746 F1: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units. Row 2 · 2017-02-24 · Tax withholding · Disposed 498 · Balance 34,248 F2: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Row 3 · 2017-02-24 · Exercise / conversion · Acquired 1,605 · Balance 35,853 F1: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units. Row 4 · 2017-02-24 · Tax withholding · Disposed 528 · Balance 35,325 F2: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-02-24 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-02-24 · Exercise / conversion · Disposed 1,513 · Balance 0 F4: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer. F5: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. F6: These restricted stock units have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,655 |
Reported balance
After 2017-02-24 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-02-24 · Exercise / conversion · Disposed 1,605 · Balance 1,655 F4: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer. F5: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. F6: These restricted stock units have no expiration date. |
| Ordinary SharesSEC Table I · non-derivative | Indirectby trustee of ESP | 2,066.337 |
Reported balance
Holding disclosure · report date 2017-02-24 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 2,066.337 F3: These ordinary shares are held in the Eaton Savings Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units.
F2: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F3: These ordinary shares are held in the Eaton Savings Plan.
F4: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer.
F5: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F6: These restricted stock units have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2017 Filed Feb 28, 2017 16:33 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionRestricted Stock Units · Derivative | 1,605 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000085 · wf-form4_148831757991143.xml · derivative · entry 7 McGuire Mark M · CIK 0001344870 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,655 Underlying: Ordinary Shares · 1,605 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer. F5 · derivative.exercise_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. F6 · derivative.expiration_date: These restricted stock units have no expiration date. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 16:33 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionRestricted Stock Units · Derivative | 1,513 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000085 · wf-form4_148831757991143.xml · derivative · entry 6 McGuire Mark M · CIK 0001344870 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,513 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer. F5 · derivative.exercise_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. F6 · derivative.expiration_date: These restricted stock units have no expiration date. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 16:33 UTC | Eaton Corp plc ETN · Entity 2604 | Tax withholdingOrdinary Shares | 528 | $71.76 | $37,889.28 |
DisclosureSEC source: 0001551182-17-000085 · wf-form4_148831757991143.xml · nonDerivative · entry 4 McGuire Mark M · CIK 0001344870 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,325 F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 16:33 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 1,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000085 · wf-form4_148831757991143.xml · nonDerivative · entry 3 McGuire Mark M · CIK 0001344870 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 16:33 UTC | Eaton Corp plc ETN · Entity 2604 | Tax withholdingOrdinary Shares | 498 | $71.76 | $35,736.48 |
DisclosureSEC source: 0001551182-17-000085 · wf-form4_148831757991143.xml · nonDerivative · entry 2 McGuire Mark M · CIK 0001344870 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,248 F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 16:33 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 1,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000085 · wf-form4_148831757991143.xml · nonDerivative · entry 1 McGuire Mark M · CIK 0001344870 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:45 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionRestricted Stock Units · Derivative | 2,115 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000067 · wf-form4_148823191220015.xml · derivative · entry 4 McGuire Mark M · CIK 0001344870 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,295 Underlying: Ordinary Shares · 2,115 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These restricted stock units were surrendered in exchange for ordinary shares of the Issuer. F5 · derivative.exercise_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. F6 · derivative.expiration_date: These restricted stock units have no expiration date. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:45 UTC | Eaton Corp plc ETN · Entity 2604 | Tax withholdingOrdinary Shares | 723 | $72.34 | $52,301.82 |
DisclosureSEC source: 0001551182-17-000067 · wf-form4_148823191220015.xml · nonDerivative · entry 2 McGuire Mark M · CIK 0001344870 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,233 F2 · shares: These ordinary shares were delivered to the Issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:45 UTC | Eaton Corp plc ETN · Entity 2604 | Exercise / conversionOrdinary Shares | 2,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000067 · wf-form4_148823191220015.xml · nonDerivative · entry 1 McGuire Mark M · CIK 0001344870 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These ordinary shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 16:14 UTC | Eaton Corp plc ETN · Entity 2604 | GrantStock Option · Derivative | 23,550 | $0.00 Strike: $71.89 | $0.00 |
DisclosureSEC source: 0001551182-17-000034 · wf-form4_148788447444180.xml · derivative · entry 2 McGuire Mark M · CIK 0001344870 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,550 Underlying: Ordinary Shares · 23,550 shares Expires 2027-02-21 F2 · derivative.exercise_date: These options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 16:14 UTC | Eaton Corp plc ETN · Entity 2604 | GrantRestricted Stock Units · Derivative | 4,685 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000034 · wf-form4_148788447444180.xml · derivative · entry 1 McGuire Mark M · CIK 0001344870 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,685 Underlying: Ordinary Shares · 4,685 shares Expires not disclosed F1 · derivative.exercise_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. F1 · derivative.expiration_date: These restricted stock units vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. Read SEC document |
| November 17, 2016 Filed Jan 13, 2017 15:59 UTC | Eaton Corp plc ETN · Entity 2604 | GiftOrdinary Shares | 855 | $0.00 | $0.00 |
DisclosureSEC source: 0001551182-17-000006 · wf-form5_148434112768563.xml · nonDerivative · entry 1 McGuire Mark M · CIK 0001344870 · See Remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,841 F1 · shares: This amount represents a variety of gifts to cultural and educational institutions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.