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Eaton Corp plc

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2604
SEC CIK
0001551182
Parsed reports
685

Last 12 months

Inside the activity.

5 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202624
Jun 202600
Jul 202600
Aug 202622
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2020 Filed Feb 26, 2020 20:53 UTC GrantRestricted Stock Units · Derivative 1,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000070 · wf-form4_158275036884513.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540

Underlying: Ordinary Shares · 1,540 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety upon the reporting person's retirement from the Eaton Corporation plc Board of Directors.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 20:51 UTC GrantRestricted Stock Units · Derivative 1,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000066 · wf-form4_158275028231770.xml · derivative · entry 1

LEONETTI OLIVIER · CIK 0001618669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540

Underlying: Ordinary Shares · 1,540 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety upon the reporting person's retirement from the Eaton Corporation plc Board of Directors.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 16:25 UTC
SEMELSBERGER KEN DSee Remarks below.
GrantStock Option · Derivative 8,350 $0.00 Strike: $98.21 $0.00
Disclosure

SEC source: 0001551182-20-000093 · wf-form4_158283873133268.xml · derivative · entry 6

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,350

Underlying: Ordinary Shares · 8,350 shares

Expires 2030-02-25

F4 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 16:25 UTC
SEMELSBERGER KEN DSee Remarks below.
GrantRestricted Stock Units · Derivative 1,285 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000093 · wf-form4_158283873133268.xml · derivative · entry 5

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285

Underlying: Ordinary Shares · 1,285 shares

Expires not disclosed

F2 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:26 UTC
Yadav UdaySee Remarks below.
GrantStock Option · Derivative 34,950 $0.00 Strike: $98.21 $0.00
Disclosure

SEC source: 0001551182-20-000094 · wf-form4_158283875332179.xml · derivative · entry 6

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,950

Underlying: Ordinary Shares · 34,950 shares

Expires 2030-02-25

F3 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:26 UTC
Yadav UdaySee Remarks below.
GrantRestricted Stock Units · Derivative 5,390 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000094 · wf-form4_158283875332179.xml · derivative · entry 5

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,390

Underlying: Ordinary Shares · 5,390 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:18 UTC
ARNOLD CRAIGDirector · See Remarks below.
GrantStock Option · Derivative 162,100 $0.00 Strike: $98.21 $0.00
Disclosure

SEC source: 0001551182-20-000084 · wf-form4_158283828819519.xml · derivative · entry 6

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,100

Underlying: Ordinary Shares · 162,100 shares

Expires 2030-02-25

F4 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:18 UTC
ARNOLD CRAIGDirector · See Remarks below.
GrantRestricted Stock Units · Derivative 25,025 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000084 · wf-form4_158283828819519.xml · derivative · entry 5

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,025

Underlying: Ordinary Shares · 25,025 shares

Expires not disclosed

F2 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:23 UTC
FEARON RICHARD HDirector · See Remarks below.
GrantStock Option · Derivative 49,900 $0.00 Strike: $98.21 $0.00
Disclosure

SEC source: 0001551182-20-000088 · wf-form4_158283861725810.xml · derivative · entry 5

FEARON RICHARD H · CIK 0001188586 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,900

Underlying: Ordinary Shares · 49,900 shares

Expires 2030-02-25

F4 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:23 UTC
FEARON RICHARD HDirector · See Remarks below.
GrantRestricted Stock Units · Derivative 7,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000088 · wf-form4_158283861725810.xml · derivative · entry 4

FEARON RICHARD H · CIK 0001188586 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

Underlying: Ordinary Shares · 7,700 shares

Expires not disclosed

F2 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:25 UTC
Monesmith Heath B.See Remarks below
GrantStock Option · Derivative 26,600 $0.00 Strike: $98.21 $0.00
Disclosure

SEC source: 0001551182-20-000091 · wf-form4_158283868536194.xml · derivative · entry 6

Monesmith Heath B. · CIK 0001510022 · See Remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,600

Underlying: Ordinary Shares · 26,600 shares

Expires 2030-02-25

F4 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:25 UTC
Monesmith Heath B.See Remarks below
GrantRestricted Stock Units · Derivative 4,110 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000091 · wf-form4_158283868536194.xml · derivative · entry 5

Monesmith Heath B. · CIK 0001510022 · See Remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,110

Underlying: Ordinary Shares · 4,110 shares

Expires not disclosed

F2 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:25 UTC
RUIZ STERNADT PAULOSee Remarks below.
GrantStock Option · Derivative 17,500 $0.00 Strike: $98.21 $0.00
Disclosure

SEC source: 0001551182-20-000092 · wf-form4_158283870828163.xml · derivative · entry 2

RUIZ STERNADT PAULO · CIK 0001773340 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Ordinary Shares · 17,500 shares

Expires 2030-02-25

F3 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:25 UTC
RUIZ STERNADT PAULOSee Remarks below.
GrantRestricted Stock Units · Derivative 2,695 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000092 · wf-form4_158283870828163.xml · derivative · entry 1

RUIZ STERNADT PAULO · CIK 0001773340 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,695

Underlying: Ordinary Shares · 2,695 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:24 UTC
Miller Boise AprilSee Remarks below.
GrantStock Option · Derivative 16,650 $0.00 Strike: $98.21 $0.00
Disclosure

SEC source: 0001551182-20-000090 · wf-form4_158283866330555.xml · derivative · entry 2

Miller Boise April · CIK 0001680881 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,650

Underlying: Ordinary Shares · 16,650 shares

Expires 2030-02-25

F3 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:24 UTC
Miller Boise AprilSee Remarks below.
GrantRestricted Stock Units · Derivative 2,570 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000090 · wf-form4_158283866330555.xml · derivative · entry 1

Miller Boise April · CIK 0001680881 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,570

Underlying: Ordinary Shares · 2,570 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:24 UTC
MARSHALL ERNEST W JRSee Remarks below.
GrantStock Option · Derivative 16,650 $0.00 Strike: $98.21 $0.00
Disclosure

SEC source: 0001551182-20-000089 · wf-form4_158283864242948.xml · derivative · entry 4

MARSHALL ERNEST W JR · CIK 0001768444 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,650

Underlying: Ordinary Shares · 16,650 shares

Expires 2030-02-25

F3 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:24 UTC
MARSHALL ERNEST W JRSee Remarks below.
GrantRestricted Stock Units · Derivative 2,570 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000089 · wf-form4_158283864242948.xml · derivative · entry 3

MARSHALL ERNEST W JR · CIK 0001768444 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,570

Underlying: Ordinary Shares · 2,570 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:23 UTC
Faria Joao VSee Remarks below.
GrantStock Option · Derivative 18,300 $0.00 Strike: $98.21 $0.00
Disclosure

SEC source: 0001551182-20-000087 · wf-form4_158283859694451.xml · derivative · entry 5

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,300

Underlying: Ordinary Shares · 18,300 shares

Expires 2030-02-25

F4 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:23 UTC
Faria Joao VSee Remarks below.
GrantRestricted Stock Units · Derivative 2,825 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000087 · wf-form4_158283859694451.xml · derivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,825

Underlying: Ordinary Shares · 2,825 shares

Expires not disclosed

F2 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:23 UTC
CHERUVATATH NANDAKUMARSee Remarks below.
GrantStock Option · Derivative 15,000 $0.00 Strike: $98.21 $0.00
Disclosure

SEC source: 0001551182-20-000086 · wf-form4_158283856600571.xml · derivative · entry 6

CHERUVATATH NANDAKUMAR · CIK 0001698957 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2030-02-25

F4 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:23 UTC
CHERUVATATH NANDAKUMARSee Remarks below.
GrantRestricted Stock Units · Derivative 2,310 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000086 · wf-form4_158283856600571.xml · derivative · entry 5

CHERUVATATH NANDAKUMAR · CIK 0001698957 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,310

Underlying: Ordinary Shares · 2,310 shares

Expires not disclosed

F2 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:18 UTC
BRICKHOUSE BRIAN SSee Remarks below.
GrantStock Option · Derivative 19,950 $0.00 Strike: $98.21 $0.00
Disclosure

SEC source: 0001551182-20-000085 · wf-form4_158283831543881.xml · derivative · entry 6

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,950

Underlying: Ordinary Shares · 19,950 shares

Expires 2030-02-25

F4 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:18 UTC
BRICKHOUSE BRIAN SSee Remarks below.
GrantRestricted Stock Units · Derivative 3,080 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000085 · wf-form4_158283831543881.xml · derivative · entry 5

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,080

Underlying: Ordinary Shares · 3,080 shares

Expires not disclosed

F2 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 16:34 UTC
SEMELSBERGER KEN DSee Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 614 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000034 · wf-form4_158258003352247.xml · derivative · entry 4

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 16:34 UTC
SEMELSBERGER KEN DSee Remarks below.
Tax withholdingOrdinary Shares 216 $104.47 $22,565.52
Disclosure

SEC source: 0001551182-20-000034 · wf-form4_158258003352247.xml · nonDerivative · entry 2

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,334

Read SEC document
February 21, 2020 Filed Feb 24, 2020 16:34 UTC
SEMELSBERGER KEN DSee Remarks below.
Exercise / conversionOrdinary Shares 614 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000034 · wf-form4_158258003352247.xml · nonDerivative · entry 1

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:34 UTC
Yadav UdaySee Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 2,205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000035 · wf-form4_158258005523401.xml · derivative · entry 4

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:34 UTC
Yadav UdaySee Remarks below.
Tax withholdingOrdinary Shares 674 $104.47 $70,412.78
Disclosure

SEC source: 0001551182-20-000035 · wf-form4_158258005523401.xml · nonDerivative · entry 2

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,040

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:34 UTC
Yadav UdaySee Remarks below.
Exercise / conversionOrdinary Shares 2,205 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000035 · wf-form4_158258005523401.xml · nonDerivative · entry 1

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:31 UTC
ARNOLD CRAIGDirector · See Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 8,728 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000028 · wf-form4_158257990071479.xml · derivative · entry 4

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 8,728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:31 UTC
ARNOLD CRAIGDirector · See Remarks below.
Tax withholdingOrdinary Shares 3,910 $104.47 $408,477.70
Disclosure

SEC source: 0001551182-20-000028 · wf-form4_158257990071479.xml · nonDerivative · entry 2

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,045

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:31 UTC
ARNOLD CRAIGDirector · See Remarks below.
Exercise / conversionOrdinary Shares 8,728 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000028 · wf-form4_158257990071479.xml · nonDerivative · entry 1

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:33 UTC
FEARON RICHARD HDirector · See Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 3,676 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000032 · wf-form4_158257998692175.xml · derivative · entry 3

FEARON RICHARD H · CIK 0001188586 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,676 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:33 UTC
FEARON RICHARD HDirector · See Remarks below.
Tax withholdingOrdinary Shares 1,100 $104.47 $114,917.00
Disclosure

SEC source: 0001551182-20-000032 · wf-form4_158257998692175.xml · nonDerivative · entry 2

FEARON RICHARD H · CIK 0001188586 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,960

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:33 UTC
FEARON RICHARD HDirector · See Remarks below.
Exercise / conversionOrdinary Shares 3,676 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000032 · wf-form4_158257998692175.xml · nonDerivative · entry 1

FEARON RICHARD H · CIK 0001188586 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:33 UTC
Monesmith Heath B.See Remarks below
Exercise / conversionRestricted Stock Units · Derivative 1,165 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000033 · wf-form4_158258001180496.xml · derivative · entry 4

Monesmith Heath B. · CIK 0001510022 · See Remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: This field is not applicable.

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February 21, 2020 Filed Feb 24, 2020 21:33 UTC
Monesmith Heath B.See Remarks below
Tax withholdingOrdinary Shares 373 $104.47 $38,967.31
Disclosure

SEC source: 0001551182-20-000033 · wf-form4_158258001180496.xml · nonDerivative · entry 2

Monesmith Heath B. · CIK 0001510022 · See Remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,886

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February 21, 2020 Filed Feb 24, 2020 21:33 UTC
Monesmith Heath B.See Remarks below
Exercise / conversionOrdinary Shares 1,165 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000033 · wf-form4_158258001180496.xml · nonDerivative · entry 1

Monesmith Heath B. · CIK 0001510022 · See Remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 21, 2020 Filed Feb 24, 2020 21:33 UTC
Faria Joao VSee Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 584 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000031 · wf-form4_158257996677571.xml · derivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the issuer.

F2 · derivative.exercise_date: These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

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February 21, 2020 Filed Feb 24, 2020 21:33 UTC
Faria Joao VSee Remarks below.
Tax withholdingOrdinary Shares 198 $104.47 $20,685.06
Disclosure

SEC source: 0001551182-20-000031 · wf-form4_158257996677571.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,447

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February 21, 2020 Filed Feb 24, 2020 21:33 UTC
Faria Joao VSee Remarks below.
Exercise / conversionOrdinary Shares 584 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000031 · wf-form4_158257996677571.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:32 UTC
CHERUVATATH NANDAKUMARSee Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000030 · wf-form4_158257994531597.xml · derivative · entry 4

CHERUVATATH NANDAKUMAR · CIK 0001698957 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the issuer.

F2 · derivative.exercise_date: These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

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February 21, 2020 Filed Feb 24, 2020 21:32 UTC
CHERUVATATH NANDAKUMARSee Remarks below.
Tax withholdingOrdinary Shares 322 $104.47 $33,639.34
Disclosure

SEC source: 0001551182-20-000030 · wf-form4_158257994531597.xml · nonDerivative · entry 2

CHERUVATATH NANDAKUMAR · CIK 0001698957 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,480

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:32 UTC
CHERUVATATH NANDAKUMARSee Remarks below.
Exercise / conversionOrdinary Shares 833 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000030 · wf-form4_158257994531597.xml · nonDerivative · entry 1

CHERUVATATH NANDAKUMAR · CIK 0001698957 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:32 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 614 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000029 · wf-form4_158257992333697.xml · derivative · entry 4

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the issuer.

F2 · derivative.exercise_date: These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:32 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Tax withholdingOrdinary Shares 206 $104.47 $21,520.82
Disclosure

SEC source: 0001551182-20-000029 · wf-form4_158257992333697.xml · nonDerivative · entry 2

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,633

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February 21, 2020 Filed Feb 24, 2020 21:32 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Exercise / conversionOrdinary Shares 614 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000029 · wf-form4_158257992333697.xml · nonDerivative · entry 1

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 16:04 UTC
SEMELSBERGER KEN DSee Remarks below.
SaleOrdinary Shares 22,000 $104.58 $2,300,760.00
Disclosure

SEC source: 0001551182-20-000018 · wf-form4_158223266704712.xml · nonDerivative · entry 1

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,936

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $104.42 - $104.75. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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February 07, 2020 Filed Feb 10, 2020 20:52 UTC
Faria Joao VSee Remarks below.
Exercise / conversionStock Option · Derivative 2,839 $81.96 Strike: $81.96 $232,684.44
Disclosure

SEC source: 0001551182-20-000015 · wf-form4_158136790467792.xml · derivative · entry 5

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,241

Underlying: Ordinary Shares · 2,839 shares

Expires 2028-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.