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Eaton Corp plc

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2604
SEC CIK
0001551182
Parsed reports
685

Last 12 months

Inside the activity.

5 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202624
Jun 202600
Jul 202600
Aug 202622
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2020 Filed Aug 12, 2020 18:40 UTC
RUIZ STERNADT PAULOSee Remarks below.
SaleOrdinary Shares 200 $103.44 $20,688.00
Disclosure

SEC source: 0001551182-20-000175 · wf-form4_159725758949724.xml · nonDerivative · entry 2

RUIZ STERNADT PAULO · CIK 0001773340 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 11, 2020 Filed Aug 12, 2020 18:40 UTC
RUIZ STERNADT PAULOSee Remarks below.
SaleOrdinary Shares 2,847 $103.42 $294,436.74
Disclosure

SEC source: 0001551182-20-000175 · wf-form4_159725758949724.xml · nonDerivative · entry 1

RUIZ STERNADT PAULO · CIK 0001773340 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Read SEC document
August 10, 2020 Filed Aug 12, 2020 18:39 UTC
CHERUVATATH NANDAKUMARSee Remarks below.
Exercise / conversionStock Option · Derivative 607 $53.71 Strike: $53.71 $32,601.97
Disclosure

SEC source: 0001551182-20-000174 · wf-form4_159725757238317.xml · derivative · entry 7

CHERUVATATH NANDAKUMAR · CIK 0001698957 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 607 shares

Expires 2021-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on February 22, 2011, and are fully vested and exercisable.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 18:39 UTC
CHERUVATATH NANDAKUMARSee Remarks below.
Exercise / conversionStock Option · Derivative 5,583 $53.71 Strike: $53.71 $299,862.93
Disclosure

SEC source: 0001551182-20-000174 · wf-form4_159725757238317.xml · derivative · entry 6

CHERUVATATH NANDAKUMAR · CIK 0001698957 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607

Underlying: Ordinary Shares · 5,583 shares

Expires 2021-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on February 22, 2011, and are fully vested and exercisable.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 18:39 UTC
CHERUVATATH NANDAKUMARSee Remarks below.
SaleOrdinary Shares 607 $99.77 $60,560.39
Disclosure

SEC source: 0001551182-20-000174 · wf-form4_159725757238317.xml · nonDerivative · entry 4

CHERUVATATH NANDAKUMAR · CIK 0001698957 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,843

Read SEC document
August 10, 2020 Filed Aug 12, 2020 18:39 UTC
CHERUVATATH NANDAKUMARSee Remarks below.
Exercise / conversionOrdinary Shares 607 $53.71 $32,601.97
Disclosure

SEC source: 0001551182-20-000174 · wf-form4_159725757238317.xml · nonDerivative · entry 3

CHERUVATATH NANDAKUMAR · CIK 0001698957 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 18:39 UTC
CHERUVATATH NANDAKUMARSee Remarks below.
SaleOrdinary Shares 5,583 $99.76 $556,943.33
Disclosure

SEC source: 0001551182-20-000174 · wf-form4_159725757238317.xml · nonDerivative · entry 2

CHERUVATATH NANDAKUMAR · CIK 0001698957 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,843

Read SEC document
August 10, 2020 Filed Aug 12, 2020 18:39 UTC
CHERUVATATH NANDAKUMARSee Remarks below.
Exercise / conversionOrdinary Shares 5,583 $53.71 $299,862.93
Disclosure

SEC source: 0001551182-20-000174 · wf-form4_159725757238317.xml · nonDerivative · entry 1

CHERUVATATH NANDAKUMAR · CIK 0001698957 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 17:15 UTC
MARSHALL ERNEST W JRSee Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 5,891 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000169 · wf-form4_159656130770133.xml · derivative · entry 3

MARSHALL ERNEST W JR · CIK 0001768444 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,069

Underlying: Ordinary Shares · 5,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: This field is not applicable.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 17:15 UTC
MARSHALL ERNEST W JRSee Remarks below.
Tax withholdingOrdinary Shares 2,643 $92.50 $244,477.50
Disclosure

SEC source: 0001551182-20-000169 · wf-form4_159656130770133.xml · nonDerivative · entry 2

MARSHALL ERNEST W JR · CIK 0001768444 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,158

Read SEC document
July 31, 2020 Filed Aug 4, 2020 17:15 UTC
MARSHALL ERNEST W JRSee Remarks below.
Exercise / conversionOrdinary Shares 5,891 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000169 · wf-form4_159656130770133.xml · nonDerivative · entry 1

MARSHALL ERNEST W JR · CIK 0001768444 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 13:24 UTC SaleOrdinary Shares 4,000 $95.82 $383,274.00
Disclosure

SEC source: 0001551182-20-000150 · wf-form4_159180984722220.xml · nonDerivative · entry 1

SMITH GERALD B · CIK 0001207562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791

Read SEC document
June 05, 2020 Filed Jun 9, 2020 19:04 UTC
Yadav UdaySee Remarks below.
SaleOrdinary Shares 6,233 $96.29 $600,175.57
Disclosure

SEC source: 0001551182-20-000148 · wf-form4_159172946571771.xml · nonDerivative · entry 1

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,990

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $96.28 - $96.33. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 15:01 UTC SaleOrdinary Shares 5,000 $98.03 $490,150.00
Disclosure

SEC source: 0001551182-20-000146 · wf-form4_159172929733740.xml · nonDerivative · entry 1

CRITELLI MICHAEL J · CIK 0001188584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,066

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $98.00 - $98.06. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 14:46 UTC
FEARON RICHARD HDirector · See Remarks below.
SaleOrdinary Shares 2,000 $91.02 $182,040.00
Disclosure

SEC source: 0001551182-20-000144 · wf-form4_159136836326300.xml · nonDerivative · entry 3

FEARON RICHARD H · CIK 0001188586 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,384

Read SEC document
June 04, 2020 Filed Jun 5, 2020 14:46 UTC
FEARON RICHARD HDirector · See Remarks below.
SaleOrdinary Shares 61 $91.01 $5,551.61
Disclosure

SEC source: 0001551182-20-000144 · wf-form4_159136836326300.xml · nonDerivative · entry 2

FEARON RICHARD H · CIK 0001188586 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,384

Read SEC document
June 04, 2020 Filed Jun 5, 2020 14:46 UTC
FEARON RICHARD HDirector · See Remarks below.
SaleOrdinary Shares 20,400 $91.01 $1,856,502.00
Disclosure

SEC source: 0001551182-20-000144 · wf-form4_159136836326300.xml · nonDerivative · entry 1

FEARON RICHARD H · CIK 0001188586 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,445

Read SEC document
June 01, 2020 Filed Jun 2, 2020 15:37 UTC SaleOrdinary Shares 2,500 $84.96 $212,400.00
Disclosure

SEC source: 0001551182-20-000142 · wf-form4_159112665932204.xml · nonDerivative · entry 1

CRITELLI MICHAEL J · CIK 0001188584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,066

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $84.94 - $85.01. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 28, 2020 Filed May 28, 2020 12:31 UTC SaleOrdinary Shares 2,500 $84.71 $211,775.00
Disclosure

SEC source: 0001551182-20-000140 · wf-form4_159068348641204.xml · nonDerivative · entry 3

CRITELLI MICHAEL J · CIK 0001188584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,566

F3 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $84.70 - $84.73. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 27, 2020 Filed May 28, 2020 12:31 UTC SaleOrdinary Shares 2,500 $84.76 $211,900.00
Disclosure

SEC source: 0001551182-20-000140 · wf-form4_159068348641204.xml · nonDerivative · entry 2

CRITELLI MICHAEL J · CIK 0001188584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,066

F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $84.69 - $84.82. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 26, 2020 Filed May 28, 2020 12:31 UTC SaleOrdinary Shares 5,000 $81.01 $405,050.00
Disclosure

SEC source: 0001551182-20-000140 · wf-form4_159068348641204.xml · nonDerivative · entry 1

CRITELLI MICHAEL J · CIK 0001188584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,566

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $80.97 - $81.06. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 19, 2020 Filed May 19, 2020 19:36 UTC PurchaseOrdinary Shares 600 $77.11 $46,266.00
Disclosure

SEC source: 0001551182-20-000135 · wf-form4_158991699660016.xml · nonDerivative · entry 1

Ryerkerk Lori · CIK 0001449522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Read SEC document
May 08, 2020 Filed May 11, 2020 19:34 UTC
CHERUVATATH NANDAKUMARSee Remarks below.
SaleOrdinary Shares 91 $82.25 $7,484.75
Disclosure

SEC source: 0001551182-20-000133 · wf-form4_158922565894752.xml · nonDerivative · entry 1

CHERUVATATH NANDAKUMAR · CIK 0001698957 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Indirect · by trustee of ESP

Disclosed balance after: 1,975

F1 · balance_after: These ordinary shares are held in the Eaton Savings Plan.

Read SEC document
May 05, 2020 Filed May 7, 2020 13:18 UTC
Yadav UdaySee Remarks below.
SaleOrdinary Shares 195 $82.02 $15,993.90
Disclosure

SEC source: 0001551182-20-000131 · wf-form4_158885747283421.xml · nonDerivative · entry 3

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,223

Read SEC document
May 05, 2020 Filed May 7, 2020 13:18 UTC
Yadav UdaySee Remarks below.
SaleOrdinary Shares 400 $82.01 $32,804.00
Disclosure

SEC source: 0001551182-20-000131 · wf-form4_158885747283421.xml · nonDerivative · entry 2

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,418

Read SEC document
May 05, 2020 Filed May 7, 2020 13:18 UTC
Yadav UdaySee Remarks below.
SaleOrdinary Shares 9,827 $82.00 $805,814.00
Disclosure

SEC source: 0001551182-20-000131 · wf-form4_158885747283421.xml · nonDerivative · entry 1

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,818

Read SEC document
May 01, 2020 Filed May 5, 2020 12:50 UTC
RUIZ STERNADT PAULOSee Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 4,565 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000129 · wf-form4_158868301687465.xml · derivative · entry 3

RUIZ STERNADT PAULO · CIK 0001773340 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,270

Underlying: Ordinary Shares · 4,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units were granted on May 1, 2019 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
May 01, 2020 Filed May 5, 2020 12:50 UTC
RUIZ STERNADT PAULOSee Remarks below.
Tax withholdingOrdinary Shares 1,518 $81.38 $123,534.84
Disclosure

SEC source: 0001551182-20-000129 · wf-form4_158868301687465.xml · nonDerivative · entry 2

RUIZ STERNADT PAULO · CIK 0001773340 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,047

Read SEC document
May 01, 2020 Filed May 5, 2020 12:50 UTC
RUIZ STERNADT PAULOSee Remarks below.
Exercise / conversionOrdinary Shares 4,565 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000129 · wf-form4_158868301687465.xml · nonDerivative · entry 1

RUIZ STERNADT PAULO · CIK 0001773340 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 20:15 UTC
Miller Boise AprilSee Remarks below.
PurchaseOrdinary Shares 1,150 $86.60 $99,590.00
Disclosure

SEC source: 0001551182-20-000117 · wf-form4_158395769592140.xml · nonDerivative · entry 1

Miller Boise April · CIK 0001680881 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:15 UTC PurchaseOrdinary Shares 4,000 $84.49 $337,940.00
Disclosure

SEC source: 0001551182-20-000118 · wf-form4_158395771644886.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,094

Read SEC document
March 04, 2020 Filed Mar 5, 2020 21:11 UTC
Faria Joao VSee Remarks below.
SaleOrdinary Shares 3,000 $96.62 $289,845.00
Disclosure

SEC source: 0001551182-20-000114 · wf-form4_158344265100960.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,091

Read SEC document
March 03, 2020 Filed Mar 4, 2020 16:08 UTC SaleOrdinary Shares 3,000 $93.50 $280,500.00
Disclosure

SEC source: 0001551182-20-000112 · wf-form4_158335610036329.xml · nonDerivative · entry 1

MCCOY DEBORAH L · CIK 0001188592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,936

Read SEC document
February 27, 2020 Filed Feb 28, 2020 16:21 UTC
SEMELSBERGER KEN DSee Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000109 · wf-form4_158292485727055.xml · derivative · entry 4

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512

Underlying: Ordinary Shares · 497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 16:21 UTC
SEMELSBERGER KEN DSee Remarks below.
Tax withholdingOrdinary Shares 149 $94.63 $14,099.87
Disclosure

SEC source: 0001551182-20-000109 · wf-form4_158292485727055.xml · nonDerivative · entry 2

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,372

Read SEC document
February 27, 2020 Filed Feb 28, 2020 16:21 UTC
SEMELSBERGER KEN DSee Remarks below.
Exercise / conversionOrdinary Shares 497 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000109 · wf-form4_158292485727055.xml · nonDerivative · entry 1

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:21 UTC
Yadav UdaySee Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 1,787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000110 · wf-form4_158292487882561.xml · derivative · entry 4

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,842

Underlying: Ordinary Shares · 1,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:21 UTC
Yadav UdaySee Remarks below.
Tax withholdingOrdinary Shares 802 $94.63 $75,893.26
Disclosure

SEC source: 0001551182-20-000110 · wf-form4_158292487882561.xml · nonDerivative · entry 2

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,645

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:21 UTC
Yadav UdaySee Remarks below.
Exercise / conversionOrdinary Shares 1,787 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000110 · wf-form4_158292487882561.xml · nonDerivative · entry 1

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:19 UTC
ARNOLD CRAIGDirector · See Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 8,062 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000103 · wf-form4_158292472874657.xml · derivative · entry 4

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,307

Underlying: Ordinary Shares · 8,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:19 UTC
ARNOLD CRAIGDirector · See Remarks below.
Tax withholdingOrdinary Shares 3,616 $94.63 $342,182.08
Disclosure

SEC source: 0001551182-20-000103 · wf-form4_158292472874657.xml · nonDerivative · entry 2

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,975

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:19 UTC
ARNOLD CRAIGDirector · See Remarks below.
Exercise / conversionOrdinary Shares 8,062 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000103 · wf-form4_158292472874657.xml · nonDerivative · entry 1

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:20 UTC
FEARON RICHARD HDirector · See Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 2,977 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000107 · wf-form4_158292481425370.xml · derivative · entry 3

FEARON RICHARD H · CIK 0001188586 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,067

Underlying: Ordinary Shares · 2,977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

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February 27, 2020 Filed Feb 28, 2020 21:20 UTC
FEARON RICHARD HDirector · See Remarks below.
Tax withholdingOrdinary Shares 1,336 $94.63 $126,425.68
Disclosure

SEC source: 0001551182-20-000107 · wf-form4_158292481425370.xml · nonDerivative · entry 2

FEARON RICHARD H · CIK 0001188586 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,845

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February 27, 2020 Filed Feb 28, 2020 21:20 UTC
FEARON RICHARD HDirector · See Remarks below.
Exercise / conversionOrdinary Shares 2,977 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000107 · wf-form4_158292481425370.xml · nonDerivative · entry 1

FEARON RICHARD H · CIK 0001188586 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:20 UTC
Monesmith Heath B.See Remarks below
Exercise / conversionRestricted Stock Units · Derivative 1,191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000108 · wf-form4_158292483606751.xml · derivative · entry 4

Monesmith Heath B. · CIK 0001510022 · See Remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,228

Underlying: Ordinary Shares · 1,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:20 UTC
Monesmith Heath B.See Remarks below
Tax withholdingOrdinary Shares 535 $94.63 $50,627.05
Disclosure

SEC source: 0001551182-20-000108 · wf-form4_158292483606751.xml · nonDerivative · entry 2

Monesmith Heath B. · CIK 0001510022 · See Remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,540

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:20 UTC
Monesmith Heath B.See Remarks below
Exercise / conversionOrdinary Shares 1,191 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000108 · wf-form4_158292483606751.xml · nonDerivative · entry 1

Monesmith Heath B. · CIK 0001510022 · See Remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:20 UTC
Faria Joao VSee Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 845 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000106 · wf-form4_158292479398219.xml · derivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 871

Underlying: Ordinary Shares · 845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:20 UTC
Faria Joao VSee Remarks below.
Tax withholdingOrdinary Shares 242 $94.63 $22,900.46
Disclosure

SEC source: 0001551182-20-000106 · wf-form4_158292479398219.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,091

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.