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Eaton Corp plc

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2604
SEC CIK
0001551182
Parsed reports
685

Last 12 months

Inside the activity.

5 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202624
Jun 202600
Jul 202600
Aug 202622
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2021 Filed Mar 4, 2021 16:27 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Exercise / conversionStock Option · Derivative 4,955 $71.72 Strike: $71.72 $355,372.60
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · derivative · entry 14

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,955 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: These options were granted on February 24, 2015, and are fully vested and exercisable.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Exercise / conversionStock Option · Derivative 1,395 $71.72 Strike: $71.72 $100,049.40
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · derivative · entry 13

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,955

Underlying: Ordinary Shares · 1,395 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: These options were granted on February 24, 2015, and are fully vested and exercisable.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Exercise / conversionStock Option · Derivative 3,324 $75.36 Strike: $75.36 $250,496.64
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · derivative · entry 12

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,324 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: These options were granted on February 25, 2014, and are fully vested and exercisable.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Exercise / conversionStock Option · Derivative 1,326 $75.36 Strike: $75.36 $99,927.36
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · derivative · entry 11

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,324

Underlying: Ordinary Shares · 1,326 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: These options were granted on February 25, 2014, and are fully vested and exercisable.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC
BRICKHOUSE BRIAN SSee Remarks below.
SaleOrdinary Shares 4,955 $136.48 $676,233.63
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · nonDerivative · entry 9

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,844

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Exercise / conversionOrdinary Shares 4,955 $71.72 $355,372.60
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · nonDerivative · entry 8

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Tax withholdingOrdinary Shares 733 $136.41 $99,988.53
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · nonDerivative · entry 7

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,844

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Exercise / conversionOrdinary Shares 1,395 $71.72 $100,049.40
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · nonDerivative · entry 6

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC
BRICKHOUSE BRIAN SSee Remarks below.
SaleOrdinary Shares 3,324 $136.28 $452,978.10
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · nonDerivative · entry 5

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,182

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Exercise / conversionOrdinary Shares 3,324 $75.36 $250,496.64
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · nonDerivative · entry 4

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Tax withholdingOrdinary Shares 731 $136.57 $99,832.67
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · nonDerivative · entry 3

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,182

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC
BRICKHOUSE BRIAN SSee Remarks below.
Exercise / conversionOrdinary Shares 1,326 $75.36 $99,927.36
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · nonDerivative · entry 2

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC
BRICKHOUSE BRIAN SSee Remarks below.
SaleOrdinary Shares 14,479 $135.46 $1,961,325.34
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · nonDerivative · entry 1

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,587

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $135.41-$135.56. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 18:00 UTC
SEMELSBERGER KEN DSee Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 573 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000088 · wf-form4_161463958592027.xml · derivative · entry 10

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590

Underlying: Ordinary Shares · 573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 18:00 UTC
SEMELSBERGER KEN DSee Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000088 · wf-form4_161463958592027.xml · derivative · entry 9

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 18:00 UTC
SEMELSBERGER KEN DSee Remarks below.
Tax withholdingOrdinary Shares 172 $130.31 $22,413.32
Disclosure

SEC source: 0001551182-21-000088 · wf-form4_161463958592027.xml · nonDerivative · entry 6

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,162

Read SEC document
February 26, 2021 Filed Mar 1, 2021 18:00 UTC
SEMELSBERGER KEN DSee Remarks below.
Exercise / conversionOrdinary Shares 573 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000088 · wf-form4_161463958592027.xml · nonDerivative · entry 5

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 18:00 UTC
SEMELSBERGER KEN DSee Remarks below.
Tax withholdingOrdinary Shares 153 $130.31 $19,937.43
Disclosure

SEC source: 0001551182-21-000088 · wf-form4_161463958592027.xml · nonDerivative · entry 4

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,761

Read SEC document
February 26, 2021 Filed Mar 1, 2021 18:00 UTC
SEMELSBERGER KEN DSee Remarks below.
Exercise / conversionOrdinary Shares 512 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000088 · wf-form4_161463958592027.xml · nonDerivative · entry 3

SEMELSBERGER KEN D · CIK 0001188599 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 23:00 UTC
Yadav UdaySee Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 2,173 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000089 · wf-form4_161463962497502.xml · derivative · entry 11

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,239

Underlying: Ordinary Shares · 2,173 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 23:00 UTC
Yadav UdaySee Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 1,842 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000089 · wf-form4_161463962497502.xml · derivative · entry 10

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 23:00 UTC
Yadav UdaySee Remarks below.
Tax withholdingOrdinary Shares 975 $130.31 $127,052.25
Disclosure

SEC source: 0001551182-21-000089 · wf-form4_161463962497502.xml · nonDerivative · entry 7

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,629

Read SEC document
February 26, 2021 Filed Mar 1, 2021 23:00 UTC
Yadav UdaySee Remarks below.
Exercise / conversionOrdinary Shares 2,173 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000089 · wf-form4_161463962497502.xml · nonDerivative · entry 6

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 23:00 UTC
Yadav UdaySee Remarks below.
Tax withholdingOrdinary Shares 827 $130.31 $107,766.37
Disclosure

SEC source: 0001551182-21-000089 · wf-form4_161463962497502.xml · nonDerivative · entry 5

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,431

Read SEC document
February 26, 2021 Filed Mar 1, 2021 23:00 UTC
Yadav UdaySee Remarks below.
Exercise / conversionOrdinary Shares 1,842 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000089 · wf-form4_161463962497502.xml · nonDerivative · entry 4

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:55 UTC
ARNOLD CRAIGDirector · See Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 10,293 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000079 · wf-form4_161463931829317.xml · derivative · entry 10

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,605

Underlying: Ordinary Shares · 10,293 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:55 UTC
ARNOLD CRAIGDirector · See Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 8,307 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000079 · wf-form4_161463931829317.xml · derivative · entry 9

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 8,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:55 UTC
ARNOLD CRAIGDirector · See Remarks below.
Tax withholdingOrdinary Shares 4,617 $130.31 $601,641.27
Disclosure

SEC source: 0001551182-21-000079 · wf-form4_161463931829317.xml · nonDerivative · entry 6

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,748

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:55 UTC
ARNOLD CRAIGDirector · See Remarks below.
Exercise / conversionOrdinary Shares 10,293 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000079 · wf-form4_161463931829317.xml · nonDerivative · entry 5

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:55 UTC
ARNOLD CRAIGDirector · See Remarks below.
Tax withholdingOrdinary Shares 3,726 $130.31 $485,535.06
Disclosure

SEC source: 0001551182-21-000079 · wf-form4_161463931829317.xml · nonDerivative · entry 4

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,072

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:55 UTC
ARNOLD CRAIGDirector · See Remarks below.
Exercise / conversionOrdinary Shares 8,307 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000079 · wf-form4_161463931829317.xml · nonDerivative · entry 3

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:57 UTC
FEARON RICHARD HDirector · See Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 3,432 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000083 · wf-form4_161463943013372.xml · derivative · entry 9

FEARON RICHARD H · CIK 0001188586 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,536

Underlying: Ordinary Shares · 3,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units were granted on February 26, 2019 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:57 UTC
FEARON RICHARD HDirector · See Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 3,067 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000083 · wf-form4_161463943013372.xml · derivative · entry 8

FEARON RICHARD H · CIK 0001188586 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:57 UTC
FEARON RICHARD HDirector · See Remarks below.
Tax withholdingOrdinary Shares 1,540 $130.31 $200,677.40
Disclosure

SEC source: 0001551182-21-000083 · wf-form4_161463943013372.xml · nonDerivative · entry 6

FEARON RICHARD H · CIK 0001188586 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,211

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:57 UTC
FEARON RICHARD HDirector · See Remarks below.
Exercise / conversionOrdinary Shares 3,432 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000083 · wf-form4_161463943013372.xml · nonDerivative · entry 5

FEARON RICHARD H · CIK 0001188586 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:57 UTC
FEARON RICHARD HDirector · See Remarks below.
Tax withholdingOrdinary Shares 1,376 $130.31 $179,306.56
Disclosure

SEC source: 0001551182-21-000083 · wf-form4_161463943013372.xml · nonDerivative · entry 4

FEARON RICHARD H · CIK 0001188586 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,319

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:57 UTC
FEARON RICHARD HDirector · See Remarks below.
Exercise / conversionOrdinary Shares 3,067 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000083 · wf-form4_161463943013372.xml · nonDerivative · entry 3

FEARON RICHARD H · CIK 0001188586 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:58 UTC
Monesmith Heath B.See Remarks below
Exercise / conversionRestricted Stock Units · Derivative 1,431 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000086 · wf-form4_161463950592231.xml · derivative · entry 10

Monesmith Heath B. · CIK 0001510022 · See Remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,474

Underlying: Ordinary Shares · 1,431 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:58 UTC
Monesmith Heath B.See Remarks below
Exercise / conversionRestricted Stock Units · Derivative 1,228 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000086 · wf-form4_161463950592231.xml · derivative · entry 9

Monesmith Heath B. · CIK 0001510022 · See Remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:58 UTC
Monesmith Heath B.See Remarks below
Tax withholdingOrdinary Shares 642 $130.31 $83,659.02
Disclosure

SEC source: 0001551182-21-000086 · wf-form4_161463950592231.xml · nonDerivative · entry 6

Monesmith Heath B. · CIK 0001510022 · See Remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,976

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February 26, 2021 Filed Mar 1, 2021 22:58 UTC
Monesmith Heath B.See Remarks below
Exercise / conversionOrdinary Shares 1,431 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000086 · wf-form4_161463950592231.xml · nonDerivative · entry 5

Monesmith Heath B. · CIK 0001510022 · See Remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 26, 2021 Filed Mar 1, 2021 22:58 UTC
Monesmith Heath B.See Remarks below
Tax withholdingOrdinary Shares 551 $130.31 $71,800.81
Disclosure

SEC source: 0001551182-21-000086 · wf-form4_161463950592231.xml · nonDerivative · entry 4

Monesmith Heath B. · CIK 0001510022 · See Remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,187

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February 26, 2021 Filed Mar 1, 2021 22:58 UTC
Monesmith Heath B.See Remarks below
Exercise / conversionOrdinary Shares 1,228 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000086 · wf-form4_161463950592231.xml · nonDerivative · entry 3

Monesmith Heath B. · CIK 0001510022 · See Remarks below

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 26, 2021 Filed Mar 1, 2021 22:57 UTC
MARSHALL ERNEST W JRSee Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 1,145 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000084 · wf-form4_161463945195230.xml · derivative · entry 6

MARSHALL ERNEST W JR · CIK 0001768444 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180

Underlying: Ordinary Shares · 1,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: This field is not applicable.

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February 26, 2021 Filed Mar 1, 2021 22:57 UTC
MARSHALL ERNEST W JRSee Remarks below.
Tax withholdingOrdinary Shares 342 $130.31 $44,566.02
Disclosure

SEC source: 0001551182-21-000084 · wf-form4_161463945195230.xml · nonDerivative · entry 4

MARSHALL ERNEST W JR · CIK 0001768444 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,535

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:57 UTC
MARSHALL ERNEST W JRSee Remarks below.
Exercise / conversionOrdinary Shares 1,145 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000084 · wf-form4_161463945195230.xml · nonDerivative · entry 3

MARSHALL ERNEST W JR · CIK 0001768444 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 26, 2021 Filed Mar 1, 2021 22:57 UTC
Faria Joao VSee Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 1,201 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000082 · wf-form4_161463940194729.xml · derivative · entry 10

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238

Underlying: Ordinary Shares · 1,201 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: This field is not applicable.

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February 26, 2021 Filed Mar 1, 2021 22:57 UTC
Faria Joao VSee Remarks below.
Exercise / conversionRestricted Stock Units · Derivative 871 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000082 · wf-form4_161463940194729.xml · derivative · entry 9

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 871 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

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February 26, 2021 Filed Mar 1, 2021 22:57 UTC
Faria Joao VSee Remarks below.
Tax withholdingOrdinary Shares 524 $130.31 $68,282.44
Disclosure

SEC source: 0001551182-21-000082 · wf-form4_161463940194729.xml · nonDerivative · entry 7

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,265

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:57 UTC
Faria Joao VSee Remarks below.
Exercise / conversionOrdinary Shares 1,201 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000082 · wf-form4_161463940194729.xml · nonDerivative · entry 6

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.