ETN

SEC source: 0001104659-22-087303 · tm2222863-3_4seq1.xml · nonDerivative · entry 1

MCCOY DEBORAH L · CIK 0001188592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,856

F1 · balance_after: The number of shares beneficially owned has been updated to correct an administrative error.

SEC source: 0001104659-22-087299 · tm2222863-2_4seq1.xml · derivative · entry 1

RUIZ STERNADT PAULO · CIK 0001773340 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,615

Underlying: Ordinary Shares · 2,615 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units were granted on August 4, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-22-087297 · tm2222863-1_4seq1.xml · derivative · entry 1

Szmagala Taras G. Jr. · CIK 0001936212 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,390

Underlying: Ordinary Shares · 2,390 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units were granted on August 4, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-22-066437 · tm2217306-1_4seq1.xml · derivative · entry 10

Miller Boise April · CIK 0001680881 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,705

Underlying: Ordinary Shares · 465 shares

Expires 2031-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

SEC source: 0001104659-22-066437 · tm2217306-1_4seq1.xml · derivative · entry 9

Miller Boise April · CIK 0001680881 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,170

Underlying: Ordinary Shares · 3,330 shares

Expires 2031-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

SEC source: 0001104659-22-066437 · tm2217306-1_4seq1.xml · derivative · entry 8

Miller Boise April · CIK 0001680881 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,661

Underlying: Ordinary Shares · 8,953 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

SEC source: 0001104659-22-066437 · tm2217306-1_4seq1.xml · derivative · entry 7

Miller Boise April · CIK 0001680881 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,614

Underlying: Ordinary Shares · 2,036 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

SEC source: 0001104659-22-066437 · tm2217306-1_4seq1.xml · nonDerivative · entry 6

Miller Boise April · CIK 0001680881 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-22-066437 · tm2217306-1_4seq1.xml · nonDerivative · entry 5

Miller Boise April · CIK 0001680881 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,435

F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $138.58 - $138.595. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001104659-22-066437 · tm2217306-1_4seq1.xml · nonDerivative · entry 4

Miller Boise April · CIK 0001680881 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-22-066437 · tm2217306-1_4seq1.xml · nonDerivative · entry 3

Miller Boise April · CIK 0001680881 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,435

SEC source: 0001104659-22-066437 · tm2217306-1_4seq1.xml · nonDerivative · entry 2

Miller Boise April · CIK 0001680881 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-22-066437 · tm2217306-1_4seq1.xml · nonDerivative · entry 1

Miller Boise April · CIK 0001680881 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-22-052239 · tm2213910-1_4seq1.xml · derivative · entry 1

Wilson Darryl L. · CIK 0001755508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010

Underlying: Ordinary Shares · 1,010 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety upon the reporting person's retirement from the Eaton Corporation plc Board of Directors.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-22-052316 · tm2213910-11_4seq1.xml · derivative · entry 1

Connor Christopher M · CIK 0001181680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010

Underlying: Ordinary Shares · 1,010 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety upon the reporting person's retirement from the Eaton Corporation plc Board of Directors.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-22-052281 · tm2213910-5_4seq1.xml · derivative · entry 1

PRAGADA ROBERT V · CIK 0001456921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010

Underlying: Ordinary Shares · 1,010 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety upon the reporting person's retirement from the Eaton Corporation plc Board of Directors.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-22-052269 · tm2213910-4_4seq1.xml · derivative · entry 1

Ryerkerk Lori · CIK 0001449522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010

Underlying: Ordinary Shares · 1,010 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety upon the reporting person's retirement from the Eaton Corporation plc Board of Directors.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-22-052254 · tm2213910-3_4seq1.xml · derivative · entry 1

SMITH GERALD B · CIK 0001207562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010

Underlying: Ordinary Shares · 1,010 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety upon the reporting person's retirement from the Eaton Corporation plc Board of Directors.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-22-052308 · tm2213910-9_4seq1.xml · derivative · entry 1

MCCOY DEBORAH L · CIK 0001188592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010

Underlying: Ordinary Shares · 1,010 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety upon the reporting person's retirement from the Eaton Corporation plc Board of Directors.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-22-052297 · tm2213910-7_4seq1.xml · derivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010

Underlying: Ordinary Shares · 1,010 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety upon the reporting person's retirement from the Eaton Corporation plc Board of Directors.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-22-052309 · tm2213910-10_4seq1.xml · derivative · entry 1

LEONETTI OLIVIER · CIK 0001618669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010

Underlying: Ordinary Shares · 1,010 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety upon the reporting person's retirement from the Eaton Corporation plc Board of Directors.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-22-052303 · tm2213910-8_4seq1.xml · derivative · entry 1

Napoli Silvio · CIK 0001783757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010

Underlying: Ordinary Shares · 1,010 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety upon the reporting person's retirement from the Eaton Corporation plc Board of Directors.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-22-052288 · tm2213910-6_4seq1.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010

Underlying: Ordinary Shares · 1,010 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety upon the reporting person's retirement from the Eaton Corporation plc Board of Directors.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-22-052247 · tm2213910-2_4seq1.xml · derivative · entry 1

Thompson Dorothy C · CIK 0001680749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010

Underlying: Ordinary Shares · 1,010 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety upon the reporting person's retirement from the Eaton Corporation plc Board of Directors.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-22-042086 · tm2211523-1_4seq1.xml · derivative · entry 3

Okray Thomas B · CIK 0001689107 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,210

Underlying: Ordinary Shares · 1,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units were granted on April 1, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-22-042086 · tm2211523-1_4seq1.xml · nonDerivative · entry 2

Okray Thomas B · CIK 0001689107 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,736

SEC source: 0001104659-22-042086 · tm2211523-1_4seq1.xml · nonDerivative · entry 1

Okray Thomas B · CIK 0001689107 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-22-032355 · tm228915d1_4.xml · derivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,242 shares

Expires 2029-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

SEC source: 0001104659-22-032355 · tm228915d1_4.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-22-032109 · tm228850-1_4seq1.xml · derivative · entry 6

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,222

Underlying: Ordinary Shares · 6,039 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

SEC source: 0001104659-22-032109 · tm228850-1_4seq1.xml · derivative · entry 5

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242

Underlying: Ordinary Shares · 5,813 shares

Expires 2029-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

SEC source: 0001104659-22-032109 · tm228850-1_4seq1.xml · nonDerivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,924

SEC source: 0001104659-22-032109 · tm228850-1_4seq1.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-22-032109 · tm228850-1_4seq1.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,924

SEC source: 0001104659-22-032109 · tm228850-1_4seq1.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-22-028198 · tm227926-9_4seq1.xml · derivative · entry 8

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units were granted on February 26, 2019 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-22-028198 · tm227926-9_4seq1.xml · derivative · entry 7

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,833

Underlying: Ordinary Shares · 1,779 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-22-028198 · tm227926-9_4seq1.xml · nonDerivative · entry 5

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,831

SEC source: 0001104659-22-028198 · tm227926-9_4seq1.xml · nonDerivative · entry 4

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-22-028198 · tm227926-9_4seq1.xml · nonDerivative · entry 3

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,597

SEC source: 0001104659-22-028198 · tm227926-9_4seq1.xml · nonDerivative · entry 2

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-22-028198 · tm227926-9_4seq1.xml · nonDerivative · entry 1

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,616

F1 · shares: Represents shares withheld to cover taxes incurred in connection with the settlement of the performance share awards that vested February 22, 2022.

SEC source: 0001104659-22-028193 · tm227926-5_4seq1.xml · derivative · entry 8

Hopgood Daniel Roy · CIK 0001454513 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units were granted on February 26, 2019 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-22-028193 · tm227926-5_4seq1.xml · derivative · entry 7

Hopgood Daniel Roy · CIK 0001454513 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629

Underlying: Ordinary Shares · 611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-22-028193 · tm227926-5_4seq1.xml · nonDerivative · entry 5

Hopgood Daniel Roy · CIK 0001454513 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,093

SEC source: 0001104659-22-028193 · tm227926-5_4seq1.xml · nonDerivative · entry 4

Hopgood Daniel Roy · CIK 0001454513 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-22-028193 · tm227926-5_4seq1.xml · nonDerivative · entry 3

Hopgood Daniel Roy · CIK 0001454513 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,560

SEC source: 0001104659-22-028193 · tm227926-5_4seq1.xml · nonDerivative · entry 2

Hopgood Daniel Roy · CIK 0001454513 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-22-028193 · tm227926-5_4seq1.xml · nonDerivative · entry 1

Hopgood Daniel Roy · CIK 0001454513 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,132

F1 · shares: Represents shares withheld to cover taxes incurred in connection with the settlement of the performance share awards that vested February 22, 2022.

SEC source: 0001104659-22-028185 · tm227926-1_4seq1.xml · derivative · entry 8

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 10,605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These restricted stock units were granted on February 26, 2019 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.