ETN

SEC source: 0001104659-23-062693 · tm2316339-1_4seq1.xml · derivative · entry 7

Okray Thomas B · CIK 0001689107 · See Remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,166

Underlying: Ordinary Shares · 1,644 shares

Expires 2031-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

SEC source: 0001104659-23-062693 · tm2316339-1_4seq1.xml · nonDerivative · entry 6

Okray Thomas B · CIK 0001689107 · See Remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,367

F4 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $170.71 - $171.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001104659-23-062693 · tm2316339-1_4seq1.xml · nonDerivative · entry 5

Okray Thomas B · CIK 0001689107 · See Remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-23-062693 · tm2316339-1_4seq1.xml · nonDerivative · entry 4

Okray Thomas B · CIK 0001689107 · See Remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,367

F3 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $170.855 - $171.055. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001104659-23-062693 · tm2316339-1_4seq1.xml · nonDerivative · entry 3

Okray Thomas B · CIK 0001689107 · See Remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-23-062693 · tm2316339-1_4seq1.xml · nonDerivative · entry 2

Okray Thomas B · CIK 0001689107 · See Remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,367

F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $174.56 - $174.58. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001104659-23-062693 · tm2316339-1_4seq1.xml · nonDerivative · entry 1

Okray Thomas B · CIK 0001689107 · See Remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-23-057309 · tm2315052-9_4seq1.xml · derivative · entry 1

Wilson Darryl L. · CIK 0001755508 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,035

Underlying: Ordinary Shares · 1,035 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-23-057302 · tm2315052-5_4seq1.xml · derivative · entry 1

PRAGADA ROBERT V · CIK 0001456921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,035

Underlying: Ordinary Shares · 1,035 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-23-057303 · tm2315052-6_4seq1.xml · derivative · entry 1

Ryerkerk Lori · CIK 0001449522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,035

Underlying: Ordinary Shares · 1,035 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-23-057305 · tm2315052-7_4seq1.xml · derivative · entry 1

SMITH GERALD B · CIK 0001207562 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,035

Underlying: Ordinary Shares · 1,035 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-23-057300 · tm2315052-3_4seq1.xml · derivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,035

Underlying: Ordinary Shares · 1,035 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-23-057307 · tm2315052-8_4seq1.xml · derivative · entry 1

Thompson Dorothy C · CIK 0001680749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,035

Underlying: Ordinary Shares · 1,035 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-23-057301 · tm2315052-4_4seq1.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,035

Underlying: Ordinary Shares · 1,035 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-23-057299 · tm2315052-2_4seq1.xml · derivative · entry 1

Napoli Silvio · CIK 0001783757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,035

Underlying: Ordinary Shares · 1,035 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-23-057298 · tm2315052-1_4seq1.xml · derivative · entry 1

LEONETTI OLIVIER · CIK 0001618669 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,035

Underlying: Ordinary Shares · 1,035 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units vest in their entirety on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-23-041073 · tm2311422-4_4seq1.xml · derivative · entry 3

Okray Thomas B · CIK 0001689107 · See Remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,629

Underlying: Ordinary Shares · 1,581 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These restricted stock units were granted on April 1, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-23-041073 · tm2311422-4_4seq1.xml · nonDerivative · entry 2

Okray Thomas B · CIK 0001689107 · See Remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,367

SEC source: 0001104659-23-041073 · tm2311422-4_4seq1.xml · nonDerivative · entry 1

Okray Thomas B · CIK 0001689107 · See Remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-23-041072 · tm2311422-3_4seq1.xml · derivative · entry 1

RUIZ STERNADT PAULO · CIK 0001773340 · See Remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 876.361

Underlying: Ordinary Shares · 876.361 shares

Expires not disclosed

F1 · shares: These phantom shares were acquired as a result of the reporting person's deferral in the deferred incentive compensation plans maintained by the Issuer of bonus and long-term incentive compensation earned during 2022. The number of phantom shares acquired is based on the average of the mean prices for the Issuer's ordinary shares for the twenty trading days immediately following the end of the period in which the compensation was earned. Each share of phantom stock is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: This field is not applicable.

F2 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-23-031148 · tm239171-1_4seq1.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,814

SEC source: 0001104659-23-030507 · tm239064-1_4seq1.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,314

SEC source: 0001104659-23-030132 · tm238972-1_4seq1.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,814

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $176.32 - $176.38. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001104659-24-027756 · tm247330-4_4seq1.xml · nonDerivative · entry 1

Hopgood Daniel Roy · CIK 0001454513 · See Remarks below.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,797

F6 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001104659-23-028862 · tm238622-1_4seq1.xml · derivative · entry 5

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,932

Underlying: Ordinary Shares · 1,018 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

SEC source: 0001104659-23-028862 · tm238622-1_4seq1.xml · nonDerivative · entry 3

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,358

SEC source: 0001104659-23-028862 · tm238622-1_4seq1.xml · nonDerivative · entry 2

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-23-028862 · tm238622-1_4seq1.xml · nonDerivative · entry 1

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,905

SEC source: 0001104659-23-026794 · tm238117-2_4seq1.xml · derivative · entry 5

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,204 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

SEC source: 0001104659-23-026794 · tm238117-2_4seq1.xml · derivative · entry 4

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,204

Underlying: Ordinary Shares · 1,018 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

SEC source: 0001104659-23-026794 · tm238117-2_4seq1.xml · nonDerivative · entry 3

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,314

SEC source: 0001104659-23-026794 · tm238117-2_4seq1.xml · nonDerivative · entry 2

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-23-026794 · tm238117-2_4seq1.xml · nonDerivative · entry 1

Faria Joao V · CIK 0001703817 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-23-026787 · tm238117-1_4seq1.xml · nonDerivative · entry 2

Szmagala Taras G. Jr. · CIK 0001936212 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,300

SEC source: 0001104659-23-026787 · tm238117-1_4seq1.xml · nonDerivative · entry 1

Szmagala Taras G. Jr. · CIK 0001936212 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,714

SEC source: 0001104659-23-026034 · tm237961-5_4seq1.xml · derivative · entry 5

Hopgood Daniel Roy · CIK 0001454513 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-23-026034 · tm237961-5_4seq1.xml · nonDerivative · entry 3

Hopgood Daniel Roy · CIK 0001454513 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,297

SEC source: 0001104659-23-026034 · tm237961-5_4seq1.xml · nonDerivative · entry 2

Hopgood Daniel Roy · CIK 0001454513 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-23-026034 · tm237961-5_4seq1.xml · nonDerivative · entry 1

Hopgood Daniel Roy · CIK 0001454513 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,856

F1 · shares: Represents shares withheld to cover taxes incurred in connection with the settlement of the performance share awards that vested February 22, 2023.

SEC source: 0001104659-23-026026 · tm237961-1_4seq1.xml · derivative · entry 5

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 8,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-23-026026 · tm237961-1_4seq1.xml · nonDerivative · entry 3

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,399

SEC source: 0001104659-23-026026 · tm237961-1_4seq1.xml · nonDerivative · entry 2

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-23-026026 · tm237961-1_4seq1.xml · nonDerivative · entry 1

ARNOLD CRAIG · CIK 0001188578 · Director · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,022

F1 · shares: Represents shares withheld to cover taxes incurred in connection with the settlement of the performance share awards that vested February 22, 2023.

SEC source: 0001104659-23-026041 · tm237961-7_4seq1.xml · derivative · entry 5

Monesmith Heath B. · CIK 0001510022 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-23-026041 · tm237961-7_4seq1.xml · nonDerivative · entry 3

Monesmith Heath B. · CIK 0001510022 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,048

SEC source: 0001104659-23-026041 · tm237961-7_4seq1.xml · nonDerivative · entry 2

Monesmith Heath B. · CIK 0001510022 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-23-026041 · tm237961-7_4seq1.xml · nonDerivative · entry 1

Monesmith Heath B. · CIK 0001510022 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,278

F1 · shares: Represents shares withheld to cover taxes incurred in connection with the settlement of the performance share awards that vested February 22, 2023.

SEC source: 0001104659-23-026047 · tm237961-9_4seq1.xml · derivative · entry 4

Szmagala Taras G. Jr. · CIK 0001936212 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.expiration_date: This field is not applicable.

SEC source: 0001104659-23-026047 · tm237961-9_4seq1.xml · nonDerivative · entry 3

Szmagala Taras G. Jr. · CIK 0001936212 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,144

SEC source: 0001104659-23-026047 · tm237961-9_4seq1.xml · nonDerivative · entry 2

Szmagala Taras G. Jr. · CIK 0001936212 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.