ETD

SEC source: 0001437749-24-025907 · rdgdoc.xml · nonDerivative · entry 1

Franks Amy · CIK 0001569507 · EVP, Retail Network & Bus Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,455

F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 7, 2025.

SEC source: 0001437749-24-025906 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,728,109

F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 7, 2025.

SEC source: 0001437749-24-023083 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 24,650

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on July 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-24-023083 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 24,650

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on July 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-24-023083 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 24,650

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on July 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-24-023083 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 24,650

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on July 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-24-023083 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,715,193

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on July 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-24-020800 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 24,825

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on June 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-24-020800 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 24,825

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on June 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-24-020800 · rdgdoc.xml · nonDerivative · entry 3

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 24,825

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on June 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-24-020800 · rdgdoc.xml · nonDerivative · entry 2

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 24,825

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on June 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-24-020800 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,725,193

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on June 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-24-003629 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,735,193

F1 · shares: These securities represent bona fide gifts by the reporting person to The Irfan Kathwari Foundation.

F2 · price: The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on February 8, 2024, the date the gifting of shares were transacted.

SEC source: 0001437749-23-025058 · rdgdoc.xml · nonDerivative · entry 2

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,785,193

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 31, 2023.

SEC source: 0001437749-23-025058 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,844,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of performance-based stock units, previously granted on August 12, 2020, that were earned and subsequently vested and issued on August 31, 2023.

SEC source: 0001437749-23-024682 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,763,703

F1 · shares: These securities represent bona fide gifts by the reporting person to The Irfan Kathwari Foundation.

F2 · price: The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 23, 2023, the date the gifting of shares were transacted.

SEC source: 0001437749-23-024167 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,796,703

F1 · shares: These securities represent a bona fide gift by the reporting person to a non-related party.

F2 · price: The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 17, 2023, the date the gifting of shares were transacted.

SEC source: 0001437749-23-023064 · rdgdoc.xml · nonDerivative · entry 3

Franks Amy · CIK 0001569507 · EVP, Retail Network & Bus Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,295

F3 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 10, 2023.

SEC source: 0001437749-23-023069 · rdgdoc.xml · nonDerivative · entry 3

McNulty Matthew J · CIK 0001645969 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,918

F3 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 10, 2023.

SEC source: 0001437749-23-023064 · rdgdoc.xml · nonDerivative · entry 2

Franks Amy · CIK 0001569507 · EVP, Retail Network & Bus Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,639

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 9, 2023.

SEC source: 0001437749-23-023069 · rdgdoc.xml · nonDerivative · entry 2

McNulty Matthew J · CIK 0001645969 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,101

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 9, 2023.

SEC source: 0001437749-23-023055 · rdgdoc.xml · nonDerivative · entry 2

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,797,703

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 9, 2023.

SEC source: 0001437749-23-022647 · rdgdoc.xml · derivative · entry 1

DOONER JOHN J JR · CIK 0001214319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,866

Underlying: Common Stock · 2,866 shares

Expires 2033-08-08

F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 8, 2024.

SEC source: 0001437749-23-022646 · rdgdoc.xml · derivative · entry 1

Sable David M. · CIK 0001578181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,866

Underlying: Common Stock · 2,866 shares

Expires 2033-08-08

F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 8, 2024.

SEC source: 0001437749-23-022644 · rdgdoc.xml · derivative · entry 1

Tsai Cynthia Ekberg · CIK 0001297594 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,866

Underlying: Common Stock · 2,866 shares

Expires 2033-08-08

F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 8, 2024.

SEC source: 0001437749-23-022643 · rdgdoc.xml · derivative · entry 1

Casar Perez Maria Eugenia · CIK 0001910393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,866

Underlying: Common Stock · 2,866 shares

Expires 2033-08-08

F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 8, 2024.

SEC source: 0001437749-23-022642 · rdgdoc.xml · derivative · entry 1

Stacom Tara I. · CIK 0001654696 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,866

Underlying: Common Stock · 2,866 shares

Expires 2033-08-08

F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 8, 2024.

SEC source: 0001437749-23-023064 · rdgdoc.xml · nonDerivative · entry 1

Franks Amy · CIK 0001569507 · EVP, Retail Network & Bus Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,832

F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 8, 2024.

SEC source: 0001437749-23-023069 · rdgdoc.xml · nonDerivative · entry 1

McNulty Matthew J · CIK 0001645969 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,226

F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 8, 2024.

SEC source: 0001437749-23-023055 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,801,611

F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 8, 2024.

SEC source: 0001437749-23-007665 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · The Irfan Kathwari Foundation

Disclosed balance after: 635,776

F1 · shares: These securities represent bona fide gifts by the reporting person to The Irfan Kathwari Foundation.

F2 · price: The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on March 21, 2023, the date the gifting of shares were transacted.

SEC source: 0001437749-23-007665 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,790,747

F1 · shares: These securities represent bona fide gifts by the reporting person to The Irfan Kathwari Foundation.

F2 · price: The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on March 21, 2023, the date the gifting of shares were transacted.

SEC source: 0001437749-23-006496 · rdgdoc.xml · nonDerivative · entry 1

Koster Eric D. · CIK 0001574123 · VP, General Counsel & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,507

F1 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on March 13, 2023.

SEC source: 0001437749-22-028348 · rdgdoc.xml · nonDerivative · entry 2

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · The Irfan Kathwari Foundation

Disclosed balance after: 595,776

F1 · shares: These securities represent bona fide gifts by the reporting person to The Irfan Kathwari Foundation.

F2 · price: The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on December 1, 2022, the date the gifting of shares were transacted.

SEC source: 0001437749-22-028348 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,830,747

F1 · shares: These securities represent bona fide gifts by the reporting person to The Irfan Kathwari Foundation.

F2 · price: The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on December 1, 2022, the date the gifting of shares were transacted.

SEC source: 0001437749-22-021823 · rdgdoc.xml · nonDerivative · entry 2

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,895,747

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 1, 2022.

SEC source: 0001437749-22-021823 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,916,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of performance-based restricted stock units, previously granted on August 5, 2019, that were earned and subsequently vested and issued on September 1, 2022.

SEC source: 0001437749-22-020371 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,884,609

F1 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 12, 2022.

SEC source: 0001437749-22-020190 · rdgdoc.xml · nonDerivative · entry 2

Fothergill Ashley · CIK 0001938554 · SVP, Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,678

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 10, 2022.

SEC source: 0001437749-22-020188 · rdgdoc.xml · nonDerivative · entry 2

McNulty Matthew J · CIK 0001645969 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,357

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 10, 2022.

SEC source: 0001437749-22-020187 · rdgdoc.xml · nonDerivative · entry 2

Franks Amy · CIK 0001569507 · EVP, Retail Network & Bus Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,333

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 10, 2022.

SEC source: 0001437749-22-019865 · rdgdoc.xml · derivative · entry 1

Casar Perez Maria Eugenia · CIK 0001910393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,995

Underlying: Common Stock · 3,995 shares

Expires 2032-08-09

F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 9, 2023.

SEC source: 0001437749-22-019864 · rdgdoc.xml · derivative · entry 1

Tsai Cynthia Ekberg · CIK 0001297594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,995

Underlying: Common Stock · 3,995 shares

Expires 2032-08-09

F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 9, 2023.

SEC source: 0001437749-22-019863 · rdgdoc.xml · derivative · entry 1

Sable David M. · CIK 0001578181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,995

Underlying: Common Stock · 3,995 shares

Expires 2032-08-09

F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 9, 2023.

SEC source: 0001437749-22-019861 · rdgdoc.xml · derivative · entry 1

Clark John Bernard · CIK 0001897522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,995

Underlying: Common Stock · 3,995 shares

Expires 2032-08-09

F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 9, 2023.

SEC source: 0001437749-22-019859 · rdgdoc.xml · derivative · entry 1

DOONER JOHN J JR · CIK 0001214319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,995

Underlying: Common Stock · 3,995 shares

Expires 2032-08-09

F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 9, 2023.

SEC source: 0001437749-22-019858 · rdgdoc.xml · derivative · entry 1

Stacom Tara I. · CIK 0001654696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,995

Underlying: Common Stock · 3,995 shares

Expires 2032-08-09

F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 9, 2023.

SEC source: 0001437749-22-020190 · rdgdoc.xml · nonDerivative · entry 1

Fothergill Ashley · CIK 0001938554 · SVP, Merchandising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,773

F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 9, 2023.

SEC source: 0001437749-22-020189 · rdgdoc.xml · nonDerivative · entry 1

Koster Eric D. · CIK 0001574123 · VP, General Counsel & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,643

F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 9, 2023.

SEC source: 0001437749-22-020188 · rdgdoc.xml · nonDerivative · entry 1

McNulty Matthew J · CIK 0001645969 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,540

F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 9, 2023.