ETD

SEC source: 0001437749-25-029091 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 22,725

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 15, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-029091 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 22,725

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 15, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-029091 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 22,725

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 15, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-029091 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,598,652

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 15, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-028041 · rdgdoc.xml · nonDerivative · entry 2

McNulty Matthew J · CIK 0001645969 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,630

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 29, 2025.

SEC source: 0001437749-25-028041 · rdgdoc.xml · nonDerivative · entry 1

McNulty Matthew J · CIK 0001645969 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of performance-based stock units, previously granted on August 9, 2022, that were earned and subsequently vested and issued on August 29, 2025.

SEC source: 0001437749-25-028040 · rdgdoc.xml · nonDerivative · entry 2

Phillips Amy · CIK 0001569507 · EVP, Retail Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,057

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 29, 2025.

SEC source: 0001437749-25-028040 · rdgdoc.xml · nonDerivative · entry 1

Phillips Amy · CIK 0001569507 · EVP, Retail Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of performance-based stock units, previously granted on August 9, 2022, that were earned and subsequently vested and issued on August 29, 2025.

SEC source: 0001437749-25-028039 · rdgdoc.xml · nonDerivative · entry 2

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,613,652

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 29, 2025.

SEC source: 0001437749-25-028039 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,657,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of performance-based stock units, previously granted on August 9, 2022, that were earned and subsequently vested and issued on August 29, 2025.

SEC source: 0001437749-25-026249 · rdgdoc.xml · nonDerivative · entry 1

McNulty Matthew J · CIK 0001645969 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,400

F1 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 11, 2025.

SEC source: 0001437749-25-026250 · rdgdoc.xml · nonDerivative · entry 1

Diefenbach Douglas H. · CIK 0002043515 · SVP, Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,933

F1 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 11, 2025.

SEC source: 0001437749-25-026245 · rdgdoc.xml · nonDerivative · entry 1

Phillips Amy · CIK 0001569507 · EVP, Retail Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,244

F1 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 11, 2025.

SEC source: 0001437749-25-026244 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,612,194

F1 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 11, 2025.

SEC source: 0001437749-25-025735 · rdgdoc.xml · nonDerivative · entry 3

Franks Amy · CIK 0001569507 · EVP, Retail Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,800

F3 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 8, 2025.

SEC source: 0001437749-25-025732 · rdgdoc.xml · nonDerivative · entry 3

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,617,337

F3 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 8, 2025.

SEC source: 0001437749-25-025740 · rdgdoc.xml · nonDerivative · entry 3

McNulty Matthew J · CIK 0001645969 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,716

F3 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 8, 2025.

SEC source: 0001437749-25-025735 · rdgdoc.xml · nonDerivative · entry 2

Franks Amy · CIK 0001569507 · EVP, Retail Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,221

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 7, 2025.

SEC source: 0001437749-25-025732 · rdgdoc.xml · nonDerivative · entry 2

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,620,844

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 7, 2025.

SEC source: 0001437749-25-025740 · rdgdoc.xml · nonDerivative · entry 2

McNulty Matthew J · CIK 0001645969 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,958

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 7, 2025.

SEC source: 0001437749-25-025735 · rdgdoc.xml · nonDerivative · entry 1

Franks Amy · CIK 0001569507 · EVP, Retail Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,721

F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

SEC source: 0001437749-25-025732 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,625,012

F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

SEC source: 0001437749-25-025740 · rdgdoc.xml · nonDerivative · entry 1

McNulty Matthew J · CIK 0001645969 · SVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,245

F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

SEC source: 0001437749-25-025726 · rdgdoc.xml · derivative · entry 1

Stacom Tara I. · CIK 0001654696 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,381

Underlying: Common Stock · 3,381 shares

Expires 2035-08-06

F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

SEC source: 0001437749-25-025727 · rdgdoc.xml · derivative · entry 1

Tsai Cynthia Ekberg · CIK 0001297594 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,381

Underlying: Common Stock · 3,381 shares

Expires 2035-08-06

F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

SEC source: 0001437749-25-025725 · rdgdoc.xml · derivative · entry 1

Sable David M. · CIK 0001578181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,381

Underlying: Common Stock · 3,381 shares

Expires 2035-08-06

F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

SEC source: 0001437749-25-025724 · rdgdoc.xml · derivative · entry 1

Casar Perez Maria Eugenia · CIK 0001910393 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,381

Underlying: Common Stock · 3,381 shares

Expires 2035-08-06

F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

SEC source: 0001437749-25-025723 · rdgdoc.xml · derivative · entry 1

DOONER JOHN J JR · CIK 0001214319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,381

Underlying: Common Stock · 3,381 shares

Expires 2035-08-06

F1 · derivative.exercise_date: Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

SEC source: 0001437749-25-017699 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 22,900

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on May 19, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-017699 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 22,900

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on May 19, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-017699 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 22,900

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on May 19, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-017699 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 22,900

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on May 19, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-017699 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,611,905

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on May 19, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-017889 · rdgdoc.xml · derivative · entry 4

Diefenbach Douglas H. · CIK 0002043515 · SVP, Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 666 shares

Expires 2025-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Column 8 has been intentionally left blank as the transaction was an exercise of a derivative security.

F1 · derivative.exercise_date: Options granted on June 15, 2015 vest 60% after three years and then an additional 20% on each anniversary date thereafter, such that 100% are fully vested after five years.

SEC source: 0001437749-25-017889 · rdgdoc.xml · nonDerivative · entry 2

Diefenbach Douglas H. · CIK 0002043515 · SVP, Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,097

SEC source: 0001437749-25-017889 · rdgdoc.xml · nonDerivative · entry 1

Diefenbach Douglas H. · CIK 0002043515 · SVP, Business Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-25-012317 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 23,075

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on April 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-012317 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 23,075

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on April 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-012317 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 23,075

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on April 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-012317 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 23,075

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on April 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-012317 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,621,905

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on April 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-008053 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 23,250

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on March 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-008053 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 23,250

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on March 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-008053 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 23,250

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on March 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-008053 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 23,250

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on March 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-008053 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,631,905

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on March 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-004278 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 23,425

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on February 18, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-004278 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 23,425

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on February 18, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-004278 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 23,425

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on February 18, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

SEC source: 0001437749-25-004278 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 23,425

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on February 18, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.