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Nasdaq · USD

ESTA

ESTABLISHMENT LABS HOLDINGS INC.

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Tapewire entity
4473
SEC CIK
0001688757
Parsed reports
301

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202600
Mar 202605
Apr 2026010
May 2026012
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 10, 2021 Filed Sep 14, 2021 17:23 UTC SaleCommon Shares 2,611 $74.37 $194,181.38
Disclosure

SEC source: 0001628280-21-018598 · wf-form4_163165456867815.xml · nonDerivative · entry 5

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $74.0100 to $74.9750 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 17:23 UTC SaleCommon Shares 1,843 $73.47 $135,409.63
Disclosure

SEC source: 0001628280-21-018598 · wf-form4_163165456867815.xml · nonDerivative · entry 4

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,235

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $73.0000 to $73.9900 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 17:23 UTC SaleCommon Shares 3,872 $72.66 $281,333.71
Disclosure

SEC source: 0001628280-21-018598 · wf-form4_163165456867815.xml · nonDerivative · entry 3

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,078

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $72.0000 to $72.9850 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 17:23 UTC SaleCommon Shares 50 $71.92 $3,595.95
Disclosure

SEC source: 0001628280-21-018598 · wf-form4_163165456867815.xml · nonDerivative · entry 2

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,950

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $71.8300 to $71.9500 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 17:23 UTC Exercise / conversionCommon Shares 9,000 $10.19 $91,710.00
Disclosure

SEC source: 0001628280-21-018598 · wf-form4_163165456867815.xml · nonDerivative · entry 1

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:13 UTC
Gersh LisaDirector
Exercise / conversionStock Option (Right to buy) · Derivative 8,000 $0.00 Strike: $23.05 $0.00
Disclosure

SEC source: 0001628280-21-016241 · wf-form4_162853999727980.xml · derivative · entry 6

Gersh Lisa · CIK 0001329958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Shares · 8,000 shares

Expires 2029-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-third of the shares subject to the option shall vested on June 3, 2020 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:13 UTC
Gersh LisaDirector
Exercise / conversionStock Option (Right to buy) · Derivative 10,000 $0.00 Strike: $18.14 $0.00
Disclosure

SEC source: 0001628280-21-016241 · wf-form4_162853999727980.xml · derivative · entry 5

Gersh Lisa · CIK 0001329958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Shares · 10,000 shares

Expires 2030-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vested in full on the earlier of May 26, 2021 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:13 UTC
Gersh LisaDirector
SaleCommon Shares 5,242 $71.27 $373,601.01
Disclosure

SEC source: 0001628280-21-016241 · wf-form4_162853999727980.xml · nonDerivative · entry 4

Gersh Lisa · CIK 0001329958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: This transaction was executed in multiple trades at prices ranging from $71.0000 to $71.7850 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:13 UTC
Gersh LisaDirector
SaleCommon Shares 12,758 $70.27 $896,449.80
Disclosure

SEC source: 0001628280-21-016241 · wf-form4_162853999727980.xml · nonDerivative · entry 3

Gersh Lisa · CIK 0001329958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,242

F1 · price: This transaction was executed in multiple trades at prices ranging from $70.0101 to $70.9900 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:13 UTC
Gersh LisaDirector
Exercise / conversionCommon Shares 8,000 $23.05 $184,400.00
Disclosure

SEC source: 0001628280-21-016241 · wf-form4_162853999727980.xml · nonDerivative · entry 2

Gersh Lisa · CIK 0001329958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:13 UTC
Gersh LisaDirector
Exercise / conversionCommon Shares 10,000 $18.14 $181,400.00
Disclosure

SEC source: 0001628280-21-016241 · wf-form4_162853999727980.xml · nonDerivative · entry 1

Gersh Lisa · CIK 0001329958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 20:20 UTC
Custin AnnDirector
GrantStock Option (Right to buy) · Derivative 12,000 $0.00 Strike: $79.67 $0.00
Disclosure

SEC source: 0001863404-21-000003 · wf-form4_162638043657222.xml · derivative · entry 1

Custin Ann · CIK 0001863404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Shares · 12,000 shares

Expires 2031-07-13

F1 · derivative.exercise_date: One-third of the shares subject to the option shall vest on July 13, 2022 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 20:18 UTC GrantStock Option (Right to buy) · Derivative 12,000 $0.00 Strike: $79.67 $0.00
Disclosure

SEC source: 0001861660-21-000003 · wf-form4_162638026134416.xml · derivative · entry 1

Slotkin Bryan · CIK 0001861660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Shares · 12,000 shares

Expires 2031-07-13

F1 · derivative.exercise_date: One-third of the shares subject to the option shall vest on July 13, 2022 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 16:20 UTC Exercise / conversionStock Option (Right to buy) · Derivative 9,000 $10.19 Strike: $10.19 $91,710.00
Disclosure

SEC source: 0001628280-21-012097 · wf-form4_162344282246421.xml · derivative · entry 6

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,780

Underlying: Common Shares · 9,000 shares

Expires 2028-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F5 · derivative.exercise_date: The option, originally for 36,780 shares, vested as to one-fourth of the shares on December 11, 2018, and one-fourth of the shares subject to the option vest each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 16:20 UTC SaleCommon Shares 11 $80.00 $880.00
Disclosure

SEC source: 0001628280-21-012097 · wf-form4_162344282246421.xml · nonDerivative · entry 5

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 16:20 UTC SaleCommon Shares 5,772 $79.55 $459,159.71
Disclosure

SEC source: 0001628280-21-012097 · wf-form4_162344282246421.xml · nonDerivative · entry 4

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $79.00 to $79.97 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 16:20 UTC SaleCommon Shares 1,229 $78.73 $96,757.08
Disclosure

SEC source: 0001628280-21-012097 · wf-form4_162344282246421.xml · nonDerivative · entry 3

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,783

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $78.02 to $78.96 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 16:20 UTC SaleCommon Shares 1,988 $77.63 $154,335.60
Disclosure

SEC source: 0001628280-21-012097 · wf-form4_162344282246421.xml · nonDerivative · entry 2

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,012

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $77.49 to $77.97 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 16:20 UTC Exercise / conversionCommon Shares 9,000 $10.19 $91,710.00
Disclosure

SEC source: 0001628280-21-012097 · wf-form4_162344282246421.xml · nonDerivative · entry 1

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
May 25, 2021 Filed May 26, 2021 16:37 UTC GrantStock Option (Right to buy) · Derivative 10,000 $0.00 Strike: $78.11 $0.00
Disclosure

SEC source: 0001628280-21-011126 · wf-form4_162206143407458.xml · derivative · entry 1

CONDON DENNIS E · CIK 0001111413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Shares · 10,000 shares

Expires 2031-05-25

F1 · derivative.exercise_date: The shares subject to the option vest in full on the earlier of May 25, 2022 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 25, 2021 Filed May 26, 2021 20:38 UTC
Gersh LisaDirector
GrantStock Option (Right to buy) · Derivative 10,000 $0.00 Strike: $78.11 $0.00
Disclosure

SEC source: 0001628280-21-011127 · wf-form4_162206148133767.xml · derivative · entry 1

Gersh Lisa · CIK 0001329958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Shares · 10,000 shares

Expires 2031-05-25

F1 · derivative.exercise_date: The shares subject to the option vest in full on the earlier of May 25, 2022 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 25, 2021 Filed May 26, 2021 20:36 UTC GrantStock Option (Right to buy) · Derivative 10,000 $0.00 Strike: $78.11 $0.00
Disclosure

SEC source: 0001628280-21-011125 · wf-form4_162206138271724.xml · derivative · entry 1

SCHUTTER EDWARD J · CIK 0001254555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Shares · 10,000 shares

Expires 2031-05-25

F1 · derivative.exercise_date: The shares subject to the option vest in full on the earlier of May 25, 2022 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 25, 2021 Filed May 26, 2021 20:35 UTC GrantStock Option (Right to buy) · Derivative 10,000 $0.00 Strike: $78.11 $0.00
Disclosure

SEC source: 0001628280-21-011124 · wf-form4_162206132006973.xml · derivative · entry 1

LEWIN NICHOLAS SHERIDAN · CIK 0001398327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Shares · 10,000 shares

Expires 2031-05-25

F1 · derivative.exercise_date: The shares subject to the option vest in full on the earlier of May 25, 2022 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 25, 2021 Filed May 26, 2021 20:34 UTC GrantStock Option (Right to buy) · Derivative 10,000 $0.00 Strike: $78.11 $0.00
Disclosure

SEC source: 0001628280-21-011123 · wf-form4_162206127166423.xml · derivative · entry 1

COLLERAN LISA N · CIK 0001212312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Shares · 10,000 shares

Expires 2031-05-25

F1 · derivative.exercise_date: The shares subject to the option vest in full on the earlier of May 25, 2022 or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 24, 2021 Filed May 26, 2021 20:27 UTC
Dastidar PratipHead of Global Operations
GrantStock Option (Right to buy) · Derivative 50,000 $0.00 Strike: $77.11 $0.00
Disclosure

SEC source: 0001757346-21-000003 · wf-form4_162206081018208.xml · derivative · entry 1

Dastidar Pratip · CIK 0001757346 · Head of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 50,000 shares

Expires 2031-05-24

F1 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on May 17, 2022 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
May 21, 2021 Filed May 21, 2021 21:37 UTC
Gaeta ReneeChief Financial Officer
Exercise / conversionStock Option (Right to buy) · Derivative 2,840 $10.19 Strike: $10.19 $28,939.60
Disclosure

SEC source: 0001742428-21-000003 · wf-form4_162163303133381.xml · derivative · entry 8

Gaeta Renee · CIK 0001742428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,120

Underlying: Common Shares · 2,840 shares

Expires 2028-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F6 · derivative.exercise_date: The option, originally for 147,120 shares, vested as to one-fourth of the shares on July 1, 2018, and one-fourth of the shares subject to the option vest each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
May 21, 2021 Filed May 21, 2021 21:37 UTC
Gaeta ReneeChief Financial Officer
SaleCommon Shares 188 $76.07 $14,300.26
Disclosure

SEC source: 0001742428-21-000003 · wf-form4_162163303133381.xml · nonDerivative · entry 6

Gaeta Renee · CIK 0001742428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $76.00 to $76.11 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 21, 2021 Filed May 21, 2021 21:37 UTC
Gaeta ReneeChief Financial Officer
SaleCommon Shares 1,958 $75.35 $147,530.01
Disclosure

SEC source: 0001742428-21-000003 · wf-form4_162163303133381.xml · nonDerivative · entry 5

Gaeta Renee · CIK 0001742428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $75.00 to $75.91 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 21, 2021 Filed May 21, 2021 21:37 UTC
Gaeta ReneeChief Financial Officer
SaleCommon Shares 694 $74.73 $51,860.68
Disclosure

SEC source: 0001742428-21-000003 · wf-form4_162163303133381.xml · nonDerivative · entry 4

Gaeta Renee · CIK 0001742428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,146

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $74.00 to $74.94 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 21, 2021 Filed May 21, 2021 21:37 UTC
Gaeta ReneeChief Financial Officer
Exercise / conversionCommon Shares 2,840 $10.19 $28,939.60
Disclosure

SEC source: 0001742428-21-000003 · wf-form4_162163303133381.xml · nonDerivative · entry 3

Gaeta Renee · CIK 0001742428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
May 21, 2021 Filed May 21, 2021 21:36 UTC
De Mezerville RobertoChief Technology Officer
SaleCommon Shares 206 $76.01 $15,657.98
Disclosure

SEC source: 0001743936-21-000004 · wf-form4_162163294878857.xml · nonDerivative · entry 3

De Mezerville Roberto · CIK 0001743936 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,044

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $76.00 to $76.02 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 21, 2021 Filed May 21, 2021 21:36 UTC
De Mezerville RobertoChief Technology Officer
SaleCommon Shares 2,524 $75.43 $190,394.15
Disclosure

SEC source: 0001743936-21-000004 · wf-form4_162163294878857.xml · nonDerivative · entry 2

De Mezerville Roberto · CIK 0001743936 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,250

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $75.00 to $75.91 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 21, 2021 Filed May 21, 2021 21:36 UTC
De Mezerville RobertoChief Technology Officer
SaleCommon Shares 1,136 $74.73 $84,897.26
Disclosure

SEC source: 0001743936-21-000004 · wf-form4_162163294878857.xml · nonDerivative · entry 1

De Mezerville Roberto · CIK 0001743936 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,774

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $74.13 to $74.99 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 21, 2021 Filed Jun 1, 2021 20:22 UTC Amendment
De Mezerville RobertoChief Technology Officer
SaleCommon Shares 206 $76.01 $15,657.98
Disclosure

SEC source: 0001743936-21-000005 · wf-form4a_162257892179046.xml · nonDerivative · entry 3

De Mezerville Roberto · CIK 0001743936 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,844

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $76.00 to $76.02 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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May 21, 2021 Filed Jun 1, 2021 20:22 UTC Amendment
De Mezerville RobertoChief Technology Officer
SaleCommon Shares 2,524 $75.43 $190,394.15
Disclosure

SEC source: 0001743936-21-000005 · wf-form4a_162257892179046.xml · nonDerivative · entry 2

De Mezerville Roberto · CIK 0001743936 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,050

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $75.00 to $75.91 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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May 21, 2021 Filed Jun 1, 2021 20:22 UTC Amendment
De Mezerville RobertoChief Technology Officer
SaleCommon Shares 1,336 $74.73 $99,843.96
Disclosure

SEC source: 0001743936-21-000005 · wf-form4a_162257892179046.xml · nonDerivative · entry 1

De Mezerville Roberto · CIK 0001743936 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,574

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $74.13 to $74.99 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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May 20, 2021 Filed May 20, 2021 21:57 UTC
De Mezerville RobertoChief Technology Officer
SaleCommon Shares 9,490 $74.40 $706,073.08
Disclosure

SEC source: 0001743936-21-000003 · wf-form4_162154784743684.xml · nonDerivative · entry 3

De Mezerville Roberto · CIK 0001743936 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,910

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $74.00 to $74.91 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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May 20, 2021 Filed May 21, 2021 21:37 UTC
Gaeta ReneeChief Financial Officer
Exercise / conversionStock Option (Right to buy) · Derivative 6,260 $10.19 Strike: $10.19 $63,789.40
Disclosure

SEC source: 0001742428-21-000003 · wf-form4_162163303133381.xml · derivative · entry 7

Gaeta Renee · CIK 0001742428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,960

Underlying: Common Shares · 6,260 shares

Expires 2028-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F6 · derivative.exercise_date: The option, originally for 147,120 shares, vested as to one-fourth of the shares on July 1, 2018, and one-fourth of the shares subject to the option vest each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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May 20, 2021 Filed May 21, 2021 21:37 UTC
Gaeta ReneeChief Financial Officer
SaleCommon Shares 6,260 $74.37 $465,569.97
Disclosure

SEC source: 0001742428-21-000003 · wf-form4_162163303133381.xml · nonDerivative · entry 2

Gaeta Renee · CIK 0001742428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $74.00 to $74.91 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 20, 2021 Filed May 21, 2021 21:37 UTC
Gaeta ReneeChief Financial Officer
Exercise / conversionCommon Shares 6,260 $10.19 $63,789.40
Disclosure

SEC source: 0001742428-21-000003 · wf-form4_162163303133381.xml · nonDerivative · entry 1

Gaeta Renee · CIK 0001742428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
May 19, 2021 Filed May 20, 2021 21:23 UTC
Gaeta ReneeChief Financial Officer
Exercise / conversionStock Option (Right to buy) · Derivative 800 $10.19 Strike: $10.19 $8,152.00
Disclosure

SEC source: 0001742428-21-000002 · wf-form4_162154580686068.xml · derivative · entry 6

Gaeta Renee · CIK 0001742428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,220

Underlying: Common Shares · 800 shares

Expires 2028-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · derivative.exercise_date: The option, originally for 147,120 shares, vested as to one-fourth of the shares on July 1, 2018, and one-fourth of the shares subject to the option vest each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
May 19, 2021 Filed May 20, 2021 21:23 UTC
Gaeta ReneeChief Financial Officer
SaleCommon Shares 800 $74.31 $59,444.48
Disclosure

SEC source: 0001742428-21-000002 · wf-form4_162154580686068.xml · nonDerivative · entry 4

Gaeta Renee · CIK 0001742428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $74.00 to $74.61 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 19, 2021 Filed May 20, 2021 21:23 UTC
Gaeta ReneeChief Financial Officer
Exercise / conversionCommon Shares 800 $10.19 $8,152.00
Disclosure

SEC source: 0001742428-21-000002 · wf-form4_162154580686068.xml · nonDerivative · entry 3

Gaeta Renee · CIK 0001742428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
May 19, 2021 Filed May 20, 2021 21:57 UTC
De Mezerville RobertoChief Technology Officer
SaleCommon Shares 1,400 $74.32 $104,052.48
Disclosure

SEC source: 0001743936-21-000003 · wf-form4_162154784743684.xml · nonDerivative · entry 2

De Mezerville Roberto · CIK 0001743936 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,400

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $74.00 to $74.62 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:23 UTC
Gaeta ReneeChief Financial Officer
Exercise / conversionStock Option (Right to buy) · Derivative 100 $10.19 Strike: $10.19 $1,019.00
Disclosure

SEC source: 0001742428-21-000002 · wf-form4_162154580686068.xml · derivative · entry 5

Gaeta Renee · CIK 0001742428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,020

Underlying: Common Shares · 100 shares

Expires 2028-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · derivative.exercise_date: The option, originally for 147,120 shares, vested as to one-fourth of the shares on July 1, 2018, and one-fourth of the shares subject to the option vest each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:23 UTC
Gaeta ReneeChief Financial Officer
SaleCommon Shares 100 $74.00 $7,400.00
Disclosure

SEC source: 0001742428-21-000002 · wf-form4_162154580686068.xml · nonDerivative · entry 2

Gaeta Renee · CIK 0001742428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:23 UTC
Gaeta ReneeChief Financial Officer
Exercise / conversionCommon Shares 100 $10.19 $1,019.00
Disclosure

SEC source: 0001742428-21-000002 · wf-form4_162154580686068.xml · nonDerivative · entry 1

Gaeta Renee · CIK 0001742428 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:57 UTC
De Mezerville RobertoChief Technology Officer
SaleCommon Shares 44 $74.00 $3,256.00
Disclosure

SEC source: 0001743936-21-000003 · wf-form4_162154784743684.xml · nonDerivative · entry 1

De Mezerville Roberto · CIK 0001743936 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,800

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 20:34 UTC PurchaseCommon Shares 350 $59.97 $20,989.50
Disclosure

SEC source: 0001628280-21-005101 · wf-form4_161609966575517.xml · nonDerivative · entry 1

LEWIN NICHOLAS SHERIDAN · CIK 0001398327 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 350

F1 · ownership.nature: The shares are held by the Reporting Person's spouse.

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March 17, 2021 Filed Apr 29, 2022 20:22 UTC Amendment PurchaseCommon Shares 350 $59.97 $20,989.50
Disclosure

SEC source: 0001398327-22-000004 · wf-form4a_165126370018378.xml · nonDerivative · entry 1

LEWIN NICHOLAS SHERIDAN · CIK 0001398327 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,790

F1 · ownership.nature: The shares are held by the Reporting Person's spouse.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.