ESOA

SEC source: 0001104659-22-129424 · tm2233359-2_4seq1.xml · nonDerivative · entry 1

Prince Mark · CIK 0001925872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,571

SEC source: 0001104659-22-129421 · tm2233359-1_4seq1.xml · nonDerivative · entry 1

Farrell Patrick J · CIK 0001926445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,636

SEC source: 0001104659-22-099584 · tm2225803d2_4seq1.xml · nonDerivative · entry 2

REYNOLDS MARSHALL T · CIK 0001057350 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,819,772

SEC source: 0001104659-22-099582 · tm2225803d1_4seq1.xml · nonDerivative · entry 2

Prince Mark · CIK 0001925872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,071

SEC source: 0001104659-22-099582 · tm2225803d1_4seq1.xml · nonDerivative · entry 1

Prince Mark · CIK 0001925872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,871

SEC source: 0001104659-22-099584 · tm2225803d2_4seq1.xml · nonDerivative · entry 1

REYNOLDS MARSHALL T · CIK 0001057350 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,811,930

SEC source: 0001104659-22-093390 · tm2224273-2_4seq1.xml · nonDerivative · entry 1

Williams Joseph L · CIK 0001373911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,450

SEC source: 0001104659-22-093386 · tm2224273-1_4seq1.xml · nonDerivative · entry 5

Lucente Frank S · CIK 0001780236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,499

SEC source: 0001104659-22-093386 · tm2224273-1_4seq1.xml · nonDerivative · entry 4

Lucente Frank S · CIK 0001780236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,034

SEC source: 0001104659-22-093386 · tm2224273-1_4seq1.xml · nonDerivative · entry 3

Lucente Frank S · CIK 0001780236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,034

SEC source: 0001104659-22-093386 · tm2224273-1_4seq1.xml · nonDerivative · entry 2

Lucente Frank S · CIK 0001780236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,034

SEC source: 0001104659-22-093386 · tm2224273-1_4seq1.xml · nonDerivative · entry 1

Lucente Frank S · CIK 0001780236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,034

SEC source: 0001446472-22-000001 · primary_doc.xml · nonDerivative · entry 3

Pratt Brian · CIK 0001441252 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,636,936

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.31 to $2.45 inclusive. The reporting person undertakes to provide Energy Services of America Corporation, any security holder of Energy Services of America Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.

F4 · balance_after: These shares are held as community property by Brian Pratt and his spouse, Barbara Pratt. Mrs. Pratt's address is the same as Mr. Pratt's address listed above.

SEC source: 0001104659-22-072359 · tm2218829-1_4seq1.xml · nonDerivative · entry 3

Prince Mark · CIK 0001925872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,030

SEC source: 0001104659-22-072359 · tm2218829-1_4seq1.xml · nonDerivative · entry 2

Prince Mark · CIK 0001925872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,530

SEC source: 0001104659-22-072870 · tm2218998-1_4seq1.xml · nonDerivative · entry 1

REYNOLDS DOUGLAS V · CIK 0001270979 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406,388

SEC source: 0001446472-22-000001 · primary_doc.xml · nonDerivative · entry 2

Pratt Brian · CIK 0001441252 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,697,923

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.51, inclusive. The reporting person undertakes to provide Energy Services of America Corporation, any security holder of Energy Services of America Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

F4 · balance_after: These shares are held as community property by Brian Pratt and his spouse, Barbara Pratt. Mrs. Pratt's address is the same as Mr. Pratt's address listed above.

SEC source: 0001446472-22-000001 · primary_doc.xml · nonDerivative · entry 1

Pratt Brian · CIK 0001441252 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,738,401

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.735, inclusive. The reporting person undertakes to provide Energy Services of America Corporation, any security holder of Energy Services of America Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

F4 · balance_after: These shares are held as community property by Brian Pratt and his spouse, Barbara Pratt. Mrs. Pratt's address is the same as Mr. Pratt's address listed above.

SEC source: 0001104659-22-072359 · tm2218829-1_4seq1.xml · nonDerivative · entry 1

Prince Mark · CIK 0001925872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,530

SEC source: 0001104659-22-069260 · tm2218008-1_4seq1.xml · nonDerivative · entry 2

Prince Mark · CIK 0001925872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,030

SEC source: 0001104659-22-069919 · tm2218139d1_4.xml · nonDerivative · entry 7

Lucente Frank S · CIK 0001780236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,499

SEC source: 0001104659-22-069919 · tm2218139d1_4.xml · nonDerivative · entry 6

Lucente Frank S · CIK 0001780236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,499

SEC source: 0001104659-22-069919 · tm2218139d1_4.xml · nonDerivative · entry 5

Lucente Frank S · CIK 0001780236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,499

SEC source: 0001104659-22-069919 · tm2218139d1_4.xml · nonDerivative · entry 4

Lucente Frank S · CIK 0001780236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,499

SEC source: 0001104659-22-069919 · tm2218139d1_4.xml · nonDerivative · entry 3

Lucente Frank S · CIK 0001780236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,499

SEC source: 0001104659-22-069919 · tm2218139d1_4.xml · nonDerivative · entry 2

Lucente Frank S · CIK 0001780236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,499

F1 · shares: This sale was matchable against a purchase under Section 16(b) of the Securities Exchange Act of 1934, as amended. Mr. Lucente has paid the Issuer $10.00, representing the full amount of profit realized in connection with the short-swing transactions. The amount of profit realized includes sales which occurred on June 7, 2022.

SEC source: 0001104659-22-069919 · tm2218139d1_4.xml · nonDerivative · entry 1

Lucente Frank S · CIK 0001780236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,499

SEC source: 0001104659-22-069260 · tm2218008-1_4seq1.xml · nonDerivative · entry 1

Prince Mark · CIK 0001925872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30

SEC source: 0001104659-21-152495 · tm2136136d1_4seq1.xml · nonDerivative · entry 1

Williams Joseph L · CIK 0001373911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,150

SEC source: 0001104659-21-150905 · tm2135764d1_4.xml · nonDerivative · entry 2

Elliott Bruce H. · CIK 0001617024 · former director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,292

SEC source: 0001104659-21-150905 · tm2135764d1_4.xml · nonDerivative · entry 1

Elliott Bruce H. · CIK 0001617024 · former director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,792

SEC source: 0001104659-21-124777 · tm2129672d2_4.xml · derivative · entry 2

SCAGGS NEAL · CIK 0001082228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 269,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

F2 · price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

F1 · derivative.expiration_date: Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption.

SEC source: 0001104659-21-124777 · tm2129672d2_4.xml · nonDerivative · entry 1

SCAGGS NEAL · CIK 0001082228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

SEC source: 0001104659-21-124779 · tm2129672d4_4.xml · derivative · entry 2

REYNOLDS MARSHALL T · CIK 0001057350 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 336,730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

F2 · price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

F1 · derivative.expiration_date: Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption.

SEC source: 0001104659-21-124779 · tm2129672d4_4.xml · nonDerivative · entry 1

REYNOLDS MARSHALL T · CIK 0001057350 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,809,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

SEC source: 0001104659-21-124780 · tm2129672d5_4.xml · derivative · entry 3

REYNOLDS DOUGLAS V · CIK 0001270979 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Children

Disclosed balance after: 0

Underlying: Common Stock · 402,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

F2 · price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

F1 · derivative.expiration_date: Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption.

SEC source: 0001104659-21-124780 · tm2129672d5_4.xml · nonDerivative · entry 1

REYNOLDS DOUGLAS V · CIK 0001270979 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Children

Disclosed balance after: 432,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

SEC source: 0001104659-21-124782 · tm2129672d8_4.xml · derivative · entry 3

Lucente Frank S · CIK 0001780236 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 0

Underlying: Common Stock · 38,673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

F2 · price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

F1 · derivative.expiration_date: Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption.

SEC source: 0001104659-21-124782 · tm2129672d8_4.xml · nonDerivative · entry 1

Lucente Frank S · CIK 0001780236 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 38,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

SEC source: 0001104659-21-124781 · tm2129672d7_4.xml · derivative · entry 3

Abraham Charles · CIK 0001660818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 246,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

F2 · price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

F1 · derivative.expiration_date: Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption.

SEC source: 0001104659-21-124781 · tm2129672d7_4.xml · nonDerivative · entry 1

Abraham Charles · CIK 0001660818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

SEC source: 0001104659-21-124776 · tm2129672d1_4.xml · derivative · entry 2

Williams Joseph L · CIK 0001373911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,836 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

F2 · price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

F1 · derivative.expiration_date: Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption.

SEC source: 0001104659-21-124776 · tm2129672d1_4.xml · nonDerivative · entry 1

Williams Joseph L · CIK 0001373911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

SEC source: 0001104659-21-125812 · tm2129672d6_4.xml · derivative · entry 2

Kapourales Samuel G · CIK 0001543336 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 269,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

F2 · price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

F1 · derivative.expiration_date: Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption.

SEC source: 0001104659-21-125812 · tm2129672d6_4.xml · nonDerivative · entry 1

Kapourales Samuel G · CIK 0001543336 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

SEC source: 0001104659-21-125811 · tm2129672d3_4.xml · derivative · entry 2

Reynolds Jack M · CIK 0001373909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,836 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

F2 · price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

F1 · derivative.expiration_date: Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption.

SEC source: 0001104659-21-125811 · tm2129672d3_4.xml · nonDerivative · entry 1

Reynolds Jack M · CIK 0001373909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.

SEC source: 0001104659-21-119731 · tm2128567-1_4seq1.xml · nonDerivative · entry 4

Lucente Frank S · CIK 0001780236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,499

SEC source: 0001104659-21-119731 · tm2128567-1_4seq1.xml · nonDerivative · entry 3

Lucente Frank S · CIK 0001780236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,499

SEC source: 0001104659-21-119731 · tm2128567-1_4seq1.xml · nonDerivative · entry 2

Lucente Frank S · CIK 0001780236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,749