Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Services of America CORPESOA · Entity 6286 | Director | October 06, 2021 | October 08, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Services of America CORP
Report date October 06, 2021 · Filed October 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 672,923 |
Reported balance
After 2021-10-06 transaction · row 1
1 source rowRow 1 · 2021-10-06 · Conversion · Acquired 269,384 · Balance 672,923 F2: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price. |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-10-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-10-06 · Conversion · Disposed 16 · Balance 0 F2: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price. F1: Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption. |
Filing footnotes · ownership attribution and instrument terms
F1: Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption.
F2: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PREMIER FINANCIAL BANCORP INC
Report date September 17, 2021 · Filed September 17, 2021
Section 16 reporting ended · disclosed 2021-09-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| PFBI - Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-09-17 transaction · row 1
1 source rowRow 1 · 2021-09-17 · Disposition to issuer · Disposed 170,597 · Balance 0 F1: PFBI Common Stock disposed pursuant to merger agreement between issuer and Peoples Bancorp Inc in exchange for 98,946 shares of Peoples common stock having a market value of $30.59 per share on the effective date of the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: PFBI Common Stock disposed pursuant to merger agreement between issuer and Peoples Bancorp Inc in exchange for 98,946 shares of Peoples common stock having a market value of $30.59 per share on the effective date of the merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 06, 2021 Filed Oct 8, 2021 20:51 UTC | Energy Services of America CORP ESOA · Entity 6286 | ConversionSeries A Convertible Preferred Stock · Derivative | 16 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-124777 · tm2129672d2_4.xml · derivative · entry 2 SCAGGS NEAL · CIK 0001082228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 269,384 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price. F2 · price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price. F1 · derivative.expiration_date: Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 20:51 UTC | Energy Services of America CORP ESOA · Entity 6286 | ConversionCommon Stock | 269,384 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-124777 · tm2129672d2_4.xml · nonDerivative · entry 1 SCAGGS NEAL · CIK 0001082228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 672,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Series A Preferred Stock was converted to common shares at $25,000 per share plus accrued but unpaid dividends divided by a $1.50 redemption price. Read SEC document |
| September 17, 2021 Filed Sep 17, 2021 17:13 UTC | PREMIER FINANCIAL BANCORP INC PFBI · Entity 135411 | Disposition to issuerPFBI - Common Stock | 170,597 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-017281 · doc1.xml · nonDerivative · entry 1 SCAGGS NEAL · CIK 0001082228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: PFBI Common Stock disposed pursuant to merger agreement between issuer and Peoples Bancorp Inc in exchange for 98,946 shares of Peoples common stock having a market value of $30.59 per share on the effective date of the merger. F1 · shares: PFBI Common Stock disposed pursuant to merger agreement between issuer and Peoples Bancorp Inc in exchange for 98,946 shares of Peoples common stock having a market value of $30.59 per share on the effective date of the merger. F1 · price: PFBI Common Stock disposed pursuant to merger agreement between issuer and Peoples Bancorp Inc in exchange for 98,946 shares of Peoples common stock having a market value of $30.59 per share on the effective date of the merger. Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 16:06 UTC | PREMIER FINANCIAL BANCORP INC PFBI · Entity 135411 | PurchasePFBI - Common Stock | 3,628 | $15.25 | $55,327.00 |
DisclosureSEC source: 0001567619-19-018107 · doc1.xml · nonDerivative · entry 1 SCAGGS NEAL · CIK 0001082228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,597 Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 08:53 UTC | PREMIER FINANCIAL BANCORP INC PFBI · Entity 135411 | PurchasePFBI - Common Stock | 10,000 | $15.25 | $152,500.00 |
DisclosureSEC source: 0001567619-19-017922 · doc1.xml · nonDerivative · entry 1 SCAGGS NEAL · CIK 0001082228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,969 Read SEC document |
| April 10, 2019 Filed Apr 11, 2019 14:59 UTC | PREMIER FINANCIAL BANCORP INC PFBI · Entity 135411 | OtherPFBI - Common Stock | 36,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008695 · doc1.xml · nonDerivative · entry 2 SCAGGS NEAL · CIK 0001082228 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse's Estate Disclosed balance after: 0 F1 · shares: Transfer from indirect to direct ownership of deceased spouse's 36,068 shares (including 1,280 shares acquired in exempt transactions during estate administration). F4 · shares: On December 9, 2016, Premier Financial Bancorp, Inc. paid a 10% stock dividend (1 share for every 10 shares owned on record date) to shareholders of record on December 2, 2016. Spouse's last reported ownership of PFBI Common Stock has been increased by 2,530 shares to reflect the 10% stock dividend. F5 · shares: On June 8, 2018, Premier Financial Bancorp, Inc. issued a 5 for 4 stock split (1 share for every 4 shares owned on record date) to shareholders of record on June 4, 2018. Spouse's last reported ownership of PFBI Common Stock has been increased by 6,957 shares to reflect the 5 for 4 stock split. Read SEC document |
| April 10, 2019 Filed Apr 11, 2019 14:59 UTC | PREMIER FINANCIAL BANCORP INC PFBI · Entity 135411 | OtherPFBI - Common Stock | 36,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008695 · doc1.xml · nonDerivative · entry 1 SCAGGS NEAL · CIK 0001082228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,969 F1 · shares: Transfer from indirect to direct ownership of deceased spouse's 36,068 shares (including 1,280 shares acquired in exempt transactions during estate administration). F2 · balance_after: On December 9, 2016, Premier Financial Bancorp, Inc. paid a 10% stock dividend (1 share for every 10 shares owned on record date) to shareholders of record on December 2, 2016. Reporting person's last reported ownership of PFBI Common Stock has been increased by 8,792 shares to reflect the 10% stock dividend. F3 · balance_after: On June 8, 2018, Premier Financial Bancorp, Inc. issued a 5 for 4 stock split (1 share for every 4 shares owned on record date) to shareholders of record on June 4, 2018. Reporting person's last reported ownership of PFBI Common Stock has been increased by 24,180 shares to reflect the 5 for 4 stock split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.